The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | Equity Call | 00287Y909 | 359 | 230,900 | SH | Call | SOLE | 213,600 | 0 | 17,300 | |
ADVANCED DISP SVCS INC DEL | Equity | 00790X101 | 60,737 | 1,903,384 | SH | SOLE | 1,903,384 | 0 | 0 | ||
ALLERGAN PLC | Equity | G0177J108 | 43,366 | 259,010 | SH | SOLE | 239,705 | 0 | 19,305 | ||
AMBER RD INC | Equity | 02318Y108 | 10,311 | 789,500 | SH | SOLE | 789,500 | 0 | 0 | ||
ANDEAVOR LOGISTICS LP | Equity | 03350F106 | 24,119 | 663,879 | SH | SOLE | 663,879 | 0 | 0 | ||
ANADARKO PETE CORP | Equity Put | 032511957 | 1,620 | 1,841,400 | SH | Put | SOLE | 1,721,900 | 0 | 119,500 | |
ANADARKO PETE CORP | Equity | 032511107 | 147,903 | 2,096,132 | SH | SOLE | 1,973,930 | 0 | 122,202 | ||
AIR PRODS & CHEMS INC | Equity | 009158106 | 2,727 | 12,048 | SH | SOLE | 9,859 | 0 | 2,189 | ||
AMERIGAS PARTNERS L P | Equity | 030975106 | 74,012 | 2,124,342 | SH | SOLE | 1,995,169 | 0 | 129,173 | ||
AQUANTIA CORP | Equity | 03842Q108 | 8,649 | 663,770 | SH | SOLE | 663,770 | 0 | 0 | ||
RTI INTL METALS INC | Corporate Bond | 74973WAB3 | 16,461 | 16,184,000 | PRN | SOLE | 13,596,000 | 0 | 2,588,000 | ||
ARRAY BIOPHARMA INC | Equity | 04269X105 | 37,944 | 819,000 | SH | SOLE | 758,017 | 0 | 60,983 | ||
AVAYA HLDGS CORP | Equity Put | 05351X951 | 238 | 248,000 | SH | Put | SOLE | 203,200 | 0 | 44,800 | |
AVAYA HLDGS CORP | Equity | 05351X101 | 3,627 | 336,783 | SH | SOLE | 274,102 | 0 | 62,681 | ||
BLACKBERRY LTD | Equity | 09228F103 | 168 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
BB&T CORP | Equity Call | 054937907 | 94 | 607,300 | SH | Call | SOLE | 576,900 | 0 | 30,400 | |
SOTHEBYS | Equity | 835898107 | 18,818 | 323,717 | SH | SOLE | 299,352 | 0 | 24,365 | ||
BARNES & NOBLE ED INC | Equity | 06777U101 | 8,192 | 1,224,440 | SH | SOLE | 1,131,890 | 0 | 92,550 | ||
BUCKEYE PARTNERS L P | Equity | 118230101 | 30,356 | 739,490 | SH | SOLE | 683,210 | 0 | 56,280 | ||
GLOBAL BRASS & COPPR HLDGS I | Equity | 37953G103 | 44,962 | 1,028,163 | SH | SOLE | 951,433 | 0 | 76,730 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 377 | 244,500 | SH | SOLE | 244,500 | 0 | 0 | ||
CELGENE CORP | Equity | 151020104 | 115,118 | 1,245,330 | SH | SOLE | 1,155,445 | 0 | 89,885 | ||
CHESAPEAKE LODGING TR | Equity | 165240102 | 11,558 | 406,701 | SH | SOLE | 406,701 | 0 | 0 | ||
CNX MIDSTREAM PARTNERS LP | Equity | 12654A101 | 218 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
CRAY INC | Equity | 225223304 | 19,177 | 550,734 | SH | SOLE | 509,999 | 0 | 40,735 | ||
CONTROL4 CORP | Equity | 21240D107 | 10,550 | 444,215 | SH | SOLE | 444,215 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | Equity | 232806109 | 10,536 | 473,732 | SH | SOLE | 451,568 | 0 | 22,164 | ||
CAESARS ENTMT CORP | Equity | 127686103 | 13,380 | 1,132,000 | SH | SOLE | 1,046,692 | 0 | 85,308 | ||
TABLEAU SOFTWARE INC | Equity | 87336U105 | 69,590 | 419,165 | SH | SOLE | 387,658 | 0 | 31,507 | ||
DEL FRISCOS RESTAURANT GROUP | Equity | 245077102 | 8,024 | 1,008,000 | SH | SOLE | 1,008,000 | 0 | 0 | ||
DISCOVERY INC | Equity | 25470F302 | 3,556 | 125,000 | SH | SOLE | 103,781 | 0 | 21,219 | ||
DXC TECHNOLOGY CO | Equity Call | 23355L906 | 224 | 65,000 | SH | Call | SOLE | 51,800 | 0 | 13,200 | |
