UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. )
2815 Scott Avenue
St. Louis, Missouri 63103
(314) 621-0699
Bryan Cave LLP
One Metropolitan Square
211 North Broadway, Suite 3600
St. Louis, Missouri 63102
Attention: William L. Cole
Telephone (314) 259-2711
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.o
(Continued on the following pages)
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
1 | NAMES OF REPORTING PERSONS Peter A. Edison | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
PF, OO | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 205,400 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,928,905 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 205,400 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
84,045 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
2,134,305 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
23.06% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
IN |
1 | NAMES OF REPORTING PERSONS Steven Madden, Ltd. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS | ||||||||||
WC | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Delaware | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 1,844,860 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 1,844,860 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
1,844,860 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
19.99% | |||||||||||
14 | TYPE OF REPORTING PERSON | ||||||||||
CO |
Page 4 of 12
St. Louis, Missouri 63103
Page 5 of 12
Page 6 of 12
Page 7 of 12
Page 8 of 12
Number | Description | |
1 | Debenture and Stock Purchase Agreement, dated August 26, 2010, between Steven Madden, Ltd. and Bakers Footwear Group, Inc. (hereby incorporated by reference to Exhibit 4.1 to the Issuer’s Form 8-K filed on August 27, 2010). | |
2 | Voting Agreement, dated August 26, 2010, between Steven Madden, Ltd. and Peter A. Edison. (hereby incorporated by reference to Exhibit 4.3 to the Issuer’s Form 8-K filed on August 27, 2010). | |
3* | Joint Filing Agreement, dated September 3, 2010, between Steven Madden, Ltd. and Peter A. Edison. |
* | Filed herein. |
Page 9 of 12
Dated: September 3, 2010 | STEVEN MADDEN, LTD. | |||
By: | /s/ Edward R. Rosenfeld | |||
Edward R. Rosenfeld | ||||
Chief Executive Officer | ||||
Dated: September 3, 2010 | Peter A. Edison | |||
/s/ Peter A. Edison | ||||
Page 10 of 12
Exhibit | ||
Number | Description | |
1 | Debenture and Stock Purchase Agreement, dated August 26, 2010, between Steven Madden, Ltd. and Bakers Footwear Group, Inc. (hereby incorporated by reference to Exhibit 4.1 to the Issuer’s Form 8-K filed on August 27, 2010). | |
2 | Voting Agreement, dated August 26, 2010, between Steven Madden, Ltd. and Peter A. Edison. (hereby incorporated by reference to Exhibit 4.3 to the Issuer’s Form 8-K filed on August 27, 2010). | |
3* | Joint Filing Agreement, dated September 3, 2010, between Steven Madden, Ltd. and Peter A. Edison. |
* | Filed herein. |
Page 11 of 12
STEVEN MADDEN, LTD. | ||||
By: | /s/ Edward R. Rosenfeld | |||
Edward R. Rosenfeld | ||||
Chief Executive Officer | ||||
Peter A. Edison | ||||
/s/ Peter A. Edison | ||||
Page 12 of 12
Business Address and Place of | ||||
Name | Title and Principal Occupation | Employment | ||
Edward R. Rosenfeld | Chairman and Chief Executive Officer of Steven Madden, Ltd. | Steven Madden, Ltd. 52-16 Barnett Avenue Long Island City, NY 11104 | ||
John L. Madden | Consultant | JLM Consultants, Inc. 6305 Northwest 65th Street Terrace Parkland, Florida 33067 | ||
Peter Migliorini | Sales Manager | Greschlers, Inc. 660 5th Avenue Brooklyn, New York 11215 | ||
Richard P. Randall | Retired | c/o Steven Madden, Ltd. 52-16 Barnett Avenue Long Island City, NY 11104 | ||
Ravi Sachdev | Managing Director | JPMorgan Chase & Co. 270 Park Avenue New York, New York 10017 | ||
Thomas H. Schwartz | Owner, Management and Investment Company | Sumner and Forge Investors LLC 200 Park Avenue, Suite 1010 New York, New York 10003 |
Name | Title and Principal Occupation | |
Arvind Dharia | Chief Financial Officer | |
Awadhesh Sinha | Chief Operating Officer | |
Robert Schmertz | Brand Director | |
Amelia Newton Varela | Executive Vice President |