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Punch & Associates Investment Management

Filed: 9 Sep 21, 8:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
180 DEGREE CAP CORPCOM NEW68235B2085,253651,781SH SOLE 651,78100
3M COCOM88579Y1012,41912,180SH SOLE 12,18000
ABBOTT LABSCOM0028241002291,973SH SOLE 1,97300
ABBVIE INCCOM00287Y1093783,360SH SOLE 3,36000
ACCENTURE PLC IRELANDSHS CLASS AG1151C10110,32235,016SH SOLE 35,01600
ACRES COMMERCIAL REALTY CORPCOM NEW00489Q1025,854364,525SH SOLE 364,52500
ADDUS HOMECARE CORPCOM00673910611,448131,227SH SOLE 131,22700
AGILYSYS INCCOM00847J10514,470254,441SH SOLE 254,44100
AGNC INVT CORPCOM00123Q1048,201485,533SH SOLE 485,53300
AIR PRODS & CHEMS INCCOM0091581063041,057SH SOLE 1,05700
AIRGAIN INCCOM00938A1041,76185,400SH SOLE 85,40000
ALAMO GROUP INCCOM0113111079,71963,654SH SOLE 63,65400
ALLIED MOTION TECHNOLOGIES ICOM01933010912,884373,129SH SOLE 373,12900
ALPS ETF TRALERIAN MLP00162Q45210,848297,951SH SOLE 297,95100
ALTA EQUIPMENT GROUP INCCOMMON STOCK02128L10611,091834,533SH SOLE 834,53300
AMERCOCOM02358610010,55617,909SH SOLE 17,90900
AMERICAS CAR-MART INCCOM03062T1054,84734,200SH SOLE 34,20000
AMERIPRISE FINL INCCOM03076C1069,04836,355SH SOLE 36,35500
AMGEN INCCOM0311621002441,000SH SOLE 1,00000
ANTHEM INCCOM03675210310,76828,204SH SOLE 28,20400
ARBOR REALTY TRUST INCCOM0389231088,678487,006SH SOLE 487,00600
ARCOSA INCCOM03965310010,573179,997SH SOLE 179,99700
ARES CAPITAL CORPCOM04010L1038,835451,020SH SOLE 451,02000
ARLINGTON ASSET INVST CORPCL A NEW0413562053,574880,267SH SOLE 880,26700
ASPEN GROUP INCCOM NEW04530L2038,8821,362,325SH SOLE 1,362,32500
ASTRONOVA INCCOM04638F1086,285451,541SH SOLE 451,54100
AT&T INCCOM00206R1024,313149,857SH SOLE 149,85700
ATLAS CORPSHARESY0436Q10916,2601,141,063SH SOLE 1,141,06300
AVIAT NETWORKS INCCOM NEW05366Y2011,67151,000SH SOLE 51,00000
AVID BIOSERVICES INCCOM05368M10619,617764,780SH SOLE 764,78000
AWARE INC MASSCOM05453N1003,8491,037,550SH SOLE 1,037,55000
B. RILEY FINANCIAL INCCOM05580M10859,316785,643SH SOLE 785,64300
BK OF AMERICA CORPCOM0605051044069,845SH SOLE 9,84500
BAR HBR BANKSHARESCOM0668491009,129318,987SH SOLE 318,98700
BARINGS BDC INCCOM06759L10327,0382,560,448SH SOLE 2,560,44800
BCE INCCOM NEW05534B7608,660175,584SH SOLE 175,58400
BERKSHIRE HATHAWAY INC DELCL A0846701084191SH SOLE 100
BERKSHIRE HATHAWAY INC DELCL B NEW08467070212,19543,881SH SOLE 43,88100
BLACKROCK 2022 GBL INCM OPPCOM09258P1044,555490,820SH SOLE 490,82000
BLACKSTONE GROUP INCCOM09260D1072852,937SH SOLE 2,93700
