UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 21327
Dreyfus Manager Funds II
(Exact name of registrant as specified in charter)
c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
(Address of principal executive offices) (Zip code)
Bennett A. MacDougall, Esq.
200 Park Avenue
New York, New York 10166
(Name and address of agent for service)
Registrant's telephone number, including area code: (212) 922-6400
Date of fiscal year end: 11/30
Date of reporting period: July 1, 2016-June 30, 2017
Item 1. Proxy Voting Record
Dreyfus Manager Funds II | ||||||||
====================== Dreyfus Balanced Opportunity Fund ======================= | ||||||||
ABBOTT LABORATORIES | ||||||||
Ticker: | ABT | Security ID: | 002824100 | |||||
Meeting Date: APR 28, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 01, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Alpern | For | For | Management | ||||
1.2 | Elect Director Roxanne S. Austin | For | For | Management | ||||
1.3 | Elect Director Sally E. Blount | For | For | Management | ||||
1.4 | Elect Director Edward M. Liddy | For | For | Management | ||||
1.5 | Elect Director Nancy McKinstry | For | For | Management | ||||
1.6 | Elect Director Phebe N. Novakovic | For | For | Management | ||||
1.7 | Elect Director William A. Osborn | For | For | Management | ||||
1.8 | Elect Director Samuel C. Scott, III | For | For | Management | ||||
1.9 | Elect Director Daniel J. Starks | For | For | Management | ||||
1.10 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.11 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Nonqualified Employee Stock | For | For | Management | ||||
Purchase Plan | ||||||||
7 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
AETNA INC. | ||||||||
Ticker: | AET | Security ID: 00817Y108 | ||||||
Meeting Date: MAY 19, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 17, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Fernando Aguirre | For | For | Management | |||
1 | b | Elect Director Mark T. Bertolini | For | For | Management | |||
1 | c | Elect Director Frank M. Clark | For | For | Management | |||
1 | d | Elect Director Betsy Z. Cohen | For | For | Management | |||
1 | e | Elect Director Molly J. Coye | For | For | Management | |||
1 | f | Elect Director Roger N. Farah | For | For | Management |
1 | g | Elect Director Jeffrey E. Garten | For | For | Management | |||
1 | h | Elect Director Ellen M. Hancock | For | For | Management | |||
1 | i | Elect Director Richard J. Harrington | For | For | Management | |||
1 | j | Elect Director Edward J. Ludwig | For | For | Management | |||
1 | k | Elect Director Joseph P. Newhouse | For | For | Management | |||
1 | l | Elect Director Olympia J. Snowe | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | A | Report on Lobbying Payments and Policy | Against | Against | Shareholder | |||
6 | B | Report on Gender Pay Gap | Against | Against | Shareholder | |||
- | ------------------------------------------------------------------------------- | |||||||
ALPHABET INC. | ||||||||
Ticker: GOOGL | Security ID: 02079K305 | |||||||
Meeting Date: JUN 07, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 19, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | Withhold | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management | ||||
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director Roger W. Ferguson, Jr. | For | For | Management | ||||
1.6 | Elect Director Diane B. Greene | For | Withhold | Management | ||||
1.7 | Elect Director John L. Hennessy | For | For | Management | ||||
1.8 | Elect Director Ann Mather | For | Withhold | Management | ||||
1.9 | Elect Director Alan R. Mulally | For | For | Management | ||||
1.10 | Elect Director Paul S. Otellini | For | Withhold | Management | ||||
1.11 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.12 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management | ||||
Years | ||||||||
6 | Approve Recapitalization Plan for all | Against | For | Shareholder | ||||
Stock to Have One-vote per Share | ||||||||
7 | Report on Lobbying Payments and Policy | Against | For | Shareholder | ||||
8 | Report on Political Contributions | Against | For | Shareholder | ||||
9 | Report on Gender Pay Gap | Against | For | Shareholder | ||||
10 | Report on Charitable Contributions | Against | Against | Shareholder | ||||
11 | Adopt Holy Land Principles | Against | Against | Shareholder | ||||
12 | Report on Fake News | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
AMAZON.COM, INC. | ||||||||
Ticker: | AMZN | Security ID: 023135106 | ||||||
Meeting Date: MAY 23, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 29, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Jeffrey P. Bezos | For | For | Management | |||
1 | b | Elect Director Tom A. Alberg | For | For | Management | |||
1 | c | Elect Director John Seely Brown | For | For | Management | |||
1 | d | Elect Director Jamie S. Gorelick | For | For | Management | |||
1 | e | Elect Director Daniel P. Huttenlocher | For | For | Management | |||
1 | f | Elect Director Judith A. McGrath | For | For | Management | |||
1 | g | Elect Director Jonathan J. Rubinstein | For | For | Management | |||
1 | h | Elect Director Thomas O. Ryder | For | For | Management | |||
1 | i | Elect Director Patricia Q. Stonesifer | For | For | Management | |||
1 | j | Elect Director Wendell P. Weeks | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management | ||||
Years | ||||||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Report on Use of Criminal Background | Against | Against | Shareholder | ||||
Checks in Hiring | ||||||||
7 | Include Sustainability as a | Against | Against | Shareholder | ||||
Performance Measure for Senior | ||||||||
Executive Compensation | ||||||||
8 | Provide Vote Counting to Exclude | Against | Against | Shareholder | ||||
Abstentions | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
AMERICAN EXPRESS COMPANY | ||||||||
Ticker: | AXP | Security ID: | 025816109 | |||||
Meeting Date: MAY 01, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 03, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Charlene Barshefsky | For | For | Management | |||
1 | b | Elect Director John J. Brennan | For | For | Management | |||
1 | c | Elect Director Ursula M. Burns | For | For | Management | |||
1 | d | Elect Director Kenneth I. Chenault | For | For | Management | |||
1 | e | Elect Director Peter Chernin | For | For | Management | |||
1 | f | Elect Director Ralph de la Vega | For | For | Management | |||
1 | g | Elect Director Anne L. Lauvergeon | For | For | Management | |||
1 | h | Elect Director Michael O. Leavitt | For | For | Management | |||
1 | i | Elect Director Theodore J. Leonsis | For | For | Management | |||
1 | j | Elect Director Richard C. Levin | For | For | Management | |||
1 | k | Elect Director Samuel J. Palmisano | For | For | Management | |||
1 | l | Elect Director Daniel L. Vasella | For | For | Management | |||
1 | m | Elect Director Robert D. Walter | For | For | Management | |||
1 | n | Elect Director Ronald A. Williams | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide Right to Act by Written Consent Against | Against | Shareholder | |||||
6 | Report on Gender Pay Gap | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- |
AMERICAN INTERNATIONAL GROUP, INC. | ||||||||
Ticker: | AIG | Security ID: 026874784 | ||||||
Meeting Date: JUN 28, 2017 | Meeting Type: Annual | |||||||
Record Date: MAY 08, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director W. Don Cornwell | For | For | Management | |||
1 | b | Elect Director Brian Duperreault | For | For | Management | |||
1 | c | Elect Director Peter R. Fisher | For | For | Management | |||
1 | d | Elect Director John H. Fitzpatrick | For | For | Management | |||
1 | e | Elect Director William G. Jurgensen | For | For | Management | |||
1 | f | Elect Director Christopher S. Lynch | For | For | Management | |||
1 | g | Elect Director Samuel J. Merksamer | For | For | Management | |||
1 | h | Elect Director Henry S. Miller | For | For | Management | |||
1 | i | Elect Director Linda A. Mills | For | For | Management | |||
1 | j | Elect Director Suzanne Nora Johnson | For | For | Management | |||
1 | k | Elect Director Ronald A. Rittenmeyer | For | For | Management | |||
1 | l | Elect Director Douglas M. Steenland | For | For | Management | |||
1 | m | Elect Director Theresa M. Stone | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Amend Securities Transfer Restrictions | For | For | Management | ||||
4 | Ratify NOL Rights Plan (NOL Pill) | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
AMERIPRISE FINANCIAL, INC. | ||||||||
Ticker: | AMP | Security ID: 03076C106 | ||||||
Meeting Date: APR 26, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 28, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director James M. Cracchiolo | For | For | Management | |||
1 | b | Elect Director Dianne Neal Blixt | For | For | Management | |||
1 | c | Elect Director Amy DiGeso | For | For | Management | |||
1 | d | Elect Director Lon R. Greenberg | For | For | Management | |||
1 | e | Elect Director Siri S. Marshall | For | For | Management | |||
1 | f | Elect Director Jeffrey Noddle | For | For | Management | |||
1 | g | Elect Director H. Jay Sarles | For | For | Management | |||
1 | h | Elect Director Robert F. Sharpe, Jr. | For | For | Management | |||
1 | i | Elect Director Christopher J. Williams | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
AMERISOURCEBERGEN CORPORATION | ||||||||
Ticker: | ABC | Security ID: 03073E105 | ||||||
Meeting Date: MAR 02, 2017 | Meeting Type: Annual | |||||||
Record Date: JAN 03, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ornella Barra | For | For | Management | ||||
1.2 | Elect Director Steven H. Collis | For | For | Management | ||||
1.3 | Elect Director Douglas R. Conant | For | For | Management | ||||
1.4 | Elect Director D. Mark Durcan | For | For | Management | ||||
1.5 | Elect Director Richard W. Gochnauer | For | For | Management | ||||
1.6 | Elect Director Lon R. Greenberg | For | For | Management | ||||
1.7 | Elect Director Jane E. Henney | For | For | Management | ||||
1.8 | Elect Director Kathleen W. Hyle | For | For | Management | ||||
1.9 | Elect Director Michael J. Long | For | For | Management | ||||
1.10 | Elect Director Henry W. McGee | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Provide Directors May Be Removed With | For | For | Management | ||||
or Without Cause | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
ANADARKO PETROLEUM CORPORATION | ||||||||
Ticker: | APC | Security ID: | 032511107 | |||||
Meeting Date: MAY 10, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 14, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Anthony R. Chase | For | For | Management | |||
1 | b | Elect Director David E. Constable | For | For | Management | |||
1 | c | Elect Director H. Paulett Eberhart | For | For | Management | |||
1 | d | Elect Director Claire S. Farley | For | For | Management | |||
1 | e | Elect Director Peter J. Fluor | For | For | Management | |||
1 | f | Elect Director Richard L. George | For | For | Management | |||
1 | g | Elect Director Joseph W. Gorder | For | For | Management | |||
1 | h | Elect Director John R. Gordon | For | For | Management | |||
1 | i | Elect Director Sean Gourley | For | For | Management | |||
1 | j | Elect Director Mark C. McKinley | For | For | Management | |||
1 | k | Elect Director Eric D. Mullins | For | For | Management | |||
1 | l | Elect Director R. A. Walker | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
APPLE INC. | ||||||||
Ticker: | AAPL | Security ID: | 037833100 | |||||
Meeting Date: FEB 28, 2017 | Meeting Type: Annual | |||||||
Record Date: DEC 30, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James Bell | For | For | Management | ||||
1.2 | Elect Director Tim Cook | For | For | Management | ||||
1.3 | Elect Director Al Gore | For | For | Management | ||||
1.4 | Elect Director Bob Iger | For | For | Management |
1.5 | Elect Director Andrea Jung | For | Against | Management | ||||
1.6 | Elect Director Art Levinson | For | For | Management | ||||
1.7 | Elect Director Ron Sugar | For | For | Management | ||||
1.8 | Elect Director Sue Wagner | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Disclose Charitable Contributions | Against | Against | Shareholder | ||||
6 | Adopt Policy to Increase Diversity of | Against | Against | Shareholder | ||||
Senior Management and Board of | ||||||||
Directors | ||||||||
7 | Proxy Access Amendments | Against | Against | Shareholder | ||||
8 | Engage Outside Independent Experts for Against | Against | Shareholder | |||||
Compensation Reforms | ||||||||
9 | Adopt Share Retention Policy For | Against | Against | Shareholder | ||||
Senior Executives | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
APPLIED MATERIALS, INC. | ||||||||
Ticker: | AMAT | Security ID: | 038222105 | |||||
Meeting Date: MAR 09, 2017 | Meeting Type: Annual | |||||||
Record Date: JAN 12, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Judy Bruner | For | For | Management | |||
1 | b | Elect Director Xun (Eric) Chen | For | For | Management | |||
1 | c | Elect Director Aart J. de Geus | For | For | Management | |||
1 | d | Elect Director Gary E. Dickerson | For | For | Management | |||
1 | e | Elect Director Stephen R. Forrest | For | For | Management | |||
1 | f | Elect Director Thomas J. Iannotti | For | For | Management | |||
1 | g | Elect Director Alexander A. Karsner | For | For | Management | |||
1 | h | Elect Director Adrianna C. Ma | For | For | Management | |||
1 | i | Elect Director Dennis D. Powell | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
AT&T INC. | ||||||||
Ticker: | T | Security ID: 00206R102 | ||||||
Meeting Date: APR 28, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 28, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Randall L. Stephenson | For | For | Management | ||||
1.2 | Elect Director Samuel A. Di Piazza, Jr. For | For | Management | |||||
1.3 | Elect Director Richard W. Fisher | For | For | Management | ||||
1.4 | Elect Director Scott T. Ford | For | For | Management | ||||
1.5 | Elect Director Glenn H. Hutchins | For | For | Management | ||||
1.6 | Elect Director William E. Kennard | For | For | Management |
1.7 | Elect Director Michael B. McCallister | For | For | Management | |||
1.8 | Elect Director Beth E. Mooney | For | For | Management | |||
1.9 | Elect Director Joyce M. Roche | For | For | Management | |||
1.10 | Elect Director Matthew K. Rose | For | For | Management | |||
1.11 | Elect Director Cynthia B. Taylor | For | For | Management | |||
1.12 | Elect Director Laura D'Andrea Tyson | For | For | Management | |||
1.13 | Elect Director Geoffrey Y. Yang | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
3 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
5 | Report on Indirect Political | Against | Against | Shareholder | |||
Contributions | |||||||