EL PASO ELEC CO | Equity | 283677854 | 20,891 | 319,434 | SH | SOLE | 310,263 | 0 | 9,171 | ||
ELECTRONICS FOR IMAGING INC | Equity | 286082102 | 25,814 | 699,372 | SH | SOLE | 699,372 | 0 | 0 | ||
ELDORADO RESORTS INC | Equity Call | 28470R902 | 86 | 132,300 | SH | Call | SOLE | 122,300 | 0 | 10,000 | |
FIRST DATA CORP NEW | Equity | 32008D106 | 130,602 | 4,824,610 | SH | SOLE | 4,552,449 | 0 | 272,161 | ||
FIDELITY NATIONAL FINANCI | Equity Call | 31620R903 | 43 | 294,000 | SH | Call | SOLE | 294,000 | 0 | 0 | |
FOX CORP | Equity Put | 35137L955 | 410 | 431,700 | SH | Put | SOLE | 410,600 | 0 | 21,100 | |
FOX CORP | Equity | 35137L105 | 16,278 | 444,268 | SH | SOLE | 423,134 | 0 | 21,134 | ||
GLOBALSTAR INC | Equity | 378973408 | 174 | 362,000 | SH | SOLE | 362,000 | 0 | 0 | ||
HFF INC | Equity | 40418F108 | 23,655 | 520,126 | SH | SOLE | 520,126 | 0 | 0 | ||
AEROHIVE NETWORKS INC | Equity | 007786106 | 3,757 | 848,000 | SH | SOLE | 848,000 | 0 | 0 | ||
HERC HLDGS INC | Equity | 42704L104 | 4,479 | 97,732 | SH | SOLE | 81,017 | 0 | 16,715 | ||
INTERCEPT PHARMACEUTICALS IN | Equity | 45845P108 | 481 | 6,050 | SH | SOLE | 6,050 | 0 | 0 | ||
INTERMOLECULAR INC | Equity | 45882D109 | 1,167 | 997,084 | SH | SOLE | 997,084 | 0 | 0 | ||
INTERNATIONAL SPEEDWAY CORP | Equity | 460335201 | 12,456 | 441,855 | SH | SOLE | 441,855 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | Corporate Bond | 472145AB7 | 1,027 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
MULTI COLOR CORP | Equity | 625383104 | 15,880 | 317,784 | SH | SOLE | 317,784 | 0 | 0 | ||
LIBERTY EXPEDIA HLDGS INC | Equity | 53046P109 | 75,529 | 1,580,437 | SH | SOLE | 1,580,437 | 0 | 0 | ||
L3 TECHNOLOGIES INC | Equity | 502413107 | 173,837 | 709,046 | SH | SOLE | 676,127 | 0 | 32,919 | ||
LOGMEIN INC | Equity Put | 54142L959 | 170 | 47,800 | SH | Put | SOLE | 39,000 | 0 | 8,800 | |
LOGMEIN INC | Equity | 54142L109 | 3,548 | 48,150 | SH | SOLE | 39,350 | 0 | 8,800 | ||
LOWES COS INC | Equity | 548661107 | 3,935 | 39,000 | SH | SOLE | 31,893 | 0 | 7,107 | ||
LEGACY TEX FINL GROUP INC | Equity | 52471Y106 | 8,167 | 200,622 | SH | SOLE | 200,622 | 0 | 0 | ||
MASCO CORP | Equity Put | 574599956 | 10 | 22,500 | SH | Put | SOLE | 18,700 | 0 | 3,800 | |
MASCO CORP | Equity | 574599106 | 1,766 | 45,000 | SH | SOLE | 37,334 | 0 | 7,666 | ||
MEDIDATA SOLUTIONS INC | Equity | 58471A105 | 23,126 | 255,504 | SH | SOLE | 236,293 | 0 | 19,211 | ||
MELLANOX TECHNOLOGIES | Equity Put | M51363953 | 1,523 | 388,100 | SH | Put | SOLE | 364,900 | 0 | 23,200 | |
MELLANOX TECHNOLOGIES LTD | Equity | M51363113 | 72,811 | 657,908 | SH | SOLE | 614,089 | 0 | 43,819 | ||
NII HLDGS INC | Equity | 62913F508 | 669 | 395,829 | SH | SOLE | 395,829 | 0 | 0 | ||
NIELSEN HLDGS PLC | Equity Call | G6518L908 | 15 | 20,000 | SH | Call | SOLE | 16,400 | 0 | 3,600 | |
NORFOLK SOUTHERN CORP | Equity | 655844108 | 1,750 | 8,778 | SH | SOLE | 7,200 | 0 | 1,578 | ||
NXP SEMICONDUCTORS N V | Convertible Bond | 62952QAB6 | 1,582 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
OAKTREE CAP GROUP LLC | Equity | 674001201 | 36,987 | 746,617 | SH | SOLE | 746,617 | 0 | 0 | ||
SPARK THERAPEUTICS INC | Equity Put | 84652J953 | 105 | 16,600 | SH | Put | SOLE | 15,800 | 0 | 800 | |
SPARK THERAPEUTICS INC | Equity | 84652J103 | 1,700 | 16,600 | SH | SOLE | 15,800 | 0 | 800 | ||
