The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
INTREXON CORP | COM | 46122T102 | 184 | 32,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ALTAIR ENGR INC | COM CL A | 021369103 | 86 | 2,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,609 | 124,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BAUSCH HEALTH COS INC | COM | 071734107 | 4 | 200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 255 | 65,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ENCORE CAP GROUP INC | COM | 292554102 | 166 | 5,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ENDO INTL PLC | SHS | G30401106 | 126 | 39,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 2,015 | 40,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 98 | 2,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
INVITAE CORP | COM | 46185L103 | 1,156 | 60,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMERICAN EXPRESS CO | COM | 025816109 | 5,914 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 11,913 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
GENERAL MTRS CO | COM | 37045V100 | 1,469 | 39,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AVANTOR INC | COM | 05352A100 | 748 | 50,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 789 | 39,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CBL & ASSOC PPTYS INC | COM | 124830100 | 22 | 17,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
GULFPORT ENERGY CORP | COM NEW | 402635304 | 13 | 5,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 296 | 15,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 1,431 | 37,800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037703 | 177 | 87,800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
MANITOWOC CO INC | COM NEW | 563571405 | 201 | 16,100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 805 | 430,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 313 | 50,100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 161 | 2,600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SCORPIO TANKERS INC | SHS | Y7542C130 | 1,544 | 51,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
TIDEWATER INC NEW | COM | 88642R109 | 259 | 17,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
TAILORED BRANDS INC | COM | 87403A107 | 248 | 56,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
TESLA INC | COM | 88160R101 | 289 | 1,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WEIBO CORP | SPONSORED ADR | 948596101 | 85 | 1,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
WW INTL INC | COM | 98262P101 | 64 | 1,700 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 298 | 10,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
IAMGOLD CORP | COM | 450913108 | 67 | 19,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 198,134 | 1,309,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 1,250 | 52,700 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES INC | MSCI HONG KG ETF | 464286871 | 10,215 | 450,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 8,498 | 61,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 16,082 | 112,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 9,497 | 250,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BLOOM ENERGY CORP | COM CL A | 093712107 | 975 | 300,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | SELECT DIVID ETF | 464287168 | 20,390 | 200,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
EVOLENT HEALTH INC | CL A | 30050B101 | 2,157 | 300,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 3,561 | 150,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 9,654 | 344,800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
COLFAX CORP | COM | 194014106 | 276 | 9,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 162 | 2,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CENTERPOINT ENERGY INC | COM | 15189T107 | 507 | 16,800 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 2,797 | 64,200 | SH | Call | DFND | 1 | 0 | 0 | 0 |
INFINERA CORPORATION | COM | 45667G103 | 54 | 10,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 806 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 37,477 | 917,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY ENRGY BULL3X | 25459W888 | 2,517 | 161,600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 4,371 | 56,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 53 | 2,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,516 | 17,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DAILY JR GLD MIN | 25460E166 | 5,714 | 100,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1,208 | 22,900 | SH | Call | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 1,014 | 86,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 41,047 | 217,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 2 | 100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DRX S&P500BULL | 25459W862 | 10,828 | 207,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY S&P500 BR 3X | 25460E885 | 12,891 | 751,700 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRAPRO SHORT S | 74347B268 | 613 | 23,600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 327,634 | 1,104,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRAPRO SHT QQQ | 74347G408 | 1,609 | 49,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 6,461 | 50,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 34,732 | 650,300 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY SMCAP BULL3X | 25459W847 | 39,286 | 705,700 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRAPRO QQQ | 74347X831 | 116,092 | 1,883,700 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E125 | 4,435 | 94,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRPRO S&P500 | 74347X864 | 21,914 | 396,500 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 3,374 | 129,600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 19,915 | 500,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 274 | 18,100 | SH | Call | DFND | 1 | 0 | 0 | 0 |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 147 | 19,600 | SH | Call | DFND | 1 | 0 | 0 | 0 |
PRETIUM RES INC | COM | 74139C102 | 246 | 21,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
RADIUS HEALTH INC | COM NEW | 750469207 | 3,697 | 143,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SEA LTD | SPONSORED ADS | 81141R100 | 24,905 | 804,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INTREXON CORP | COM | 46122T102 | 2,638 | 461,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AURORA CANNABIS INC | COM | 05156X108 | 2,195 | 500,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 284 | 15,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 4,906 | 424,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 79,061 | 2,727,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
APHRIA INC | COM | 03765K104 | 2,243 | 432,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 37 | 2,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,636 | 416,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CREE INC | COM | 225447101 | 416 | 8,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DERMIRA INC | COM | 24983L104 | 206 | 32,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENCORE CAP GROUP INC | COM | 292554102 | 16 | 500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENDO INTL PLC | SHS | G30401106 | 804 | 250,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENOVA INTL INC | COM | 29357K103 | 3,077 | 148,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 7,835 | 86,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
EZCORP INC | CL A NON VTG | 302301106 | 939 | 145,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 34 | 2,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GAIN CAP HLDGS INC | COM | 36268W100 | 754 | 142,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GREENLIGHT CAPITAL RE LTD | CLASS A | G4095J109 | 51 | 4,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 204 | 7,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 13,650 | 205,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | 14 | 7,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INSMED INC | COM PAR $.01 | 457669307 | 880 | 49,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INNOVIVA INC | COM | 45781M101 | 106 | 10,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 940 | 109,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | 7,485 | 75,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 742 | 246,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 1,477 | 15,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 17,925 | 358,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 2,678 | 241,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,071 | 25,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NOVAVAX INC | COM NEW | 670002401 | 688 | 137,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INVITAE CORP | COM | 46185L103 | 9 | 500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
