UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) or (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Unified Series Trust
(Exact name of registrant as specified in its charter)
Ohio (State of incorporation or organization) | See below (IRS Employer Identification No.) |
225 Pictoria Drive, Suite 450 Cincinnati, OH (Address of principal executive offices) | 45246 (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered | Name of exchange on which each class is to be registered | I.R.S. Employer Identification Number |
Absolute Core Equity ETF | NYSE Arca | 84-3526320 |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates: 333-100654
Securities to be registered pursuant to Section 12(g) of the Act: None.
Item 1. | Description of Registrant’s Securities to be Registered |
Reference is made to Post-Effective Amendment No. 473 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-100654 and 811-21237), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR December 20, 2019, which is incorporated herein by reference.
Item 2. | Exhibits |
A. | Agreement and Declaration of Trust as filed with the State of Ohio on October 17, 2002 – Filed with Registrant’s initial registration statement on Form N-1A (File Nos. 333-100654 and 811-21237) dated October 21, 2002 and incorporated herein by reference. |
B. | Copy of Amendment No. 33 to Agreement and Declaration of Trust as filed with the State of Ohio on October 11, 2019 – Filed with Registrant’s registration statement on Form N-1A (File Nos. 333-100654 and 811-21237) dated October 28, 2019 and incorporated herein by reference. |
C. | Registrant’s By-Laws dated October 17, 2002 – Filed with Registrant’s initial registration statement on Form N-1A (File Nos. 333-100654 and 811-21237) dated October 21, 2002 and incorporated herein by reference. |
D. | Form of Authorized Participant Agreement for the Absolute Core Equity ETF – Filed with Registrant’s registration statement on Form N-1A (File Nos. 333-100654 and 811-21237) dated December 20, 2019 and incorporated herein by reference. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Unified Series Trust | |||
Date: December 26, 2019 | By: | /s/ David R. Carson | |
David R. Carson | |||
President |