The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 4,145,011 | 98,223 | SH | SOLE | 98,223 | 0 | 0 | ||
BANK AMERICA CORP | COM | 060505104 | 669,112 | 24,438 | SH | SOLE | 24,438 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 2,182,500 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 2,113,635 | 145,267 | SH | SOLE | 145,267 | 0 | 0 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 2,401,154 | 579,989 | SH | SOLE | 579,989 | 0 | 0 | ||
CANNAE HLDGS INC | COM | 13765N107 | 4,166,692 | 223,535 | SH | SOLE | 223,535 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 6,095,711 | 62,810 | SH | SOLE | 62,810 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 388,200 | 4,000 | SH | Call | SOLE | 4,000 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 3,697,143 | 42,584 | SH | SOLE | 42,584 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 11,105,100 | 270,000 | SH | Call | SOLE | 270,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,033,220 | 49,434 | SH | SOLE | 49,434 | 0 | 0 | ||
FEDERATED HERMES INC | CL B | 314211103 | 2,931,178 | 86,542 | SH | SOLE | 86,542 | 0 | 0 | ||
FIRST BANCORP N C | COM | 318910106 | 408,902 | 14,531 | SH | SOLE | 14,531 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 6,137,811 | 81,903 | SH | SOLE | 81,903 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 3,006,936 | 9,293 | SH | SOLE | 9,293 | 0 | 0 | ||
INDEPENDENT BANK GROUP INC | COM | 45384B106 | 985,507 | 24,918 | SH | SOLE | 24,918 | 0 | 0 | ||
INVESCO LTD | SHS | G491BT108 | 145,200 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
INVESCO LTD | SHS | G491BT108 | 4,778,111 | 329,071 | SH | SOLE | 329,071 | 0 | 0 | ||
ISHARES INC | MSCI SINGPOR ETF | 46434G780 | 3,023,603 | 164,774 | SH | SOLE | 164,774 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,822,697 | 38,300 | SH | SOLE | 38,300 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,795,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,267,388 | 15,635 | SH | SOLE | 15,635 | 0 | 0 | ||
NORTHERN TR CORP | COM | 665859104 | 1,792,653 | 25,801 | SH | SOLE | 25,801 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 4,018,607 | 125,778 | SH | SOLE | 125,778 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 8,302,186 | 250,292 | SH | SOLE | 250,292 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 12,830,156 | 386,800 | SH | Call | SOLE | 386,800 | 0 | 0 | |
PROVIDENT FINL HLDGS INC | COM | 743868101 | 892,869 | 68,210 | SH | SOLE | 68,210 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 1,161,000 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 688,000 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
RIVERVIEW BANCORP INC | COM | 769397100 | 551,602 | 99,209 | SH | SOLE | 99,209 | 0 | 0 | ||
SCIENCE 37 HOLDINGS INC | COM | 808644108 | 178,269 | 445,672 | SH | SOLE | 445,672 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 3,886,770 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
SHELL PLC | SPON ADS | 780259305 | 3,316,858 | 51,520 | SH | SOLE | 51,520 | 0 | 0 | ||
SOUTHSTATE CORPORATION | COM | 840441109 | 1,246,968 | 18,512 | SH | SOLE | 18,512 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 26,931,240 | 63,000 | SH | Put | SOLE | 63,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 730,200 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR SER TR | S&P BIOTECH | 78464A870 | 2,716,344 | 37,200 | SH | SOLE | 37,200 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 3,476,833 | 340,866 | SH | SOLE | 340,866 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 1,585,080 | 155,400 | SH | Call | SOLE | 155,400 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 3,295,872 | 115,200 | SH | Call | SOLE | 115,200 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 2,845,265 | 99,450 | SH | SOLE | 99,450 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 10,308,567 | 224,148 | SH | SOLE | 224,148 | 0 | 0 | ||
UBS GROUP AG | SHS | H42097107 | 201,218 | 8,163 | SH | SOLE | 8,163 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 338,339 | 12,573 | SH | SOLE | 12,573 | 0 | 0 | ||
VERITEX HLDGS INC | COM | 923451108 | 362,482 | 20,194 | SH | SOLE | 20,194 | 0 | 0 | ||
VIATRIS INC | COM | 92556V106 | 4,339,386 | 440,100 | SH | Call | SOLE | 440,100 | 0 | 0 | |
VIATRIS INC | COM | 92556V106 | 6,225,496 | 631,389 | SH | SOLE | 631,389 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,448,829 | 84,406 | SH | SOLE | 84,406 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,513,960 | 86,000 | SH | Call | SOLE | 86,000 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 4,732,806 | 359,090 | SH | SOLE | 359,090 | 0 | 0 | ||
WESTERN UN CO | COM | 959802109 | 5,505,286 | 417,700 | SH | Call | SOLE | 417,700 | 0 | 0 |