OMEROS CORP | COM | 682143102 | 485 | 29,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
OPKO HEALTH INC | COM | 68375N103 | 3 | 1,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
QUDIAN INC | ADR | 747798106 | 366 | 53,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
QORVO INC | COM | 74736K101 | 3,328 | 44,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 92 | 7,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
RETROPHIN INC | COM | 761299106 | 18 | 1,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SUNPOWER CORP | COM | 867652406 | 1,618 | 147,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,455 | 32,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SUTTER ROCK CAP CORP | COM | 86944Q100 | 285 | 45,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 594 | 86,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TILRAY INC | COM CL 2 | 88688T100 | 3,663 | 148,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,096 | 57,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 6,404 | 704,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HUDBAY MINERALS INC | COM | 443628102 | 360 | 100,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 82,846 | 950,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AVANTOR INC | COM | 05352A100 | 461 | 31,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ADIENT PLC | ORD SHS | G0084W101 | 4,954 | 215,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 48 | 1,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AK STL HLDG CORP | COM | 001547108 | 83 | 37,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ANTERO RES CORP | COM | 03674X106 | 739 | 245,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 174 | 8,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AVON PRODS INC | COM | 054303102 | 6,043 | 1,373,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ALTERYX INC | COM CL A | 02156B103 | 709 | 6,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 12,210 | 864,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 4,115 | 200,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PEABODY ENERGY CORP NEW | COM | 704551100 | 1,083 | 73,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BEAZER HOMES USA INC | COM NEW | 07556Q881 | 1,178 | 79,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BAOZUN INC | SPONSORED ADR | 06684L103 | 7,613 | 178,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CBL & ASSOC PPTYS INC | COM | 124830100 | 14 | 11,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CHEMOURS CO | COM | 163851108 | 55 | 3,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 267 | 90,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CDK GLOBAL INC | COM | 12508E101 | 2,962 | 61,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CLEVELAND CLIFFS INC | COM | 185899101 | 3,311 | 458,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CALUMET SPECIALTY PRODS PTNR | UT LTD PARTNER | 131476103 | 2,427 | 667,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CONTINENTAL RESOURCES INC | COM | 212015101 | 424 | 13,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CIMPRESS N V | SHS EURO | N20146101 | 131 | 1,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CNX RESOURCES CORPORATION | COM | 12653C108 | 3,032 | 417,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
COUPA SOFTWARE INC | COM | 22266L106 | 220 | 1,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 3,339 | 114,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DISH NETWORK CORP | CL A | 25470M109 | 25,307 | 742,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENCANA CORP | COM | 292505104 | 323 | 70,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ETSY INC | COM | 29786A106 | 3,435 | 60,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FORD MTR CO DEL | COM | 345370860 | 15 | 1,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FORUM ENERGY TECHNOLOGIES IN | COM | 34984V100 | 3 | 2,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FIREEYE INC | COM | 31816Q101 | 1,654 | 124,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 4,008 | 100,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GOGO INC | COM | 38046C109 | 870 | 144,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 369 | 8,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GULFPORT ENERGY CORP | COM NEW | 402635304 | 5,452 | 2,012,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GOPRO INC | CL A | 38268T103 | 2,756 | 531,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 2,881 | 200,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 124 | 99,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 160 | 5,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WARRIOR MET COAL INC | COM | 93627C101 | 849 | 43,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HD SUPPLY HLDGS INC | COM | 40416M105 | 1,155 | 29,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 9,139 | 241,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 16 | 500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
IAC INTERACTIVECORP | COM | 44919P508 | 3,792 | 17,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 43,175 | 2,676,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PENNEY J C CORP INC | COM | 708160106 | 1,555 | 1,749,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 177 | 20,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 929 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
LIVEPERSON INC | COM | 538146101 | 1,506 | 42,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MATTEL INC | COM | 577081102 | 10,923 | 959,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MCDERMOTT INTL INC | COM | 580037703 | 226 | 112,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MERCADOLIBRE INC | COM | 58733R102 | 7,827 | 14,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
M/I HOMES INC | COM | 55305B101 | 56 | 1,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MUELLER INDS INC | COM | 624756102 | 590 | 20,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MOMO INC | ADR | 60879B107 | 15,666 | 505,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MONTAGE RES CORP | COM | 61179L100 | 189 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MANITOWOC CO INC | COM NEW | 563571405 | 6,267 | 501,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MUELLER WTR PRODS INC | COM SER A | 624758108 | 174 | 15,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 421 | 15,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NEW RELIC INC | COM | 64829B100 | 485 | 7,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 11,266 | 42,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NIO INC | SPON ADS | 62914V106 | 4,065 | 2,606,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NEWPARK RES INC | COM PAR $.01NEW | 651718504 | 145 | 19,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NATURAL RESOURCE PARTNERS L | COM UNIT LTD PAR | 63900P608 | 276 | 10,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NUTANIX INC | CL A | 67059N108 | 2,273 | 86,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
OKTA INC | CL A | 679295105 | 1,161 | 11,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
OPEN TEXT CORP | COM | 683715106 | 436 | 10,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PDC ENERGY INC | COM | 69327R101 | 1,967 | 70,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PINDUODUO INC | SPONSORED ADS | 722304102 | 1,317 | 40,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PARSLEY ENERGY INC | CL A | 701877102 | 2,029 | 120,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
POST HLDGS INC | COM | 737446104 | 709 | 6,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PERFICIENT INC | COM | 71375U101 | 38 | 1,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PRETIUM RES INC | COM | 74139C102 | 2,302 | 200,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PYXUS INTL INC | COM | 74737V106 | 166 | 12,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