6 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | |||
7 | Amend Proxy Access Right | Against | Against | Shareholder | |||
8 | Provide Right to Act by Written Consent Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | ||||||
ATHENE HOLDING LTD. | |||||||
Ticker: | ATH | Security ID: G0684D107 | |||||
Meeting Date: JUN 07, 2017 | Meeting Type: Annual | ||||||
Record Date: APR 17, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Brian Leach | For | Did Not Vote Management | ||||
1.2 | Elect Director Lawrence J. Ruisi | For | Did Not Vote Management | ||||
1.3 | Elect Director Hope Schefler Taitz | For | Did Not Vote Management | ||||
1.4 | Elect Director Arthur Wrubel | For | Did Not Vote Management | ||||
1.5 | Elect Director H. Carl McCall | For | Did Not Vote Management | ||||
2.1 | Elect Subsidiary Director James R. | For | Did Not Vote Management | ||||
Belardi | |||||||
2.2 | Elect Subsidiary Director Robert Borden For | Did Not Vote Management | |||||
2.3 | Elect Subsidiary Director Frank L. | For | Did Not Vote Management | ||||
Gillis | |||||||
2.4 | Elect Subsidiary Director Gernot Lohr | For | Did Not Vote Management | ||||
2.5 | Elect Subsidiary Director Hope | For | Did Not Vote Management | ||||
Schefler Taitz | |||||||
2.6 | Elect Subsidiary Director William J. | For | Did Not Vote Management | ||||
Wheeler | |||||||
3.1 | Elect Subsidiary Director Frank L. | For | Did Not Vote Management | ||||
Gillis | |||||||
3.2 | Elect Subsidiary Director Tab Shanafelt For | Did Not Vote Management | |||||
3.3 | Elect Subsidiary Director William J. | For | Did Not Vote Management | ||||
Wheeler | |||||||
4.1 | Elect Subsidiary Director Frank L. | For | Did Not Vote Management | ||||
Gillis | |||||||
4.2 | Elect Subsidiary Director Tab Shanafelt For | Did Not Vote Management | |||||
4.3 | Elect Subsidiary Director William J. | For | Did Not Vote Management | ||||
Wheeler | |||||||
5.1 | Elect Subsidiary Director Frank L. | For | Did Not Vote Management | ||||
Gillis | |||||||
5.2 | Elect Subsidiary Director Tab Shanafelt For | Did Not Vote Management | |||||
5.3 | Elect Subsidiary Director William J. | For | Did Not Vote Management | ||||
Wheeler | |||||||
6.1 | Elect Subsidiary Director Deepak Rajan | For | Did Not Vote Management | ||||
6.2 | Elect Subsidiary Director Tab Shanafelt For | Did Not Vote Management | |||||
6.3 | Elect Subsidiary Director William J. | For | Did Not Vote Management |
Wheeler | ||||||||
7 | Ratify PricewaterhouseCoopers LLP as | For | Did Not Vote Management | |||||
Auditors | ||||||||
8 | Authorize Board to Fix Remuneration of | For | Did Not Vote Management | |||||
the Auditors | ||||||||
9 | Advisory Vote to Ratify Named | For | Did Not Vote Management | |||||
Executive Officers' Compensation | ||||||||
10 | Advisory Vote on Say on Pay Frequency | One Year | Did Not Vote Management | |||||
11 | Approve Employee Stock Purchase Plan | For | Did Not Vote Management | |||||
12.1 | Approve Incorporation of an Advisory | For | Did Not Vote Management | |||||
Board of Athene Deutschland | ||||||||
Anlagemanagement GMBH; Elect Members | ||||||||
of the Advisory Board | ||||||||
12.2 | Elect Deepak Rajan as member of the | For | Did Not Vote Management | |||||
Advisory Board | ||||||||
12.3 | Elect Ralf Schmitt as member of the | For | Did Not Vote Management | |||||
Advisory Board | ||||||||
12.4 | Elect Michael Solf as member of the | For | Did Not Vote Management | |||||
Advisory Board | ||||||||
12.5 | Elect Mark Suter as member of the | For | Did Not Vote Management | |||||
Advisory Board | ||||||||
13 | Approve Remuneration of Supervisory | For | Did Not Vote Management | |||||
Board Members | ||||||||
14 | Amend Bylaws | For | Did Not Vote Management | |||||
A | Shareholder Represents that between | None | Did Not Vote Management | |||||
the Date on which it Purchased Class A | ||||||||
Shares and April 17, 2017 neither it | ||||||||
nor any of its direct or indirect | ||||||||
beneficial owner was a United States | ||||||||
Shareholder | ||||||||
B | Shareholder Represents that between | None | Did Not Vote Management | |||||
the Date on which it Purchased Class A | ||||||||
Shares and April 17, 2017 no Investor | ||||||||
Party owned, whether direct or | ||||||||
indirect, any interests in AP | ||||||||
Alternative Assets, L.P or Apollo | ||||||||
Global Management LLC | ||||||||
C | Shareholder Represents that between | None | Did Not Vote Management | |||||
the Date on which it Purchased Class A | ||||||||
Shares and April 17, 2017 no Investor | ||||||||
Party entered into a Transaction that, | ||||||||
to the actual knowledge of the | ||||||||
Shareholder | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
BANK OF AMERICA CORPORATION | ||||||||
Ticker: | BAC | Security ID: 060505104 | ||||||
Meeting Date: APR 26, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 02, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Sharon L. Allen | For | For | Management | |||
1 | b | Elect Director Susan S. Bies | For | For | Management | |||
1 | c | Elect Director Jack O. Bovender, Jr. | For | For | Management | |||
1 | d | Elect Director Frank P. Bramble, Sr. | For | For | Management | |||
1 | e | Elect Director Pierre J.P. de Weck | For | For | Management | |||
1 | f | Elect Director Arnold W. Donald | For | For | Management |
1 | g | Elect Director Linda P. Hudson | For | For | Management | |||
1 | h | Elect Director Monica C. Lozano | For | For | Management | |||
1 | i | Elect Director Thomas J. May | For | For | Management | |||
1 | j | Elect Director Brian T. Moynihan | For | For | Management | |||
1 | k | Elect Director Lionel L. Nowell, III | For | For | Management | |||
1 | l | Elect Director Michael D. White | For | For | Management | |||
1 | m | Elect Director Thomas D. Woods | For | For | Management | |||
1 | n | Elect Director R. David Yost | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Amend the General Clawback Policy | Against | Against | Shareholder | ||||
6 | Non-core banking operations | Against | Against | Shareholder | ||||
7 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
8 | Report on Gender Pay Gap | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
BB&T CORPORATION | ||||||||
Ticker: | BBT | Security ID: | 054937107 | |||||
Meeting Date: APR 25, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 15, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jennifer S. Banner | For | For | Management | ||||
1.2 | Elect Director K. David Boyer, Jr. | For | For | Management | ||||
1.3 | Elect Director Anna R. Cablik | For | For | Management | ||||
1.4 | Elect Director James A. Faulkner | For | Against | Management | ||||
1.5 | Elect Director I. Patricia Henry | For | For | Management | ||||
1.6 | Elect Director Eric C. Kendrick | For | Against | Management | ||||
1.7 | Elect Director Kelly S. King | For | For | Management | ||||
1.8 | Elect Director Louis B. Lynn | For | For | Management | ||||
1.9 | Elect Director Charles A. Patton | For | For | Management | ||||
1.10 | Elect Director Nido R. Qubein | For | Against | Management | ||||
1.11 | Elect Director William J. Reuter | For | For | Management | ||||
1.12 | Elect Director Tollie W. Rich, Jr. | For | For | Management | ||||
1.13 | Elect Director Christine Sears | For | For | Management | ||||
1.14 | Elect Director Thomas E. Skains | For | For | Management | ||||
1.15 | Elect Director Thomas N. Thompson | For | Against | Management | ||||
1.16 | Elect Director Stephen T. Williams | For | Against | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
BERKSHIRE HATHAWAY INC. | ||||||||
Ticker: | BRK.B | Security ID: | 084670702 | |||||
Meeting Date: MAY 06, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 08, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Warren E. Buffett | For | For | Management | ||||
1.2 | Elect Director Charles T. Munger | For | For | Management | ||||
1.3 | Elect Director Howard G. Buffett | For | For | Management | ||||
1.4 | Elect Director Stephen B. Burke | For | For | Management | ||||
1.5 | Elect Director Susan L. Decker | For | For | Management | ||||
1.6 | Elect Director William H. Gates, III | For | For | Management | ||||
1.7 | Elect Director David S. Gottesman | For | For | Management | ||||
1.8 | Elect Director Charlotte Guyman | For | For | Management | ||||
1.9 | Elect Director Thomas S. Murphy | For | For | Management | ||||
1.10 | Elect Director Ronald L. Olson | For | For | Management | ||||
1.11 | Elect Director Walter Scott, Jr. | For | For | Management | ||||
1.12 | Elect Director Meryl B. Witmer | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management | ||||
Years | ||||||||
4 | Report on Political Contributions | Against | Against | Shareholder | ||||
5 | Assess and Report on Exposure to | Against | Against | Shareholder | ||||
Climate Change Risks | ||||||||
6 | Require Divestment from Fossil Fuels | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
BIOMARIN PHARMACEUTICAL INC. | ||||||||
Ticker: | BMRN | Security ID: 09061G101 | ||||||
Meeting Date: JUN 06, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 10, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jean-Jacques Bienaime | For | For | Management | ||||
1.2 | Elect Director Willard Dere | For | For | Management | ||||
1.3 | Elect Director Michael Grey | For | For | Management | ||||
1.4 | Elect Director Elaine J. Heron | For | For | Management | ||||
1.5 | Elect Director V. Bryan Lawlis | For | For | Management | ||||
1.6 | Elect Director Alan J. Lewis | For | For | Management | ||||
1.7 | Elect Director Richard A. Meier | For | For | Management | ||||
1.8 | Elect Director David Pyott | For | For | Management | ||||
1.9 | Elect Director Dennis J. Slamon | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
BOSTON SCIENTIFIC CORPORATION | ||||||||
Ticker: | BSX | Security ID: | 101137107 | |||||
Meeting Date: MAY 09, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 15, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Nelda J. Connors | For | For | Management |
1 | b | Elect Director Charles J. Dockendorff | For | For | Management | |||
1 | c | Elect Director Yoshiaki Fujimori | For | For | Management | |||
1 | d | Elect Director Donna A. James | For | For | Management | |||
1 | e | Elect Director Edward J. Ludwig | For | For | Management | |||
1 | f | Elect Director Stephen P. MacMillan | For | For | Management | |||
1 | g | Elect Director Michael F. Mahoney | For | For | Management | |||
1 | h | Elect Director David J. Roux | For | For | Management | |||
1 | i | Elect Director John E. Sununu | For | For | Management | |||
1 | j | Elect Director Ellen M. Zane | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||
Ticker: | BMY | Security ID: | 110122108 | |||||
Meeting Date: MAY 02, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 14, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | A | Elect Director Peter J. Arduini | For | For | Management | |||
1 | B | Elect Director Robert J. Bertolini | For | For | Management | |||
1 | C | Elect Director Giovanni Caforio | For | For | Management | |||
1 | D | Elect Director Matthew W. Emmens | For | For | Management | |||
1 | E | Elect Director Laurie H. Glimcher | For | For | Management | |||
1 | F | Elect Director Michael Grobstein | For | For | Management | |||
1 | G | Elect Director Alan J. Lacy | For | For | Management | |||
1 | H | Elect Director Dinesh C. Paliwal | For | For | Management | |||
1 | I | Elect Director Theodore R. Samuels | For | For | Management | |||
1 | J | Elect Director Gerald L. Storch | For | For | Management | |||
1 | K | Elect Director Vicki L. Sato | For | Against | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
7 | Reduce Ownership Threshold for | Against | For | Shareholder | ||||
Shareholders to Call Special Meeting | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||
Ticker: | COF | Security ID: 14040H105 | ||||||
Meeting Date: MAY 04, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 13, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | A | Elect Director Richard D. Fairbank | For | For | Management | |||
1 | B | Elect Director Ann Fritz Hackett | For | For | Management | |||
1 | C | Elect Director Lewis Hay, III | For | For | Management | |||
1 | D | Elect Director Benjamin P. Jenkins, III For | For | Management | ||||
1 | E | Elect Director Peter Thomas Killalea | For | For | Management |
1 | F | Elect Director Pierre E. Leroy | For | For | Management | |||
1 | G | Elect Director Peter E. Raskind | For | For | Management | |||
1 | H | Elect Director Mayo A. Shattuck, III | For | For | Management | |||
1 | I | Elect Director Bradford H. Warner | For | For | Management | |||
1 | J | Elect Director Catherine G. West | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Nonqualified Employee Stock | For | For | Management | ||||
Purchase Plan | ||||||||
6 | Provide Right to Act by Written Consent Against | Against | Shareholder | |||||
- | ------------------------------------------------------------------------------- | |||||||
CARDINAL HEALTH, INC. | ||||||||
Ticker: | CAH | Security ID: 14149Y108 | ||||||
Meeting Date: NOV 03, 2016 | Meeting Type: Annual | |||||||
Record Date: SEP 06, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David J. Anderson | For | For | Management | ||||
1.2 | Elect Director Colleen F. Arnold | For | For | Management | ||||
1.3 | Elect Director George S. Barrett | For | For | Management | ||||
1.4 | Elect Director Carrie S. Cox | For | For | Management | ||||
1.5 | Elect Director Calvin Darden | For | For | Management | ||||
1.6 | Elect Director Bruce L. Downey | For | For | Management | ||||
1.7 | Elect Director Patricia A. Hemingway | For | For | Management | ||||
Hall | ||||||||
1.8 | Elect Director Clayton M. Jones | For | For | Management | ||||
1.9 | Elect Director Gregory B. Kenny | For | For | Management | ||||
1.10 | Elect Director Nancy Killefer | For | For | Management | ||||
1.11 | Elect Director David P. King | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
CARNIVAL CORPORATION | ||||||||
Ticker: | CCL | Security ID: 143658300 | ||||||
Meeting Date: APR 05, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 06, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect Micky Arison as a Director of | For | For | Management | ||||
Carnival Corporation and as a Director | ||||||||
of Carnival plc. | ||||||||
2 | Re-elect Jonathon Band as a Director | For | For | Management | ||||
of Carnival Corporation and as a | ||||||||
Director of Carnival plc. | ||||||||
3 | Elect Helen Deeble as a Director of | For | For | Management | ||||
Carnival Corporation and as a Director | ||||||||
of Carnival plc. | ||||||||
4 | Re-elect Arnold W. Donald as a | For | For | Management |
Director of Carnival Corporation and | |||||
as a Director of Carnival plc. | |||||
5 | Re-elect Richard J. Glasier as a | For | For | Management | |
Director of Carnival Corporation and | |||||
