The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALEXANDERS INC | COM | 014752109 | 3,787 | 18,125 | SH | DFND | 1,2 | 18,125 | 0 | 0 | |
ALEXANDERS INC | COM | 014752109 | 4,289 | 20,526 | SH | DFND | 20,526 | 0 | 0 | ||
AMPLIFY ENERGY CORP NEW | COM | 03212B103 | 16,828 | 2,561,375 | SH | DFND | 3,4 | 2,561,375 | 0 | 0 | |
CHEFS WHSE INC | NOTE 1.875%12/0 | 163086AB7 | 1,326 | 1,353,000 | SH | DFND | 1,2 | 1,353,000 | 0 | 0 | |
EXELA TECHNOLOGIES INC | 6% CONV PFD SR B | 30162V607 | 176 | 36,354 | SH | DFND | 1,2 | 36,354 | 0 | 0 | |
EXELA TECHNOLOGIES INC | 6% CONV PFD SR B | 30162V607 | 200 | 41,144 | SH | DFND | 41,144 | 0 | 0 | ||
FORGE GLOBAL HOLDINGS INC | COM | 34629L103 | 440 | 251,508 | SH | DFND | 1,2 | 251,508 | 0 | 0 | |
FRONTIER COMMUNICATIONS PARE | COM | 35909D109 | 1,735 | 74,055 | SH | DFND | 1,2 | 74,055 | 0 | 0 | |
FRONTIER COMMUNICATIONS PARE | COM | 35909D109 | 6,640 | 283,398 | SH | DFND | 283,398 | 0 | 0 | ||
IMPEL PHARMACEUTICALS INC | COM | 45258K109 | 1,989 | 408,329 | SH | DFND | 1,2 | 408,329 | 0 | 0 | |
MAGNITE INC | NOTE 0.250% 3/1 | 55955DAB6 | 1,074 | 1,451,000 | SH | DFND | 1,2 | 1,451,000 | 0 | 0 | |
PARAMOUNT GLOBAL | 5.75% CONV PFD A | 92556H305 | 8 | 214,606 | SH | DFND | 214,606 | 0 | 0 | ||
RANI THERAPEUTICS HLDGS INC | COM CL A | 753018100 | 602 | 62,887 | SH | DFND | 1,2 | 62,887 | 0 | 0 | |
REALOGY GRP LLC/REALOGY CO | NOTE 0.250% 6/1 | 75606DAP6 | 12,913 | 18,500,000 | SH | DFND | 18,500,000 | 0 | 0 |