UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
October 19, 2021
BHP GROUP LIMITED (ABN 49 004 028 077) (Exact name of Registrant as specified in its charter)
VICTORIA, AUSTRALIA (Jurisdiction of incorporation or organisation)
171 COLLINS STREET, MELBOURNE, VICTORIA 3000 AUSTRALIA (Address of principal executive offices) | BHP GROUP PLC (REG. NO. 3196209) (Exact name of Registrant as specified in its charter)
ENGLAND AND WALES (Jurisdiction of incorporation or organisation)
NOVA SOUTH, 160 VICTORIA STREET LONDON, SW1E 5LB UNITED KINGDOM (Address of principal executive offices) |
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: ☒ Form 20-F ☐ Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: ☐ Yes ☒ No
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
Issued by: | BHP Group Plc | |
Date: | 19 October 2021 | |
To: | London Stock Exchange | |
Australian Securities Exchange | ||
Cc: | JSE Limited | |
New York Stock Exchange | ||
For Release: | Immediately | |
Authorised for lodgement by: | Stefanie Wilkinson Group Company Secretary | |
+44 20 7802 4000 |
BHP Group Plc – Notification of Major Interest in Shares
The attached notification was received on 18 October 2021 by BHP Group Plc from Norges Bank relating to a change of major interests in shares in BHP Group Plc.
BHP Group Limited ABN 49 004 028 077 Registered in Australia LEI WZE1WSENV6JSZFK0JC28 Registered Office: 171 Collins Street Melbourne Victoria 3000 Australia Tel +61 1300 55 4757 Fax +61 3 9609 3015 | BHP Group Plc Registration number 3196209 LEI 549300C116EOWV835768 Registered in England and Wales Registered Office: Nova South, 160 Victoria Street London, SW1E 5LB United Kingdom Tel +44 20 7802 4000 Fax +44 20 7802 4111 |
The BHP Group is headquartered in Australia
TR-1: Standard form for notification of major holdings
1. | Issuer Details |
ISIN
GB00BH0P3Z91
Issuer Name
BHP GROUP PLC
UK or Non-UK Issuer
UK
2. | Reason for Notification |
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
3. | Details of person subject to the notification obligation |
Name
Norges Bank
City of registered office (if applicable)
Oslo
Country of registered office (if applicable)
Norway
4. | Details of the shareholder |
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. | Date on which the threshold was crossed or reached |
15-Oct-2021
6. | Date on which Issuer notified |
18-Oct-2021
7. | Total positions of person(s) subject to the notification obligation |
% of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |||||||||||||
Resulting situation on the date on which threshold was crossed or reached | 5.001670 | 0.000000 | 5.001670 | 105638726 | ||||||||||||
Position of previous notification (if applicable) | 4.940100 | 0.000000 | 4.940100 |
8. | Notified details of the resulting situation on the date on which the threshold was crossed or reached |
8A. | Voting rights attached to shares |
Class/Type of shares ISIN code (if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) | ||||||||
GB00BH0P3Z91 | 102712966 | 4.863140 | ||||||||||
US05545E2090 | 2925760 | 0.138530 | ||||||||||
Sub Total 8.A | 105638726 | 5.001670% |
8B1. | Financial Instruments according to (DTR5.3.1R.(1) (a)) |
Type of financial instrument | Expiration date | Exercise/ conversion period | Number of voting rights that may be acquired if the instrument is exercised/ converted | % of voting rights | ||||||||
Sub Total 8.B1 |
8B2. | Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b)) |
Type of financial instrument | Expiration date | Exercise/ conversion period | Physical or cash settlement | Number of voting rights | % of voting rights | |||||
Sub Total 8.B2 |
9. | Information in relation to the person subject to the notification obligation |
1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.
Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||||||||||||
10. | In case of proxy voting |
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. | Additional Information |
12. | Date of Completion |
18-Oct-2021
13. | Place Of Completion |
Oslo, Norway
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BHP Group Limited and BHP Group Plc | ||||||
Date: October 19, 2021 | By: | /s/ Stefanie Wilkinson | ||||
Name: | Stefanie Wilkinson | |||||
Title: | Group Company Secretary |