BLACKSTONE STRATEGIC CREDITCOM SHS BEN IN09257R1015,723410,861SH SOLE 410,86100
BLUELINX HLDGS INCCOM NEW09624H20834,433684,825SH SOLE 684,82500
BOEING COCOM0970231059,51639,724SH SOLE 39,72400
BOSTON SCIENTIFIC CORPCOM10113710748811,411SH SOLE 11,41100
BOULDER GROWTH & INCOME FD ICOM10150710111,143822,997SH SOLE 822,99700
BRIDGEWATER BANCSHARES INCCOM ACCD INV10862110310,381642,763SH SOLE 642,76300
BRIGHTVIEW HLDGS INCCOM10948C1077,828485,620SH SOLE 485,62000
BRISTOL-MYERS SQUIBB COCOM1101221082143,200SH SOLE 3,20000
BROADMARK RLTY CAP INCCOM11135B1007,587716,432SH SOLE 716,43200
BRUNSWICK CORPCOM11704310911,539115,832SH SOLE 115,83200
BUILDERS FIRSTSOURCE INCCOM12008R1078,474198,648SH SOLE 198,64800
CALLAWAY GOLF COCOM13119310429,180865,098SH SOLE 865,09800
CAPITAL SOUTHWEST CORPCOM14050110711,783507,239SH SOLE 507,23900
CAPITALA FIN CORPCOM NEW14054R5021,29352,655SH SOLE 52,65500
CARECLOUD INCCOM14167R10069582,600SH SOLE 82,60000
CARRIER GLOBAL CORPORATIONCOM14448C1046,707138,002SH SOLE 138,00200
CATCHMARK TIMBER TR INCCL A14912Y2026,202530,098SH SOLE 530,09800
CELCUITY INCCOM15102K1001,44060,000SH SOLE 60,00000
CHANNELADVISOR CORPCOM1591791003,039124,000SH SOLE 124,00000
CHARLES & COLVARD LTDCOM1597651063,5261,183,300SH SOLE 1,183,30000
CHEVRON CORP NEWCOM1667641002242,134SH SOLE 2,13400
CINTAS CORPCOM1729081059,75125,526SH SOLE 25,52600
COLUMBUS MCKINNON CORP N YCOM19933310514,034290,920SH SOLE 290,92000
COMMUNICATIONS SYS INCCOM2039001052,688374,439SH SOLE 374,43900
CRESCENT CAP BDC INCCOM2256551094,149221,162SH SOLE 221,16200
CSW INDUSTRIALS INCCOM12640210611,02093,028SH SOLE 93,02800
CULP INCCOM2302151056,691410,500SH SOLE 410,50000
CVS HEALTH CORPCOM1266501005,44565,254SH SOLE 65,25400
DEERE & COCOM24419910510,32629,275SH SOLE 29,27500
DELAWARE INVTS MINN MUN INCOCOM24610V10318813,300SH SOLE 13,30000
DELUXE CORPCOM24801910110,432218,379SH SOLE 218,37900
DHI GROUP INCCOM23331S1007,2842,155,130SH SOLE 2,155,13000
DIAMOND HILL INVT GROUP INCCOM NEW25264R2073,30719,767SH SOLE 19,76700
DIGI INTL INCCOM25379810225,7591,280,885SH SOLE 1,280,88500
DISNEY WALT COCOM25468710614,11580,301SH SOLE 80,30100
DLH HLDGS CORPCOM23335Q1008,625738,400SH SOLE 738,40000
DOUBLELINE YIELD OPPORTUNITICOM25862D1059,205460,260SH SOLE 460,26000
DOUGLAS DYNAMICS INCCOM25960R10510,581260,043SH SOLE 260,04300
DSP GROUPS INCCOM23332B1063,508237,000SH SOLE 237,00000
EATON VANCE TX ADV GLBL DIVCOM27828S1017,130339,508SH SOLE 339,50800
ECOLAB INCCOM2788651001,0625,155SH SOLE 5,15500
