The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | COM | 000375204 | 1,669 | 62,855 | SH | DFND | 26,500 | 0 | 36,355 | ||
AT&T INC | COM | 00206R102 | 289 | 8,206 | SH | DFND | 6,348 | 0 | 1,858 | ||
AGRIUM INC | COM | 008916108 | 795 | 8,685 | SH | DFND | 2,150 | 0 | 6,535 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 265 | 2,368 | SH | DFND | 1,380 | 0 | 988 | ||
AMERICAN CAPITAL LIMITED | COM | 02503Y103 | 1,669 | 106,725 | SH | DFND | 36,915 | 0 | 69,810 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,829 | 20,157 | SH | DFND | 9,280 | 0 | 10,877 | ||
AMGEN INC | COM | 031162100 | 1,813 | 15,892 | SH | DFND | 6,675 | 0 | 9,217 | ||
APPLE INC | COM | 037833100 | 6,030 | 10,749 | SH | DFND | 4,257 | 0 | 6,492 | ||
BAKER HUGHES INC. | COM | 057224107 | 1,751 | 31,681 | SH | DFND | 14,300 | 0 | 17,381 | ||
BAXTER INTERNATIONAL INC | COM | 071813109 | 1,729 | 24,855 | SH | DFND | 11,420 | 0 | 13,435 | ||
BOEING COMPANY | COM | 097023105 | 887 | 6,495 | SH | DFND | 2,975 | 0 | 3,520 | ||
CBS CORP. | COM | 124857202 | 1,760 | 27,609 | SH | DFND | 12,700 | 0 | 14,909 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,742 | 19,182 | SH | DFND | 8,400 | 0 | 10,782 | ||
CELGENE CORP. | COM | 151020104 | 1,896 | 11,220 | SH | DFND | 5,225 | 0 | 5,995 | ||
CHICAGO BRIDGE& IRON | COM | 167250109 | 831 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CHIMERA INVESTMENT CORP | COM | 16934Q109 | 31 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CISCO SYS INC | COM | 17275R102 | 1,463 | 65,206 | SH | DFND | 30,000 | 0 | 35,206 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,519 | 36,760 | SH | DFND | 17,600 | 0 | 19,160 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 257 | 3,936 | SH | DFND | 2,090 | 0 | 1,846 | ||
COMPUTERIZED THERMAL IMAGING | COM | 20557C108 | 0 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
COSTCO WHSL CORP | COM | 22160K105 | 1,382 | 11,611 | SH | DFND | 5,000 | 0 | 6,611 | ||
CUMMINS INC | COM | 231021106 | 358 | 2,540 | SH | DFND | 1,935 | 0 | 605 | ||
DEVON ENERGY | COM | 25179M103 | 1,901 | 30,720 | SH | DFND | 13,850 | 0 | 16,870 | ||
DIAGEO PLC | COM | 25243Q205 | 1,600 | 12,079 | SH | DFND | 5,500 | 0 | 6,579 | ||
DISNEY WALT CO | COM | 254687106 | 1,936 | 25,334 | SH | DFND | 12,165 | 0 | 13,169 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 786 | 12,145 | SH | DFND | 6,680 | 0 | 5,465 | ||
DU PONT E I DE NEMOURS& CO | COM | 263534109 | 442 | 6,810 | SH | DFND | 4,965 | 0 | 1,845 | ||
EMC CORPORATION MASS | COM | 268648102 | 1,489 | 59,204 | SH | DFND | 25,500 | 0 | 33,704 | ||
EBAY INC | COM | 278642103 | 1,644 | 29,960 | SH | DFND | 14,800 | 0 | 15,160 | ||
EMBRAER SA | COM | 29082A107 | 2,024 | 62,892 | SH | DFND | 31,095 | 0 | 31,797 | ||
ENERGY TRANSFER PARTNERS | COM | 29273R109 | 247 | 4,310 | SH | DFND | 2,065 | 0 | 2,245 | ||
FMC CORP | COM | 302491303 | 755 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
