The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | Equity Call | 00287Y909 | 191 | 232,900 | SH | Call | SOLE | 215,600 | 0 | 17,300 | |
ADVANCED DISP SVCS INC DEL | Equity | 00790X101 | 87,842 | 2,697,032 | SH | SOLE | 2,697,032 | 0 | 0 | ||
ALLERGAN PLC | Equity | G0177J108 | 82,344 | 489,298 | SH | SOLE | 451,517 | 0 | 37,781 | ||
ALDER BIOPHARMACEUTICALS INC | Equity | 014339105 | 9,529 | 505,250 | SH | SOLE | 505,250 | 0 | 0 | ||
AMARIN CORP PLC | Equity Call | 023111906 | 31 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
AVAYA HLDGS CORP | Equity Put | 05351X951 | 828 | 345,000 | SH | Put | SOLE | 279,800 | 0 | 65,200 | |
AVAYA HLDGS CORP | Equity | 05351X101 | 4,419 | 463,500 | SH | SOLE | 376,458 | 0 | 87,042 | ||
AXALTA COATING SYS LTD | Equity | G0750C108 | 3,015 | 100,000 | SH | SOLE | 80,564 | 0 | 19,436 | ||
BLACKBERRY LTD | Equity | 09228F103 | 448 | 85,400 | SH | SOLE | 85,400 | 0 | 0 | ||
BLOOM ENERGY CORP | Equity Call | 093712907 | 2 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
BLOOM ENERGY CORP | Equity | 093712107 | 658 | 202,340 | SH | SOLE | 202,340 | 0 | 0 | ||
SOTHEBYS | Equity | 835898107 | 37,574 | 659,419 | SH | SOLE | 624,975 | 0 | 34,444 | ||
BUCKEYE PARTNERS L P | Equity | 118230101 | 108,261 | 2,634,740 | SH | SOLE | 2,455,501 | 0 | 179,239 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 445 | 300,700 | SH | SOLE | 300,700 | 0 | 0 | ||
CARBON BLACK INC | Equity | 14081R103 | 28,745 | 1,106,000 | SH | SOLE | 1,020,048 | 0 | 85,952 | ||
CELGENE CORP | Equity | 151020104 | 155,726 | 1,568,238 | SH | SOLE | 1,477,352 | 0 | 90,886 | ||
CORINDUS VASCULAR ROBOTICS I | Equity | 218730109 | 9,804 | 2,290,735 | SH | SOLE | 2,290,735 | 0 | 0 | ||
CAESARS ENTMT CORP | Equity | 127686103 | 18,957 | 1,625,825 | SH | SOLE | 1,503,016 | 0 | 122,809 | ||
DISCOVERY INC | Equity | 25470F302 | 851 | 34,578 | SH | SOLE | 28,111 | 0 | 6,467 | ||
DOVA PHARMACEUTICALS INC | Equity | 25985T102 | 3,913 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
ENERGY TRANSFER LP | Equity | 29273V100 | 285 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
FOX CORP | Equity | 35137L105 | 410 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
GANNETT CO INC | Equity | 36473H104 | 13,725 | 1,277,942 | SH | SOLE | 1,198,459 | 0 | 79,483 | ||
GLOBALSTAR INC | Equity | 378973408 | 129 | 312,100 | SH | SOLE | 312,100 | 0 | 0 | ||
GENESEE & WYO INC | Equity | 371559105 | 50,318 | 455,324 | SH | SOLE | 455,324 | 0 | 0 | ||
HD SUPPLY HLDGS INC | Equity | 40416M105 | 1,567 | 40,000 | SH | SOLE | 32,210 | 0 | 7,790 | ||
HERC HLDGS INC | Equity | 42704L104 | 2,070 | 44,509 | SH | SOLE | 36,164 | 0 | 8,345 | ||
INTERCEPT PHARMACEUTICALS IN | Equity | 45845P108 | 441 | 6,650 | SH | SOLE | 6,650 | 0 | 0 | ||
INTERNATIONAL SPEEDWAY CORP | Equity | 460335201 | 51,356 | 1,140,991 | SH | SOLE | 1,085,895 | 0 | 55,096 | ||
ISHARES TR | Equity Put | 464287955 | 770 | 198,400 | SH | Put | SOLE | 160,800 | 0 | 37,600 | |
LIBERTY GLOBAL PLC | Equity | G5480U104 | 1,943 | 78,500 | SH | SOLE | 63,215 | 0 | 15,285 | ||
LOGMEIN INC | Equity | 54142L109 | 2,032 | 28,640 | SH | SOLE | 23,104 | 0 | 5,536 | ||
LOWES COS INC | Equity Put | 548661957 | 47 | 17,200 | SH | Put | SOLE | 13,900 | 0 | 3,300 | |
LOWES COS INC | Equity | 548661107 | 4,460 | 40,558 | SH | SOLE | 32,659 | 0 | 7,899 | ||
LIBERTY TRIPADVISOR HLDGS IN | Equity | 531465102 | 132 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
LEGACY TEX FINL GROUP INC | Equity | 52471Y106 | 21,978 | 504,904 | SH | SOLE | 504,904 | 0 | 0 | ||
MASCO CORP | Equity Put | 574599956 | 5 | 32,800 | SH | Put | SOLE | 27,000 | 0 | 5,800 | |
MASCO CORP | Equity | 574599106 | 3,424 | 82,160 | SH | SOLE | 67,414 | 0 | 14,746 | ||
MILACRON HLDGS CORP | Equity | 59870L106 | 44,809 | 2,688,005 | SH | SOLE | 2,481,005 | 0 | 207,000 | ||