RENT A CTR INC NEW | COM | 76009N100 | 1,892 | 73,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
REDFIN CORP | COM | 75737F108 | 1,082 | 64,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
REVLON INC | CL A NEW | 761525609 | 596 | 25,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
RH | COM | 74967X103 | 427 | 2,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TRANSOCEAN LTD | REG SHS | H8817H100 | 13,419 | 3,002,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 33 | 1,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SEALED AIR CORP NEW | COM | 81211K100 | 2,075 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SENSEONICS HLDGS INC | COM | 81727U105 | 14 | 14,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 4,995 | 245,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,019 | 322,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SM ENERGY CO | COM | 78454L100 | 1,065 | 110,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 14,143 | 228,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SSR MNG INC | COM | 784730103 | 550 | 37,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SCORPIO TANKERS INC | SHS | Y7542C130 | 440 | 14,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TRANSDIGM GROUP INC | COM | 893641100 | 18,848 | 36,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TIDEWATER INC NEW | COM | 88642R109 | 643 | 42,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TRIUMPH GROUP INC NEW | COM | 896818101 | 180 | 7,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TEAM INC | COM | 878155100 | 902 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TALEND S A | ADS | 874224207 | 67 | 2,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TAYLOR MORRISON HOME CORP | COM | 87724P106 | 573 | 22,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TIMKENSTEEL CORP | COM | 887399103 | 6 | 1,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TUTOR PERINI CORP | COM | 901109108 | 223 | 15,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TABULA RASA HEALTHCARE INC | COM | 873379101 | 1,856 | 33,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TESLA INC | COM | 88160R101 | 12,236 | 50,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TWILIO INC | CL A | 90138F102 | 7,235 | 65,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TWITTER INC | COM | 90184L102 | 14,024 | 340,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNISYS CORP | COM NEW | 909214306 | 69 | 9,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNIT CORP | COM | 909218109 | 239 | 71,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VALARIS PLC | SHS CLASS A | G9402V109 | 7,945 | 1,651,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VECTOR GROUP LTD | COM | 92240M108 | 3,557 | 298,725 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 2,023 | 226,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VEONEER INCORPORATED | COM | 92336X109 | 1,425 | 95,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WAYFAIR INC | CL A | 94419L101 | 1,827 | 16,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WEIBO CORP | SPONSORED ADR | 948596101 | 6,824 | 152,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WHITING PETE CORP NEW | COM NEW | 966387409 | 1,508 | 187,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
W & T OFFSHORE INC | COM | 92922P106 | 1,840 | 421,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WW INTL INC | COM | 98262P101 | 438 | 11,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 14 | 200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNITED STATES STL CORP NEW | COM | 912909108 | 6,501 | 562,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 3,448 | 115,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 7,398 | 248,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ZENDESK INC | COM | 98936J101 | 116 | 1,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 53 | 9,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
IAMGOLD CORP | COM | 450913108 | 1,312 | 385,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 171,816 | 1,135,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 302,111 | 1,018,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 2,396 | 20,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES INC | MSCI HONG KG ETF | 464286871 | 24,983 | 1,100,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BP PLC | SPONSORED ADR | 055622104 | 5,698 | 150,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BLOOM ENERGY CORP | COM CL A | 093712107 | 97 | 30,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 4,088 | 35,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,635 | 25,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AUTOLIV INC | COM | 052800109 | 173 | 2,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CHEVRON CORP NEW | COM | 166764100 | 5,645 | 47,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HESS CORP | COM | 42809H107 | 1,512 | 25,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
IDEX CORP | COM | 45167R104 | 1,933 | 11,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 117 | 30,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 1,043 | 11,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SNAP INC | CL A | 83304A106 | 2,370 | 150,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 3,424 | 100,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VISA INC | COM CL A | 92826C839 | 1,032 | 6,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
COLFAX CORP | COM | 194014106 | 72 | 2,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DOMINION ENERGY INC | COM | 25746U109 | 713 | 8,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 1,312 | 702,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ASSURANT INC | COM | 04621X108 | 377 | 3,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CENTERPOINT ENERGY INC | COM | 15189T107 | 1,201 | 39,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 1,246 | 28,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FORTIVE CORP | COM | 34959J108 | 425 | 6,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
APPLIED OPTOELECTRONICS INC | COM | 03823U102 | 273 | 24,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CALAMP CORP | COM | 128126109 | 587 | 51,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AVIS BUDGET GROUP INC | COM | 053774105 | 658 | 23,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 373 | 31,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 928 | 257,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
8X8 INC NEW | COM | 282914100 | 1,036 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 506 | 8,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 436 | 503,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HC2 HLDGS INC | COM | 404139107 | 58 | 25,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 1,162 | 84,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INFINERA CORPORATION | COM | 45667G103 | 2,060 | 378,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INVACARE CORP | COM | 461203101 | 772 | 103,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
KNOWLES CORP | COM | 49926D109 | 156 | 7,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
MEDNAX INC | COM | 58502B106 | 52 | 2,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NCR CORP NEW | COM | 62886E108 | 8,259 | 261,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NUVASIVE INC | COM | 670704105 | 741 | 11,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PURE STORAGE INC | CL A | 74624M102 | 115 | 6,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 238 | 1,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SYNAPTICS INC | COM | 87157D109 | 799 | 20,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TELADOC HEALTH INC | COM | 87918A105 | 1,232 | 18,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 2 | 100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
TTM TECHNOLOGIES INC | COM | 87305R109 | 435 | 35,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