OCCIDENTAL PETE CORP | Equity Call | 674599905 | 390 | 586,400 | SH | Call | SOLE | 550,500 | 0 | 35,900 | |
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 23,464 | 3,878,336 | SH | SOLE | 3,586,255 | 0 | 292,081 | ||
PCM INC | Equity | 69323K100 | 2,951 | 84,209 | SH | SOLE | 84,209 | 0 | 0 | ||
ARATANA THERAPEUTICS INC | Equity | 03874P101 | 7,335 | 1,421,559 | SH | SOLE | 1,421,559 | 0 | 0 | ||
PERSPECTA INC | Equity | 715347100 | 3,109 | 132,801 | SH | SOLE | 108,937 | 0 | 23,864 | ||
PARATEK PHARMACEUTICALS INC | Corporate Bond | 699374AB0 | 680 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 1,620 | 405,941 | SH | SOLE | 356,231 | 0 | 49,710 | ||
QEP RES INC | Equity Call | 74733V900 | 74 | 228,800 | SH | Call | SOLE | 191,200 | 0 | 37,600 | |
INVESCO QQQ TR | Equity Call | 46090E903 | 44 | 17,500 | SH | Call | SOLE | 16,300 | 0 | 1,200 | |
QUAD / GRAPHICS INC | Equity Put | 747301959 | 171 | 184,500 | SH | Put | SOLE | 152,600 | 0 | 31,900 | |
QUAD / GRAPHICS INC | Equity | 747301109 | 1,736 | 219,500 | SH | SOLE | 181,583 | 0 | 37,917 | ||
LIVERAMP HLDGS INC | Equity Put | 53815P958 | 212 | 56,600 | SH | Put | SOLE | 45,500 | 0 | 11,100 | |
LIVERAMP HLDGS INC | Equity | 53815P108 | 3,363 | 69,368 | SH | SOLE | 55,816 | 0 | 13,552 | ||
RENT A CTR INC NEW | Equity | 76009N100 | 524 | 19,675 | SH | SOLE | 18,467 | 0 | 1,208 | ||
RED HAT INC | Equity Put | 756577952 | 63 | 98,100 | SH | Put | SOLE | 95,400 | 0 | 2,700 | |
RED HAT INC | Equity | 756577102 | 171,014 | 910,810 | SH | SOLE | 869,213 | 0 | 41,597 | ||
ROVI CORP | Convertible Bond | 779376AD4 | 974 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
RANGE RES CORP | Equity | 75281A109 | 168 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
SHUTTERFLY INC | Equity | 82568P304 | 16,320 | 322,847 | SH | SOLE | 298,430 | 0 | 24,417 | ||
SUNTRUST BKS INC | Equity | 867914103 | 64,473 | 1,025,816 | SH | SOLE | 1,025,816 | 0 | 0 | ||
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,340 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
TCF FINL CORP | Equity | 872275102 | 46,550 | 2,239,055 | SH | SOLE | 2,239,055 | 0 | 0 | ||
TRIBUNE PUBG CO NEW | Equity | 89609W107 | 580 | 72,734 | SH | SOLE | 72,734 | 0 | 0 | ||
TRIBUNE MEDIA CO | Equity | 896047503 | 133,233 | 2,882,590 | SH | SOLE | 2,882,590 | 0 | 0 | ||
TOTAL SYS SVCS INC | Equity | 891906109 | 5,084 | 39,636 | SH | SOLE | 39,636 | 0 | 0 | ||
WAGEWORKS INC | Equity | 930427109 | 25,465 | 501,384 | SH | SOLE | 463,961 | 0 | 37,423 | ||
WABCO HLDGS INC | Equity | 92927K102 | 37,997 | 286,553 | SH | SOLE | 272,783 | 0 | 13,770 | ||
WELLCARE HEALTH PLANS INC | Equity Put | 94946T956 | 95 | 52,800 | SH | Put | SOLE | 48,900 | 0 | 3,900 | |
WELLCARE HEALTH PLANS INC | Equity | 94946T106 | 78,878 | 276,698 | SH | SOLE | 256,218 | 0 | 20,480 | ||
WYNDHAM HOTELS & RESORTS INC | Equity Put | 98311A955 | 17 | 37,200 | SH | Put | SOLE | 30,700 | 0 | 6,500 | |
WYNDHAM HOTELS & RESORTS INC | Equity | 98311A105 | 4,153 | 74,515 | SH | SOLE | 61,519 | 0 | 12,996 | ||
WORLDPAY INC | Equity | 981558109 | 51,471 | 420,003 | SH | SOLE | 420,003 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | Equity | 98919V105 | 25,830 | 784,872 | SH | SOLE | 784,872 | 0 | 0 |