as a Director of Carnival plc. | |||||
6 | Re-elect Debra Kelly-Ennis as a | For | For | Management | |
Director of Carnival Corporation and | |||||
as a Director of Carnival plc. | |||||
7 | Re-elect John Parker as a Director of | For | For | Management | |
Carnival Corporation and as a Director | |||||
of Carnival plc. | |||||
8 | Re-elect Stuart Subotnick as a | For | For | Management | |
Director of Carnival Corporation and | |||||
as a Director of Carnival plc. | |||||
9 | Re-elect Laura Weil as a Director of | For | For | Management | |
Carnival Corporation and as a Director | |||||
of Carnival plc. | |||||
10 | Re-elect Randall J. Weisenburger as a | For | For | Management | |
Director of Carnival Corporation and | |||||
as a Director of Carnival plc. | |||||
11 | Advisory Vote to Ratify Named | For | Against | Management | |
Executive Officers' Compensation | |||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
13 | Approve Directors' Remuneration Report | For | For | Management | |
(in accordance with legal requirements | |||||
applicable to UK companies) | |||||
14 | Approve Remuneration Policy set out in | For | For | Management | |
Section B of Part II of the Carnival | |||||
plc Directors' Remuneration Report (in | |||||
accordance with legal requirements | |||||
applicable to UK companies). | |||||
15 | Reappoint the UK firm of | For | For | Management | |
PricewaterhouseCoopers LLP as | |||||
independent auditors for Carnival plc | |||||
and ratify the U.S. firm of | |||||
PricewaterhouseCoopers LLP as the | |||||
independent registered certified | |||||
public accounting firm for Carnival | |||||
Corporation. | |||||
16 | Authorize the Audit Committee of | For | For | Management | |
Carnival plc to agree the remuneration | |||||
of the independent auditors of | |||||
Carnival plc. | |||||
17 | Receive the UK Accounts and Reports of | For | For | Management | |
the Directors and Auditors of Carnival | |||||
plc for the year ended November 30, | |||||
2016 (in accordance with legal | |||||
requirements applicable to UK | |||||
companies). | |||||
18 | Authorize Issue of Equity with | For | For | Management | |
Pre-emptive Rights | |||||
19 | Authorize Issue of Equity without | For | For | Management | |
Pre-emptive Rights | |||||
20 | Authorize Share Repurchase Program | For | For | Management | |
- | ------------------------------------------------------------------------------- | ||||
CELGENE CORPORATION |
Ticker: | CELG | Security ID: | 151020104 | |||||
Meeting Date: JUN 14, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Hugin | For | For | Management | ||||
1.2 | Elect Director Mark J. Alles | For | For | Management | ||||
1.3 | Elect Director Richard W. Barker | For | For | Management | ||||
1.4 | Elect Director Michael W. Bonney | For | For | Management | ||||
1.5 | Elect Director Michael D. Casey | For | Withhold | Management | ||||
1.6 | Elect Director Carrie S. Cox | For | For | Management | ||||
1.7 | Elect Director Michael A. Friedman | For | Withhold | Management | ||||
1.8 | Elect Director Julia A. Haller | For | For | Management | ||||
1.9 | Elect Director Gilla S. Kaplan | For | Withhold | Management | ||||
1.10 | Elect Director James J. Loughlin | For | For | Management | ||||
1.11 | Elect Director Ernest Mario | For | Withhold | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Provide For Confidential Running Vote | Against | Against | Shareholder | ||||
Tallies On Executive Pay Matters | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
CF INDUSTRIES HOLDINGS, INC. | ||||||||
Ticker: | CF | Security ID: | 125269100 | |||||
Meeting Date: MAY 12, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 21, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Robert C. Arzbaecher | For | For | Management | |||
1 | b | Elect Director William Davisson | For | For | Management | |||
1 | c | Elect Director Stephen A. Furbacher | For | For | Management | |||
1 | d | Elect Director Stephen J. Hagge | For | For | Management | |||
1 | e | Elect Director John D. Johnson | For | For | Management | |||
1 | f | Elect Director Robert G. Kuhbach | For | For | Management | |||
1 | g | Elect Director Anne P. Noonan | For | For | Management | |||
1 | h | Elect Director Edward A. Schmitt | For | For | Management | |||
1 | i | Elect Director Theresa E. Wagler | For | For | Management | |||
1 | j | Elect Director W. Anthony Will | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
CHUBB LIMITED | ||||||||
Ticker: | CB | Security ID: H1467J104 | ||||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management |
Statutory Reports | |||||
2.1 | Allocate Disposable Profit | For | For | Management | |
2.2 | Approve Dividend Distribution From | For | For | Management | |
Legal Reserves Through Capital | |||||
Contributions Reserve Subaccount | |||||
3 | Approve Discharge of Board and Senior | For | For | Management | |
Management | |||||
4.1 | Ratify PricewaterhouseCoopers AG | For | For | Management | |
(Zurich) as Auditors | |||||
4.2 | Ratify PricewaterhouseCoopers LLP | For | For | Management | |
(United States) as Independent | |||||
Registered Accounting Firm as Auditors | |||||
4.3 | Ratify BDO AG (Zurich) as Special | For | For | Management | |
Auditors | |||||
5.1 | Elect Director Evan G. Greenberg | For | For | Management | |
5.2 | Elect Director Robert M. Hernandez | For | For | Management | |
5.3 | Elect Director Michael G. Atieh | For | For | Management | |
5.4 | Elect Director Sheila P. Burke | For | For | Management | |
5.5 | Elect Director James I. Cash | For | For | Management | |
5.6 | Elect Director Mary Cirillo | For | For | Management | |
5.7 | Elect Director Michael P. Connors | For | For | Management | |
5.8 | Elect Director John A. Edwardson | For | For | Management | |
5.9 | Elect Director Leo F. Mullin | For | For | Management | |
5.10 | Elect Director Kimberly A. Ross | For | For | Management | |
5.11 | Elect Director Robert W. Scully | For | For | Management | |
5.12 | Elect Director Eugene B. Shanks, Jr. | For | For | Management | |
5.13 | Elect Director Theodore E. Shasta | For | For | Management | |
5.14 | Elect Director David H. Sidwell | For | For | Management | |
5.15 | Elect Director Olivier Steimer | For | For | Management | |
5.16 | Elect Director James M. Zimmerman | For | For | Management | |
6 | Elect Evan G. Greenberg as Board | For | For | Management | |
Chairman | |||||
7.1 | Appoint Michael P. Connors as Member | For | For | Management | |
of the Compensation Committee | |||||
7.2 | Appoint Mary Cirillo as Member of the | For | For | Management | |
Compensation Committee | |||||
7.3 | Appoint Robert M. Hernandez as Member | For | For | Management | |
of the Compensation Committee | |||||
7.4 | Appoint Robert W. Scully as Member of | For | For | Management | |
the Compensation Committee | |||||
7.5 | Appoint James M. Zimmerman as Member | For | For | Management | |
of the Compensation Committee | |||||
8 | Designate Homburger AG as Independent | For | For | Management | |
Proxy | |||||
9 | Approve Qualified Employee Stock | For | For | Management | |
Purchase Plan | |||||
10.1 | Approve the Increase in Maximum | For | For | Management | |
Aggregate Remuneration of Directors | |||||
10.2 | Approve Remuneration of Executive | For | For | Management | |
Management in the Amount of USD 41 | |||||
Million for Fiscal 2018 | |||||
11 | Advisory Vote to Ratify Named | For | For | Management | |
Executive Officers' Compensation | |||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |
13 | Transact Other Business (Voting) | For | Against | Management | |
- | ------------------------------------------------------------------------------- | ||||
CISCO SYSTEMS, INC. |
Ticker: | CSCO | Security ID: 17275R102 | ||||||
Meeting Date: DEC 12, 2016 | Meeting Type: Annual | |||||||
Record Date: OCT 14, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Carol A. Bartz | For | For | Management | |||
1 | b | Elect Director M. Michele Burns | For | For | Management | |||
1 | c | Elect Director Michael D. Capellas | For | For | Management | |||
1 | d | Elect Director John T. Chambers | For | For | Management | |||
1 | e | Elect Director Amy L. Chang | For | For | Management | |||
1 | f | Elect Director John L. Hennessy | For | For | Management | |||
1 | g | Elect Director Kristina M. Johnson | For | For | Management | |||
1 | h | Elect Director Roderick C. McGeary | For | For | Management | |||
1 | i | Elect Director Charles H. Robbins | For | For | Management | |||
1 | j | Elect Director Arun Sarin | For | For | Management | |||
1 | k | Elect Director Steven M. West | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
4 | Report on Lobbying Payments and Policy Against | Against | Shareholder | |||||
5 | Report on Arab and non-Arab Employees | Against | Against | Shareholder | ||||
using EEO-1 Categories | ||||||||
6 | Establish Board Committee on | Against | Against | Shareholder | ||||
Operations in Israeli Settlements | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
CME GROUP INC. | ||||||||
Ticker: | CME | Security ID: 12572Q105 | ||||||
Meeting Date: MAY 24, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 29, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Terrence A. Duffy | For | For | Management | |||
1 | b | Elect Director Timothy S. Bitsberger | For | For | Management | |||
1 | c | Elect Director Charles P. Carey | For | For | Management | |||
1 | d | Elect Director Dennis H. Chookaszian | For | For | Management | |||
1 | e | Elect Director Ana Dutra | For | For | Management | |||
1 | f | Elect Director Martin J. Gepsman | For | For | Management | |||
1 | g | Elect Director Larry G. Gerdes | For | For | Management | |||
1 | h | Elect Director Daniel R. Glickman | For | For | Management | |||
1 | i | Elect Director Leo Melamed | For | For | Management | |||
1 | j | Elect Director Alex J. Pollock | For | For | Management | |||
1 | k | Elect Director John F. Sandner | For | For | Management | |||
1 | l | Elect Director Terry L. Savage | For | For | Management | |||
1 | m | Elect Director William R. Shepard | For | For | Management | |||
1 | n | Elect Director Dennis A. Suskind | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
- | ------------------------------------------------------------------------------- |
COCA-COLA EUROPEAN PARTNERS PLC | |||||||
Ticker: | CCE | Security ID: G25839104 | |||||
Meeting Date: JUN 22, 2017 | Meeting Type: Annual | ||||||
Record Date: JUN 20, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1 | Accept Financial Statements and | For | For | Management | |||
Statutory Reports | |||||||
2 | Approve Remuneration Report | For | For | Management | |||
3 | Approve Remuneration Policy | For | For | Management | |||
4 | Elect Jose Ignacio Comenge | For | For | Management | |||
Sanchez-Real as Director | |||||||
5 | Elect J. Alexander M. Douglas, Jr. as | For | For | Management | |||
Director | |||||||
6 | Elect Francisco Ruiz de la Torre | For | For | Management | |||
Esporrin as Director | |||||||
7 | Elect Irial Finan as Director | For | For | Management | |||
8 | Elect Damian Gammell as Director | For | For | Management | |||
9 | Elect Alfonso Libano Daurella as | For | For | Management | |||
Director | |||||||
10 | Elect Mario Rotllant Sola as Director | For | For | Management | |||
11 | Reappoint Ernst & Young LLP as Auditors For | For | Management | ||||
12 | Authorise Audit Committee to Fix | For | For | Management | |||
Remuneration of Auditors | |||||||
13 | Authorise Political Donations and | For | For | Management | |||
Expenditure | |||||||
14 | Authorise Issue of Equity with | For | For | Management | |||
Pre-emptive Rights | |||||||
15 | Approve Waiver on Tender-Bid | For | Against | Management | |||
Requirement | |||||||
16 | Authorise Issue of Equity without | For | For | Management | |||
Pre-emptive Rights | |||||||
17 | Authorise Market Purchase of Ordinary | For | For | Management | |||
Shares | |||||||
18 | Authorise the Company to Call General | For | For | Management | |||
Meeting with Two Weeks' Notice | |||||||
- | ------------------------------------------------------------------------------- | ||||||
COMCAST CORPORATION | |||||||
Ticker: | CMCSA | Security ID: 20030N101 | |||||
Meeting Date: JUN 08, 2017 | Meeting Type: Annual | ||||||
Record Date: MAR 16, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Kenneth J. Bacon | For | For | Management | |||
1.2 | Elect Director Madeline S. Bell | For | For | Management | |||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | |||
1.4 | Elect Director Edward D. Breen | For | For | Management | |||
1.5 | Elect Director Gerald L. Hassell | For | For | Management | |||
1.6 | Elect Director Jeffrey A. Honickman | For | For | Management | |||
1.7 | Elect Director Asuka Nakahara | For | For | Management | |||
1.8 | Elect Director David C. Novak | For | For | Management | |||
1.9 | Elect Director Brian L. Roberts | For | For | Management | |||
1.10 | Elect Director Johnathan A. Rodgers | For | For | Management | |||
2 | Ratify Deloitte & Touche LLP as | For | For | Management |
Auditors | |||||||
3 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
5 | Report on Lobbying Payments and Policy | Against | For | Shareholder | |||
6 | Approve Recapitalization Plan for all | Against | For | Shareholder | |||
Stock to Have One-vote per Share | |||||||
- | ------------------------------------------------------------------------------- | ||||||
CONAGRA FOODS, INC. | |||||||
Ticker: | CAG | Security ID: 205887102 | |||||
Meeting Date: SEP 23, 2016 | Meeting Type: Annual | ||||||
Record Date: JUL 29, 2016 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Bradley A. Alford | For | For | Management | |||
1.2 | Elect Director Thomas K. Brown | For | For | Management | |||
1.3 | Elect Director Stephen G. Butler | For | For | Management | |||
1.4 | Elect Director Sean M. Connolly | For | For | Management | |||
1.5 | Elect Director Steven F. Goldstone | For | For | Management | |||
1.6 | Elect Director Joie A. Gregor | For | For | Management | |||
1.7 | Elect Director Rajive Johri | For | For | Management | |||
1.8 | Elect Director W.G. Jurgensen | For | For | Management | |||
1.9 | Elect Director Richard H. Lenny | For | For | Management | |||
1.10 | Elect Director Ruth Ann Marshall | For | For | Management | |||
1.11 | Elect Director Timothy R. McLevish | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | |||
3 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
- | ------------------------------------------------------------------------------- | ||||||
CORNING INCORPORATED | |||||||
Ticker: | GLW | Security ID: 219350105 | |||||
Meeting Date: APR 27, 2017 | Meeting Type: Annual | ||||||
Record Date: FEB 27, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Donald W. Blair | For | For | Management | |||
1.2 | Elect Director Stephanie A. Burns | For | For | Management | |||
1.3 | Elect Director John A. Canning, Jr. | For | For | Management | |||