UBER TECHNOLOGIES INC | COM | 90353T100 | 8,528 | 279,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VIAVI SOLUTIONS INC | COM | 925550105 | 481 | 34,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VIASAT INC | COM | 92552V100 | 10,718 | 142,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VISHAY INTERTECHNOLOGY INC | COM | 928298108 | 614 | 36,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 4,235 | 205,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,790 | 111,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BLACKBERRY LTD | COM | 09228F103 | 3,178 | 605,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AT&T INC | COM | 00206R102 | 1,892 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BECTON DICKINSON & CO | COM | 075887109 | 632 | 2,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY ENRGY BULL3X | 25459W888 | 953 | 61,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 737 | 9,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 14,598 | 366,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 357 | 13,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 8,943 | 64,400 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 4,975 | 50,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 369 | 7,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 19 | 1,700 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 6,693 | 69,200 | SH | Put | DFND | 1 | 0 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 37,497 | 198,600 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 386 | 13,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DRX S&P500BULL | 25459W862 | 170,860 | 3,266,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY S&P500 BR 3X | 25460E885 | 1,046 | 61,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 186,933 | 1,455,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 14,303 | 267,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 400 | 2,800 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DLY SMCAP BULL3X | 25459W847 | 110,003 | 1,976,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRAPRO QQQ | 74347X831 | 247,352 | 4,013,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E125 | 352 | 7,500 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR | ULTRPRO S&P500 | 74347X864 | 104,565 | 1,891,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
PROSHARES TR II | ULTRA VIX SHORT | 74347W148 | 492 | 18,900 | SH | Put | DFND | 1 | 0 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 5,720 | 204,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 18,158 | 444,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 7,219 | 304,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
DASEKE INC | COM | 23753F107 | 5 | 2,100 | SH | Put | DFND | 1 | 0 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 307 | 20,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
CENTURYLINK INC | COM | 156700106 | 1,264 | 101,300 | SH | Put | DFND | 1 | 0 | 0 | 0 |
GNC HLDGS INC | COM CL A | 36191G107 | 278 | 130,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 1,516 | 40,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
ROYAL GOLD INC | COM | 780287108 | 1,232 | 10,000 | SH | Put | DFND | 1 | 0 | 0 | 0 |
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 679 | 135,640 | SH | DFND | 1 | 135,640 | 0 | 0 | |
HERCULES CAPITAL INC | COM | 427096508 | 348 | 26,032 | SH | DFND | 1 | 26,032 | 0 | 0 | |
OAKTREE STRATEGIC INCOME COR | COM | 67402D104 | 39 | 4,770 | SH | DFND | 1 | 4,770 | 0 | 0 | |
OAKTREE SPECIALTY LENDING CO | COM | 67401P108 | 676 | 130,613 | SH | DFND | 1 | 130,613 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 287 | 24,748 | SH | DFND | 1 | 24,748 | 0 | 0 | |
PENNANTPARK INVT CORP | COM | 708062104 | 661 | 105,512 | SH | DFND | 1 | 105,512 | 0 | 0 | |
STELLUS CAP INVT CORP | COM | 858568108 | 133 | 9,787 | SH | DFND | 1 | 9,787 | 0 | 0 | |
SOLAR CAP LTD | COM | 83413U100 | 170 | 8,265 | SH | DFND | 1 | 8,265 | 0 | 0 | |
WHITEHORSE FIN INC | COM | 96524V106 | 146 | 10,516 | SH | DFND | 1 | 10,516 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 3,510 | 185,240 | SH | DFND | 1 | 185,240 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | CEF INM COMPSI | 46138E404 | 73 | 3,237 | SH | DFND | 1 | 3,237 | 0 | 0 | |
ARBOR RLTY TR INC | COM | 038923108 | 3,166 | 241,565 | SH | DFND | 1 | 241,565 | 0 | 0 | |
COLONY CR REAL ESTATE INC | COM CL A | 19625T101 | 7,285 | 503,808 | SH | DFND | 1 | 503,808 | 0 | 0 | |
GRANITE PT MTG TR INC | COM | 38741L107 | 3,473 | 185,348 | SH | DFND | 1 | 185,348 | 0 | 0 | |
HUNT COS FIN TR INC | COM | 44558T100 | 1,220 | 363,136 | SH | DFND | 1 | 363,136 | 0 | 0 | |
KKR REAL ESTATE FIN TR INC | COM | 48251K100 | 3,980 | 203,823 | SH | DFND | 1 | 203,823 | 0 | 0 | |
TPG RE FIN TR INC | COM | 87266M107 | 2,757 | 139,002 | SH | DFND | 1 | 139,002 | 0 | 0 | |
EXANTAS CAP CORP | COM NEW | 30068N105 | 3,956 | 347,940 | SH | DFND | 1 | 347,940 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 35,814 | 32,304,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 5,183 | 5,142,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 23,489 | 28,680,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | NOTE 4.750% 8/2 | 03762UAB1 | 1,021 | 1,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
APOLLO COML REAL EST FIN INC | NOTE 5.375%10/1 | 03762UAC9 | 1,335 | 1,300,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 53,993 | 34,419,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 4,092 | 5,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CALAMP CORP | NOTE 2.000% 8/0 | 128126AD1 | 6,155 | 7,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CHEGG INC | NOTE 0.250% 5/1 | 163092AB5 | 79,811 | 62,091,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CONMED CORP | COM | 207410101 | 1,134 | 11,797 | SH | DFND | 1 | 11,797 | 0 | 0 | |
COUPA SOFTWARE INC | NOTE 0.375% 1/1 | 22266LAB2 | 211,860 | 72,802,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 48,329 | 52,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 15,760 | 15,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ENVESTNET INC | NOTE 1.750%12/1 | 29404KAA4 | 24,775 | 24,481,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ETSY INC | NOTE 3/0 | 29786AAC0 | 65,811 | 39,079,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
EVERBRIDGE INC | NOTE 1.500%11/0 | 29978AAA2 | 6,970 | 3,668,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 7,499 | 6,924,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
EXACT SCIENCES CORP | NOTE 1.000% 1/1 | 30063PAA3 | 16,266 | 11,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
EZCORP INC | NOTE 2.875% 7/0 | 302301AF3 | 18,861 | 19,829,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 17,497 | 18,556,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FIVE9 INC | NOTE 0.125% 5/0 | 338307AB7 | 54,843 | 37,908,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
AMICUS THERAPEUTICS INC | COM | 03152W109 | 31 | 3,951 | SH | DFND | 1 | 3,951 | 0 | 0 | |
GAIN CAP HLDGS INC | NOTE 5.000% 8/1 | 36268WAF7 | 11,932 | 12,833,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
GOPRO INC | CL A | 38268T103 | 3,694 | 712,620 | SH | DFND | 1 | 712,620 | 0 | 0 | |
HANNON ARMSTRONG SUST INFR C | NOTE 4.125% 9/0 | 41068XAB6 | 1,685 | 1,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.625% 3/1 | 42703MAD5 | 38,847 | 41,456,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CHINA LODGING GROUP LTD | NOTE 0.375%11/0 | 16949NAC3 | 3,917 | 3,760,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 39,819 | 23,783,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
HORIZON THERAPEUTICS PUB LTD | SHS | G46188101 | 68 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 13,839 | 63,492 | SH | DFND | 1 | 63,492 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 39,220 | 45,339,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 7,276 | 8,351,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 10,221 | 12,258,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INNOVIVA INC | NOTE 2.500% 8/1 | 45781MAB7 | 31,445 | 32,648,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 41,717 | 36,592,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 33,442 | 33,392,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INVACARE CORP | NOTE 5.000% 2/1 | 461203AF8 | 14,652 | 15,739,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 42,058 | 29,598,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
KNOWLES CORP | NOTE 3.250%11/0 | 49926DAB5 | 27,500 | 21,402,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
LIGAND PHARMACEUTICALS INC | NOTE 0.750% 5/1 | 53220KAF5 | 28,530 | 34,133,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
