The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Acadia Healthcare Company In | COM | 00404A109 | 70,360 | 2,263,825 | SH | DFND | 2,263,825 | 0 | 0 | ||
AGNC Invt Corp | COM | 00123Q104 | 815 | 50,650 | SH | DFND | 50,650 | 0 | 0 | ||
Alcentra Cap Corp | COM | 01374T102 | 448 | 50,411 | SH | DFND | 50,411 | 0 | 0 | ||
American Airls Group Inc | COM | 02376R102 | 2,089 | 91,120 | SH | DFND | 91,120 | 0 | 0 | ||
Apollo Invt Corp | COM NEW | 03761U502 | 6,480 | 402,753 | SH | DFND | 402,753 | 0 | 0 | ||
Ares Cap Corp | COM | 04010L103 | 9,915 | 532,037 | SH | DFND | 532,037 | 0 | 0 | ||
Ares Coml Real Estate Corp | COM | 04013V108 | 326 | 21,415 | SH | DFND | 21,415 | 0 | 0 | ||
Barings BDC Inc | COM | 06759L103 | 928 | 91,400 | SH | DFND | 91,400 | 0 | 0 | ||
BlackRock Capital Investment | COM | 092533108 | 4,410 | 880,298 | SH | DFND | 880,298 | 0 | 0 | ||
BlackRock Corpor Hi Yld Fd Inc | COM | 09255P107 | 296 | 27,500 | SH | DFND | 27,500 | 0 | 0 | ||
BlackRock Debt Strat Fd Inc | COM NEW | 09255R202 | 135 | 12,568 | SH | DFND | 12,568 | 0 | 0 | ||
California Res Corp | COM NEW | 13057Q206 | 9,180 | 899,984 | SH | DFND | 899,984 | 0 | 0 | ||
Centric Brands Inc. | COM | 15644G104 | 16,005 | 3,125,000 | SH | DFND | 3,125,000 | 0 | 0 | ||
Cincinnati Bell Inc New | COM NEW | 171871502 | 24,106 | 4,754,641 | SH | DFND | 4,754,641 | 0 | 0 | ||
Clear Channel Outdoor Hldgs | COM | 18453H106 | 29,410 | 11,670,808 | SH | DFND | 11,670,808 | 0 | 0 | ||
CNX Midstream Partners LP | COM UNIT REPST | 12654A101 | 145 | 10,300 | SH | DFND | 10,300 | 0 | 0 | ||
Coherus Biosciences Inc | COM | 19249H103 | 232 | 11,428 | SH | DFND | 11,428 | 0 | 0 | ||
Cumulus Media, Inc. | COM CLASS A | 231082801 | 1,038 | 71,358 | SH | DFND | 71,358 | 0 | 0 | ||
Dynatrace, Inc. | COM | 268150109 | 17,136 | 917,855 | SH | DFND | 917,855 | 0 | 0 | ||
Ellington Financial Inc | COM | 28852N109 | 466 | 25,800 | SH | DFND | 25,800 | 0 | 0 | ||
Ellington Residential Mtg RE | COM SHS BEN INT | 288578107 | 599 | 56,836 | SH | DFND | 56,836 | 0 | 0 | ||
Enable Midstream Partners, L.P. | COM UNIT RP IN | 292480100 | 182 | 15,100 | SH | DFND | 15,100 | 0 | 0 | ||
Energy Transfer Equity LP | COM UT LTD PTN | 29273V100 | 211 | 16,100 | SH | DFND | 16,100 | 0 | 0 | ||
EnLink Midstream LLC | COM UNIT REP LTD | 29336T100 | 2,057 | 241,970 | SH | DFND | 241,970 | 0 | 0 | ||
Enterprise Prods Partners LP | COM | 293792107 | 370 | 12,957 | SH | DFND | 12,957 | 0 | 0 | ||
Floor & Decor Hldgs Inc | CL A | 339750101 | 993,033 | 19,414,134 | SH | DFND | 1* | 19,414,134 | 0 | 0 | |
Flex Ltd. | CALL | Y2573F902 | 523 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
FS KKR Capital Corp | COM | 302635107 | 8,320 | 1,427,051 | SH | DFND | 1,427,051 | 0 | 0 | ||