FIRST TRUST NYSE ARCA | BIOTECHNOLOGY IND | 33733E203 | 233 | 3,368 | SH | DFND | 0 | 0 | 3,368 | ||
FIRST TRUST DOW JONES INTERNET | INDEX FUND | 33733E302 | 601 | 10,034 | SH | DFND | 450 | 0 | 9,584 | ||
FLUOR CORP. | COM | 343412102 | 1,680 | 20,922 | SH | DFND | 9,850 | 0 | 11,072 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,518 | 26,296 | SH | DFND | 11,700 | 0 | 14,596 | ||
FREEPORT MCMORAN COPPER&GOLD | COM | 35671D857 | 1,750 | 46,380 | SH | DFND | 21,850 | 0 | 24,530 | ||
GENERAL ELEC CO | COM | 369604103 | 1,791 | 63,891 | SH | DFND | 28,700 | 0 | 35,191 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,110 | 28,091 | SH | DFND | 12,775 | 0 | 15,316 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,825 | 10,294 | SH | DFND | 4,450 | 0 | 5,844 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 2,068 | 1,845 | SH | DFND | 843 | 0 | 1,002 | ||
HALLIBURTON CO | COM | 406216101 | 319 | 6,284 | SH | DFND | 0 | 0 | 6,284 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 1,898 | 27,412 | SH | DFND | 12,100 | 0 | 15,312 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 286 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
HONEYWELL | COM | 438516106 | 2,766 | 30,275 | SH | DFND | 9,200 | 0 | 21,075 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 2,290 | 12,207 | SH | DFND | 6,308 | 0 | 5,899 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 1,649 | 33,632 | SH | DFND | 14,900 | 0 | 18,732 | ||
ISHARES MSCI AUSTRALIA | FD | 464286103 | 406 | 16,664 | SH | DFND | 1,000 | 0 | 15,664 | ||
ISHARES FTSE XINHUA | CHINA 25 FD | 464287184 | 426 | 11,092 | SH | DFND | 2,175 | 0 | 8,917 | ||
ISHARES DOW JONES US FINANCIAL | SERVICE | 464287770 | 209 | 2,500 | SH | DFND | 750 | 0 | 1,750 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 2,941 | 50,283 | SH | DFND | 19,535 | 0 | 30,748 | ||
JOHNSON& JOHNSON | COM | 478160104 | 887 | 9,686 | SH | DFND | 5,910 | 0 | 3,776 | ||
LOWES CO INC | COM | 548661107 | 1,964 | 39,634 | SH | DFND | 18,050 | 0 | 21,584 | ||
MACY'S INC | COM | 55616P104 | 511 | 9,570 | SH | DFND | 6,635 | 0 | 2,935 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 341 | 17,500 | SH | DFND | 1,000 | 0 | 16,500 | ||
MANULIFE FINANCIAL CORP. | COM | 56501R106 | 1,790 | 90,745 | SH | DFND | 39,000 | 0 | 51,745 | ||
MASTERCARD | COM | 57636Q104 | 2,064 | 2,470 | SH | DFND | 1,115 | 0 | 1,355 | ||
MCDONALDS CORP | COM | 580135101 | 1,711 | 17,636 | SH | DFND | 8,795 | 0 | 8,841 | ||
MEDTRONIC INC | COM | 585055106 | 1,764 | 30,741 | SH | DFND | 13,600 | 0 | 17,141 | ||
MERCK& CO. INC. | COM | 58933Y105 | 1,520 | 30,365 | SH | DFND | 13,300 | 0 | 17,065 | ||
MICROSOFT CORP | COM | 594918104 | 1,766 | 47,198 | SH | DFND | 20,950 | 0 | 26,248 | ||
NCR CORPORATION | COM | 62886E108 | 1,610 | 47,278 | SH | DFND | 22,125 | 0 | 25,153 | ||
