The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Accuray Inc (Exchange) | Note 3.7500% 01-Jun-2026 | 004397AJ4 | 12,046 | 10,596,000 | PRN | SOLE | 10,596,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | NOTE 1.500%10/0 | 00771VAB4 | 7,499 | 9,055,000 | PRN | SOLE | 9,055,000 | 0 | 0 | ||
APELLIS PHARMACEUTICALS INC | NOTE 3.500% 9/1 | 03753UAB2 | 6,823 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
Avadel Fin Cay Ltd/Avadel Pharma Plc | Note 4.5000% 01-Feb-2023 | 05337YAA6 | 5,668 | 5,300,000 | PRN | SOLE | 5,300,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 12,494 | 11,745,000 | PRN | SOLE | 11,745,000 | 0 | 0 | ||
BLACKLINE INC | NOTE 0.125% 8/0 | 09239BAB5 | 12,927 | 8,600,000 | PRN | SOLE | 8,600,000 | 0 | 0 | ||
Blackline Inc | Note 0.0000% 15-Mar-2026 | 09239BAC3 | 22,346 | 23,996,000 | PRN | SOLE | 23,996,000 | 0 | 0 | ||
BRIDGEBIO PHARMA INC | NOTE 2.500% 3/1 | 10806XAB8 | 2,888 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
CHEGG INC | NOTE 9/0 | 163092AF6 | 15,159 | 18,250,000 | PRN | SOLE | 18,250,000 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 10,026 | 8,172,000 | PRN | SOLE | 8,172,000 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 50,328 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
DISH Network Corp | Note 0.0000% 15-Dec-2025 | 25470MAE9 | 31,042 | 31,100,000 | PRN | SOLE | 31,100,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 9,400 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
EAGLE BULK SHIPPING INC | NOTE 5.000% 8/0 | 269442AB5 | 17,871 | 12,530,000 | PRN | SOLE | 12,530,000 | 0 | 0 | ||
Esperion Therapeutics Inc | Note 4.0000% 15-Nov-2025 | 29664WAA3 | 6,488 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 29,354 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
Fastly Inc (Pending) | Note 0.0000% 15-Mar-2026 | 31188VAA8 | 16,268 | 19,900,000 | PRN | SOLE | 19,900,000 | 0 | 0 | ||
fuboTV Inc | Note 3.2500% 15-Feb-2026 | 35953DAA2 | 13,624 | 16,439,000 | PRN | SOLE | 16,439,000 | 0 | 0 | ||
HARMONIC INC | DBCV 2.000% 9/0 | 413160AD4 | 18,083 | 12,000,000 | PRN | SOLE | 12,000,000 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 65,570 | 27,500,000 | PRN | SOLE | 27,500,000 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 19,847 | 13,399,000 | PRN | SOLE | 13,399,000 | 0 | 0 | ||
Impinj Inc | Note 1.1250% 15-May-2027 | 453204AC3 | 15,321 | 14,000,000 | PRN | SOLE | 14,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.125% 9/0 | 45667GAC7 | 27,284 | 23,000,000 | PRN | SOLE | 23,000,000 | 0 | 0 | ||
INFINERA CORP | NOTE 2.500% 3/0 | 45667GAE3 | 3,694 | 2,501,000 | PRN | SOLE | 2,501,000 | 0 | 0 | ||
INVACARE CORP | NOTE 5.000%11/1 | 461203AL5 | 10,249 | 11,500,000 | PRN | SOLE | 11,500,000 | 0 | 0 | ||
Invacare Corp (Pending) | Note 4.2500% 15-Mar-2026 | 461203AP6 | 5,738 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
Ivanhoe Mines Ltd | Note 2.5000% 15-Apr-2026 | 46579RAA2 | 11,180 | 8,359,000 | PRN | SOLE | 8,359,000 | 0 | 0 | ||
KAMAN CORP | NOTE 3.250% 5/0 | 483548AF0 | 7,574 | 7,407,000 | PRN | SOLE | 7,407,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 28,097 | 22,500,000 | PRN | SOLE | 22,500,000 | 0 | 0 | ||
Magnite Inc | Note 0.2500% 15-Mar-2026 | 55955DAA8 | 7,994 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
MONGODB INC | NOTE 0.250% 1/1 | 60937PAD8 | 20,450 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 22,248 | 16,389,000 | PRN | SOLE | 16,389,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | NOTE 4.750% 5/0 | 699374AB0 | 7,550 | 8,207,000 | PRN | SOLE | 8,207,000 | 0 | 0 | ||
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 13,305 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
PETIQ INC | NOTE 4.000% 6/0 | 71639TAB2 | 1,456 | 1,240,000 | PRN | SOLE | 1,240,000 | 0 | 0 | ||
Progenity Inc | Note 7.2500% 01-Dec-2025 | 74319FAA5 | 1,798 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 13,640 | 10,217,000 | PRN | SOLE | 10,217,000 | 0 | 0 | ||
Scorpio Tankers Inc (Exchange) | Note 3.0000% 15-May-2025 | 80918TAD1 | 17,868 | 18,209,000 | PRN | SOLE | 18,209,000 | 0 | 0 | ||