ELECTROMED INCCOM2854091084,761421,735SH SOLE 421,73500
EMERSON ELEC COCOM2910111042442,532SH SOLE 2,53200
ENETI INCCOMY2294C1074,924264,296SH SOLE 264,29600
ENSTAR GROUP LIMITEDSHSG3075P10111,53048,260SH SOLE 48,26000
EQUITY COMWLTHCOM SH BEN INT2946281028,207313,255SH SOLE 313,25500
ETSY INCCOM29786A10620,51599,665SH SOLE 99,66500
FARO TECHNOLOGIES INCCOM31164210212,289158,023SH SOLE 158,02300
FERRO CORPCOM3154051003,721172,494SH SOLE 172,49400
FIRST TR HIGH YIELD OPPRT 20COM33741Q1078,223410,134SH SOLE 410,13400
FIRST TR MLP & ENERGY INCOMCOM33739B1042,610330,000SH SOLE 330,00000
FIRST WESTN FINL INCCOM33751L1055,745221,900SH SOLE 221,90000
FISERV INCCOM3377381089,06684,817SH SOLE 84,81700
FLEXSTEEL INDS INCCOM3393821033,41584,546SH SOLE 84,54600
FRANCHISE GROUP INCCOM35180X10522,048625,125SH SOLE 625,12500
FRANKLIN COVEY COCOM35346910916,174499,962SH SOLE 499,96200
GENERATIONS BANCORP NY INCCOM37149G10873572,800SH SOLE 72,80000
GENTHERM INCCOM37253A10310,816152,227SH SOLE 152,22700
GLOBAL SHIP LEASE INC NEWCOM CL AY2718360045,8922,345,029SH SOLE 2,345,02900
GLOBE LIFE INCCOM37959E1024204,410SH SOLE 4,41000
GREEN BRICK PARTNERS INCCOM39270910127,5241,210,374SH SOLE 1,210,37400
HACKETT GROUP INCCOM40460910922,0931,226,028SH SOLE 1,226,02800
HARVARD BIOSCIENCE INCCOM41690610513,9471,674,312SH SOLE 1,674,31200
HEALTHSTREAM INCCOM42222N10315,007537,105SH SOLE 537,10500
HENNESSY ADVISORS INCCOM42588510012112,980SH SOLE 12,98000
HERITAGE CRYSTAL CLEAN INCCOM42726M1068,699293,100SH SOLE 293,10000
HERITAGE GLOBAL INCCOM42727E1035,6792,244,710SH SOLE 2,244,71000
HOOKER FURNITURE CORPCOM43903810018,517534,562SH SOLE 534,56200
HORMEL FOODS CORPCOM4404521005,160108,053SH SOLE 108,05300
LUMENT FINANCE TRUST INCCOM55025L1082,136507,402SH SOLE 507,40200
IAC INTERACTIVECORP NEWCOM NEW44891N2085,90438,298SH SOLE 38,29800
IEC ELECTRS CORP NEWCOM44949L1058,466805,500SH SOLE 805,50000
IMAGE SENSING SYS INCCOM45244C10451075,000SH SOLE 75,00000
INDUS REALTY TRUST INCCOM45580R1032023,080SH SOLE 3,08000
INFUSYSTEM HLDGS INCCOM45685K10212,885619,773SH SOLE 619,77300
INTEL CORPCOM45814010083514,872SH SOLE 14,87200
INVACARE CORPCOM4612031019,4241,167,725SH SOLE 1,167,72500
ISHARES INCCORE MSCI EMKT46434G1035,10276,156SH SOLE 76,15600
ISHARES TRCORE MSCI EURO46434V7383,57362,371SH SOLE 62,37100
ISHARES TRCORE S&P500 ETF464287200108252SH SOLE 25200
ISHARES TRCORE S&P SCP ETF4642878041331,180SH SOLE 1,18000
ISHARES TRCORE S&P TTL STK46428715064650SH SOLE 65000
