The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AT&T INC | COM | 00206R102 | 281 | 7,956 | SH | DFND | 6,348 | 0 | 1,608 | ||
AGRIUM INC | COM | 008916108 | 796 | 8,685 | SH | DFND | 2,150 | 0 | 6,535 | ||
AIR PRODUCTS& CHEMICALS INC | COM | 009158106 | 299 | 2,323 | SH | DFND | 1,380 | 0 | 943 | ||
AMERICAN CAPITAL LIMITED | COM | 02503Y103 | 1,555 | 101,725 | SH | DFND | 31,915 | 0 | 69,810 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 1,872 | 19,736 | SH | DFND | 8,776 | 0 | 10,960 | ||
AMGEN INC | COM | 031162100 | 1,742 | 14,717 | SH | DFND | 6,315 | 0 | 8,402 | ||
APPLE INC | COM | 037833100 | 5,970 | 64,237 | SH | DFND | 28,154 | 0 | 36,083 | ||
BAKER HUGHES INC. | COM | 057224107 | 2,051 | 27,551 | SH | DFND | 12,100 | 0 | 15,451 | ||
BAXTER INTERNATIONAL INC | COM | 071813109 | 1,761 | 24,360 | SH | DFND | 10,820 | 0 | 13,540 | ||
BOEING COMPANY | COM | 097023105 | 691 | 5,429 | SH | DFND | 2,975 | 0 | 2,454 | ||
CBS CORP. | COM | 124857202 | 1,674 | 26,934 | SH | DFND | 11,910 | 0 | 15,024 | ||
CATERPILLAR INC DEL | COM | 149123101 | 1,963 | 18,066 | SH | DFND | 7,850 | 0 | 10,216 | ||
CELGENE CORP. | COM | 151020104 | 1,957 | 22,790 | SH | DFND | 9,880 | 0 | 12,910 | ||
CHICAGO BRIDGE& IRON | COM | 167250109 | 539 | 7,900 | SH | DFND | 0 | 0 | 7,900 | ||
CHIMERA INVESTMENT CORP | COM | 16934Q109 | 32 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CISCO SYS INC | COM | 17275R102 | 1,579 | 63,538 | SH | DFND | 28,350 | 0 | 35,188 | ||
COCA-COLA COMPANY | COM | 191216100 | 1,461 | 34,496 | SH | DFND | 15,100 | 0 | 19,396 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 268 | 3,936 | SH | DFND | 2,090 | 0 | 1,846 | ||
COSTCO WHSL CORP | COM | 22160K105 | 1,435 | 12,460 | SH | DFND | 5,250 | 0 | 7,210 | ||
CUMMINS INC | COM | 231021106 | 477 | 3,090 | SH | DFND | 1,935 | 0 | 1,155 | ||
DEVON ENERGY | COM | 25179M103 | 2,003 | 25,231 | SH | DFND | 10,500 | 0 | 14,731 | ||
DIAGEO PLC | COM | 25243Q205 | 1,553 | 12,204 | SH | DFND | 5,532 | 0 | 6,672 | ||
DISNEY WALT CO | COM | 254687106 | 2,033 | 23,715 | SH | DFND | 10,510 | 0 | 13,205 | ||
DOMINION RESOURCES INC (NEW) | COM | 25746U109 | 623 | 8,710 | SH | DFND | 6,445 | 0 | 2,265 | ||
DU PONT E I DE NEMOURS& CO | COM | 263534109 | 1,979 | 30,246 | SH | DFND | 15,465 | 0 | 14,781 | ||
EBAY INC | COM | 278642103 | 1,730 | 34,563 | SH | DFND | 15,500 | 0 | 19,063 | ||
EMBRAER SA | COM | 29082A107 | 2,068 | 56,758 | SH | DFND | 25,895 | 0 | 30,863 | ||
ENERGY TRANSFER PARTNERS | COM | 29273R109 | 247 | 4,260 | SH | DFND | 2,015 | 0 | 2,245 | ||
FMC CORP | COM | 302491303 | 488 | 6,850 | SH | DFND | 0 | 0 | 6,850 | ||