FTS International Inc | COM | 30283W104 | 84 | 37,500 | SH | DFND | 37,500 | 0 | 0 | ||
Granite Pt Mtg Tr Inc | COM | 38741L107 | 598 | 31,900 | SH | DFND | 31,900 | 0 | 0 | ||
HCA Inc. | COM | 40412C101 | 1,004 | 8,334 | SH | DFND | 8,334 | 0 | 0 | ||
iHeartMedia Inc. | COM CL A | 45174J509 | 7,517 | 501,137 | SH | DFND | 501,137 | 0 | 0 | ||
Inspired Entmt Inc | COM | 45782N108 | 455 | 63,346 | SH | DFND | 63,346 | 0 | 0 | ||
iShares iBoxx High Yield Corporate Bond ETF | PUT | 464288953 | 3,487 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
Jabil Inc. | PUT | 466313953 | 590 | 16,500 | SH | Put | DFND | 16,500 | 0 | 0 | |
KKR Real Estate Fin Tr Inc | COM | 48251K100 | 571 | 29,250 | SH | DFND | 29,250 | 0 | 0 | ||
Laredo Petroleum Inc | PUT | 516806956 | 241 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
Laredo Petroleum Inc | CALL | 516806906 | 241 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
Magellan Midstream Prtnrs LP | COM UNIT RP LP | 559080106 | 234 | 3,537 | SH | DFND | 3,537 | 0 | 0 | ||
New Residential Invt Corp | COM NEW | 64828T201 | 862 | 54,982 | SH | DFND | 54,982 | 0 | 0 | ||
Newtek Business Services Corp | PUT | 652526953 | 594 | 26,300 | SH | Put | DFND | 26,300 | 0 | 0 | |
Noble Energy Inc | COM | 655044105 | 223,632 | 9,956,919 | SH | DFND | 9,956,919 | 0 | 0 | ||
OakTree Strategic Income Corp | COM | 67402D104 | 725 | 87,900 | SH | DFND | 87,900 | 0 | 0 | ||
Option Care Health Inc. | COM | 68404L102 | 30,290 | 9,465,712 | SH | DFND | 9,465,712 | 0 | 0 | ||
PenantPark Invt Corp | COM | 708062104 | 4,101 | 654,041 | SH | DFND | 654,041 | 0 | 0 | ||
Powershares Senior Loan Portfolio | PUT | 46138G958 | 12,989 | 575,000 | SH | Put | DFND | 575,000 | 0 | 0 | |
Prospect Capital Corporation | PUT | 74348T952 | 791 | 120,000 | SH | Put | DFND | 120,000 | 0 | 0 | |
Ready Cap Corp | COM | 75574U101 | 419 | 26,347 | SH | DFND | 26,347 | 0 | 0 | ||
Redwood Trust Inc. | COM | 758075402 | 574 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
Solar Cap Ltd | COM | 83413U100 | 506 | 24,513 | SH | DFND | 24,513 | 0 | 0 | ||
SPDR S&P 500 ETF Trust | PUT | 78462F953 | 4,897 | 16,500 | SH | Put | DFND | 16,500 | 0 | 0 | |
TCG BDC Inc | COM | 872280102 | 802 | 55,708 | SH | DFND | 55,708 | 0 | 0 | ||
THL Cr Sr Ln Fd | COM | 87244R103 | 174 | 11,578 | SH | DFND | 11,578 | 0 | 0 | ||
TPG RE Fin Tr Inc | COM | 87266M107 | 765 | 38,549 | SH | DFND | 38,549 | 0 | 0 | ||
Tutor Perini Corp | NOTE 2.875% 6/1 | 901109AD0 | 951 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
Two Hbrs Invt Corp | COM NEW | 90187B408 | 657 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
WhiteHorse Fin Inc | COM | 96524V106 | 7,188 | 516,017 | SH | DFND | 516,017 | 0 | 0 | ||
Williams Cos Inc Del | COM | 969457100 | 286 | 11,867 | SH | DFND | 11,867 | 0 | 0 |