1.4 | Elect Director Richard T. Clark | For | For | Management | |||
1.5 | Elect Director Robert F. Cummings, Jr. | For | For | Management | |||
1.6 | Elect Director Deborah A. Henretta | For | For | Management | |||
1.7 | Elect Director Daniel P. Huttenlocher | For | For | Management | |||
1.8 | Elect Director Kurt M. Landgraf | For | For | Management | |||
1.9 | Elect Director Kevin J. Martin | For | For | Management | |||
1.10 | Elect Director Deborah D. Rieman | For | For | Management | |||
1.11 | Elect Director Hansel E. Tookes, II | For | For | Management | |||
1.12 | Elect Director Wendell P. Weeks | For | For | Management | |||
1.13 | Elect Director Mark S. Wrighton | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
Auditors | ||||||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
COSTCO WHOLESALE CORPORATION | ||||||||
Ticker: | COST | Security ID: 22160K105 | ||||||
Meeting Date: JAN 26, 2017 | Meeting Type: Annual | |||||||
Record Date: NOV 18, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Susan L. Decker | For | For | Management | ||||
1.2 | Elect Director Richard A. Galanti | For | For | Management | ||||
1.3 | Elect Director John W. Meisenbach | For | For | Management | ||||
1.4 | Elect Director Charles T. Munger | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
DELTA AIR LINES, INC. | ||||||||
Ticker: | DAL | Security ID: | 247361702 | |||||
Meeting Date: JUN 30, 2017 | Meeting Type: Annual | |||||||
Record Date: MAY 03, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Edward H. Bastian | For | For | Management | |||
1 | b | Elect Director Francis S. Blake | For | For | Management | |||
1 | c | Elect Director Daniel A. Carp | For | For | Management | |||
1 | d | Elect Director David G. DeWalt | For | For | Management | |||
1 | e | Elect Director William H. Easter, III | For | For | Management | |||
1 | f | Elect Director Mickey P. Foret | For | For | Management | |||
1 | g | Elect Director Jeanne P. Jackson | For | For | Management | |||
1 | h | Elect Director George N. Mattson | For | For | Management | |||
1 | i | Elect Director Douglas R. Ralph | For | For | Management | |||
1 | j | Elect Director Sergio A.L. Rial | For | For | Management | |||
1 | k | Elect Director Kathy N. Waller | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS | ||||||||
Ticker: | Security ID: 26200T208 | |||||||
Meeting Date: JUL 15, 2016 | Meeting Type: Special | |||||||
Record Date: JUN 10, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Change of Fundamental | For | For | Management | ||||
Investment Policy Regarding Industry |
Concentration | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
EBAY INC. | ||||||||
Ticker: | EBAY | Security ID: | 278642103 | |||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Fred D. Anderson, Jr. | For | For | Management | |||
1 | b | Elect Director Edward W. Barnholt | For | For | Management | |||
1 | c | Elect Director Anthony J. Bates | For | For | Management | |||
1 | d | Elect Director Logan D. Green | For | For | Management | |||
1 | e | Elect Director Bonnie S. Hammer | For | For | Management | |||
1 | f | Elect Director Kathleen C. Mitic | For | For | Management | |||
1 | g | Elect Director Pierre M. Omidyar | For | For | Management | |||
1 | h | Elect Director Paul S. Pressler | For | For | Management | |||
1 | i | Elect Director Robert H. Swan | For | For | Management | |||
1 | j | Elect Director Thomas J. Tierney | For | For | Management | |||
1 | k | Elect Director Perry M. Traquina | For | For | Management | |||
1 | l | Elect Director Devin N. Wenig | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Provide Right to Act by Written Consent Against | Against | Shareholder | |||||
- | ------------------------------------------------------------------------------- | |||||||
ELI LILLY AND COMPANY | ||||||||
Ticker: | LLY | Security ID: | 532457108 | |||||
Meeting Date: MAY 01, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 24, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Michael L. Eskew | For | For | Management | |||
1 | b | Elect Director William G. Kaelin, Jr. | For | For | Management | |||
1 | c | Elect Director John C. Lechleiter | For | For | Management | |||
1 | d | Elect Director David A. Ricks | For | For | Management | |||
1 | e | Elect Director Marschall S. Runge | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
5 | Amend Deferred Compensation Plan | For | For | Management | ||||
6 | Report on Lobbying Payments and Policy Against | Against | Shareholder | |||||
- | ------------------------------------------------------------------------------- | |||||||
EOG RESOURCES, INC. | ||||||||
Ticker: | EOG | Security ID: 26875P101 | ||||||
Meeting Date: APR 27, 2017 | Meeting Type: Annual |
Record Date: FEB 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Janet F. Clark | For | For | Management | |||
1 | b | Elect Director Charles R. Crisp | For | For | Management | |||
1 | c | Elect Director Robert P. Daniels | For | For | Management | |||
1 | d | Elect Director James C. Day | For | For | Management | |||
1 | e | Elect Director Donald F. Textor | For | For | Management | |||
1 | f | Elect Director William R. Thomas | For | For | Management | |||
1 | g | Elect Director Frank G. Wisner | For | For | Management | |||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||
4 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
FACEBOOK, INC. | ||||||||
Ticker: | FB | Security ID: 30303M102 | ||||||
Meeting Date: JUN 01, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 07, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Marc L. Andreessen | For | Withhold | Management | ||||
1.2 | Elect Director Erskine B. Bowles | For | Withhold | Management | ||||
1.3 | Elect Director Susan D. | For | Withhold | Management | ||||
Desmond-Hellmann | ||||||||
1.4 | Elect Director Reed Hastings | For | For | Management | ||||
1.5 | Elect Director Jan Koum | For | Withhold | Management | ||||
1.6 | Elect Director Sheryl K. Sandberg | For | Withhold | Management | ||||
1.7 | Elect Director Peter A. Thiel | For | For | Management | ||||
1.8 | Elect Director Mark Zuckerberg | For | Withhold | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Approve Recapitalization Plan for all | Against | For | Shareholder | ||||
Stock to Have One-vote per Share | ||||||||
4 | Report on Lobbying Payments and Policy Against | Against | Shareholder | |||||
5 | Report on Public Policy Issues | Against | Against | Shareholder | ||||
Associated with Fake News | ||||||||
6 | Gender Pay Gap | Against | Against | Shareholder | ||||
7 | Require Independent Board Chairman | Against | For | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
FIRSTENERGY CORP. | ||||||||
Ticker: | FE | Security ID: | 337932107 | |||||
Meeting Date: MAY 16, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Paul T. Addison | For | For | Management | ||||
1.2 | Elect Director Michael J. Anderson | For | For | Management | ||||
1.3 | Elect Director William T. Cottle | For | For | Management | ||||
1.4 | Elect Director Steven J. Demetriou | For | For | Management | ||||
1.5 | Elect Director Julia L. Johnson | For | For | Management |
1.6 | Elect Director Charles E. Jones | For | For | Management | ||||
1.7 | Elect Director Donald T. Misheff | For | For | Management | ||||
1.8 | Elect Director Thomas N. Mitchell | For | For | Management | ||||
1.9 | Elect Director James F. O'Neil, III | For | For | Management | ||||
1.10 | Elect Director Christopher D. Pappas | For | For | Management | ||||
1.11 | Elect Director Luis A. Reyes | For | For | Management | ||||
1.12 | Elect Director George M. Smart | For | For | Management | ||||
1.13 | Elect Director Jerry Sue Thornton | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Increase Authorized Common Stock | For | For | Management | ||||
6 | Eliminate Supermajority Vote | For | For | Management | ||||
Requirement | ||||||||
7 | Adopt Majority Voting for Uncontested | For | For | Management | ||||
Election of Directors | ||||||||
8 | Provide Proxy Access Right | For | For | Management | ||||
9 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
10 | Assess Portfolio Impacts of Policies | Against | Against | Shareholder | ||||
to Meet 2 Degree Scenario | ||||||||
11 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
FORTINET, INC. | ||||||||
Ticker: | FTNT | Security ID: 34959E109 | ||||||
Meeting Date: JUN 23, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 28, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Xie | For | Against | Management | ||||
1.2 | Elect Director William H. Neukom | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
FORTIVE CORPORATION | ||||||||
Ticker: | FTV | Security ID: 34959J108 | ||||||
Meeting Date: JUN 06, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 10, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | A | Elect Director Kate Mitchell | For | For | Management | |||
1 | B | Elect Director Israel Ruiz | For | For | Management | |||
2 | Ratify Ernst and Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Declassify the Board of Directors | For | For | Management |
- | ------------------------------------------------------------------------------- | |||||||
GENERAL DYNAMICS CORPORATION | ||||||||
Ticker: | GD | Security ID: | 369550108 | |||||
Meeting Date: MAY 03, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 06, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Nicholas D. Chabraja | For | For | Management | |||
1 | b | Elect Director James S. Crown | For | For | Management | |||
1 | c | Elect Director Rudy F. deLeon | For | For | Management | |||
1 | d | Elect Director John M. Keane | For | For | Management | |||
1 | e | Elect Director Lester L. Lyles | For | For | Management | |||
1 | f | Elect Director Mark M. Malcolm | For | For | Management | |||
1 | g | Elect Director Phebe N. Novakovic | For | For | Management | |||
1 | h | Elect Director William A. Osborn | For | For | Management | |||
1 | i | Elect Director Catherine B. Reynolds | For | For | Management | |||
1 | j | Elect Director Laura J. Schumacher | For | For | Management | |||
1 | k | Elect Director Peter A. Wall | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
HALLIBURTON COMPANY | ||||||||
Ticker: | HAL | Security ID: | 406216101 | |||||
Meeting Date: MAY 17, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Abdulaziz F. Al Khayyal For | For | Management | ||||
1 | b | Elect Director William E. Albrecht | For | For | Management | |||
1 | c | Elect Director Alan M. Bennett | For | For | Management | |||
1 | d | Elect Director James R. Boyd | For | For | Management | |||
1 | e | Elect Director Milton Carroll | For | For | Management | |||
1 | f | Elect Director Nance K. Dicciani | For | For | Management | |||
1 | g | Elect Director Murry S. Gerber | For | For | Management | |||
1 | h | Elect Director Jose C. Grubisich | For | For | Management | |||
1 | i | Elect Director David J. Lesar | For | For | Management | |||
1 | j | Elect Director Robert A. Malone | For | For | Management | |||
1 | k | Elect Director J. Landis Martin | For | For | Management | |||
1 | l | Elect Director Jeffrey A. Miller | For | For | Management | |||
1 | m | Elect Director Debra L. Reed | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
HESS CORPORATION |
Ticker: | HES | Security ID: 42809H107 | ||||||
Meeting Date: JUN 07, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 19, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Rodney F. Chase | For | For | Management | ||||
1.2 | Elect Director Terrence J. Checki | For | For | Management | ||||
1.3 | Elect Director Leonard S. Coleman, Jr. For | For | Management | |||||
1.4 | Elect Director John B. Hess | For | For | Management | ||||
1.5 | Elect Director Edith E. Holiday | For | For | Management | ||||
1.6 | Elect Director Risa Lavizzo-Mourey | For | For | Management | ||||
1.7 | Elect Director Marc S. Lipschultz | For | For | Management | ||||
1.8 | Elect Director David McManus | For | For | Management | ||||
1.9 | Elect Director Kevin O. Meyers | For | For | Management | ||||
1.10 | Elect Director James H. Quigley | For | For | Management | ||||
1.11 | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1.12 | Elect Director William G. Schrader | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Report on Plans to Address Stranded | Against | Against | Shareholder | ||||
Carbon Asset Risks | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
HONEYWELL INTERNATIONAL INC. | ||||||||
Ticker: | HON | Security ID: | 438516106 | |||||
Meeting Date: APR 24, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 24, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | A | Elect Director Darius Adamczyk | For | For | Management | |||
1 | B | Elect Director William S. Ayer | For | For | Management | |||
1 | C | Elect Director Kevin Burke | For | For | Management | |||
1 | D | Elect Director Jaime Chico Pardo | For | For | Management | |||
1 | E | Elect Director David M. Cote | For | For | Management | |||
1 | F | Elect Director D. Scott Davis | For | For | Management | |||
1 | G | Elect Director Linnet F. Deily | For | For | Management | |||
1 | H | Elect Director Judd Gregg | For | For | Management | |||
1 | I | Elect Director Clive Hollick | For | For | Management | |||
1 | J | Elect Director Grace D. Lieblein | For | For | Management | |||
1 | K | Elect Director George Paz | For | For | Management | |||
1 | L | Elect Director Bradley T. Sheares | For | For | Management | |||
1 | M | Elect Director Robin L. Washington | For | For | Management | |||
2 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Political Lobbying Disclosure | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- |
HUMANA INC. | |||||||||
Ticker: | HUM | Security ID: | 444859102 | ||||||
Meeting Date: APR 20, 2017 | Meeting Type: Annual | ||||||||
Record Date: FEB 27, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | a | Elect Director Kurt J. Hilzinger | For | For | Management | ||||
1 | b | Elect Director Bruce D. Broussard | For | For | Management | ||||
1 | c | Elect Director Frank A. D'Amelio | For | For | Management | ||||
1 | d | Elect Director W. Roy Dunbar | For | For | Management | ||||
1 | e | Elect Director David A. Jones, Jr. | For | For | Management | ||||
1 | f | Elect Director William J. McDonald | For | For | Management | ||||
1 | g | Elect Director William E. Mitchell | For | For | Management | ||||
1 | h | Elect Director David B. Nash | For | For | Management | ||||
1 | i | Elect Director James J. O'Brien | For | For | Management | ||||
1 | j | Elect Director Marissa T. Peterson | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||||
Auditors | |||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | |||||
Executive Officers' Compensation | |||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||||
5 | Adopt Proxy Access Right | Against | For | Shareholder | |||||
- | ------------------------------------------------------------------------------- | ||||||||
