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Doty Elmer L

Filed: 10 Apr 20, 6:09pm
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
DOTY ELMER L

(Last)(First)(Middle)
201 ISABELLA STREET
SUITE 200

(Street)
PITTSBURGH,PA15212-5872

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2020
3. Issuer Name and Ticker or Trading Symbol
Arconic Corp [ ARNC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)2. Amount of Securities Beneficially Owned (Instr. 4)3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock53,787(1)D
Common Stock1,500(2)IBy Trust
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)4. Conversion or Exercise Price of Derivative Security5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation), Howmet Aerospace Inc. and Arconic Corporation (the Company), by distributing all outstanding shares of the Company to its shareholders. The number of Company shares and share equivalents reported on this Form 3 includes (1) shares of Company common stock received by the reporting person in the Distribution; and (2) shares of Company common stock underlying equity awards resulting from the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation.
2. Revocable living trust of which the reporting person and his spouse are trustees and beneficiaries, with voting and investment power.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney - Elmer L Doty
/s/ Diana Toman (CLO and Secretary), by power of attorney04/10/2020
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.