NIKE INC CL B | COM | 654106103 | 2,133 | 27,119 | SH | DFND | 12,900 | 0 | 14,219 | ||
NORFOLK& SOUTHERN | COM | 655844108 | 1,688 | 18,185 | SH | DFND | 8,250 | 0 | 9,935 | ||
NUANCE COMMUNICATIONS | COM | 67020Y100 | 152 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NUCOR CORP. | COM | 670346105 | 1,543 | 28,913 | SH | DFND | 12,850 | 0 | 16,063 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 370 | 3,890 | SH | DFND | 2,330 | 0 | 1,560 | ||
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 259 | 3,339 | SH | DFND | 0 | 0 | 3,339 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,684 | 19,326 | SH | DFND | 10,807 | 0 | 8,519 | ||
POWERSHARES DWA TECHINICAL | COM | 73935X153 | 242 | 6,600 | SH | DFND | 0 | 0 | 6,600 | ||
PROCTER& GAMBLE CO | COM | 742718109 | 1,663 | 20,433 | SH | DFND | 10,162 | 0 | 10,271 | ||
PROVECTUS PHARMA INC | COM | 74373F100 | 60 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
PUBLIC STORAGE | COM | 74460D109 | 1,284 | 8,531 | SH | DFND | 4,425 | 0 | 4,106 | ||
QUALCOMM INC | COM | 747525103 | 2,566 | 34,563 | SH | DFND | 12,810 | 0 | 21,753 | ||
RYDEX ETF TRUST: GUGGENHEIM | S&P 500 EQUAL WEI | 78355W106 | 695 | 9,756 | SH | DFND | 1,550 | 0 | 8,206 | ||
SPDR S&P OIL&GAS | EQUIPMENT& SERVI | 78464A748 | 243 | 5,557 | SH | DFND | 750 | 0 | 4,807 | ||
SANDRIDGE ENERGY | COM | 80007P307 | 397 | 65,410 | SH | DFND | 11,550 | 0 | 53,860 | ||
SAP AG | COM | 803054204 | 1,599 | 18,349 | SH | DFND | 8,350 | 0 | 9,999 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 2,003 | 22,225 | SH | DFND | 10,510 | 0 | 11,715 | ||
SIMON PPTY GROUP INC | COM | 828806109 | 1,253 | 8,236 | SH | DFND | 3,850 | 0 | 4,386 | ||
STATE STREET CORP | COM | 857477103 | 1,761 | 23,994 | SH | DFND | 11,000 | 0 | 12,994 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 235 | 7,550 | SH | DFND | 0 | 0 | 7,550 | ||
3D SYSTEMS CORPORATION | COM | 88554D205 | 232 | 2,500 | SH | DFND | 500 | 0 | 2,000 | ||
TIFFANY& CO | COM | 886547108 | 1,567 | 16,888 | SH | DFND | 7,700 | 0 | 9,188 | ||
TIMKEN CO | COM | 887389104 | 248 | 4,500 | SH | DFND | 2,675 | 0 | 1,825 | ||
VALERO ENERGY | COM | 91913Y100 | 2,378 | 47,182 | SH | DFND | 23,025 | 0 | 24,157 | ||
VANGUARD INFORMATION | TECHNOLOGY INDEX | 92204A702 | 539 | 6,015 | SH | DFND | 0 | 0 | 6,015 | ||
VANGUARD SMALL-CAP INDEX FUND | ETF SHARES | 922908751 | 793 | 7,214 | SH | DFND | 0 | 0 | 7,214 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,734 | 35,286 | SH | DFND | 17,257 | 0 | 18,029 | ||
VICAL INC. | COM | 925602104 | 14 | 11,500 | SH | DFND | 0 | 0 | 11,500 | ||
WEYERHAEUSER | COM | 962166104 | 1,562 | 49,481 | SH | DFND | 22,200 | 0 | 27,281 | ||
ACTAVIS PLC | COM | G0083B108 | 1,866 | 11,106 | SH | DFND | 5,000 | 0 | 6,106 | ||
EATON CORP PLC | COM | G29183103 | 1,796 | 23,592 | SH | DFND | 10,550 | 0 | 13,042 | ||
MICHAEL KORS HLDG LTD | COM | G60754101 | 346 | 4,265 | SH | DFND | 0 | 0 | 4,265 |