INTERCONTINENTAL EXCHANGE, INC. | |||||||||
Ticker: | ICE | Security ID: | 45866 | F104 | |||||
Meeting Date: OCT 12, 2016 | Meeting Type: Special | ||||||||
Record Date: AUG 24, 2016 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | Increase Authorized Common Stock | For | For | Management | |||||
- | ------------------------------------------------------------------------------- | ||||||||
ISHARES TRUST | |||||||||
Ticker: | Security ID: | 464287598 | |||||||
Meeting Date: JUN 19, 2017 | Meeting Type: Special | ||||||||
Record Date: MAY 02, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director Jane D. Carlin | For | For | Management | |||||
1.2 | Elect Director Richard L. Fagnani | For | For | Management | |||||
1.3 | Elect Director Drew E. Lawton | For | For | Management | |||||
1.4 | Elect Director Madhav V. Rajan | For | For | Management | |||||
1.5 | Elect Director Mark Wiedman | For | For | Management | |||||
- | ------------------------------------------------------------------------------- | ||||||||
JPMORGAN CHASE & CO. | |||||||||
Ticker: | JPM | Security ID: | 46625 | H100 | |||||
Meeting Date: MAY 16, 2017 | Meeting Type: Annual | ||||||||
Record Date: MAR 17, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Linda B. Bammann | For | For | Management | |||
1 | b | Elect Director James A. Bell | For | For | Management | |||
1 | c | Elect Director Crandall C. Bowles | For | For | Management | |||
1 | d | Elect Director Stephen B. Burke | For | For | Management | |||
1 | e | Elect Director Todd A. Combs | For | For | Management | |||
1 | f | Elect Director James S. Crown | For | For | Management | |||
1 | g | Elect Director James Dimon | For | For | Management | |||
1 | h | Elect Director Timothy P. Flynn | For | For | Management | |||
1 | i | Elect Director Laban P. Jackson, Jr. | For | For | Management | |||
1 | j | Elect Director Michael A. Neal | For | For | Management | |||
1 | k | Elect Director Lee R. Raymond | For | For | Management | |||
1 | l | Elect Director William C. Weldon | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Prohibit Accelerated Vesting of Awards Against | Against | Shareholder | |||||
to Pursue Government Service | ||||||||
7 | Clawback Amendment | Against | Against | Shareholder | ||||
8 | Report on Gender Pay Gap | Against | Against | Shareholder | ||||
9 | Provide Vote Counting to Exclude | Against | Against | Shareholder | ||||
Abstentions | ||||||||
10 | Reduce Ownership Threshold for | Against | For | Shareholder | ||||
Shareholders to Call a Special Meeting | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
KELLOGG COMPANY | ||||||||
Ticker: | K | Security ID: | 487836108 | |||||
Meeting Date: APR 28, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 01, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Bryant | For | For | Management | ||||
1.2 | Elect Director Stephanie Burns | For | For | Management | ||||
1.3 | Elect Director Richard Dreiling | For | For | Management | ||||
1.4 | Elect Director La June Montgomery | For | For | Management | ||||
Tabron | ||||||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Proxy Access Right | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
KINDER MORGAN, INC. | ||||||||
Ticker: | KMI | Security ID: 49456B101 | ||||||
Meeting Date: MAY 10, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 13, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard D. Kinder | For | For | Management | ||||
1.2 | Elect Director Steven J. Kean | For | For | Management | ||||
1.3 | Elect Director Kimberly A. Dang | For | Against | Management | ||||
1.4 | Elect Director Ted A. Gardner | For | For | Management | ||||
1.5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
1.6 | Elect Director Gary L. Hultquist | For | For | Management | ||||
1.7 | Elect Director Ronald L. Kuehn, Jr. | For | For | Management | ||||
1.8 | Elect Director Deborah A. Macdonald | For | For | Management | ||||
1.9 | Elect Director Michael C. Morgan | For | For | Management | ||||
1.10 | Elect Director Arthur C. Reichstetter | For | For | Management | ||||
1.11 | Elect Director Fayez Sarofim | For | For | Management | ||||
1.12 | Elect Director C. Park Shaper | For | For | Management | ||||
1.13 | Elect Director William A. Smith | For | For | Management | ||||
1.14 | Elect Director Joel V. Staff | For | For | Management | ||||
1.15 | Elect Director Robert F. Vagt | For | For | Management | ||||
1.16 | Elect Director Perry M. Waughtal | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Adopt Proxy Access Right | Against | For | Shareholder | ||||
4 | Report on Methane Emissions | Against | For | Shareholder | ||||
5 | Report on Annual Sustainability | Against | For | Shareholder | ||||
6 | Report on Capital Expenditure Strategy | Against | Against | Shareholder | ||||
with Respect to Climate Change Policy | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
L3 TECHNOLOGIES INC. | ||||||||
Ticker: | LLL | Security ID: 502413107 | ||||||
Meeting Date: MAY 09, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 13, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Claude R. Canizares | For | For | Management | |||
1 | b | Elect Director Thomas A. Corcoran | For | For | Management | |||
1 | c | Elect Director Ann E. Dunwoody | For | For | Management | |||
1 | d | Elect Director Lewis Kramer | For | For | Management | |||
1 | e | Elect Director Robert B. Millard | For | For | Management | |||
1 | f | Elect Director Lloyd W. Newton | For | For | Management | |||
1 | g | Elect Director Vincent Pagano, Jr. | For | For | Management | |||
1 | h | Elect Director H. Hugh Shelton | For | For | Management | |||
1 | i | Elect Director Arthur L. Simon | For | For | Management | |||
1 | j | Elect Director Michael T. Strianese | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Eliminate Supermajority Vote | For | For | Management | ||||
Requirement | ||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
LABORATORY CORPORATION OF AMERICA HOLDINGS |
Ticker: | LH | Security ID: 50540R409 | ||||||
Meeting Date: MAY 11, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 14, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Kerrii B. Anderson | For | For | Management | |||
1 | b | Elect Director Jean-Luc Belingard | For | For | Management | |||
1 | c | Elect Director D. Gary Gilliland | For | For | Management | |||
1 | d | Elect Director David P. King | For | For | Management | |||
1 | e | Elect Director Garheng Kong | For | For | Management | |||
1 | f | Elect Director Robert E. Mittelstaedt, For | For | Management | ||||
Jr. | ||||||||
1 | g | Elect Director Peter M. Neupert | For | For | Management | |||
1 | h | Elect Director Richelle P. Parham | For | For | Management | |||
1 | i | Elect Director Adam H. Schechter | For | For | Management | |||
1 | j | Elect Director R. Sanders Williams | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Report on Zika Virus Controls for | Against | Against | Shareholder | ||||
Primates and Employees | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
LAMAR ADVERTISING COMPANY | ||||||||
Ticker: | LAMR | Security ID: | 512816109 | |||||
Meeting Date: MAY 25, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Maxwell Hamilton | For | For | Management | ||||
1.2 | Elect Director John E. Koerner, III | For | For | Management | ||||
1.3 | Elect Director Stephen P. Mumblow | For | For | Management | ||||
1.4 | Elect Director Thomas V. Reifenheiser | For | For | Management | ||||
1.5 | Elect Director Anna Reilly | For | For | Management | ||||
1.6 | Elect Director Kevin P. Reilly, Jr. | For | For | Management | ||||
1.7 | Elect Director Wendell Reilly | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | Three | One Year | Management | ||||
Years | ||||||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
MARATHON PETROLEUM CORPORATION | ||||||||
Ticker: | MPC | Security ID: 56585A102 | ||||||
Meeting Date: APR 26, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Steven A. Davis | For | For | Management | |||
1 | b | Elect Director Gary R. Heminger | For | For | Management | |||
1 | c | Elect Director J. Michael Stice | For | For | Management |
1 | d | Elect Director John P. Surma | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Report on Environmental and Human | Against | Against | Shareholder | ||||
Rights Due Diligence | ||||||||
6 | Report on Strategy for Aligning with 2 Against | Against | Shareholder | |||||
Degree Scenario | ||||||||
7 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
MARTIN MARIETTA MATERIALS, INC. | ||||||||
Ticker: | MLM | Security ID: | 573284106 | |||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 10, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Sue W. Cole | For | For | Management | ||||
1.2 | Elect Director Michael J. Quillen | For | For | Management | ||||
1.3 | Elect Director John J. Koraleski | For | For | Management | ||||
1.4 | Elect Director Stephen P. Zelnak, Jr. | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Proxy Access Right | Against | For | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
MEDTRONIC PLC | ||||||||
Ticker: | MDT | Security ID: G5960L103 | ||||||
Meeting Date: DEC 09, 2016 | Meeting Type: Annual | |||||||
Record Date: OCT 11, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Richard H. Anderson | For | For | Management | |||
1 | b | Elect Director Craig Arnold | For | For | Management | |||
1 | c | Elect Director Scott C. Donnelly | For | For | Management | |||
1 | d | Elect Director Randall J. Hogan, III | For | For | Management | |||
1 | e | Elect Director Omar Ishrak | For | For | Management | |||
1 | f | Elect Director Shirley Ann Jackson | For | For | Management | |||
1 | g | Elect Director Michael O. Leavitt | For | For | Management | |||
1 | h | Elect Director James T. Lenehan | For | For | Management | |||
1 | i | Elect Director Elizabeth G. Nabel | For | For | Management | |||
1 | j | Elect Director Denise M. O'Leary | For | For | Management | |||
1 | k | Elect Director Kendall J. Powell | For | For | Management | |||
1 | l | Elect Director Robert C. Pozen | For | For | Management | |||
1 | m | Elect Director Preetha Reddy | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation |
4 | Provide Proxy Access Right | For | For | Management | ||||
5 | a | Amend Articles of Association | For | For | Management | |||
5 | b | Amend Memorandum of Association | For | For | Management | |||
6 | Amend Articles to Clarify the Board's | For | For | Management | ||||
Sole Authority to Determine its Size | ||||||||
Within the Fixed Limits | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
MERCK & CO., INC. | ||||||||
Ticker: | MRK | Security ID: 58933Y105 | ||||||
Meeting Date: MAY 23, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Leslie A. Brun | For | For | Management | |||
1 | b | Elect Director Thomas R. Cech | For | For | Management | |||
1 | c | Elect Director Pamela J. Craig | For | For | Management | |||
1 | d | Elect Director Kenneth C. Frazier | For | For | Management | |||
1 | e | Elect Director Thomas H. Glocer | For | For | Management | |||
1 | f | Elect Director Rochelle B. Lazarus | For | For | Management | |||
1 | g | Elect Director John H. Noseworthy | For | For | Management | |||
1 | h | Elect Director Carlos E. Represas | For | For | Management | |||
1 | i | Elect Director Paul B. Rothman | For | For | Management | |||
1 | j | Elect Director Patricia F. Russo | For | For | Management | |||
1 | k | Elect Director Craig B. Thompson | For | For | Management | |||
1 | l | Elect Director Wendell P. Weeks | For | For | Management | |||
1 | m | Elect Director Peter C. Wendell | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
6 | Adopt Holy Land Principles | Against | Against | Shareholder | ||||
7 | Report on Risks of Doing Business in | Against | Against | Shareholder | ||||
Conflict-Affected Areas | ||||||||
8 | Report on Board Oversight of Product | Against | Against | Shareholder | ||||
Safety and Quality | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||
Ticker: | MCHP | Security ID: | 595017104 | |||||
Meeting Date: AUG 15, 2016 | Meeting Type: Annual | |||||||
Record Date: JUN 21, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steve Sanghi | For | For | Management | ||||
1.2 | Elect Director Matthew W. Chapman | For | For | Management | ||||
1.3 | Elect Director L.B. Day | For | For | Management | ||||
1.4 | Elect Director Esther L. Johnson | For | For | Management | ||||
1.5 | Elect Director Wade F. Meyercord | For | For | Management | ||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named | For | Against | Management |
Executive Officers' Compensation | |||||||||
- | ------------------------------------------------------------------------------- | ||||||||
MOLSON COORS BREWING COMPANY | |||||||||
Ticker: | TAP | Security ID: 60871R209 | |||||||
Meeting Date: MAY 17, 2017 | Meeting Type: Annual | ||||||||
Record Date: MAR 24, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director Roger G. Eaton | For | For | Management | |||||
1.2 | Elect Director Charles M. Herington | For | For | Management | |||||
1.3 | Elect Director H. Sanford Riley | For | For | Management | |||||
2 | Advisory Vote to Ratify Named | For | For | Management | |||||
Executive Officers' Compensation | |||||||||
- | ------------------------------------------------------------------------------- | ||||||||
MONDELEZ INTERNATIONAL, INC. | |||||||||
Ticker: MDLZ | Security ID: | 609207105 | |||||||
Meeting Date: MAY 17, 2017 | Meeting Type: Annual | ||||||||
Record Date: MAR 08, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | a | Elect Director Lewis W.K. Booth | For | For | Management | ||||
1 | b | Elect Director Charles E. Bunch | For | For | Management | ||||
1 | c | Elect Director Lois D. Juliber | For | For | Management | ||||
1 | d | Elect Director Mark D. Ketchum | For | For | Management | ||||
1 | e | Elect Director Jorge S. Mesquita | For | For | Management | ||||
1 | f | Elect Director Joseph Neubauer | For | For | Management | ||||
1 | g | Elect Director Nelson Peltz | For | For | Management | ||||
1 | h | Elect Director Fredric G. Reynolds | For | For | Management | ||||
1 | i | Elect Director Irene B. Rosenfeld | For | For | Management | ||||
1 | j | Elect Director Christiana S. Shi | For | For | Management | ||||
1 | k | Elect Director Patrick T. Siewert | For | For | Management | ||||
1 | l | Elect Director Ruth J. Simmons | For | For | Management | ||||
1 | m | Elect Director Jean-Francois M. L. van For | For | Management | |||||
Boxmeer | |||||||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||||
Auditors | |||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | |||||
Executive Officers' Compensation | |||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||||
5 | Assess Environmental Impact of | Against | Against | Shareholder | |||||
Non-Recyclable Packaging | |||||||||
