The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AECOM | Equity | 00766T100 | 1,201 | 40,228 | SH | SOLE | 40,228 | 0 | 0 | ||
Allergan PLC | Equity | G0177J108 | 150,535 | 850,001 | SH | SOLE | 787,472 | 0 | 62,529 | ||
Amarin Corp PLC | Equity | 023111206 | 56 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
TD Ameritrade Holding Corp | Equity | 87236Y108 | 90,894 | 2,622,447 | SH | SOLE | 2,490,366 | 0 | 132,081 | ||
Arch Coal Inc | Equity | 039380407 | 272 | 9,400 | SH | SOLE | 9,400 | 0 | 0 | ||
Arconic Corp | Equity | 03966V107 | 1,301 | 81,000 | SH | SOLE | 81,000 | 0 | 0 | ||
ASSERTIO THERAPEUTICS IN | Corporate Bond | 249908AA2 | 990 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
Avaya Holdings Corp | Equity | 05351X101 | 183 | 49,350 | SH | SOLE | 47,905 | 0 | 1,445 | ||
Anixter International Inc | Equity | 035290105 | 97,052 | 1,104,493 | SH | SOLE | 1,041,702 | 0 | 62,791 | ||
Axalta Coating Systems Ltd | Equity | G0750C108 | 432 | 25,028 | SH | SOLE | 25,028 | 0 | 0 | ||
BlackBerry Ltd | Equity | 09228F103 | 116 | 28,205 | SH | SOLE | 28,205 | 0 | 0 | ||
Baytex Energy Corp | Equity | 07317Q105 | 141 | 605,300 | SH | SOLE | 605,300 | 0 | 0 | ||
Peabody Energy Corp | Equity | 704551100 | 67 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
BorgWarner Inc | Equity | 099724106 | 1,088 | 44,626 | SH | SOLE | 44,626 | 0 | 0 | ||
Cincinnati Bell Inc | Equity Call | 171871902 | 80 | 30,000 | SH | Call | SOLE | 24,800 | 0 | 5,200 | |
Cincinnati Bell Inc | Equity | 171871502 | 11,485 | 784,473 | SH | SOLE | 720,954 | 0 | 63,519 | ||
Cameco Corp | Equity | 13321L108 | 229 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CO | Corporate Bond | 232806AM1 | 10,252 | 6,000,000 | PRN | SOLE | 5,061,000 | 0 | 939,000 | ||
Caesars Entertainment Corp | Equity | 127686103 | 64,696 | 9,570,352 | SH | SOLE | 8,929,130 | 0 | 641,222 | ||
Delphi Technologies PLC | Equity | G2709G107 | 10,994 | 1,365,663 | SH | SOLE | 1,365,663 | 0 | 0 | ||
Eldorado Resorts Inc | Equity | 28470R102 | 337 | 23,405 | SH | SOLE | 23,405 | 0 | 0 | ||
E TRADE Financial Corp | Equity | 269246401 | 8,912 | 259,674 | SH | SOLE | 259,674 | 0 | 0 | ||
FGL Holdings | Equity | G3402M102 | 11,085 | 1,131,100 | SH | SOLE | 1,044,170 | 0 | 86,930 | ||
ForeScout Technologies Inc | Equity | 34553D101 | 60,441 | 1,913,284 | SH | SOLE | 1,772,682 | 0 | 140,602 | ||
Forty Seven Inc | Equity | 34983P104 | 33,179 | 347,714 | SH | SOLE | 347,714 | 0 | 0 | ||
Gilat Satellite Networks Ltd | Equity | M51474118 | 6,536 | 921,892 | SH | SOLE | 866,114 | 0 | 55,778 | ||
Adesto Technologies Corp | Equity | 00687D101 | 9,601 | 858,000 | SH | SOLE | 858,000 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | Corporate Bond | 472145AB7 | 1,425 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
KEMET Corp | Equity | 488360207 | 59,070 | 2,444,966 | SH | SOLE | 2,249,423 | 0 | 195,543 | ||
Legg Mason Inc | Equity | 524901105 | 73,470 | 1,504,000 | SH | SOLE | 1,421,689 | 0 | 82,311 | ||
