The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 4,279 | 124,223 | SH | SOLE | 124,223 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 637 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 1,592 | 90,000 | SH | Call | SOLE | 90,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 1,970 | 111,351 | SH | SOLE | 111,351 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,072 | 34,438 | SH | SOLE | 34,438 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 355 | 9,512 | SH | SOLE | 9,512 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 2,232 | 491,668 | SH | SOLE | 491,668 | 0 | 0 | ||
CANNAE HLDGS INC | COM | 13765N107 | 5,133 | 265,387 | SH | SOLE | 265,387 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 2,441 | 23,427 | SH | SOLE | 23,427 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 7,127 | 136,348 | SH | SOLE | 136,348 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 2,608 | 49,900 | SH | Call | SOLE | 49,900 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 920 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,973 | 86,381 | SH | SOLE | 86,381 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 4,325 | 762,700 | SH | Call | SOLE | 762,700 | 0 | 0 | |
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 1,688 | 297,750 | SH | SOLE | 297,750 | 0 | 0 | ||
FEDERATED HERMES INC | CL B | 314211103 | 2,783 | 87,537 | SH | SOLE | 87,537 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 507 | 14,531 | SH | SOLE | 14,531 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM NEW | 369604301 | 1,787 | 28,066 | SH | SOLE | 28,066 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,400 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 5,435 | 87,937 | SH | SOLE | 87,937 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 2,760 | 9,293 | SH | SOLE | 9,293 | 0 | 0 | ||
GREEN DOT CORP | CL A | 39304D102 | 2,097 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 1,098 | 68,100 | SH | Call | SOLE | 68,100 | 0 | 0 | |
INVESCO LTD | SHS | G491BT108 | 5,935 | 367,917 | SH | SOLE | 367,917 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 3,517 | 198,908 | SH | SOLE | 198,908 | 0 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 588 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,417 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,404 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,704 | 15,135 | SH | SOLE | 15,135 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 909 | 9,966 | SH | SOLE | 9,966 | 0 | 0 | ||
MYRIAD GENETICS INC | COM | 62855J104 | 452 | 24,892 | SH | SOLE | 24,892 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 3,321 | 81,866 | SH | SOLE | 81,866 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 2,029 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 7,844 | 149,602 | SH | SOLE | 149,602 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 1,573 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
PROVIDENT FINL HLDGS INC | COM | 743868101 | 1,167 | 78,676 | SH | SOLE | 78,676 | 0 | 0 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 653 | 99,209 | SH | SOLE | 99,209 | 0 | 0 | ||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 2,425 | 290,431 | SH | SOLE | 290,431 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 4,979 | 71,000 | SH | Put | SOLE | 71,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 5,900 | 82,500 | SH | SOLE | 82,500 | 0 | 0 | ||
SHELL PLC | SPON ADS | 780259305 | 2,877 | 55,020 | SH | SOLE | 55,020 | 0 | 0 | ||
SOUTHSTATE CORPORATION | COM | 840441109 | 1,428 | 18,512 | SH | SOLE | 18,512 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,369 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,300 | 22,000 | SH | Put | SOLE | 22,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,503 | 33,700 | SH | Call | SOLE | 33,700 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,473 | 33,300 | SH | SOLE | 33,300 | 0 | 0 | ||
SYNOVUS FINL CORP | COM NEW | 87161C501 | 843 | 23,395 | SH | SOLE | 23,395 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 1,839 | 244,500 | SH | Call | SOLE | 244,500 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 1,906 | 253,486 | SH | SOLE | 253,486 | 0 | 0 | ||
TRUIST FINL CORP | COM | 89832Q109 | 1,380 | 29,096 | SH | SOLE | 29,096 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 5,266 | 257,372 | SH | SOLE | 257,372 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 9,309 | 455,000 | SH | Call | SOLE | 455,000 | 0 | 0 | |
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 974 | 35,573 | SH | SOLE | 35,573 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 6,893 | 658,403 | SH | SOLE | 658,403 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 1,486 | 141,900 | SH | Call | SOLE | 141,900 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 2,209 | 56,402 | SH | SOLE | 56,402 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 2,601 | 157,900 | SH | SOLE | 157,900 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 1,153 | 70,000 | SH | Call | SOLE | 70,000 | 0 | 0 |