6 | Create a Committee to Prepare a Report Against | Against | Shareholder | ||||||
Regarding the Impact of Plant Closures | |||||||||
on Communities and Alternatives | |||||||||
- | ------------------------------------------------------------------------------- | ||||||||
NEWELL BRANDS INC. | |||||||||
Ticker: | NWL | Security ID: | 651229106 | ||||||
Meeting Date: MAY 09, 2017 | Meeting Type: Annual |
Record Date: MAR 17, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Ian G.H. Ashken | For | For | Management | |||
1 | b | Elect Director Thomas E. Clarke | For | For | Management | |||
1 | c | Elect Director Kevin C. Conroy | For | For | Management | |||
1 | d | Elect Director Scott S. Cowen | For | For | Management | |||
1 | e | Elect Director Michael T. Cowhig | For | For | Management | |||
1 | f | Elect Director Domenico De Sole | For | For | Management | |||
1 | g | Elect Director Martin E. Franklin | For | For | Management | |||
1 | h | Elect Director Ros L'Esperance | For | For | Management | |||
1 | i | Elect Director Michael B. Polk | For | For | Management | |||
1 | j | Elect Director Steven J. Strobel | For | For | Management | |||
1 | k | Elect Director Michael A. Todman | For | For | Management | |||
1 | l | Elect Director Raymond G. Viault | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
NEWMONT MINING CORPORATION | ||||||||
Ticker: | NEM | Security ID: | 651639106 | |||||
Meeting Date: APR 20, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 21, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gregory H. Boyce | For | For | Management | ||||
1.2 | Elect Director Bruce R. Brook | For | For | Management | ||||
1.3 | Elect Director J. Kofi Bucknor | For | For | Management | ||||
1.4 | Elect Director Vincent A. Calarco | For | For | Management | ||||
1.5 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.6 | Elect Director Noreen Doyle | For | For | Management | ||||
1.7 | Elect Director Gary J. Goldberg | For | For | Management | ||||
1.8 | Elect Director Veronica M. Hagen | For | For | Management | ||||
1.9 | Elect Director Jane Nelson | For | For | Management | ||||
1.10 | Elect Director Julio M. Quintana | For | For | Management | ||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Report on Human Rights Risk Assessment Against | Against | Shareholder | |||||
Process | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
NRG YIELD, INC. | ||||||||
Ticker: | NYLD.A | Security ID: 62942X306 | ||||||
Meeting Date: APR 25, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 03, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mauricio Gutierrez | For | For | Management | ||||
1.2 | Elect Director John F. Chlebowski | For | For | Management |
1.3 | Elect Director Kirkland B. Andrews | For | For | Management | ||||
1.4 | Elect Director John Chillemi | For | For | Management | ||||
1.5 | Elect Director Brian R. Ford | For | For | Management | ||||
1.6 | Elect Director Ferrell P. McClean | For | For | Management | ||||
1.7 | Elect Director Christopher S. Sotos | For | For | Management | ||||
2 | Approve Executive Incentive Bonus Plan For | For | Management | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||
Ticker: | OXY | Security ID: | 674599105 | |||||
Meeting Date: MAY 12, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 14, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Spencer Abraham | For | For | Management | |||
1 | b | Elect Director Howard I. Atkins | For | For | Management | |||
1 | c | Elect Director Eugene L. Batchelder | For | For | Management | |||
1 | d | Elect Director John E. Feick | For | For | Management | |||
1 | e | Elect Director Margaret M. Foran | For | For | Management | |||
1 | f | Elect Director Carlos M. Gutierrez | For | For | Management | |||
1 | g | Elect Director Vicki Hollub | For | For | Management | |||
1 | h | Elect Director William R. Klesse | For | For | Management | |||
1 | i | Elect Director Jack B. Moore | For | For | Management | |||
1 | j | Elect Director Avedick B. Poladian | For | For | Management | |||
1 | k | Elect Director Elisse B. Walter | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
5 | Assess Portfolio Impacts of Policies | Against | Against | Shareholder | ||||
to Meet 2 Degree Scenario | ||||||||
6 | Reduce Ownership Threshold for | Against | For | Shareholder | ||||
Shareholders to Call Special Meeting | ||||||||
7 | Report on Methane Emissions and | Against | Against | Shareholder | ||||
Flaring Targets | ||||||||
8 | Report on Political Contributions and | Against | Against | Shareholder | ||||
Expenditures | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
OMNICOM GROUP INC. | ||||||||
Ticker: | OMC | Security ID: | 681919106 | |||||
Meeting Date: MAY 25, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 05, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John D. Wren | For | For | Management | ||||
1.2 | Elect Director Bruce Crawford | For | For | Management | ||||
1.3 | Elect Director Alan R. Batkin | For | For | Management | ||||
1.4 | Elect Director Mary C. Choksi | For | For | Management | ||||
1.5 | Elect Director Robert Charles Clark | For | For | Management |
1.6 | Elect Director Leonard S. Coleman, Jr. | For | For | Management | |||
1.7 | Elect Director Susan S. Denison | For | For | Management | |||
1.8 | Elect Director Deborah J. Kissire | For | For | Management | |||
1.9 | Elect Director John R. Murphy | For | For | Management | |||
1.10 | Elect Director John R. Purcell | For | For | Management | |||
1.11 | Elect Director Linda Johnson Rice | For | For | Management | |||
1.12 | Elect Director Valerie M. Williams | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | |||
Executive Officers' Compensation | |||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
4 | Ratify KPMG LLP as Auditors | For | For | Management | |||
- | ------------------------------------------------------------------------------- | ||||||
ORACLE CORPORATION | |||||||
Ticker: | ORCL | Security ID: 68389X105 | |||||
Meeting Date: NOV 16, 2016 | Meeting Type: Annual | ||||||
Record Date: SEP 19, 2016 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | |||
1.2 | Elect Director H. Raymond Bingham | For | Withhold | Management | |||
1.3 | Elect Director Michael J. Boskin | For | Withhold | Management | |||
1.4 | Elect Director Safra A. Catz | For | Withhold | Management | |||
1.5 | Elect Director Bruce R. Chizen | For | Withhold | Management | |||
1.6 | Elect Director George H. Conrades | For | Withhold | Management | |||
1.7 | Elect Director Lawrence J. Ellison | For | Withhold | Management | |||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | |||
1.9 | Elect Director Jeffrey O. Henley | For | Withhold | Management | |||
1.10 | Elect Director Mark V. Hurd | For | Withhold | Management | |||
1.11 | Elect Director Renee J. James | For | For | Management | |||
1.12 | Elect Director Leon E. Panetta | For | Withhold | Management | |||
1.13 | Elect Director Naomi O. Seligman | For | Withhold | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | |||
Executive Officers' Compensation | |||||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
4 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | |||
- | ------------------------------------------------------------------------------- | ||||||
PACKAGING CORPORATION OF AMERICA | |||||||
Ticker: | PKG | Security ID: 695156109 | |||||
Meeting Date: MAY 16, 2017 | Meeting Type: Annual | ||||||
Record Date: MAR 20, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Cheryl K. Beebe | For | For | Management | |||
1.2 | Elect Director Duane C. Farrington | For | For | Management | |||
1.3 | Elect Director Hasan Jameel | For | For | Management | |||
1.4 | Elect Director Mark W. Kowlzan | For | For | Management | |||
1.5 | Elect Director Robert C. Lyons | For | For | Management | |||
1.6 | Elect Director Thomas P. Maurer | For | For | Management | |||
1.7 | Elect Director Samuel M. Mencoff | For | For | Management | |||
1.8 | Elect Director Roger B. Porter | For | For | Management | |||
1.9 | Elect Director Thomas S. Souleles | For | For | Management | |||
1.10 | Elect Director Paul T. Stecko | For | For | Management |
1.11 | Elect Director James D. Woodrum | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
PAYCHEX, INC. | ||||||||
Ticker: | PAYX | Security ID: | 704326107 | |||||
Meeting Date: OCT 12, 2016 | Meeting Type: Annual | |||||||
Record Date: AUG 15, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director B. Thomas Golisano | For | For | Management | |||
1 | b | Elect Director Joseph G. Doody | For | For | Management | |||
1 | c | Elect Director David J.S. Flaschen | For | For | Management | |||
1 | d | Elect Director Phillip Horsley | For | For | Management | |||
1 | e | Elect Director Grant M. Inman | For | For | Management | |||
1 | f | Elect Director Pamela A. Joseph | For | For | Management | |||
1 | g | Elect Director Martin Mucci | For | For | Management | |||
1 | h | Elect Director Joseph M. Tucci | For | For | Management | |||
1 | i | Elect Director Joseph M. Velli | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
PHILLIPS 66 | ||||||||
Ticker: | PSX | Security ID: | 718546104 | |||||
Meeting Date: MAY 03, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 10, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director William R. Loomis, Jr. | For | For | Management | |||
1 | b | Elect Director Glenn F. Tilton | For | For | Management | |||
1 | c | Elect Director Marna C. Whittington | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
PIONEER NATURAL RESOURCES COMPANY | ||||||||
Ticker: | PXD | Security ID: | 723787107 | |||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 23, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edison C. Buchanan | For | For | Management | ||||
1.2 | Elect Director Andrew F. Cates | For | For | Management | ||||
1.3 | Elect Director Timothy L. Dove | For | For | Management |
1.4 | Elect Director Phillip A. Gobe | For | For | Management | |||
1.5 | Elect Director Larry R. Grillot | For | For | Management | |||
1.6 | Elect Director Stacy P. Methvin | For | For | Management | |||
1.7 | Elect Director Royce W. Mitchell | For | For | Management | |||
1.8 | Elect Director Frank A. Risch | For | For | Management | |||
1.9 | Elect Director Scott D. Sheffield | For | For | Management | |||
1.10 | Elect Director Mona K. Sutphen | For | For | Management | |||
1.11 | Elect Director J. Kenneth Thompson | For | For | Management | |||
1.12 | Elect Director Phoebe A. Wood | For | For | Management | |||
1.13 | Elect Director Michael D. Wortley | For | For | Management | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||
3 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
5 | Report on Annual Sustainability | Against | Against | Shareholder | |||
- | ------------------------------------------------------------------------------- | ||||||
PRUDENTIAL FINANCIAL, INC. | |||||||
Ticker: | PRU | Security ID: | 744320102 | ||||
Meeting Date: MAY 09, 2017 | Meeting Type: Annual | ||||||
Record Date: MAR 10, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Thomas J. Baltimore, Jr. For | For | Management | ||||
1.2 | Elect Director Gilbert F. Casellas | For | For | Management | |||
1.3 | Elect Director Mark B. Grier | For | Against | Management | |||
1.4 | Elect Director Martina Hund-Mejean | For | For | Management | |||
1.5 | Elect Director Karl J. Krapek | For | For | Management | |||
1.6 | Elect Director Peter R. Lighte | For | For | Management | |||
1.7 | Elect Director George Paz | For | For | Management | |||
1.8 | Elect Director Sandra Pianalto | For | For | Management | |||
1.9 | Elect Director Christine A. Poon | For | For | Management | |||
1.10 | Elect Director Douglas A. Scovanner | For | For | Management | |||
1.11 | Elect Director John R. Strangfeld | For | For | Management | |||
1.12 | Elect Director Michael A. Todman | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | |||
Auditors | |||||||
3 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
5 | Require Independent Board Chairman | Against | Against | Shareholder | |||
- | ------------------------------------------------------------------------------- | ||||||
QUANTA SERVICES, INC. | |||||||
Ticker: | PWR | Security ID: 74762E102 | |||||
Meeting Date: MAY 24, 2017 | Meeting Type: Annual | ||||||
Record Date: MAR 27, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Earl C. (Duke) Austin, | For | For | Management | |||
Jr. | |||||||
1.2 | Elect Director Doyle N. Beneby | For | For | Management | |||
1.3 | Elect Director J. Michal Conaway | For | For | Management | |||
1.4 | Elect Director Vincent D. Foster | For | For | Management |
1.5 | Elect Director Bernard Fried | For | For | Management | ||||
1.6 | Elect Director Worthing F. Jackman | For | For | Management | ||||
1.7 | Elect Director David M. McClanahan | For | For | Management | ||||
1.8 | Elect Director Margaret B. Shannon | For | For | Management | ||||
1.9 | Elect Director Pat Wood, III | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
RAYMOND JAMES FINANCIAL, INC. | ||||||||
Ticker: | RJF | Security ID: | 754730109 | |||||
Meeting Date: FEB 16, 2017 | Meeting Type: Annual | |||||||
Record Date: DEC 21, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles G. von | For | For | Management | ||||
Arentschildt | ||||||||
1.2 | Elect Director Shelley G. Broader | For | For | Management | ||||
1.3 | Elect Director Jeffrey N. Edwards | For | For | Management | ||||
1.4 | Elect Director Benjamin C. Esty | For | For | Management | ||||
1.5 | Elect Director Francis S. Godbold | For | For | Management | ||||
1.6 | Elect Director Thomas A. James | For | For | Management | ||||
1.7 | Elect Director Gordon L. Johnson | For | For | Management | ||||
1.8 | Elect Director Roderick C. McGeary | For | For | Management | ||||
1.9 | Elect Director Paul C. Reilly | For | For | Management | ||||
1.10 | Elect Director Robert P. Saltzman | For | For | Management | ||||
1.11 | Elect Director Susan N. Story | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
RAYTHEON COMPANY | ||||||||
Ticker: | RTN | Security ID: | 755111507 | |||||
Meeting Date: MAY 25, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 04, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Tracy A. Atkinson | For | For | Management | |||
1 | b | Elect Director Robert E. Beauchamp | For | For | Management | |||
1 | c | Elect Director Vernon E. Clark | For | For | Management | |||
1 | d | Elect Director Stephen J. Hadley | For | For | Management | |||
1 | e | Elect Director Thomas A. Kennedy | For | For | Management | |||
1 | f | Elect Director Letitia A. Long | For | For | Management | |||
1 | g | Elect Director George R. Oliver | For | For | Management | |||
1 | h | Elect Director Dinesh C. Paliwal | For | For | Management | |||
1 | i | Elect Director William R. Spivey | For | For | Management | |||
1 | j | Elect Director James A. Winnefeld, Jr. For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Executive Incentive Bonus Plan For | For | Management | |||||
