The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 279 | 7,956 | SH | DFND | 6,348 | 0 | 1,608 | ||
AGRIUM INC | COM | 008916108 | 847 | 8,685 | SH | DFND | 2,150 | 0 | 6,535 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 277 | 2,323 | SH | DFND | 1,380 | 0 | 943 | ||
AMERICAN CAPITAL LIMITED | COM | 02503Y103 | 1,686 | 106,725 | SH | DFND | 36,915 | 0 | 69,810 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,769 | 19,653 | SH | DFND | 8,776 | 0 | 10,877 | ||
AMGEN INC | COM | 031162100 | 1,807 | 14,653 | SH | DFND | 6,315 | 0 | 8,338 | ||
APPLE INC | COM | 037833100 | 5,409 | 10,077 | SH | DFND | 4,022 | 0 | 6,055 | ||
BAKER HUGHES INC. | COM | 057224107 | 1,983 | 30,501 | SH | DFND | 13,420 | 0 | 17,081 | ||
BAXTER INTERNATIONAL INC | COM | 071813109 | 1,785 | 24,255 | SH | DFND | 10,820 | 0 | 13,435 | ||
BOEING COMPANY | COM | 097023105 | 870 | 6,929 | SH | DFND | 2,975 | 0 | 3,954 | ||
CBS CORP. | COM | 124857202 | 1,657 | 26,819 | SH | DFND | 11,910 | 0 | 14,909 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,851 | 18,632 | SH | DFND | 7,850 | 0 | 10,782 | ||
CELGENE CORP. | COM | 151020104 | 1,527 | 10,935 | SH | DFND | 4,940 | 0 | 5,995 | ||
CHICAGO BRIDGE& IRON | COM | 167250109 | 688 | 7,900 | SH | DFND | 0 | 0 | 7,900 | ||
CHIMERA INVESTMENT CORP | COM | 16934Q109 | 31 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CISCO SYS INC | COM | 17275R102 | 1,416 | 63,154 | SH | DFND | 28,350 | 0 | 34,804 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,324 | 34,260 | SH | DFND | 15,100 | 0 | 19,160 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 255 | 3,936 | SH | DFND | 2,090 | 0 | 1,846 | ||
COMPUTERIZED THERMAL IMAGING | COM | 20557C108 | 0 | 15,000 | SH | DFND | 0 | 0 | 15,000 | ||
COSTCO WHSL CORP | COM | 22160K105 | 1,383 | 12,387 | SH | DFND | 5,250 | 0 | 7,137 | ||
CUMMINS INC | COM | 231021106 | 460 | 3,090 | SH | DFND | 1,935 | 0 | 1,155 | ||
DEVON ENERGY | COM | 25179M103 | 1,974 | 29,500 | SH | DFND | 13,100 | 0 | 16,400 | ||
DIAGEO PLC | COM | 25243Q205 | 1,515 | 12,161 | SH | DFND | 5,532 | 0 | 6,629 | ||
DISNEY WALT CO | COM | 254687106 | 1,890 | 23,604 | SH | DFND | 10,510 | 0 | 13,094 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 840 | 11,835 | SH | DFND | 6,370 | 0 | 5,465 | ||
DU PONT E I DE NEMOURS& CO | COM | 263534109 | 447 | 6,655 | SH | DFND | 4,965 | 0 | 1,690 | ||
EBAY INC | COM | 278642103 | 1,610 | 29,150 | SH | DFND | 13,990 | 0 | 15,160 | ||
EMBRAER SA | COM | 29082A107 | 2,163 | 60,942 | SH | DFND | 29,395 | 0 | 31,547 | ||
ENERGY TRANSFER PARTNERS | COM | 29273R109 | 232 | 4,310 | SH | DFND | 2,065 | 0 | 2,245 | ||
FMC CORP | COM | 302491303 | 524 | 6,850 | SH | DFND | 0 | 0 | 6,850 | ||
FIRST TRUST NYSE ARCA | BIOTECHNOLOGY IND | 33733E203 | 565 | 7,368 | SH | DFND | 0 | 0 | 7,368 | ||
FIRST TRUST DOW JONES INTERNET | INDEX FUND | 33733E302 | 684 | 11,584 | SH | DFND | 900 | 0 | 10,684 | ||