ISHARES TRCORE US AGGBD ET46428722645390SH SOLE 39000
ISHARES TRIBOXX HI YD ETF464288513890SH SOLE 9000
ISHARES TRMICRO-CAP ETF46428886977505SH SOLE 50500
ISHARES TRMRGSTR MD CP GRW4642883072,07230,070SH SOLE 30,07000
ISHARES TRMSCI EAFE ETF4642874653894,932SH SOLE 4,93200
ISHARES TRMSCI EMG MKT ETF4642872343646,603SH SOLE 6,60300
ISHARES TRMSCI KLD400 SOC46428857040477SH SOLE 47700
ISHARES TRMSCI USA ESG SLC46428880273761SH SOLE 76100
ISHARES TRRUS 2000 GRW ETF4642876488462,714SH SOLE 2,71400
ISHARES TRRUSSELL 2000 ETF46428765556245SH SOLE 24500
ISHARES TRS&P 500 GRWT ETF46428730929,512405,781SH SOLE 405,78100
ISHARES TRS&P 500 VAL ETF4642874087,20248,778SH SOLE 48,77800
ISHARES TRS&P MC 400GR ETF46428760624300SH SOLE 30000
ISHARES TRS&P MC 400VL ETF46428770526250SH SOLE 25000
ISHARES TRSELECT DIVID ETF46428716822191SH SOLE 19100
ISHARES TRUS OIL EQ&SV ETF464288844161,076SH SOLE 1,07600
ISSUER DIRECT CORPCOM NEW46520M2041,23445,500SH SOLE 45,50000
JOHNSON & JOHNSONCOM47816010410,14061,550SH SOLE 61,55000
JPMORGAN CHASE & COCOM46625H10011,65274,913SH SOLE 74,91300
KIMBALL ELECTRONICS INCCOM49428J1099,409432,791SH SOLE 432,79100
KIMBERLY-CLARK CORPCOM4943681032191,634SH SOLE 1,63400
KINDER MORGAN INC DELCOM49456B1018,377459,503SH SOLE 459,50300
KINGSTONE COS INCCOM4967191054,989639,600SH SOLE 639,60000
LAWSON PRODS INCCOM5207761055,904110,335SH SOLE 110,33500
LILLY ELI & COCOM5324571082,41010,500SH SOLE 10,50000
LINCOLN EDL SVCS CORPCOM5335351006,289808,374SH SOLE 808,37400
LITHIA MTRS INCCOM53679710313,24938,554SH SOLE 38,55400
LUNA INNOVATIONS INCCOM55035110010,257947,050SH SOLE 947,05000
MADDEN STEVEN LTDCOM5562691087,926181,125SH SOLE 181,12500
MALIBU BOATS INCCOM CL A56117J10016,901230,484SH SOLE 230,48400
MASTERCRAFT BOAT HLDGS INCCOM57637H10314,321544,730SH SOLE 544,73000
MCDONALDS CORPCOM5801351014341,880SH SOLE 1,88000
MEDTRONIC PLCSHSG5960L1033352,700SH SOLE 2,70000
MICROSOFT CORPCOM59491810416,43260,658SH SOLE 60,65800
MOTOROLA SOLUTIONS INCCOM NEW6200763072191,009SH SOLE 1,00900
NEXTERA ENERGY INCUNIT 99/99/999965339F7704,80498,127SH SOLE 98,12700
NORTHERN TECHNOLOGIES INTL CCOM6658091097,277418,228SH SOLE 418,22800
NOVANTA INCCOM67000B1049,42369,925SH SOLE 69,92500
NVE CORPCOM NEW6294452065,18870,057SH SOLE 70,05700
OAKTREE SPECIALTY LENDING COCOM67401P1089,3411,396,210SH SOLE 1,396,21000
OIL DRI CORP AMERCOM6778641003,620105,899SH SOLE 105,89900
OPORTUN FINL CORPCOM68376D10416,295813,520SH SOLE 813,52000
ORACLE CORPCOM68389X1059,235118,636SH SOLE 118,63600