SILICON LABORATORIES INC | NOTE 0.625% 6/1 | 826919AD4 | 25,438 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 34,392 | 15,849,000 | PRN | SOLE | 15,849,000 | 0 | 0 | ||
Spotify Technology SA/Spotify USA Inc | Note 0.0000% 15-Mar-2026 | 84921RAA8 | 15,404 | 16,928,000 | PRN | SOLE | 16,928,000 | 0 | 0 | ||
BLOCK INC | NOTE 0.500% 5/1 | 852234AD5 | 13,613 | 6,500,000 | PRN | SOLE | 6,500,000 | 0 | 0 | ||
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 7,422 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | NOTE 1.750% 2/1 | 873379AA9 | 6,658 | 7,950,000 | PRN | SOLE | 7,950,000 | 0 | 0 | ||
Vroom Inc | Note 0.7500% 01-Jul-2026 | 92918VAA7 | 7,292 | 11,750,000 | PRN | SOLE | 11,750,000 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 21,945 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 14,627 | 14,500,000 | PRN | SOLE | 14,500,000 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 14,905 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
ZOGENIX INC | NOTE 2.750%10/0 | 98978LAB1 | 9,576 | 9,697,000 | PRN | SOLE | 9,697,000 | 0 | 0 | ||
ZSCALER INC | NOTE 0.125% 7/0 | 98980GAB8 | 35,821 | 16,352,000 | PRN | SOLE | 16,352,000 | 0 | 0 | ||
KHOSLA VENTURES ACQUT CO III | COM CL A | 482506102 | 586 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 4 | 986 | SH | SOLE | 986 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 10,210 | 245,896 | SH | SOLE | 245,896 | 0 | 0 | ||
SPORTSTEK ACQUISITION CORP | COM CL A | 849196100 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ACCELERATE ACQUISITION CORP | COM CL A | 00439D102 | 972 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 7,682 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
ARROWROOT ACQUISITION CORP | CL A COM | 04282M102 | 485 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ARTEMIS STRATEGIC INVT CORP | UNIT 09/30/2026 | 04303A202 | 520 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ASTREA ACQUISITION CORP | COM CL A | 04637C106 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BOA ACQUISITION CORP | COM CL A | 05601A109 | 100 | 10,208 | SH | SOLE | 10,208 | 0 | 0 | ||
B RILEY PRIN 250 MERGER CORP | CLASS A COM | 05602L104 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CIIG CAPITAL PARTNERS II INC | UNIT 02/28/2028 | 12561U208 | 206 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | COM CL A | 22877P108 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 784 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
GX ACQUISITION CORP II | CLASS A COM | 36260F105 | 242 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GLASS HOUSES ACQUISITION COR | CLASS A COM | 37714P103 | 486 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
KL ACQUISITION CORP | COM CL A | 49837C109 | 245 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
M3 BRIGADE ACQUISITION III | UNIT 99/99/9999 | 55407R202 | 251 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 2,957 | 141,013 | SH | SOLE | 141,013 | 0 | 0 | ||
MASON INDUSTRIAL TECHNOLGY I | COM CL A | 57520Y106 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NEWBURY STREET ACQUISITN COR | COM | 65101L104 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
OSIRIS ACQUISITION CORP | CL A | 68829A103 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PROPERTY SOLUTIONS ACQUISITI | COM CL A | 74350A108 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SENIOR CONNECT ACQUISITN COR | COM CL A | 81723H108 | 244 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
SERVICESOURCE INTL INC | COM | 81763U100 | 1,267 | 1,279,182 | SH | SOLE | 1,279,182 | 0 | 0 | ||
THUNDER BRIDGE CAP PRTNRS II | COM CL A | 88605T100 | 98 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TWELVE SEAS INVESTMENT CO II | COM CL A | 90118T106 | 97 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ACCELERATE ACQUISITION CORP | *W EXP 06/15/202 | 00439D110 | 21 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GX ACQUISITION CORP II | *W EXP 03/17/202 | 36260F113 | 4 | 8,333 | SH | SOLE | 8,333 | 0 | 0 |