FIRST TRUST NYSE ARCA | BIOTECHNOLOGY IND | 33733E203 | 232 | 2,818 | SH | DFND | 400 | 0 | 2,418 | ||
FIRST TRUST DOW JONES INTERNET | INDEX FUND | 33733E302 | 297 | 4,984 | SH | DFND | 1,250 | 0 | 3,734 | ||
FLUOR CORP. | COM | 343412102 | 1,576 | 20,491 | SH | DFND | 9,310 | 0 | 11,181 | ||
FRANKLIN RESOURCES INC | COM | 354613101 | 1,490 | 25,768 | SH | DFND | 11,070 | 0 | 14,698 | ||
FREEPORT MCMORAN, INC. | COM | 35671D857 | 1,622 | 44,429 | SH | DFND | 20,650 | 0 | 23,779 | ||
GENERAL ELEC CO | COM | 369604103 | 1,767 | 67,250 | SH | DFND | 31,890 | 0 | 35,360 | ||
GILEAD SCIENCES INC | COM | 375558103 | 2,255 | 27,195 | SH | DFND | 11,860 | 0 | 15,335 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,624 | 9,700 | SH | DFND | 4,210 | 0 | 5,490 | ||
GOOGLE INC CL C | COM | 38259P706 | 2,020 | 3,511 | SH | DFND | 1,563 | 0 | 1,948 | ||
HARLEY DAVIDSON INC | COM | 412822108 | 1,671 | 23,919 | SH | DFND | 10,500 | 0 | 13,419 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 280 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
HONEYWELL | COM | 438516106 | 2,320 | 24,957 | SH | DFND | 8,602 | 0 | 16,355 | ||
ILLUMINA INC. | COM | 452327109 | 384 | 2,150 | SH | DFND | 965 | 0 | 1,185 | ||
INTEL CORP | COM | 458140100 | 243 | 7,875 | SH | DFND | 5,375 | 0 | 2,500 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 549 | 3,027 | SH | DFND | 2,053 | 0 | 974 | ||
ISHARES US FINANCIAL | SERVICE ETF | 464287770 | 327 | 3,875 | SH | DFND | 950 | 0 | 2,925 | ||
JPMORGAN CHASE& CO | COM | 46625H100 | 2,943 | 51,077 | SH | DFND | 20,895 | 0 | 30,182 | ||
JOHNSON& JOHNSON | COM | 478160104 | 811 | 7,749 | SH | DFND | 5,500 | 0 | 2,249 | ||
LILLY& CO. | COM | 532457108 | 202 | 3,250 | SH | DFND | 2,000 | 0 | 1,250 | ||
LOWES CO INC | COM | 548661107 | 1,850 | 38,543 | SH | DFND | 17,120 | 0 | 21,423 | ||
MACY'S INC | COM | 55616P104 | 428 | 7,380 | SH | DFND | 4,375 | 0 | 3,005 | ||
MANULIFE FINANCIAL CORP. | COM | 56501R106 | 1,771 | 89,120 | SH | DFND | 36,900 | 0 | 52,220 | ||
MASTERCARD | COM | 57636Q104 | 1,632 | 22,216 | SH | DFND | 9,460 | 0 | 12,756 | ||
MCDONALDS CORP | COM | 580135101 | 1,729 | 17,167 | SH | DFND | 8,385 | 0 | 8,782 | ||
MEDTRONIC INC | COM | 585055106 | 2,014 | 31,587 | SH | DFND | 13,700 | 0 | 17,887 | ||
MERCK& CO. INC. | COM | 58933Y105 | 1,722 | 29,769 | SH | DFND | 12,568 | 0 | 17,201 | ||
MICROSOFT CORP | COM | 594918104 | 1,881 | 45,103 | SH | DFND | 19,870 | 0 | 25,233 | ||
NCR CORPORATION | COM | 62886E108 | 2,297 | 65,446 | SH | DFND | 28,000 | 0 | 37,446 | ||
NEW RESIDENTIAL INVESTMENT | CORP. | 64828T102 | 63 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