MONGODB INC | NOTE 0.750% 6/1 | 60937PAB2 | 18,137 | 9,644,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
MESA LABS INC | NOTE 1.375% 8/1 | 59064RAA7 | 2,674 | 2,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 65,729 | 72,969,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NEW RELIC INC | NOTE 0.500% 5/0 | 64829BAB6 | 53,812 | 56,791,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 37 | 147 | SH | DFND | 1 | 147 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 73,530 | 62,251,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 10,621 | 9,467,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PAR PACIFIC HOLDINGS INC | COM NEW | 69888T207 | 342 | 14,983 | SH | DFND | 1 | 14,983 | 0 | 0 | |
PACIRA BIOSCIENCES | NOTE 2.375% 4/0 | 695127AD2 | 54,512 | 55,025,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAJ3 | 11,136 | 11,852,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PROOFPOINT INC | COM | 743424103 | 3,329 | 25,800 | SH | DFND | 1 | 25,800 | 0 | 0 | |
PORTFOLIO RECOVERY ASSOCS IN | NOTE 3.000% 8/0 | 73640QAB1 | 6,099 | 6,129,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 3,153 | 3,125,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PERFICIENT INC | NOTE 2.375% 9/1 | 71375UAB7 | 7,799 | 6,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PROS HOLDINGS INC | COM | 74346Y103 | 218 | 3,670 | SH | DFND | 1 | 3,670 | 0 | 0 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 7,597 | 7,700,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 21,253 | 20,454,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PRETIUM RES INC | NOTE 2.250% 3/1 | 74139CAB8 | 8,685 | 8,288,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
QUDIAN INC | ADR | 747798106 | 348 | 50,511 | SH | DFND | 1 | 50,511 | 0 | 0 | |
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 36,648 | 24,839,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
QUOTIENT TECHNOLOGY INC | NOTE 1.750%12/0 | 749119AB9 | 12,005 | 12,751,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 24,888 | 27,200,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 3,713 | 2,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
RINGCENTRAL INC | NOTE 3/1 | 76680RAD9 | 65,621 | 40,533,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
REALPAGE INC | NOTE 1.500%11/1 | 75606NAB5 | 37,251 | 23,563,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 14,889 | 20,025,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SM ENERGY CO | NOTE 1.500% 7/0 | 78454LAM2 | 6,387 | 7,024,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 7,880 | 8,668,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 83,466 | 30,727,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 107,953 | 81,641,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 4,256 | 4,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TELADOC HEALTH INC | NOTE 3.000%12/1 | 87918AAB1 | 79,365 | 46,463,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 2,212 | 2,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TIMKENSTEEL CORP | NOTE 6.000% 6/0 | 887399AA1 | 7,445 | 8,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 2,382 | 2,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
LENDINGTREE INC NEW | NOTE 0.625% 6/0 | 52603BAA5 | 64,530 | 40,230,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,268 | 65,942 | SH | DFND | 1 | 65,942 | 0 | 0 | |
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 62,054 | 46,641,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TWILIO INC | NOTE 0.250% 6/0 | 90138FAB8 | 60,162 | 35,980,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 47,296 | 48,011,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
UNISYS CORP | NOTE 5.500% 3/0 | 909214BS6 | 15,557 | 14,170,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
VONAGE HLDGS CORP | COM | 92886T201 | 326 | 28,900 | SH | DFND | 1 | 28,900 | 0 | 0 | |
VEONEER INCORPORATED | NOTE 4.000% 6/0 | 92336XAA7 | 15,232 | 15,375,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
VISHAY INTERTECHNOLOGY INC | NOTE 2.250% 6/1 | 928298AP3 | 30,925 | 32,925,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 5,697 | 127,315 | SH | DFND | 1 | 127,315 | 0 | 0 | |
WHITING PETE CORP NEW | NOTE 1.250% 4/0 | 966387AL6 | 1,654 | 1,708,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INTREXON CORP | NOTE 3.500% 7/0 | 46122TAA0 | 5,662 | 9,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 3,526 | 4,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 56,347 | 56,684,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 83,630 | 63,162,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | NOTE 1.875% 3/0 | 32076VAB9 | 30,174 | 25,600,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
DANAHER CORPORATION | COM | 235851102 | 17,685 | 122,452 | SH | DFND | 1 | 122,452 | 0 | 0 | |
NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 10,070 | 622,343 | SH | DFND | 1 | 622,343 | 0 | 0 | |
ARLINGTON ASSET INVT CORP | CL A NEW | 041356205 | 1,049 | 191,177 | SH | DFND | 1 | 191,177 | 0 | 0 | |
GREAT AJAX CORP | COM | 38983D300 | 994 | 64,168 | SH | DFND | 1 | 64,168 | 0 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 7,751 | 2,348,988 | SH | DFND | 1 | 2,348,988 | 0 | 0 | |
ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 | 22,661 | 1,352,927 | SH | DFND | 1 | 1,352,927 | 0 | 0 | |
CHERRY HILL MTG INVT CORP | COM | 164651101 | 10,484 | 800,356 | SH | DFND | 1 | 800,356 | 0 | 0 | |
ELLINGTON FINANCIAL INC | COM | 28852N109 | 1,776 | 98,288 | SH | DFND | 1 | 98,288 | 0 | 0 | |
AG MTG INVT TR INC | COM | 001228105 | 11,547 | 762,240 | SH | DFND | 1 | 762,240 | 0 | 0 | |
MGIC INVT CORP WIS | COM | 552848103 | 12,038 | 956,976 | SH | DFND | 1 | 956,976 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 29,700 | 1,894,145 | SH | DFND | 1 | 1,894,145 | 0 | 0 | |
ORCHID IS CAP INC | COM | 68571X103 | 6,227 | 1,083,125 | SH | DFND | 1 | 1,083,125 | 0 | 0 | |
TWO HBRS INVT CORP | COM NEW | 90187B408 | 12,863 | 979,685 | SH | DFND | 1 | 979,685 | 0 | 0 | |
WESTERN ASSET MTG CAP CORP | COM | 95790D105 | 464 | 48,120 | SH | DFND | 1 | 48,120 | 0 | 0 | |
TCG BDC INC | COM | 872280102 | 262 | 18,207 | SH | DFND | 1 | 18,207 | 0 | 0 | |
FIDUS INVT CORP | COM | 316500107 | 232 | 15,658 | SH | DFND | 1 | 15,658 | 0 | 0 | |
FS KKR CAPITAL CORP | COM | 302635107 | 888 | 152,340 | SH | DFND | 1 | 152,340 | 0 | 0 | |
MONROE CAP CORP | COM | 610335101 | 262 | 24,864 | SH | DFND | 1 | 24,864 | 0 | 0 | |
NEW MTN FIN CORP | COM | 647551100 | 285 | 20,955 | SH | DFND | 1 | 20,955 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 800 | 121,529 | SH | DFND | 1 | 121,529 | 0 | 0 | |
BLACKROCK TCP CAP CORP | COM | 09259E108 | 207 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 223 | 23,199 | SH | DFND | 1 | 23,199 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,409 | 169,035 | SH | DFND | 1 | 169,035 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 3,917 | 325,874 | SH | DFND | 1 | 325,874 | 0 | 0 | |
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 369 | 49,430 | SH | DFND | 1 | 49,430 | 0 | 0 | |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 2,591 | 231,398 | SH | DFND | 1 | 231,398 | 0 | 0 | |
CENTRAL SECS CORP | COM | 155123102 | 508 | 16,199 | SH | DFND | 1 | 16,199 | 0 | 0 | |
CHINA FD INC | COM | 169373107 | 592 | 30,533 | SH | DFND | 1 | 30,533 | 0 | 0 | |
SPDR SERIES TRUST | BLMBRG BRC CNVRT | 78464A359 | 403 | 7,692 | SH | DFND | 1 | 7,692 | 0 | 0 | |
SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | 269 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
GENERAL AMERN INVS INC | COM | 368802104 | 310 | 8,530 | SH | DFND | 1 | 8,530 | 0 | 0 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 437 | 39,285 | SH | DFND | 1 | 39,285 | 0 | 0 | |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 2,618 | 142,766 | SH | DFND | 1 | 142,766 | 0 | 0 | |
HANCOCK JOHN INV TRUST | TAX ADV GLB SH | 41013P749 | 786 | 115,088 | SH | DFND | 1 | 115,088 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 62 | 3,033 | SH | DFND | 1 | 3,033 | 0 | 0 | |
NEW IRELAND FUND INC | COM | 645673104 | 203 | 23,749 | SH | DFND | 1 | 23,749 | 0 | 0 | |
ISHARES TR | RUS MD CP GR ETF | 464287481 | 162 | 1,147 | SH | DFND | 1 | 1,147 | 0 | 0 | |
ABERDEEN JAPAN EQUITY FD INC | COM | 00306J109 | 559 | 76,800 | SH | DFND | 1 | 76,800 | 0 | 0 | |
KOREA FD | COM NEW | 500634209 | 761 | 27,760 | SH | DFND | 1 | 27,760 | 0 | 0 | |
