The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 4,758 | 124,223 | SH | SOLE | 124,223 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 652 | 200 | SH | Put | SOLE | 200 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 2,781 | 113,351 | SH | SOLE | 113,351 | 0 | 0 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 526 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,420 | 34,438 | SH | SOLE | 34,438 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 421 | 9,512 | SH | SOLE | 9,512 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 2,597 | 368,368 | SH | SOLE | 368,368 | 0 | 0 | ||
CANNAE HLDGS INC | COM | 13765N107 | 5,255 | 219,673 | SH | SOLE | 219,673 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 2,063 | 15,710 | SH | SOLE | 15,710 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 3,396 | 59,900 | SH | Call | SOLE | 59,900 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 7,873 | 138,848 | SH | SOLE | 138,848 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 4,613 | 86,381 | SH | SOLE | 86,381 | 0 | 0 | ||
CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 3,203 | 315,221 | SH | SOLE | 315,221 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 2,577 | 328,300 | SH | Call | SOLE | 328,300 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 3,436 | 437,750 | SH | SOLE | 437,750 | 0 | 0 | ||
FEDERATED HERMES INC | CL B | 314211103 | 2,596 | 76,223 | SH | SOLE | 76,223 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 607 | 14,531 | SH | SOLE | 14,531 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 5,228 | 87,937 | SH | SOLE | 87,937 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 4,756 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,417 | 4,293 | SH | SOLE | 4,293 | 0 | 0 | ||
GREEN DOT CORP | CL A | 39304D102 | 1,827 | 66,500 | SH | SOLE | 66,500 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 8,138 | 352,917 | SH | SOLE | 352,917 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 461 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 4,041 | 193,908 | SH | SOLE | 193,908 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,078 | 19,400 | SH | SOLE | 19,400 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 14,812 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,063 | 15,135 | SH | SOLE | 15,135 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 818 | 9,966 | SH | SOLE | 9,966 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 627 | 24,892 | SH | SOLE | 24,892 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 4,040 | 105,139 | SH | SOLE | 105,139 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 2,690 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,553 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 7,952 | 153,602 | SH | SOLE | 153,602 | 0 | 0 | ||
PROVIDENT FINL HLDGS INC | COM | 743868101 | 1,301 | 78,676 | SH | SOLE | 78,676 | 0 | 0 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 749 | 99,209 | SH | SOLE | 99,209 | 0 | 0 | ||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 4,046 | 290,431 | SH | SOLE | 290,431 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 6,306 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
SOUTHSTATE CORPORATION | COM | 840441109 | 1,510 | 18,512 | SH | SOLE | 18,512 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,432 | 19,000 | SH | Call | SOLE | 19,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 25,292 | 56,000 | SH | Put | SOLE | 56,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,966 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 989 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 1,146 | 23,395 | SH | SOLE | 23,395 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 3,233 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 2,295 | 244,500 | SH | Call | SOLE | 244,500 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 2,615 | 278,486 | SH | SOLE | 278,486 | 0 | 0 | ||
TRUIST FINL CORP | COM | 89832Q109 | 1,650 | 29,096 | SH | SOLE | 29,096 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,140 | 144,072 | SH | SOLE | 144,072 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 6,422 | 180,000 | SH | Call | SOLE | 180,000 | 0 | 0 | |
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 1,364 | 35,573 | SH | SOLE | 35,573 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 7,348 | 675,403 | SH | SOLE | 675,403 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 3,560 | 327,200 | SH | Call | SOLE | 327,200 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 2,733 | 56,402 | SH | SOLE | 56,402 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 1,647 | 87,900 | SH | SOLE | 87,900 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 6,739 | 359,600 | SH | Call | SOLE | 359,600 | 0 | 0 |