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
SPLUNK INC. | ||||||||
Ticker: | SPLK | Security ID: | 848637104 | |||||
Meeting Date: JUN 08, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 13, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director John Connors | For | For | Management | |||
1 | b | Elect Director Patricia Morrison | For | For | Management | |||
1 | c | Elect Director Stephen Newberry | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
SQUARE, INC. | ||||||||
Ticker: | SQ | Security ID: | 852234103 | |||||
Meeting Date: JUN 14, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Roelof Botha | For | For | Management | ||||
1.2 | Elect Director Jim McKelvey | For | For | Management | ||||
1.3 | Elect Director Ruth Simmons | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
SUNTRUST BANKS, INC. | ||||||||
Ticker: | STI | Security ID: | 867914103 | |||||
Meeting Date: APR 25, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 15, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor�� | ||||
1.1 | Elect Director Dallas S. Clement | For | For | Management | ||||
1.2 | Elect Director Paul R. Garcia | For | For | Management | ||||
1.3 | Elect Director M. Douglas Ivester | For | For | Management | ||||
1.4 | Elect Director Kyle Prechtl Legg | For | For | Management | ||||
1.5 | Elect Director Donna S. Morea | For | For | Management | ||||
1.6 | Elect Director David M. Ratcliffe | For | For | Management | ||||
1.7 | Elect Director William H. Rogers, Jr. | For | For | Management | ||||
1.8 | Elect Director Agnes Bundy Scanlan | For | For | Management | ||||
1.9 | Elect Director Frank P. Scruggs, Jr. | For | For | Management | ||||
1.10 | Elect Director Bruce L. Tanner | For | For | Management |
1.11 | Elect Director Thomas R. Watjen | For | For | Management | ||||
1.12 | Elect Director Phail Wynn, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
SYNCHRONY FINANCIAL | ||||||||
Ticker: | SYF | Security ID: 87165B103 | ||||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 23, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Margaret M. Keane | For | For | Management | |||
1 | b | Elect Director Paget L. Alves | For | For | Management | |||
1 | c | Elect Director Arthur W. Coviello, Jr. For | For | Management | ||||
1 | d | Elect Director William W. Graylin | For | For | Management | |||
1 | e | Elect Director Roy A. Guthrie | For | For | Management | |||
1 | f | Elect Director Richard C. Hartnack | For | For | Management | |||
1 | g | Elect Director Jeffrey G. Naylor | For | For | Management | |||
1 | h | Elect Director Laurel J. Richie | For | For | Management | |||
1 | i | Elect Director Olympia J. Snowe | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
TERADATA CORPORATION | ||||||||
Ticker: | TDC | Security ID: 88076W103 | ||||||
Meeting Date: APR 19, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 22, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Nancy E. Cooper | For | For | Management | |||
1 | b | Elect Director Daniel R. Fishback | For | For | Management | |||
1 | c | Elect Director David E. Kepler | For | For | Management | |||
1 | d | Elect Director William S. Stavropoulos For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
TEXAS INSTRUMENTS INCORPORATED | ||||||||
Ticker: | TXN | Security ID: | 882508104 | |||||
Meeting Date: APR 20, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 21, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Ralph W. Babb, Jr. | For | For | Management | |||
1 | b | Elect Director Mark A. Blinn | For | For | Management | |||
1 | c | Elect Director Todd M. Bluedorn | For | For | Management | |||
1 | d | Elect Director Daniel A. Carp | For | For | Management | |||
1 | e | Elect Director Janet F. Clark | For | For | Management | |||
1 | f | Elect Director Carrie S. Cox | For | For | Management | |||
1 | g | Elect Director Jean M. Hobby | For | For | Management | |||
1 | h | Elect Director Ronald Kirk | For | For | Management | |||
1 | i | Elect Director Pamela H. Patsley | For | For | Management | |||
1 | j | Elect Director Robert E. Sanchez | For | For | Management | |||
1 | k | Elect Director Wayne R. Sanders | For | For | Management | |||
1 | l | Elect Director Richard K. Templeton | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
THE ALLSTATE CORPORATION | ||||||||
Ticker: | ALL | Security ID: | 020002101 | |||||
Meeting Date: MAY 25, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Kermit R. Crawford | For | For | Management | |||
1 | b | Elect Director Michael L. Eskew | For | For | Management | |||
1 | c | Elect Director Siddharth N. (Bobby) | For | For | Management | |||
Mehta | ||||||||
1 | d | Elect Director Jacques P. Perold | For | For | Management | |||
1 | e | Elect Director Andrea Redmond | For | For | Management | |||
1 | f | Elect Director John W. Rowe | For | For | Management | |||
1 | g | Elect Director Judith A. Sprieser | For | For | Management | |||
1 | h | Elect Director Mary Alice Taylor | For | For | Management | |||
1 | i | Elect Director Perry M. Traquina | For | For | Management | |||
1 | j | Elect Director Thomas J. Wilson | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Non-Employee Director Omnibus | For | For | Management | ||||
Stock Plan | ||||||||
5 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
7 | Lead Director Qualifications | Against | For | Shareholder | ||||
8 | Political Contributions Disclosure | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
THE COCA-COLA COMPANY | ||||||||
Ticker: | KO | Security ID: | 191216100 | |||||
Meeting Date: APR 26, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert A. Allen | For | For | Management | ||||
1.2 | Elect Director Ronald W. Allen | For | For | Management | ||||
1.3 | Elect Director Marc Bolland | For | For | Management | ||||
1.4 | Elect Director Ana Botin | For | For | Management | ||||
1.5 | Elect Director Richard M. Daley | For | For | Management | ||||
1.6 | Elect Director Barry Diller | For | For | Management | ||||
1.7 | Elect Director Helene D. Gayle | For | For | Management | ||||
1.8 | Elect Director Alexis M. Herman | For | For | Management | ||||
1.9 | Elect Director Muhtar Kent | For | For | Management | ||||
1.10 | Elect Director Robert A. Kotick | For | For | Management | ||||
1.11 | Elect Director Maria Elena Lagomasino | For | For | Management | ||||
1.12 | Elect Director Sam Nunn | For | For | Management | ||||
1.13 | Elect Director James Quincey | For | For | Management | ||||
1.14 | Elect Director David B. Weinberg | For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
5 | Report on Human Rights Review on | Against | Against | Shareholder | ||||
High-Risk Regions | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE DOW CHEMICAL COMPANY | ||||||||
Ticker: | DOW | Security ID: | 260543103 | |||||
Meeting Date: JUL 20, 2016 | Meeting Type: Special | |||||||
Record Date: JUN 02, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Advisory Vote on Golden Parachutes | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
THE DOW CHEMICAL COMPANY | ||||||||
Ticker: | DOW | Security ID: | 260543103 | |||||
Meeting Date: MAY 11, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 15, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Ajay Banga | For | For | Management | |||
1 | b | Elect Director Jacqueline K. Barton | For | For | Management | |||
1 | c | Elect Director James A. Bell | For | For | Management | |||
1 | d | Elect Director Richard K. Davis | For | For | Management | |||
1 | e | Elect Director Jeff M. Fettig | For | For | Management | |||
1 | f | Elect Director Andrew N. Liveris | For | For | Management | |||
1 | g | Elect Director Mark Loughridge | For | For | Management | |||
1 | h | Elect Director Raymond J. Milchovich | For | For | Management | |||
1 | i | Elect Director Robert S. (Steve) Miller For | For | Management | ||||
1 | j | Elect Director Paul Polman | For | For | Management | |||
1 | k | Elect Director Dennis H. Reilley | For | For | Management | |||
1 | l | Elect Director James M. Ringler | For | For | Management | |||
1 | m | Elect Director Ruth G. Shaw | For | For | Management | |||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors |
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
THE ESTEE LAUDER COMPANIES INC. | ||||||||
Ticker: | EL | Security ID: | 518439104 | |||||
Meeting Date: NOV 11, 2016 | Meeting Type: Annual | |||||||
Record Date: SEP 12, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald S. Lauder | For | For | Management | ||||
1.2 | Elect Director William P. Lauder | For | Withhold | Management | ||||
1.3 | Elect Director Richard D. Parsons | For | Withhold | Management | ||||
1.4 | Elect Director Lynn Forester de | For | For | Management | ||||
Rothschild | ||||||||
1.5 | Elect Director Richard F. Zannino | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||
Ticker: | GS | Security ID: 38141G104 | ||||||
Meeting Date: APR 28, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Lloyd C. Blankfein | For | For | Management | |||
1 | b | Elect Director M. Michele Burns | For | For | Management | |||
1 | c | Elect Director Mark A. Flaherty | For | For | Management | |||
1 | d | Elect Director William W. George | For | For | Management | |||
1 | e | Elect Director James A. Johnson | For | Against | Management | |||
1 | f | Elect Director Ellen J. Kullman | For | For | Management | |||
1 | g | Elect Director Lakshmi N. Mittal | For | For | Management | |||
1 | h | Elect Director Adebayo O. Ogunlesi | For | For | Management | |||
1 | i | Elect Director Peter Oppenheimer | For | For | Management | |||
1 | j | Elect Director David A. Viniar | For | For | Management | |||
1 | k | Elect Director Mark O. Winkelman | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE GOODYEAR TIRE & RUBBER COMPANY | ||||||||
Ticker: | GT | Security ID: | 382550101 | |||||
Meeting Date: APR 10, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 15, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director William J. Conaty | For | For | Management | |||
1 | b | Elect Director James A. Firestone | For | For | Management | |||
1 | c | Elect Director Werner Geissler | For | For | Management | |||
1 | d | Elect Director Peter S. Hellman | For | For | Management | |||
1 | e | Elect Director Laurette T. Koellner | For | For | Management | |||
1 | f | Elect Director Richard J. Kramer | For | For | Management | |||
1 | g | Elect Director W. Alan McCollough | For | For | Management | |||
1 | h | Elect Director John E. McGlade | For | For | Management | |||
1 | i | Elect Director Michael J. Morell | For | For | Management | |||
1 | j | Elect Director Roderick A. Palmore | For | For | Management | |||
1 | k | Elect Director Stephanie A. Streeter | For | For | Management | |||
1 | l | Elect Director Thomas H. Weidemeyer | For | For | Management | |||
1 | m | Elect Director Michael R. Wessel | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
6 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
THE HARTFORD FINANCIAL SERVICES GROUP, INC. | ||||||||
Ticker: | HIG | Security ID: 416515104 | ||||||
Meeting Date: MAY 17, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Robert B. Allardice, III For | For | Management | ||||
1 | b | Elect Director Trevor Fetter | For | For | Management | |||
1 | c | Elect Director Kathryn A. Mikells | For | For | Management | |||
1 | d | Elect Director Michael G. Morris | For | For | Management | |||
1 | e | Elect Director Thomas A. Renyi | For | For | Management | |||
1 | f | Elect Director Julie G. Richardson | For | For | Management | |||
1 | g | Elect Director Teresa Wynn Roseborough | For | For | Management | |||
1 | h | Elect Director Virginia P. Ruesterholz | For | For | Management | |||
1 | i | Elect Director Charles B. Strauss | For | For | Management | |||
1 | j | Elect Director Christopher J. Swift | For | For | Management | |||
1 | k | Elect Director H. Patrick Swygert | For | For | Management | |||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE HOME DEPOT, INC. | ||||||||
Ticker: | HD | Security ID: 437076102 | ||||||
Meeting Date: MAY 18, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 20, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Gerard J. Arpey | For | For | Management | |||
1 | b | Elect Director Ari Bousbib | For | For | Management |
1 | c | Elect Director Jeffery H. Boyd | For | For | Management | |||
1 | d | Elect Director Gregory D. Brenneman | For | For | Management | |||
1 | e | Elect Director J. Frank Brown | For | For | Management | |||
1 | f | Elect Director Albert P. Carey | For | For | Management | |||
1 | g | Elect Director Armando Codina | For | For | Management | |||
1 | h | Elect Director Helena B. Foulkes | For | For | Management | |||
1 | i | Elect Director Linda R. Gooden | For | For | Management | |||
1 | j | Elect Director Wayne M. Hewett | For | For | Management | |||
1 | k | Elect Director Karen L. Katen | For | For | Management | |||
1 | l | Elect Director Craig A. Menear | For | For | Management | |||
1 | m | Elect Director Mark Vadon | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
and Report on Diversity Policies | ||||||||
6 | Adopt Proxy Statement Reporting on | Against | Against | Shareholder | ||||
Political Contributions and Advisory | ||||||||
Vote | ||||||||
7 | Amend Articles/Bylaws/Charter - Call | Against | For | Shareholder | ||||
Special Meetings | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||
Ticker: | PNC | Security ID: | 693475105 | |||||
Meeting Date: APR 25, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 03, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles E. Bunch | For | For | Management | ||||
1.2 | Elect Director Marjorie Rodgers | For | For | Management | ||||
Cheshire | ||||||||
1.3 | Elect Director William S. Demchak | For | For | Management | ||||
1.4 | Elect Director Andrew T. Feldstein | For | For | Management | ||||
1.5 | Elect Director Daniel R. Hesse | For | For | Management | ||||
1.6 | Elect Director Kay Coles James | For | For | Management | ||||
1.7 | Elect Director Richard B. Kelson | For | For | Management | ||||
1.8 | Elect Director Jane G. Pepper | For | For | Management | ||||
1.9 | Elect Director Donald J. Shepard | For | For | Management | ||||
1.10 | Elect Director Lorene K. Steffes | For | For | Management | ||||
1.11 | Elect Director Dennis F. Strigl | For | For | Management | ||||
1.12 | Elect Director Michael J. Ward | For | For | Management | ||||
1.13 | Elect Director Gregory D. Wasson | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Prepare Employment Diversity Report | Against | Against | Shareholder | ||||
and Report on Diversity Policies | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
THE PRICELINE GROUP INC. |
Ticker: | PCLN | Security ID: | 741503403 | ||||
Meeting Date: JUN 08, 2017 | Meeting Type: Annual | ||||||
Record Date: APR 13, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Timothy M. Armstrong | For | For | Management | |||