PAR PAC HOLDINGS INCCOM NEW69888T20716,675991,359SH SOLE 991,35900
PAYPAL HLDGS INCCOM70450Y1039763,348SH SOLE 3,34800
PERMA-FIX ENVIRONMENTAL SVCSCOM NEW7141572033,058427,750SH SOLE 427,75000
PFIZER INCCOM71708110376819,617SH SOLE 19,61700
PHIBRO ANIMAL HEALTH CORPCL A COM71742Q10610,630368,074SH SOLE 368,07400
PHILIP MORRIS INTL INCCOM7181721093093,120SH SOLE 3,12000
PIMCO ENERGY & TACTICAL CR OCOM SHS BEN INT69346N10712,209976,724SH SOLE 976,72400
PLUMAS BANCORPCOM72927310298130,640SH SOLE 30,64000
PORTMAN RIDGE FIN CORPCOM73688F1022,087876,930SH SOLE 876,93000
POSTAL REALTY TRUST INCCL A73757R1024,628253,724SH SOLE 253,72400
POTBELLY CORPCOM73754Y1002,076262,815SH SOLE 262,81500
POWERFLEET INCCOM73931J1094,186581,357SH SOLE 581,35700
PROCTER AND GAMBLE COCOM7427181093602,665SH SOLE 2,66500
PRO-DEX INC COLOCOM NEW74265M20585427,930SH SOLE 27,93000
PZENA INVT MGMT INCCLASS A74731Q10320,9731,904,912SH SOLE 1,904,91200
QUEST RESOURCE HLDG CORPCOM NEW74836W2031,016160,000SH SOLE 160,00000
RADNET INCCOM75049110226,154776,306SH SOLE 776,30600
RANPAK HOLDINGS CORPCOM CL A75321W10320,304811,185SH SOLE 811,18500
REPUBLIC SVCS INCCOM7607591008,53777,604SH SOLE 77,60400
RF INDS LTDCOM PAR $0.017495521053,613484,300SH SOLE 484,30000
ROYCE MICRO-CAP TR INCCOM7809151044,897394,910SH SOLE 394,91000
ROYCE VALUE TR INCCOM7809101056,548345,202SH SOLE 345,20200
SB FINL GROUP INCCOM78408D1055,840315,662SH SOLE 315,66200
SCRIPPS E W CO OHIOCL A NEW81105440216,829825,350SH SOLE 825,35000
SELECT INTERIOR CONCEPTS INCCL A8161203074,861517,100SH SOLE 517,10000
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2092251,790SH SOLE 1,79000
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8031385SH SOLE 8500
SILVERCREST ASSET MGMT GROUPCL A8283591097,374490,305SH SOLE 490,30500
SIMULATIONS PLUS INCCOM8292141053306,003SH SOLE 6,00300
SLEEP NUMBER CORPCOM83125X10315,118137,496SH SOLE 137,49600
SMITH MIDLAND CORPCOM8321561033,284139,150SH SOLE 139,15000
SLR INVESTMENT CORPCOM83413U1007,763416,459SH SOLE 416,45900
SLR SENIOR INVESTMENT CORPCOM83416M10517611,570SH SOLE 11,57000
SPDR GOLD TRGOLD SHS78463V1074142,500SH SOLE 2,50000
SPDR SER TRPRTFLO S&P500 HI78468R7882867,143SH SOLE 7,14300
SPDR S&P 500 ETF TRTR UNIT78462F1032,1575,040SH SOLE 5,04000
SPROUTS FMRS MKT INCCOM85208M10212,662509,555SH SOLE 509,55500
SS&C TECHNOLOGIES HLDGS INCCOM78467J1007,718107,102SH SOLE 107,10200
STONECASTLE FINL CORPCOM86178010411,327514,629SH SOLE 514,62900
STONEX GROUP INCCOM86189610835,997593,322SH SOLE 593,32200