FLUOR CORP. | COM | 343412102 | 1,584 | 20,382 | SH | DFND | 9,310 | 0 | 11,072 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,391 | 25,666 | SH | DFND | 11,070 | 0 | 14,596 | ||
FREEPORT MCMORAN COPPER&GOLD | COM | 35671D857 | 1,462 | 44,205 | SH | DFND | 20,650 | 0 | 23,555 | ||
GENERAL ELEC CO | COM | 369604103 | 1,733 | 66,936 | SH | DFND | 31,890 | 0 | 35,046 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,927 | 27,191 | SH | DFND | 11,860 | 0 | 15,331 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,647 | 10,054 | SH | DFND | 4,210 | 0 | 5,844 | ||
GOOGLE INC CLASS A | COM | 38259P508 | 1,881 | 1,688 | SH | DFND | 741 | 0 | 947 | ||
HALLIBURTON CO | COM | 406216101 | 370 | 6,284 | SH | DFND | 0 | 0 | 6,284 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 1,782 | 26,752 | SH | DFND | 11,440 | 0 | 15,312 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 266 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
HONEYWELL | COM | 438516106 | 2,308 | 24,877 | SH | DFND | 8,602 | 0 | 16,275 | ||
ILLUMINA INC. | COM | 452327109 | 305 | 2,050 | SH | DFND | 965 | 0 | 1,085 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 584 | 3,034 | SH | DFND | 2,053 | 0 | 981 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 1,496 | 32,615 | SH | DFND | 14,090 | 0 | 18,525 | ||
ISHARES MSCI AUSTRALIA | FD | 464286103 | 431 | 16,664 | SH | DFND | 1,000 | 0 | 15,664 | ||
ISHARES FTSE XINHUA | CHINA 25 FD | 464287184 | 218 | 6,092 | SH | DFND | 1,425 | 0 | 4,667 | ||
ISHARES DOW JONES US FINANCIAL | SERVICE | 464287770 | 864 | 10,175 | SH | DFND | 950 | 0 | 9,225 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 2,815 | 46,373 | SH | DFND | 19,125 | 0 | 27,248 | ||
JOHNSON& JOHNSON | COM | 478160104 | 930 | 9,466 | SH | DFND | 5,785 | 0 | 3,681 | ||
LOWES CO INC | COM | 548661107 | 1,876 | 38,354 | SH | DFND | 17,120 | 0 | 21,234 | ||
MACY'S INC | COM | 55616P104 | 438 | 7,380 | SH | DFND | 4,375 | 0 | 3,005 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 181 | 13,000 | SH | DFND | 500 | 0 | 12,500 | ||
MANULIFE FINANCIAL CORP. | COM | 56501R106 | 1,712 | 88,645 | SH | DFND | 36,900 | 0 | 51,745 | ||
MASTERCARD | COM | 57636Q104 | 1,652 | 22,110 | SH | DFND | 9,460 | 0 | 12,650 | ||
MCDONALDS CORP | COM | 580135101 | 1,684 | 17,176 | SH | DFND | 8,435 | 0 | 8,741 | ||
MEDTRONIC INC | COM | 585055106 | 1,835 | 29,821 | SH | DFND | 12,850 | 0 | 16,971 | ||
MERCK& CO. INC. | COM | 58933Y105 | 1,682 | 29,633 | SH | DFND | 12,568 | 0 | 17,065 | ||
MICROSOFT CORP | COM | 594918104 | 1,847 | 45,055 | SH | DFND | 19,870 | 0 | 25,185 | ||
NCR CORPORATION | COM | 62886E108 | 2,103 | 57,533 | SH | DFND | 25,550 | 0 | 31,983 | ||
NEW RESIDENTIAL INVESTMENT | CORP. | 64828T102 | 65 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NIKE INC CL B | COM | 654106103 | 2,031 | 27,499 | SH | DFND | 12,200 | 0 | 15,299 | ||
NORFOLK& SOUTHERN | COM | 655844108 | 1,723 | 17,735 | SH | DFND | 7,800 | 0 | 9,935 | ||