NIKE INC CL B | COM | 654106103 | 2,140 | 27,600 | SH | DFND | 12,200 | 0 | 15,400 | ||
NORFOLK& SOUTHERN | COM | 655844108 | 1,827 | 17,736 | SH | DFND | 7,800 | 0 | 9,936 | ||
NUANCE COMMUNICATIONS | COM | 67020Y100 | 203 | 10,800 | SH | DFND | 0 | 0 | 10,800 | ||
NUCOR CORP. | COM | 670346105 | 1,513 | 30,717 | SH | DFND | 13,350 | 0 | 17,367 | ||
OCCIDENTAL PETROLEUM | COM | 674599105 | 455 | 4,430 | SH | DFND | 2,330 | 0 | 2,100 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,761 | 20,884 | SH | DFND | 11,452 | 0 | 9,432 | ||
PROCTER& GAMBLE CO | COM | 742718109 | 1,596 | 20,311 | SH | DFND | 9,952 | 0 | 10,359 | ||
PROVECTUS BIOPHARMACEUTICALS | COM | 74373P108 | 22 | 25,000 | SH | DFND | 0 | 0 | 25,000 | ||
PUBLIC STORAGE | COM | 74460D109 | 1,501 | 8,761 | SH | DFND | 4,185 | 0 | 4,576 | ||
TOMBSTONE EXPLORATION CORP. | COM | 74621P207 | 5 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 2,704 | 34,138 | SH | DFND | 12,270 | 0 | 21,868 | ||
RITE AID CORP | COM | 767754104 | 78 | 10,935 | SH | DFND | 0 | 0 | 10,935 | ||
RYDEX (GUGGENHEIM) S&P 500 | EQUAL WEIGHT INDE | 78355W106 | 560 | 7,296 | SH | DFND | 1,500 | 0 | 5,796 | ||
SANDRIDGE ENERGY | COM | 80007P307 | 499 | 69,810 | SH | DFND | 11,550 | 0 | 58,260 | ||
SAP AG | COM | 803054204 | 1,548 | 20,104 | SH | DFND | 8,850 | 0 | 11,254 | ||
SCHLUMBERGER LIMITED | COM | 806857108 | 2,598 | 22,024 | SH | DFND | 9,610 | 0 | 12,414 | ||
SIEMENS AG | COM | 826197501 | 1,588 | 12,025 | SH | DFND | 5,175 | 0 | 6,850 | ||
SIMON PPTY GROUP INC | COM | 828806109 | 1,492 | 8,972 | SH | DFND | 4,160 | 0 | 4,812 | ||
STATE STREET CORP | COM | 857477103 | 1,580 | 23,497 | SH | DFND | 10,400 | 0 | 13,097 | ||
TIFFANY& CO | COM | 886547108 | 1,633 | 16,293 | SH | DFND | 7,280 | 0 | 9,013 | ||
TIMKEN CO | COM | 887389104 | 305 | 4,500 | SH | DFND | 2,675 | 0 | 1,825 | ||
US BANCORP | COM | 902973304 | 1,730 | 39,934 | SH | DFND | 17,850 | 0 | 22,084 | ||
VALERO ENERGY | COM | 91913Y100 | 2,339 | 46,679 | SH | DFND | 21,925 | 0 | 24,754 | ||
VANGUARD INFORMATION | TECHNOLOGY SECTOR | 92204A702 | 205 | 2,115 | SH | DFND | 0 | 0 | 2,115 | ||
VANGUARD SMALL-CAP INDEX ETF | COM | 922908751 | 570 | 4,864 | SH | DFND | 700 | 0 | 4,164 | ||
VERIZON COMMUNICATIONS | COM | 92343V104 | 1,734 | 35,432 | SH | DFND | 17,812 | 0 | 17,620 | ||
WEYERHAEUSER | COM | 962166104 | 1,605 | 48,498 | SH | DFND | 21,000 | 0 | 27,498 | ||
YAHOO INC | COM | 984332106 | 1,669 | 47,503 | SH | DFND | 20,000 | 0 | 27,503 | ||
ACTAVIS PLC | COM | G0083B108 | 2,066 | 9,262 | SH | DFND | 4,110 | 0 | 5,152 | ||
EATON CORP PLC | COM | G29183103 | 1,786 | 23,135 | SH | DFND | 9,980 | 0 | 13,155 |