NEUBERGER BERMAN MLP AND ENR | COM | 64129H104 | 2,655 | 368,871 | SH | DFND | 1 | 368,871 | 0 | 0 | |
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 2,312 | 132,091 | SH | DFND | 1 | 132,091 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 2,191 | 138,467 | SH | DFND | 1 | 138,467 | 0 | 0 | |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 1,707 | 217,253 | SH | DFND | 1 | 217,253 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 148 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 173 | 28,242 | SH | DFND | 1 | 28,242 | 0 | 0 | |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 1,525 | 85,200 | SH | DFND | 1 | 85,200 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 487 | 26,421 | SH | DFND | 1 | 26,421 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,092 | 16,878 | SH | DFND | 1 | 16,878 | 0 | 0 | |
INVESCO CURNCYSHS AUSTRLA DL | AUSTRALIAN DOL | 46090N103 | 6 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
ABERDEEN STD PALLADIUM ETF T | PHYSCL PALLADM | 003262102 | 63 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
ISHARES TR | PFD AND INCM SEC | 464288687 | 2,180 | 58,110 | SH | DFND | 1 | 58,110 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 125 | 7,881 | SH | DFND | 1 | 7,881 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 115,059 | 30,748,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 342 | 15,691 | SH | DFND | 1 | 15,691 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 120 | 18,850 | SH | DFND | 1 | 18,850 | 0 | 0 | |
ENCORE CAP EUROPE FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | 24,767 | 24,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 406 | 126,712 | SH | DFND | 1 | 126,712 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 2.000% 5/1 | 45845PAB4 | 17,254 | 19,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 2,010 | 6,610 | SH | DFND | 1 | 6,610 | 0 | 0 | |
IMMUNOMEDICS INC | NOTE 4.750% 2/1 | 452907AK4 | 12,226 | 4,614,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INPHI CORP | NOTE 1.125%12/0 | 45772FAB3 | 44,870 | 28,632,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | NOTE 5.250%12/0 | 528872AB0 | 8,113 | 12,250,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
MAGNOLIA OIL & GAS CORP | CL A | 559663109 | 263 | 23,729 | SH | DFND | 1 | 23,729 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,929 | 45,039 | SH | DFND | 1 | 45,039 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 16,562 | 12,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NIO INC | DEBT 4.500% 2/0 | G6525FAA0 | 284 | 1,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 1,787 | 4,330,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 316 | 3,215 | SH | DFND | 1 | 3,215 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 13 | 6,336 | SH | DFND | 1 | 6,336 | 0 | 0 | |
QORVO INC | COM | 74736K101 | 540 | 7,289 | SH | DFND | 1 | 7,289 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 628 | 145,228 | SH | DFND | 1 | 145,228 | 0 | 0 | |
SEA LTD | NOTE 2.250% 7/0 | 81141RAB6 | 103,705 | 59,597,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 0 | 109 | SH | DFND | 1 | 109 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 46 | 1,705 | SH | DFND | 1 | 1,705 | 0 | 0 | |
SYNEOS HEALTH INC | CL A | 87166B102 | 340 | 6,400 | SH | DFND | 1 | 6,400 | 0 | 0 | |
THERAVANCE BIOPHARMA INC | NOTE 3.250%11/0 | 88339KAA0 | 22,397 | 24,100,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 199 | 29,000 | SH | DFND | 1 | 29,000 | 0 | 0 | |
TRONOX HOLDINGS PLC | SHS | G9087Q102 | 818 | 98,624 | SH | DFND | 1 | 98,624 | 0 | 0 | |
ATLANTIC PWR CORP | COM NEW | 04878Q863 | 51 | 21,832 | SH | DFND | 1 | 21,832 | 0 | 0 | |
JUST ENERGY GROUP INC | COM | 48213W101 | 90 | 38,200 | SH | DFND | 1 | 38,200 | 0 | 0 | |
HUDBAY MINERALS INC | COM | 443628102 | 7 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 74 | 59,800 | SH | DFND | 1 | 59,800 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,267 | 54,300 | SH | DFND | 1 | 54,300 | 0 | 0 | |
AXT INC | COM | 00246W103 | 178 | 50,249 | SH | DFND | 1 | 50,249 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,476 | 35,848 | SH | DFND | 1 | 35,848 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 909 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
HILLTOP HOLDINGS INC | COM | 432748101 | 597 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
INVESCO LTD | SHS | G491BT108 | 1,017 | 60,038 | SH | DFND | 1 | 60,038 | 0 | 0 | |
SVB FINL GROUP | COM | 78486Q101 | 2,089 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 11 | 100 | SH | DFND | 1 | 100 | 0 | 0 | |
SEMTECH CORP | COM | 816850101 | 486 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
TERADYNE INC | COM | 880770102 | 1,482 | 25,600 | SH | DFND | 1 | 25,600 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508104 | 646 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
VICTORY CAP HLDGS INC | COM CL A | 92645B103 | 2,571 | 167,179 | SH | DFND | 1 | 167,179 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 8 | 88 | SH | DFND | 1 | 88 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 0 | 23 | SH | DFND | 1 | 23 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 2 | 39 | SH | DFND | 1 | 39 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1 | 19 | SH | DFND | 1 | 19 | 0 | 0 | |
NEWLINK GENETICS CORP | COM | 651511107 | 0 | 2 | SH | DFND | 1 | 2 | 0 | 0 | |
UNIVERSAL INS HLDGS INC | COM | 91359V107 | 1 | 63 | SH | DFND | 1 | 63 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 501 | 17,199 | SH | DFND | 1 | 17,199 | 0 | 0 | |
READY CAP CORP | 7% CN SR NT 2023 | 75574U200 | 712 | 26,259 | SH | DFND | 1 | 26,259 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 822 | 2,978 | SH | DFND | 1 | 2,978 | 0 | 0 | |
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 52,908 | 405,629 | SH | DFND | 1 | 405,629 | 0 | 0 | |
DOMINION ENERGY INC | UNIT 99/99/9999 | 25746U133 | 12,879 | 121,918 | SH | DFND | 1 | 121,918 | 0 | 0 | |
AKERNA CORP | *W EXP 06/17/202 | 00973W110 | 100 | 137,022 | SH | DFND | 1 | 137,022 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 7 | 344 | SH | DFND | 1 | 344 | 0 | 0 | |
ORGANOGENESIS HLDGS INC | COM | 68621F102 | 54 | 8,312 | SH | DFND | 1 | 8,312 | 0 | 0 | |
SOUTH JERSEY INDS INC | UNIT 99/99/9999 | 838518116 | 9,878 | 189,724 | SH | DFND | 1 | 189,724 | 0 | 0 | |
STANLEY BLACK & DECKER INC | COM | 854502101 | 1,614 | 11,183 | SH | DFND | 1 | 11,183 | 0 | 0 | |
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 19,537 | 203,190 | SH | DFND | 1 | 203,190 | 0 | 0 | |
AQUA AMERICA INC | UNIT 04/30/2022 | 03836W202 | 1,270 | 21,001 | SH | DFND | 1 | 21,001 | 0 | 0 | |
AVANTOR INC | 6.25 PFD CNV SR | 05352A209 | 24,940 | 465,999 | SH | DFND | 1 | 465,999 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | 7.5 MCNV PFD A | 29272W208 | 15,064 | 158,694 | SH | DFND | 1 | 158,694 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 63 | 272 | SH | DFND | 1 | 272 | 0 | 0 | |
AMYRIS INC | COM NEW | 03236M200 | 7,440 | 1,563,197 | SH | DFND | 1 | 1,563,197 | 0 | 0 | |
AQUA METALS INC | COM | 03837J101 | 1,940 | 1,141,314 | SH | DFND | 1 | 1,141,314 | 0 | 0 | |
CELSIUS HOLDINGS INC | COM NEW | 15118V207 | 1,135 | 326,628 | SH | DFND | 1 | 326,628 | 0 | 0 | |
DASAN ZHONE SOLUTIONS INC | COM NEW | 23305L206 | 1,594 | 174,034 | SH | DFND | 1 | 174,034 | 0 | 0 | |
ICAD INC | COM NEW | 44934S206 | 1,497 | 218,678 | SH | DFND | 1 | 218,678 | 0 | 0 | |
OPTIMIZERX CORP | COM NEW | 68401U204 | 9,429 | 651,222 | SH | DFND | 1 | 651,222 | 0 | 0 | |
PROSHARES TR | ULTSHT RUSS2000 | 74348A319 | 663 | 43,650 | SH | DFND | 1 | 43,650 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 5,436 | 32,304 | SH | DFND | 1 | 32,304 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 166 | 3,740 | SH | DFND | 1 | 3,740 | 0 | 0 | |
CAMBREX CORP | COM | 132011107 | 400 | 6,732 | SH | DFND | 1 | 6,732 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 7,096 | 71,469 | SH | DFND | 1 | 71,469 | 0 | 0 | |
ENTEGRA FINL CORP | COM | 29363J108 | 640 | 21,332 | SH | DFND | 1 | 21,332 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 408 | 92,733 | SH | DFND | 1 | 92,733 | 0 | 0 | |
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 111 | 5,256 | SH | DFND | 1 | 5,256 | 0 | 0 | |
LEGACY TEX FINL GROUP INC | COM | 52471Y106 | 2,689 | 61,789 | SH | DFND | 1 | 61,789 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 1,945 | 17,754 | SH | DFND | 1 | 17,754 | 0 | 0 | |