1.2 | Elect Director Jeffery H. Boyd | For | For | Management | |||
1.3 | Elect Director Jan L. Docter | For | For | Management | |||
1.4 | Elect Director Jeffrey E. Epstein | For | For | Management | |||
1.5 | Elect Director Glenn D. Fogel | For | For | Management | |||
1.6 | Elect Director James M. Guyette | For | For | Management | |||
1.7 | Elect Director Robert J. Mylod, Jr. | For | For | Management | |||
1.8 | Elect Director Charles H. Noski | For | For | Management | |||
1.9 | Elect Director Nancy B. Peretsman | For | For | Management | |||
1.10 | Elect Director Thomas E. Rothman | For | For | Management | |||
1.11 | Elect Director Craig W. Rydin | For | For | Management | |||
1.12 | Elect Director Lynn M. Vojvodich | For | For | Management | |||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |||
Auditors | |||||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |||
Executive Officers' Compensation | |||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
5 | Reduce Ownership Threshold for | Against | For | Shareholder | |||
Shareholders to Call Special Meeting | |||||||
- | ------------------------------------------------------------------------------- | ||||||
THE TJX COMPANIES, INC. | |||||||
Ticker: | TJX | Security ID: | 872540109 | ||||
Meeting Date: JUN 06, 2017 | Meeting Type: Annual | ||||||
Record Date: APR 10, 2017 | |||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||
1.1 | Elect Director Zein Abdalla | For | For | Management | |||
1.2 | Elect Director Jose B. Alvarez | For | For | Management | |||
1.3 | Elect Director Alan M. Bennett | For | For | Management | |||
1.4 | Elect Director David T. Ching | For | For | Management | |||
1.5 | Elect Director Ernie Herrman | For | For | Management | |||
1.6 | Elect Director Michael F. Hines | For | For | Management | |||
1.7 | Elect Director Amy B. Lane | For | For | Management | |||
1.8 | Elect Director Carol Meyrowitz | For | For | Management | |||
1.9 | Elect Director Jackwyn L. Nemerov | For | For | Management | |||
1.10 | Elect Director John F. O'Brien | For | For | Management | |||
1.11 | Elect Director Willow B. Shire | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers as | For | For | Management | |||
Auditors | |||||||
3 | Amend Omnibus Stock Plan | For | For | Management | |||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | |||
5 | Advisory Vote to Ratify Named | For | For | Management | |||
Executive Officers' Compensation | |||||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||
7 | Include Diversity as a Performance | Against | Against | Shareholder | |||
Metric | |||||||
8 | Report on Pay Disparity | Against | Against | Shareholder | |||
9 | Report on Gender, Race, or Ethnicity | Against | Against | Shareholder | |||
Pay Gap | |||||||
10 | Report on Net-Zero Greenhouse Gas | Against | Against | Shareholder | |||
Emissions |
- | ------------------------------------------------------------------------------- | ||||||||
TIME WARNER INC. | |||||||||
Ticker: | TWX | Security ID: | 887317303 | ||||||
Meeting Date: FEB 15, 2017 | Meeting Type: Special | ||||||||
Record Date: JAN 03, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | Approve Merger Agreement | For | For | Management | |||||
2 | Advisory Vote on Golden Parachutes | For | For | Management | |||||
3 | Adjourn Meeting | For | For | Management | |||||
- | ------------------------------------------------------------------------------- | ||||||||
ULTA BEAUTY, INC. | |||||||||
Ticker: | ULTA | Security ID: | 90384 | S303 | |||||
Meeting Date: JUN 01, 2017 | Meeting Type: Annual | ||||||||
Record Date: APR 03, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1.1 | Elect Director Michelle L. Collins | For | For | Management | |||||
1.2 | Elect Director Dennis K. Eck | For | For | Management | |||||
1.3 | Elect Director Charles J. Philippin | For | For | Management | |||||
1.4 | Elect Director Vanessa A. Wittman | For | For | Management | |||||
2 | Ratify Ernst & Young LLP as Auditors | For | For | Management | |||||
3 | Advisory Vote to Ratify Named | For | Against | Management | |||||
Executive Officers' Compensation | |||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | |||||
- | ------------------------------------------------------------------------------- | ||||||||
UNION PACIFIC CORPORATION | |||||||||
Ticker: | UNP | Security ID: | 907818108 | ||||||
Meeting Date: MAY 11, 2017 | Meeting Type: Annual | ||||||||
Record Date: MAR 10, 2017 | |||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |||||
1 | a | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1 | b | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1 | c | Elect Director David B. Dillon | For | For | Management | ||||
1 | d | Elect Director Lance M. Fritz | For | For | Management | ||||
1 | e | Elect Director Deborah C. Hopkins | For | For | Management | ||||
1 | f | Elect Director Jane H. Lute | For | For | Management | ||||
1 | g | Elect Director Michael R. McCarthy | For | For | Management | ||||
1 | h | Elect Director Michael W. McConnell | For | For | Management | ||||
1 | i | Elect Director Thomas F. McLarty, III | For | For | Management | ||||
1 | j | Elect Director Steven R. Rogel | For | For | Management | ||||
1 | k | Elect Director Jose H. Villarreal | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as | For | For | Management | |||||
Auditors | |||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | |||||
Executive Officers' Compensation | |||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
5 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||
Ticker: | UTX | Security ID: 913017109 | ||||||
Meeting Date: APR 24, 2017 | Meeting Type: Annual | |||||||
Record Date: FEB 28, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Lloyd J. Austin, III | For | For | Management | |||
1 | b | Elect Director Diane M. Bryant | For | For | Management | |||
1 | c | Elect Director John V. Faraci | For | For | Management | |||
1 | d | Elect Director Jean-Pierre Garnier | For | For | Management | |||
1 | e | Elect Director Gregory J. Hayes | For | For | Management | |||
1 | f | Elect Director Edward A. Kangas | For | For | Management | |||
1 | g | Elect Director Ellen J. Kullman | For | For | Management | |||
1 | h | Elect Director Marshall O. Larsen | For | For | Management | |||
1 | i | Elect Director Harold McGraw, III | For | For | Management | |||
1 | j | Elect Director Fredric G. Reynolds | For | For | Management | |||
1 | k | Elect Director Brian C. Rogers | For | For | Management | |||
1 | l | Elect Director Christine Todd Whitman | For | For | Management | |||
2 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
UNITEDHEALTH GROUP INCORPORATED | ||||||||
Ticker: | UNH | Security ID: 91324P102 | ||||||
Meeting Date: JUN 05, 2017 | Meeting Type: Annual | |||||||
Record Date: APR 11, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director William C. Ballard, Jr. | For | For | Management | |||
1 | b | Elect Director Richard T. Burke | For | For | Management | |||
1 | c | Elect Director Timothy P. Flynn | For | For | Management | |||
1 | d | Elect Director Stephen J. Hemsley | For | For | Management | |||
1 | e | Elect Director Michele J. Hooper | For | For | Management | |||
1 | f | Elect Director Rodger A. Lawson | For | For | Management | |||
1 | g | Elect Director Glenn M. Renwick | For | For | Management | |||
1 | h | Elect Director Kenneth I. Shine | For | For | Management | |||
1 | i | Elect Director Gail R. Wilensky | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
5 | Report on Lobbying Payments and Policy | Against | Against | Shareholder | ||||
- | ------------------------------------------------------------------------------- | |||||||
UNITI GROUP INC. |
Ticker: | UNIT | Security ID: 91325V108 | ||||||
Meeting Date: MAY 11, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 10, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Jennifer S. Banner | For | For | Management | |||
1 | b | Elect Director Scott G. Bruce | For | For | Management | |||
1 | c | Elect Director Francis X. ('Skip') | For | For | Management | |||
Frantz | ||||||||
1 | d | Elect Director Andrew Frey | For | For | Management | |||
1 | e | Elect Director Kenneth A. Gunderman | For | For | Management | |||
1 | f | Elect Director David L. Solomon | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify PricewaterhouseCoopers LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
VALERO ENERGY CORPORATION | ||||||||
Ticker: | VLO | Security ID: 91913Y100 | ||||||
Meeting Date: MAY 03, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 07, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director H. Paulett Eberhart | For | For | Management | |||
1 | b | Elect Director Joseph W. Gorder | For | For | Management | |||
1 | c | Elect Director Kimberly S. Greene | For | For | Management | |||
1 | d | Elect Director Deborah P. Majoras | For | For | Management | |||
1 | e | Elect Director Donald L. Nickles | For | For | Management | |||
1 | f | Elect Director Philip J. Pfeiffer | For | For | Management | |||
1 | g | Elect Director Robert A. Profusek | For | For | Management | |||
1 | h | Elect Director Susan Kaufman Purcell | For | For | Management | |||
1 | i | Elect Director Stephen M. Waters | For | For | Management | |||
1 | j | Elect Director Randall J. Weisenburger | For | For | Management | |||
1 | k | Elect Director Rayford Wilkins, Jr. | For | For | Management | |||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
VODAFONE GROUP PLC | ||||||||
Ticker: | VOD | Security ID: 92857W308 | ||||||
Meeting Date: JUL 29, 2016 | Meeting Type: Annual | |||||||
Record Date: JUN 21, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and | For | For | Management | ||||
Statutory Reports | ||||||||
2 | Re-elect Gerard Kleisterlee as Director For | For | Management | |||||
3 | Re-elect Vittorio Colao as Director | For | For | Management | ||||
4 | Re-elect Nick Read as Director | For | For | Management | ||||
5 | Re-elect Sir Crispin Davis as Director | For | For | Management |
6 | Re-elect Dr Mathias Dopfner as Director For | For | Management | |||||
7 | Re-elect Dame Clara Furse as Director | For | For | Management | ||||
8 | Re-elect Valerie Gooding as Director | For | For | Management | ||||
9 | Re-elect Renee James as Director | For | For | Management | ||||
10 | Re-elect Samuel Jonah as Director | For | For | Management | ||||
11 | Re-elect Nick Land as Director | For | For | Management | ||||
12 | Elect David Nish as Director | For | For | Management | ||||
13 | Re-elect Philip Yea as Director | For | For | Management | ||||
14 | Approve Final Dividend | For | For | Management | ||||
15 | Approve Remuneration Report | For | For | Management | ||||
16 | Reappoint PricewaterhouseCoopers LLP | For | For | Management | ||||
as Auditors | ||||||||
17 | Authorise the Audit and Risk Committee For | For | Management | |||||
to Fix Remuneration of Auditors | ||||||||
18 | Authorise Issue of Equity with | For | For | Management | ||||
Pre-emptive Rights | ||||||||
19 | Authorise Issue of Equity without | For | For | Management | ||||
Pre-emptive Rights | ||||||||
20 | Authorise Issue of Equity without | For | For | Management | ||||
Pre-emptive Rights | ||||||||
21 | Authorise Market Purchase of Ordinary | For | For | Management | ||||
Shares | ||||||||
22 | Authorise EU Political Donations and | For | For | Management | ||||
Expenditure | ||||||||
23 | Authorise the Company to Call General | For | For | Management | ||||
Meeting with Two Weeks' Notice | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
VOYA FINANCIAL, INC. | ||||||||
Ticker: | VOYA | Security ID: | 929089100 | |||||
Meeting Date: MAY 25, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 27, 2017 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Lynne Biggar | For | For | Management | |||
1 | b | Elect Director Jane P. Chwick | For | For | Management | |||
1 | c | Elect Director Ruth Ann M. Gillis | For | For | Management | |||
1 | d | Elect Director J. Barry Griswell | For | For | Management | |||
1 | e | Elect Director Frederick S. Hubbell | For | For | Management | |||
1 | f | Elect Director Rodney O. Martin, Jr. | For | For | Management | |||
1 | g | Elect Director Byron H. Pollitt, Jr. | For | For | Management | |||
1 | h | Elect Director Joseph V. Tripodi | For | For | Management | |||
1 | i | Elect Director Deborah C. Wright | For | For | Management | |||
1 | j | Elect Director David Zwiener | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | Against | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify Ernst & Young LLP as Auditors | For | For | Management | ||||
- | ------------------------------------------------------------------------------- | |||||||
VULCAN MATERIALS COMPANY | ||||||||
Ticker: | VMC | Security ID: | 929160109 | |||||
Meeting Date: MAY 12, 2017 | Meeting Type: Annual | |||||||
Record Date: MAR 15, 2017 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director O. B. Grayson Hall, Jr. | For | For | Management | |||
1 | b | Elect Director James T. Prokopanko | For | For | Management | |||
1 | c | Elect Director David P. Steiner | For | For | Management | |||
1 | d | Elect Director Kathleen Wilson-Thompson For | For | Management | ||||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
- | ------------------------------------------------------------------------------- | |||||||
WALGREENS BOOTS ALLIANCE, INC. | ||||||||
Ticker: | WBA | Security ID: 931427108 | ||||||
Meeting Date: JAN 26, 2017 | Meeting Type: Annual | |||||||
Record Date: NOV 28, 2016 | ||||||||
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | a | Elect Director Janice M. Babiak | For | For | Management | |||
1 | b | Elect Director David J. Brailer | For | For | Management | |||
1 | c | Elect Director William C. Foote | For | For | Management | |||
1 | d | Elect Director Ginger L. Graham | For | For | Management | |||
1 | e | Elect Director John A. Lederer | For | For | Management | |||
1 | f | Elect Director Dominic P. Murphy | For | For | Management | |||
1 | g | Elect Director Stefano Pessina | For | For | Management | |||
1 | h | Elect Director Leonard D. Schaeffer | For | For | Management | |||
1 | i | Elect Director Nancy M. Schlichting | For | For | Management | |||
1 | j | Elect Director James A. Skinner | For | For | Management | |||
2 | Advisory Vote to Ratify Named | For | For | Management | ||||
Executive Officers' Compensation | ||||||||
3 | Ratify Deloitte & Touche LLP as | For | For | Management | ||||
Auditors | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Proxy Access | Against | Against | Shareholder | ||||
6 | Approve Report on Executive Pay & | Against | Against | Shareholder | ||||
Sustainability Performance | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dreyfus Manager Funds II
By: | /s/ Bradley J. Skapyak |
Bradley J. Skapyak | |
President | |
Date: | August 17, 2017 |