STREAMLINE HEALTH SOLUTIONSCOM86323X1062,8241,595,500SH SOLE 1,595,50000
STRYKER CORPORATIONCOM8636671013451,329SH SOLE 1,32900
SUPERIOR GROUP OF CO INCCOM8683581023,093129,375SH SOLE 129,37500
SYNCHRONOSS TECHNOLOGIES INCCOM87157B1034,3081,200,000SH SOLE 1,200,00000
TARGET CORPCOM87612E10613,05754,012SH SOLE 54,01200
TECHTARGET INCCOM87874R10015,721202,871SH SOLE 202,87100
TEKLA HEALTHCARE INVSSH BEN INT87911J1031,88673,282SH SOLE 73,28200
THERMO FISHER SCIENTIFIC INCCOM8835561026,56013,004SH SOLE 13,00400
TILE SHOP HLDGS INCCOM88677Q1093,507435,613SH SOLE 435,61300
TORTOISE ESSENTIAL ASSETS INCOM SH BEN INT89148A1037,856530,118SH SOLE 530,11800
TORTOISE PIPELINE & ENERGY FCOM89148H2073,212134,243SH SOLE 134,24300
TRANSACT TECHNOLOGIES INCCOM8929181033,281238,995SH SOLE 238,99500
TRANSCAT INCCOM89352910711,839209,500SH SOLE 209,50000
UFP TECHNOLOGIES INCCOM9026731027,384128,598SH SOLE 128,59800
UNITEDHEALTH GROUP INCCOM91324P10215,36938,381SH SOLE 38,38100
UNIVERSAL TECHNICAL INST INCCOM9139151046,320973,870SH SOLE 973,87000
US BANCORP DELCOM NEW90297330487815,414SH SOLE 15,41400
VANGUARD INDEX FDSGROWTH ETF922908736135471SH SOLE 47100
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464062962,828SH SOLE 2,82800
VANGUARD INDEX FDSSML CP GRW ETF922908595415SH SOLE 1500
VANGUARD INDEX FDSMID CAP ETF9229086291145SH SOLE 4500
VANGUARD INDEX FDSREAL ESTATE ETF9229085531095SH SOLE 9500
VANGUARD INDEX FDSS&P 500 ETF SHS9229083633075SH SOLE 7500
VANGUARD INDEX FDSSMALL CP ETF922908751940SH SOLE 4000
VANGUARD INDEX FDSSM CP VAL ETF9229086116443,706SH SOLE 3,70600
VANGUARD INDEX FDSTOTAL STK MKT92290876959265SH SOLE 26500
VERIZON COMMUNICATIONS INCCOM92343V1045,790103,330SH SOLE 103,33000
VIMEO INCCOMMON STOCK92719V1003,05662,363SH SOLE 62,36300
VIRTUS ALLIANZGI CONVERTIBLECOM92838R1059,708929,842SH SOLE 929,84200
VONTIER CORPORATIONCOM9288811013129,590SH SOLE 9,59000
WASTE MGMT INC DELCOM94106L1099,15165,315SH SOLE 65,31500
WAYSIDE TECHNOLOGY GROUP INCCOM9467601051,38155,150SH SOLE 55,15000
WELLS FARGO CO NEWCOM94974610146010,160SH SOLE 10,16000
WESTERN ASSET GLOBAL CORP DECOM95790C1077,601408,633SH SOLE 408,63300
WESTERN ASSET HIGH YIELD DEFCOM95768B10710,313657,278SH SOLE 657,27800
WESTERN ASSET MTG CAP CORPCOM95790D10512638,800SH SOLE 38,80000
WEYERHAEUSER CO MTN BECOM NEW9621661046,331183,924SH SOLE 183,92400
WILLIAMS COS INCCOM9694571009,423354,926SH SOLE 354,92600
XPEL INCCOM98379L10012,362147,400SH SOLE 147,40000
ZYNEX INCCOM98986M1037,457480,185SH SOLE 480,18500