Loading...
Docoh

Hicks Ken C

Filed: 2 Oct 20, 9:08pm
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
HICKS KEN C

(Last) (First) (Middle)
C/O ACADEMY SPORTS AND OUTDOORS, INC.
1800 NORTH MASON ROAD

(Street)
KATY TX 77449

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/02/2020
3. Issuer Name and Ticker or Trading Symbol
Academy Sports & Outdoors, Inc. [ ASO ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President and CEO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 665,869(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) (2) 09/16/2028 Common Stock 164,487 17.14 D
Stock Options (Right to Buy) (3) 09/16/2028 Common Stock 82,243 17.14 D
Stock Options (Right to Buy) (4) 03/07/2029 Common Stock 220,413 16.57 D
Stock Options (Right to Buy) (5) 03/07/2029 Common Stock 108,561 16.57 D
Stock Options (Right to Buy) (6) 03/05/2030 Common Stock 276,430 17.3 D
Explanation of Responses:
1. Includes: (a) 480,157 time-based restricted stock units, and (b) 96,279 performance-based restricted stock units that vest if certain performance criteria and/or Issuer stock price conditions are met.
2. These time-based options vest in 48 equal monthly installments beginning on May 5, 2018.
3. These performance-based options shall vest in full on February 2, 2022 if certain stock price conditions are met on such date as determined by the Issuer.
4. These time-based options vest in 48 equal monthly installments beginning on April 7, 2019.
5. These performance-based options vest as follows: (a) 45,233 have vested, and (b) the remaining portion shall vest in 28 equal monthly installments beginning on November 1, 2020.
6. These time-based options vest in 48 equal monthly installments beginning on April 5, 2020.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney.
/s/ Rene G. Casares, Attorney-in-Fact 10/02/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.