MEDIDATA SOLUTIONS INC | Equity | 58471A105 | 82,416 | 900,726 | SH | SOLE | 838,924 | 0 | 61,802 | ||
MELLANOX TECHNOLOGIES | Equity Put | M51363953 | 815 | 383,100 | SH | Put | SOLE | 359,900 | 0 | 23,200 | |
MELLANOX TECHNOLOGIES LTD | Equity | M51363113 | 88,651 | 808,933 | SH | SOLE | 753,758 | 0 | 55,175 | ||
NAVIGANT CONSULTING INC | Equity | 63935N107 | 41,400 | 1,481,220 | SH | SOLE | 1,409,638 | 0 | 71,582 | ||
NII HLDGS INC | Equity | 62913F508 | 659 | 336,379 | SH | SOLE | 336,379 | 0 | 0 | ||
NIELSEN HLDGS PLC | Equity Call | G6518L908 | 41 | 45,000 | SH | Call | SOLE | 35,700 | 0 | 9,300 | |
NXP SEMICONDUCTORS N V | Convertible Bond | 62952QAB6 | 578 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
OLD LINE BANCSHARES INC | Equity | 67984M100 | 10,184 | 351,043 | SH | SOLE | 351,043 | 0 | 0 | ||
OMNOVA SOLUTIONS INC | Equity | 682129101 | 13,039 | 1,294,800 | SH | SOLE | 1,233,848 | 0 | 60,952 | ||
SPARK THERAPEUTICS INC | Equity Put | 84652J953 | 84 | 16,600 | SH | Put | SOLE | 15,800 | 0 | 800 | |
SPARK THERAPEUTICS INC | Equity | 84652J103 | 7,945 | 81,925 | SH | SOLE | 77,993 | 0 | 3,932 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 23,685 | 4,590,150 | SH | SOLE | 4,234,849 | 0 | 355,301 | ||
PARATEK PHARMACEUTICALS INC | Equity Call | 699374902 | 15 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 1,865 | 431,724 | SH | SOLE | 382,014 | 0 | 49,710 | ||
PRESIDIO INC | Equity | 74102M103 | 8,448 | 499,876 | SH | SOLE | 475,794 | 0 | 24,082 | ||
PIVOTAL SOFTWARE INC | Equity | 72582H107 | 8,731 | 585,200 | SH | SOLE | 540,030 | 0 | 45,170 | ||
INVESCO QQQ TR | Equity Call | 46090E903 | 16 | 23,800 | SH | Call | SOLE | 22,200 | 0 | 1,600 | |
QUAD / GRAPHICS INC | Equity Put | 747301959 | 119 | 280,200 | SH | Put | SOLE | 231,400 | 0 | 48,800 | |
QUAD / GRAPHICS INC | Equity | 747301109 | 2,198 | 209,100 | SH | SOLE | 169,844 | 0 | 39,256 | ||
LIVERAMP HLDGS INC | Equity Put | 53815P958 | 15 | 10,800 | SH | Put | SOLE | 8,800 | 0 | 2,000 | |
LIVERAMP HLDGS INC | Equity | 53815P108 | 1,036 | 24,112 | SH | SOLE | 19,729 | 0 | 4,383 | ||
RENT A CTR INC NEW | Equity | 76009N100 | 563 | 21,835 | SH | SOLE | 20,635 | 0 | 1,200 | ||
ROVI CORP | Convertible Bond | 779376AD4 | 982 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
RANGE RES CORP | Equity | 75281A109 | 69 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SEMGROUP CORP | Equity | 81663A105 | 23,592 | 1,443,846 | SH | SOLE | 1,332,519 | 0 | 111,327 | ||
SUNTRUST BKS INC | Equity | 867914103 | 125,780 | 1,828,193 | SH | SOLE | 1,828,193 | 0 | 0 | ||
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,399 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
TRIBUNE PUBG CO NEW | Equity | 89609W107 | 389 | 45,294 | SH | SOLE | 45,294 | 0 | 0 | ||
MONOTYPE IMAGING HOLDINGS IN | Equity | 61022P100 | 32,583 | 1,644,786 | SH | SOLE | 1,644,786 | 0 | 0 | ||
UNITED FINL BANCORP INC NEW | Equity | 910304104 | 20,571 | 1,509,249 | SH | SOLE | 1,509,249 | 0 | 0 | ||
VIACOM INC NEW | Equity | 92553P201 | 21,242 | 883,967 | SH | SOLE | 883,967 | 0 | 0 | ||
VITAMIN SHOPPE INC | Equity | 92849E101 | 3,097 | 475,000 | SH | SOLE | 475,000 | 0 | 0 | ||
WESCO AIRCRAFT HLDGS INC | Equity | 950814103 | 17,612 | 1,599,673 | SH | SOLE | 1,599,673 | 0 | 0 | ||
WABCO HLDGS INC | Equity | 92927K102 | 59,611 | 445,689 | SH | SOLE | 424,318 | 0 | 21,371 | ||
WELLCARE HEALTH PLANS INC | Equity | 94946T106 | 154,387 | 595,699 | SH | SOLE | 564,518 | 0 | 31,181 | ||
WYNDHAM HOTELS & RESORTS INC | Equity Put | 98311A955 | 93 | 39,000 | SH | Put | SOLE | 32,500 | 0 | 6,500 | |
WYNDHAM HOTELS & RESORTS INC | Equity | 98311A105 | 2,515 | 48,600 | SH | SOLE | 39,558 | 0 | 9,042 | ||
ZAYO GROUP HLDGS INC | Equity Put | 98919V955 | 34 | 112,400 | SH | Put | SOLE | 112,400 | 0 | 0 | |
ZAYO GROUP HLDGS INC | Equity | 98919V105 | 98,419 | 2,903,223 | SH | SOLE | 2,727,762 | 0 | 175,461 |