The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERINAC HOLDING CORP | COMM | 03077Y107 | 1,875 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPR | COMM | 05614L209 | 1,509 | 661,964 | SH | SOLE | 661,964 | 0 | 0 | ||
CLARUS CORP | COMM | 18270P109 | 58 | 5,011 | SH | SOLE | 5,011 | 0 | 0 | ||
CVD EQUIPMENT CORP | COMM | 126601103 | 15 | 4,794 | SH | SOLE | 4,794 | 0 | 0 | ||
DLH HOLDINGS CORP | COMM | 23335Q100 | 28,305 | 3,856,260 | SH | SOLE | 3,856,260 | 0 | 0 | ||
EQUUS TOTAL RETURN INC | FUND | 294766100 | 68 | 58,098 | SH | SOLE | 58,098 | 0 | 0 | ||
GLYECO INC | COMM | 38000P203 | 24 | 394,672 | SH | SOLE | 394,672 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COMM | 390607109 | 2,177 | 235,070 | SH | SOLE | 235,070 | 0 | 0 | ||
JASON INDUSTRIES INC | COMM | 471172106 | 211 | 5,259,240 | SH | SOLE | 5,259,240 | 0 | 0 | ||
LANDEC CORP | COMM | 514766104 | 22,887 | 2,875,300 | SH | SOLE | 2,875,300 | 0 | 0 | ||
LEARNING TREE INTERNATIONAL | COMM | 522015106 | 635 | 1,015,388 | SH | SOLE | 1,015,388 | 0 | 0 | ||
LEATT CORP | COMM | 522132109 | 232 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
MUSCLE PHARM CORP | COMM | 627335201 | 302 | 2,011,905 | SH | SOLE | 2,011,905 | 0 | 0 | ||
MVC CAPITAL INC | COMM | 553829102 | 9,891 | 1,514,379 | SH | SOLE | 1,514,379 | 0 | 0 | ||
NATURES SUNSHINE PRODS INC | COMM | 639027101 | 21,640 | 2,399,161 | SH | SOLE | 2,399,161 | 0 | 0 | ||
QUEST RESOURCE HOLDING CORP | COMM | 74836W203 | 2,185 | 1,618,595 | SH | SOLE | 1,618,595 | 0 | 0 | ||
RECRO PHARMA INC | COMM | 75629F109 | 59 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
S&W SEED CO | COMM | 785135104 | 10,244 | 4,493,198 | SH | SOLE | 4,493,198 | 0 | 0 | ||
SMTC CORPORATION | COMM | 832682207 | 6,094 | 2,011,416 | SH | SOLE | 2,011,416 | 0 | 0 | ||
SUMMER INFANT INC | COMM | 865646301 | 6,085 | 758,786 | SH | SOLE | 758,786 | 0 | 0 | ||
TELOS CORP | PFD | 87969B200 | 11,927 | 554,765 | SH | SOLE | 554,765 | 0 | 0 | ||
TILE SHOP HLDGS INC | COMM | 88677Q109 | 104 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
WILHELMINA INTERNATIONAL INC | COMM | 968235200 | 937 | 234,333 | SH | SOLE | 234,333 | 0 | 0 | ||
WILLIAMS INDUSTRIAL SERVICES GROUP | COMM | 96951A104 | 8,217 | 6,272,681 | SH | SOLE | 6,272,681 | 0 | 0 |