NUANCE COMMUNICATIONS | COM | 67020Y100 | 172 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NUCOR CORP. | COM | 670346105 | 1,426 | 28,223 | SH | DFND | 12,160 | 0 | 16,063 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 422 | 4,430 | SH | DFND | 2,330 | 0 | 2,100 | ||
PNC FINANCIAL SERVICES GROUP | COM | 693475105 | 290 | 3,339 | SH | DFND | 0 | 0 | 3,339 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,703 | 20,801 | SH | DFND | 11,452 | 0 | 9,349 | ||
POWERSHARES DWA TECHINICAL | COM | 73935X153 | 268 | 7,190 | SH | DFND | 0 | 0 | 7,190 | ||
PROCTER& GAMBLE CO | COM | 742718109 | 1,611 | 19,983 | SH | DFND | 9,712 | 0 | 10,271 | ||
PROVECTUS BIOPHARMACEUTICALS | COM | 74373P108 | 62 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
PUBLIC STORAGE | COM | 74460D109 | 1,469 | 8,716 | SH | DFND | 4,185 | 0 | 4,531 | ||
QUALCOMM INC | COM | 747525103 | 2,683 | 34,023 | SH | DFND | 12,270 | 0 | 21,753 | ||
RYDEX ETF TRUST: GUGGENHEIM | S&P 500 EQUAL WEI | 78355W106 | 1,109 | 15,196 | SH | DFND | 1,500 | 0 | 13,696 | ||
KBW REGIONAL BANKING ETF | COM | 78464A698 | 228 | 5,500 | SH | DFND | 500 | 0 | 5,000 | ||
SPDR S&P OIL&GAS | EQUIPMENT& SERVI | 78464A748 | 255 | 5,557 | SH | DFND | 750 | 0 | 4,807 | ||
SANDRIDGE ENERGY | COM | 80007P307 | 402 | 65,410 | SH | DFND | 11,550 | 0 | 53,860 | ||
SAP AG | COM | 803054204 | 1,494 | 18,369 | SH | DFND | 8,370 | 0 | 9,999 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 2,189 | 22,455 | SH | DFND | 10,030 | 0 | 12,425 | ||
SIEMENS AG | COM | 826197501 | 1,618 | 11,975 | SH | DFND | 5,175 | 0 | 6,800 | ||
SIMON PPTY GROUP INC | COM | 828806109 | 1,463 | 8,918 | SH | DFND | 4,160 | 0 | 4,758 | ||
STATE STREET CORP | COM | 857477103 | 1,627 | 23,394 | SH | DFND | 10,400 | 0 | 12,994 | ||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 259 | 7,550 | SH | DFND | 0 | 0 | 7,550 | ||
TIFFANY& CO | COM | 886547108 | 1,419 | 16,468 | SH | DFND | 7,280 | 0 | 9,188 | ||
TIMKEN CO | COM | 887389104 | 265 | 4,500 | SH | DFND | 2,675 | 0 | 1,825 | ||
US BANCORP | COM | 902973304 | 1,545 | 36,040 | SH | DFND | 16,740 | 0 | 19,300 | ||
VALERO ENERGY | COM | 91913Y100 | 2,352 | 44,301 | SH | DFND | 20,455 | 0 | 23,846 | ||
VANGUARD INFORMATION | TECHNOLOGY INDEX | 92204A702 | 551 | 6,015 | SH | DFND | 0 | 0 | 6,015 | ||
VANGUARD SMALL-CAP INDEX FUND | ETF SHARES | 922908751 | 1,124 | 9,954 | SH | DFND | 700 | 0 | 9,254 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,667 | 35,034 | SH | DFND | 17,617 | 0 | 17,417 | ||
VICAL INC. | COM | 925602104 | 15 | 11,500 | SH | DFND | 0 | 0 | 11,500 | ||
WEYERHAEUSER | COM | 962166104 | 1,417 | 48,281 | SH | DFND | 21,000 | 0 | 27,281 | ||
YAHOO INC | COM | 984332106 | 1,429 | 39,815 | SH | DFND | 16,790 | 0 | 23,025 | ||
ACTAVIS PLC | COM | G0083B108 | 1,898 | 9,220 | SH | DFND | 4,110 | 0 | 5,110 | ||
EATON CORP PLC | COM | G29183103 | 1,729 | 23,022 | SH | DFND | 9,980 | 0 | 13,042 |