LogMeIn Inc | Equity | 54142L109 | 122,551 | 1,471,554 | SH | SOLE | 1,373,469 | 0 | 98,085 | ||
Meet Group Inc/The | Equity | 58513U101 | 14,935 | 2,544,236 | SH | SOLE | 2,397,212 | 0 | 147,024 | ||
Mellanox Technologies Ltd | Equity | M51363113 | 4,348 | 35,836 | SH | SOLE | 32,580 | 0 | 3,256 | ||
Matinas BioPharma Holdings Inc | Equity | 576810105 | 285 | 475,661 | SH | SOLE | 475,661 | 0 | 0 | ||
Navistar International Corp | Equity Call | 63934E908 | 0 | 13,100 | SH | Call | SOLE | 13,100 | 0 | 0 | |
Navistar International Corp | Equity | 63934E108 | 311 | 18,846 | SH | SOLE | 18,846 | 0 | 0 | ||
Noble Energy Inc | Equity | 655044105 | 329 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
NUANCE COMMUNICATIONS | Corporate Bond | 67020YAK6 | 957 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | Corporate Bond | 682189AK1 | 997 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
Occidental Petroleum Corp | Equity | 674599105 | 177 | 15,250 | SH | SOLE | 15,250 | 0 | 0 | ||
Pacific Biosciences of Califor | Equity | 69404D108 | 16,657 | 5,443,564 | SH | SOLE | 5,012,502 | 0 | 431,062 | ||
Primo Water Corp | Equity | 74167P108 | 978 | 107,905 | SH | SOLE | 107,905 | 0 | 0 | ||
Perspecta Inc | Equity | 715347100 | 228 | 12,492 | SH | SOLE | 12,492 | 0 | 0 | ||
Paratek Pharmaceuticals Inc | Equity | 699374302 | 1,109 | 351,941 | SH | SOLE | 302,231 | 0 | 49,710 | ||
QEP Resources Inc | Equity Call | 74733V900 | 0 | 54,000 | SH | Call | SOLE | 54,000 | 0 | 0 | |
QIAGEN NV | Equity | N72482123 | 4,316 | 106,846 | SH | SOLE | 106,846 | 0 | 0 | ||
Rent-A-Center Inc/TX | Equity | 76009N100 | 237 | 16,750 | SH | SOLE | 16,750 | 0 | 0 | ||
Front Yard Residential Corp | Equity | 35904G107 | 12,590 | 1,053,579 | SH | SOLE | 1,053,579 | 0 | 0 | ||
Synaptics Inc | Convertible Bond | 87157DAD1 | 1,562 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Taubman Centers Inc | Equity | 876664103 | 41,949 | 1,001,645 | SH | SOLE | 906,030 | 0 | 95,615 | ||
Tech Data Corp | Equity | 878237106 | 120,663 | 922,151 | SH | SOLE | 886,284 | 0 | 35,867 | ||
Tallgrass Energy LP | Equity | 874696107 | 60,623 | 3,683,042 | SH | SOLE | 3,453,137 | 0 | 229,905 | ||
Tiffany & Co | Equity | 886547108 | 109,187 | 843,140 | SH | SOLE | 802,718 | 0 | 40,422 | ||
Tribune Publishing Co | Equity | 89609W107 | 160 | 19,750 | SH | SOLE | 19,750 | 0 | 0 | ||
Stars Group Inc/The | Equity Call | 85570W900 | 159 | 82,500 | SH | Call | SOLE | 73,900 | 0 | 8,600 | |
VERINT SYSTEMS INC | Corporate Bond | 92343XAA8 | 969 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
WABCO Holdings Inc | Equity | 92927K102 | 92,099 | 681,965 | SH | SOLE | 619,921 | 0 | 62,044 | ||
WESCO International Inc | Equity Call | 95082P905 | 0 | 104,500 | SH | Call | SOLE | 98,600 | 0 | 5,900 | |
WESCO International Inc | Equity | 95082P105 | 703 | 30,750 | SH | SOLE | 30,750 | 0 | 0 | ||
Wright Medical Group NV | Equity | N96617118 | 67,835 | 2,367,710 | SH | SOLE | 2,194,848 | 0 | 172,862 | ||
Xerox Holdings Corp | Equity | 98421M106 | 307 | 16,221 | SH | SOLE | 16,221 | 0 | 0 |