NANOMETRICS INC | COM | 630077105 | 2,121 | 65,025 | SH | DFND | 1 | 65,025 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 825 | 7,565 | SH | DFND | 1 | 7,565 | 0 | 0 | |
OLD LINE BANCSHARES INC | COM | 67984M100 | 934 | 32,200 | SH | DFND | 1 | 32,200 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,178 | 12,157 | SH | DFND | 1 | 12,157 | 0 | 0 | |
PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 273 | 53,100 | SH | DFND | 1 | 53,100 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 437 | 12,230 | SH | DFND | 1 | 12,230 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 6,093 | 88,565 | SH | DFND | 1 | 88,565 | 0 | 0 | |
UNITED FINL BANCORP INC NEW | COM | 910304104 | 6 | 500 | SH | DFND | 1 | 500 | 0 | 0 | |
UNITED CMNTY FINL CORP OHIO | COM | 909839102 | 2 | 202 | SH | DFND | 1 | 202 | 0 | 0 | |
VALLEY NATL BANCORP | COM | 919794107 | 4,225 | 388,760 | SH | DFND | 1 | 388,760 | 0 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 5,144 | 97,193 | SH | DFND | 1 | 97,193 | 0 | 0 | |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 1,934 | 277,985 | SH | DFND | 1 | 277,985 | 0 | 0 | |
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 2,448 | 393,647 | SH | DFND | 1 | 393,647 | 0 | 0 | |
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 2,567 | 472,784 | SH | DFND | 1 | 472,784 | 0 | 0 | |
BLACKROCK ENHANCED GBL DIV T | COM | 092501105 | 2,268 | 217,475 | SH | DFND | 1 | 217,475 | 0 | 0 | |
HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 | 1,909 | 59,360 | SH | DFND | 1 | 59,360 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 492 | 24,074 | SH | DFND | 1 | 24,074 | 0 | 0 | |
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 330 | 12,717 | SH | DFND | 1 | 12,717 | 0 | 0 | |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692101 | 4,136 | 363,450 | SH | DFND | 1 | 363,450 | 0 | 0 | |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461100 | 264 | 37,195 | SH | DFND | 1 | 37,195 | 0 | 0 | |
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q108 | 2,427 | 272,442 | SH | DFND | 1 | 272,442 | 0 | 0 | |
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 476 | 48,330 | SH | DFND | 1 | 48,330 | 0 | 0 | |
TEMPLETON EMERGING MKTS FD I | COM | 880191101 | 1,660 | 113,290 | SH | DFND | 1 | 113,290 | 0 | 0 | |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P100 | 4,455 | 512,074 | SH | DFND | 1 | 512,074 | 0 | 0 | |
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 52 | 3,584 | SH | DFND | 1 | 3,584 | 0 | 0 | |
FIRST TR DYNAMIC EUROPE EQT | COM SHS | 33740D107 | 622 | 45,891 | SH | DFND | 1 | 45,891 | 0 | 0 | |
FIRST TR/ABERDEEN EMERG OPT | COM | 33731K102 | 287 | 21,703 | SH | DFND | 1 | 21,703 | 0 | 0 | |
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q106 | 1,277 | 144,191 | SH | DFND | 1 | 144,191 | 0 | 0 | |
SPROTT FOCUS TR INC | COM | 85208J109 | 1,284 | 190,541 | SH | DFND | 1 | 190,541 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 402 | 29,009 | SH | DFND | 1 | 29,009 | 0 | 0 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 296 | 28,447 | SH | DFND | 1 | 28,447 | 0 | 0 | |
JOHN HANCOCK HDG EQ & INC FD | COM | 47804L102 | 43 | 3,167 | SH | DFND | 1 | 3,167 | 0 | 0 | |
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 31 | 2,878 | SH | DFND | 1 | 2,878 | 0 | 0 | |
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 3,300 | 218,555 | SH | DFND | 1 | 218,555 | 0 | 0 | |
ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | 837 | 160,353 | SH | DFND | 1 | 160,353 | 0 | 0 | |
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 3,235 | 282,592 | SH | DFND | 1 | 282,592 | 0 | 0 | |
VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | 591 | 57,252 | SH | DFND | 1 | 57,252 | 0 | 0 | |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 1,765 | 294,278 | SH | DFND | 1 | 294,278 | 0 | 0 | |
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 768 | 107,238 | SH | DFND | 1 | 107,238 | 0 | 0 | |
VOYA INTL HIGH DIVID EQTY IN | COM | 92912Y109 | 436 | 83,055 | SH | DFND | 1 | 83,055 | 0 | 0 | |
VOYA RISK MANAGED NAT RES FD | COM | 92913C106 | 688 | 175,687 | SH | DFND | 1 | 175,687 | 0 | 0 | |
NUVEEN ALL CAP ENE MLP OPPO | COM | 67075E108 | 288 | 50,582 | SH | DFND | 1 | 50,582 | 0 | 0 | |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 1,013 | 115,558 | SH | DFND | 1 | 115,558 | 0 | 0 | |
NUVEEN TX ADV TOTAL RET STRG | COM | 67090H102 | 323 | 28,696 | SH | DFND | 1 | 28,696 | 0 | 0 | |
KAYNE ANDERSON MDSTM ENERGY | COM | 48661E108 | 4,381 | 404,544 | SH | DFND | 1 | 404,544 | 0 | 0 | |
LAZARD GLB TTL RET&INCM FD I | COM | 52106W103 | 59 | 3,776 | SH | DFND | 1 | 3,776 | 0 | 0 | |
LAZARD WORLD DIVID & INCOME | COM | 521076109 | 911 | 97,561 | SH | DFND | 1 | 97,561 | 0 | 0 | |
MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | 1,038 | 104,810 | SH | DFND | 1 | 104,810 | 0 | 0 | |
MEXICO FD INC | COM | 592835102 | 853 | 65,418 | SH | DFND | 1 | 65,418 | 0 | 0 | |
TORTOISE ENERGY INDEPENDENC | COM | 89148K101 | 610 | 147,842 | SH | DFND | 1 | 147,842 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 10,668 | 56,505 | SH | DFND | 1 | 56,505 | 0 | 0 | |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 438 | 43,300 | SH | DFND | 1 | 43,300 | 0 | 0 | |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 191 | 9,401 | SH | DFND | 1 | 9,401 | 0 | 0 | |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 1,778 | 221,226 | SH | DFND | 1 | 221,226 | 0 | 0 | |
ROYCE VALUE TR INC | COM | 780910105 | 839 | 61,001 | SH | DFND | 1 | 61,001 | 0 | 0 | |
SWISS HELVETIA FD INC | COM | 870875101 | 1,053 | 131,212 | SH | DFND | 1 | 131,212 | 0 | 0 | |
CUSHING RENAISSANCE FD | COM | 231647108 | 1,562 | 117,739 | SH | DFND | 1 | 117,739 | 0 | 0 | |
TORTOISE PIPELINE & ENERGY F | COM | 89148H108 | 1,718 | 129,612 | SH | DFND | 1 | 129,612 | 0 | 0 | |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 619 | 41,751 | SH | DFND | 1 | 41,751 | 0 | 0 | |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 51 | 3,431 | SH | DFND | 1 | 3,431 | 0 | 0 | |
INVESCO EXCHNG TRADED FD TR | TAXABLE MUN BD | 46138G805 | 64 | 1,980 | SH | DFND | 1 | 1,980 | 0 | 0 | |
BLACKROCK FLOATING RATE INCO | COM | 091941104 | 2,220 | 180,932 | SH | DFND | 1 | 180,932 | 0 | 0 | |
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 1,186 | 82,129 | SH | DFND | 1 | 82,129 | 0 | 0 | |
BRANDYWINEGBL GLBAL INM OPRT | COM | 10537L104 | 315 | 26,050 | SH | DFND | 1 | 26,050 | 0 | 0 | |
CORNERSTONE TOTAL RTRN FD IN | COM | 21924U300 | 51 | 4,685 | SH | DFND | 1 | 4,685 | 0 | 0 | |
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 204 | 66,852 | SH | DFND | 1 | 66,852 | 0 | 0 | |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 89 | 7,451 | SH | DFND | 1 | 7,451 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 163 | 15,252 | SH | DFND | 1 | 15,252 | 0 | 0 | |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 2,038 | 156,292 | SH | DFND | 1 | 156,292 | 0 | 0 | |
EATON VANCE FLTING RATE INC | COM | 278279104 | 2,147 | 162,411 | SH | DFND | 1 | 162,411 | 0 | 0 | |
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 98 | 7,633 | SH | DFND | 1 | 7,633 | 0 | 0 | |
EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | 300 | 49,099 | SH | DFND | 1 | 49,099 | 0 | 0 | |
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 616 | 49,337 | SH | DFND | 1 | 49,337 | 0 | 0 | |
FIRST TR SR FLG RTE INCM FD | COM | 33733U108 | 1,631 | 135,990 | SH | DFND | 1 | 135,990 | 0 | 0 | |
FIRST TR SR FLOATING RATE 20 | COM SHS | 33740K101 | 73 | 8,290 | SH | DFND | 1 | 8,290 | 0 | 0 | |
BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | 2,326 | 184,371 | SH | DFND | 1 | 184,371 | 0 | 0 | |
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 1 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
GDL FUND | COM SH BEN IT | 361570104 | 80 | 8,739 | SH | DFND | 1 | 8,739 | 0 | 0 | |
PGIM GLOBAL HIGH YIELD FD IN | COM | 69346J106 | 41 | 2,908 | SH | DFND | 1 | 2,908 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,029 | 7,413 | SH | DFND | 1 | 7,413 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 202 | 22,164 | SH | DFND | 1 | 22,164 | 0 | 0 | |
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 276 | 24,076 | SH | DFND | 1 | 24,076 | 0 | 0 | |
EAGLE CAP GROWTH FD INC | COM | 269451100 | 44 | 5,605 | SH | DFND | 1 | 5,605 | 0 | 0 | |
NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 56 | 6,384 | SH | DFND | 1 | 6,384 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES | 464285105 | 18 | 1,300 | SH | DFND | 1 | 1,300 | 0 | 0 | |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 773 | 79,622 | SH | DFND | 1 | 79,622 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 1,183 | 76,077 | SH | DFND | 1 | 76,077 | 0 | 0 | |
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 111 | 7,717 | SH | DFND | 1 | 7,717 | 0 | 0 | |
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 180 | 24,191 | SH | DFND | 1 | 24,191 | 0 | 0 | |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 942 | 98,744 | SH | DFND | 1 | 98,744 | 0 | 0 | |
NUVEEN SHT DUR CR OPP FD | COM | 67074X107 | 455 | 30,414 | SH | DFND | 1 | 30,414 | 0 | 0 | |
MADISON CVRED CALL & EQ STR | COM | 557437100 | 790 | 123,539 | SH | DFND | 1 | 123,539 | 0 | 0 | |
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 294 | 32,054 | SH | DFND | 1 | 32,054 | 0 | 0 | |
ALLIANZGI CONV INCOME FD | COM | 018828103 | 293 | 52,068 | SH | DFND | 1 | 52,068 | 0 | 0 | |
ALLIANZGI CONV INCOME FD II | COM | 018825109 | 229 | 45,541 | SH | DFND | 1 | 45,541 | 0 | 0 | |
NUVEEN SR INCOME FD | COM | 67067Y104 | 467 | 80,963 | SH | DFND | 1 | 80,963 | 0 | 0 | |
HIGH INCOME SECS FD | SHS BEN INT | 42968F108 | 433 | 51,018 | SH | DFND | 1 | 51,018 | 0 | 0 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 1,232 | 117,061 | SH | DFND | 1 | 117,061 | 0 | 0 | |
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 898 | 190,666 | SH | DFND | 1 | 190,666 | 0 | 0 | |
SOURCE CAP INC | COM | 836144105 | 707 | 19,373 | SH | DFND | 1 | 19,373 | 0 | 0 | |
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 90 | 9,930 | SH | DFND | 1 | 9,930 | 0 | 0 | |
WESTERN ASSET CORPORATE LN F | COM | 95790J102 | 64 | 6,832 | SH | DFND | 1 | 6,832 | 0 | 0 | |
THL CR SR LN FD | COM | 87244R103 | 1,375 | 91,549 | SH | DFND | 1 | 91,549 | 0 | 0 | |
VERTICAL CAP INCOME FUND | SHS BEN INT | 92535C104 | 949 | 88,938 | SH | DFND | 1 | 88,938 | 0 | 0 | |
INVESCO HIGH INCOME TR II | COM | 46131F101 | 262 | 18,326 | SH | DFND | 1 | 18,326 | 0 | 0 | |
INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | 765 | 69,493 | SH | DFND | 1 | 69,493 | 0 | 0 | |
INVESCO SR INCOME TR | COM | 46131H107 | 959 | 228,386 | SH | DFND | 1 | 228,386 | 0 | 0 | |
WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 95766Q106 | 679 | 58,639 | SH | DFND | 1 | 58,639 | 0 | 0 | |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 1,278 | 115,386 | SH | DFND | 1 | 115,386 | 0 | 0 | |
VIRTUS TOTAL RETURN FUND INC | COM | 92837G100 | 837 | 74,339 | SH | DFND | 1 | 74,339 | 0 | 0 | |
ALLIANCEBERNSTEIN NATL MUNI | COM | 01864U106 | 743 | 53,920 | SH | DFND | 1 | 53,920 | 0 | 0 | |
BLACKROCK MUNI INCOME INV QL | COM | 09250G102 | 253 | 17,659 | SH | DFND | 1 | 17,659 | 0 | 0 | |
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 1,249 | 91,297 | SH | DFND | 1 | 91,297 | 0 | 0 | |
BLACKROCK MUN 2030 TAR TERM | COM SHS BEN IN | 09257P105 | 31 | 1,345 | SH | DFND | 1 | 1,345 | 0 | 0 | |
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 521 | 36,825 | SH | DFND | 1 | 36,825 | 0 | 0 | |
BLACKROCK MD MUNICIPAL BOND | COM | 09249L105 | 104 | 7,244 | SH | DFND | 1 | 7,244 | 0 | 0 | |
MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | 265 | 56,592 | SH | DFND | 1 | 56,592 | 0 | 0 | |
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 108 | 9,087 | SH | DFND | 1 | 9,087 | 0 | 0 | |
DWS MUN INCOME TR NEW | COM | 233368109 | 358 | 30,892 | SH | DFND | 1 | 30,892 | 0 | 0 | |
PIONEER MUN HIGH INCOME ADV | COM | 723762100 | 914 | 83,548 | SH | DFND | 1 | 83,548 | 0 | 0 | |
BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | 381 | 26,489 | SH | DFND | 1 | 26,489 | 0 | 0 | |
BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | 760 | 56,182 | SH | DFND | 1 | 56,182 | 0 | 0 | |
MFS MUN INCOME TR | SH BEN INT | 552738106 | 19 | 2,816 | SH | DFND | 1 | 2,816 | 0 | 0 | |
BLACKROCK MUNIYLD INVST QLTY | COM | 09254T100 | 434 | 31,368 | SH | DFND | 1 | 31,368 | 0 | 0 | |
BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | 338 | 20,633 | SH | DFND | 1 | 20,633 | 0 | 0 | |
WESTERN ASSET MUN HI INCM FD | COM | 95766N103 | 3 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | 239 | 17,042 | SH | DFND | 1 | 17,042 | 0 | 0 | |
BLACKROCK MUNIYIELD PA QLTY | COM | 09255G107 | 1,115 | 78,526 | SH | DFND | 1 | 78,526 | 0 | 0 | |
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 206 | 14,625 | SH | DFND | 1 | 14,625 | 0 | 0 | |
BLACKROCK MUNIHLDNGS QLTY II | COM | 09254C107 | 268 | 21,036 | SH | DFND | 1 | 21,036 | 0 | 0 | |
BLACKROCK MUNIHLDGS FD II IN | COM | 09253P109 | 295 | 19,587 | SH | DFND | 1 | 19,587 | 0 | 0 | |
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 134 | 9,476 | SH | DFND | 1 | 9,476 | 0 | 0 | |
BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | 709 | 55,446 | SH | DFND | 1 | 55,446 | 0 | 0 | |
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 594 | 64,638 | SH | DFND | 1 | 64,638 | 0 | 0 | |
BLACKROCK MUNIVEST FD II INC | COM | 09253T101 | 539 | 36,663 | SH | DFND | 1 | 36,663 | 0 | 0 | |
BLACKROCK MUNIYIELD INVST FD | COM | 09254R104 | 174 | 12,170 | SH | DFND | 1 | 12,170 | 0 | 0 | |
BLACKROCK MUNIYIELD QLTY FD | COM | 09254E103 | 1,570 | 115,698 | SH | DFND | 1 | 115,698 | 0 | 0 | |
BLACKROCK MUNIYIELD ARIZ FD | COM | 09254K109 | 176 | 12,661 | SH | DFND | 1 | 12,661 | 0 | 0 | |
NUVEEN ARIZONA QLTY MUN INC | COM | 67061W104 | 434 | 32,251 | SH | DFND | 1 | 32,251 | 0 | 0 | |
NEUBERGER BRMAN NY MUNI FD I | COM | 64124K102 | 205 | 16,465 | SH | DFND | 1 | 16,465 | 0 | 0 | |
NUVEEN ENHANCED MUN VALUE FD | COM | 67074M101 | 64 | 4,532 | SH | DFND | 1 | 4,532 | 0 | 0 | |
NUVEEN NEW JERSEY MUN VALUE | SHS | 670702109 | 65 | 4,762 | SH | DFND | 1 | 4,762 | 0 | 0 | |
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 261 | 21,033 | SH | DFND | 1 | 21,033 | 0 | 0 | |
NUVEEN MARYLAND QLT MUN INC | COM | 67061Q107 | 585 | 43,893 | SH | DFND | 1 | 43,893 | 0 | 0 | |
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 1,229 | 90,983 | SH | DFND | 1 | 90,983 | 0 | 0 | |
NUVEEN PA MUN VALUE FD | COM | 67074K105 | 2 | 206 | SH | DFND | 1 | 206 | 0 | 0 | |
NUVEEN CONNECTICUT QLTY MUN | COM | 67060D107 | 589 | 43,904 | SH | DFND | 1 | 43,904 | 0 | 0 | |
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 665 | 47,879 | SH | DFND | 1 | 47,879 | 0 | 0 | |
NUVEEN MICHIGAN QLT MUN INC | COM | 670979103 | 6 | 473 | SH | DFND | 1 | 473 | 0 | 0 | |
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 305 | 18,454 | SH | DFND | 1 | 18,454 | 0 | 0 | |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 486 | 33,638 | SH | DFND | 1 | 33,638 | 0 | 0 | |
NUVEEN NY SELECT TAX FREE PR | SH BEN INT | 67063V104 | 5 | 388 | SH | DFND | 1 | 388 | 0 | 0 | |
NUVEEN NEW YORK MUN VALUE FD | COM | 670706100 | 98 | 6,934 | SH | DFND | 1 | 6,934 | 0 | 0 | |
PIMCO NEW YORK MUN INCM FD 1 | COM | 72201E105 | 16 | 1,755 | SH | DFND | 1 | 1,755 | 0 | 0 | |
WESTERN ASSET INTM MUNI FD I | COM | 958435109 | 447 | 48,781 | SH | DFND | 1 | 48,781 | 0 | 0 | |
DELAWARE INVT NAT MUNI INC F | SH BEN INT | 24610T108 | 71 | 5,348 | SH | DFND | 1 | 5,348 | 0 | 0 | |
DELAWARE INV MN MUN INC FD I | COM | 24610V103 | 659 | 50,291 | SH | DFND | 1 | 50,291 | 0 | 0 | |
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 372 | 27,422 | SH | DFND | 1 | 27,422 | 0 | 0 | |
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 2,423 | 175,088 | SH | DFND | 1 | 175,088 | 0 | 0 | |
OMEROS CORP | COM | 682143102 | 159 | 9,756 | SH | DFND | 1 | 9,756 | 0 | 0 | |
REVLON INC | CL A NEW | 761525609 | 319 | 13,600 | SH | DFND | 1 | 13,600 | 0 | 0 | |
REALOGY HLDGS CORP | COM | 75605Y106 | 1,626 | 243,486 | SH | DFND | 1 | 243,486 | 0 | 0 | |
SURGERY PARTNERS INC | COM | 86881A100 | 1,741 | 235,779 | SH | DFND | 1 | 235,779 | 0 | 0 | |
SIGNET JEWELERS LIMITED | SHS | G81276100 | 8 | 511 | SH | DFND | 1 | 511 | 0 | 0 | |
TAILORED BRANDS INC | COM | 87403A107 | 3,833 | 871,179 | SH | DFND | 1 | 871,179 | 0 | 0 | |
ALTERYX INC | NOTE 0.500% 6/0 | 02156BAB9 | 54,245 | 21,870,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SENSEONICS HLDGS INC | NOTE 5.250% 2/0 | 81727UAA3 | 8,060 | 8,450,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
GSV CAP CORP | NOTE 4.750% 3/2 | 36191JAC5 | 1,417 | 1,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 2,853 | 266,648 | SH | DFND | 1 | 266,648 | 0 | 0 | |
AVIS BUDGET GROUP INC | COM | 053774105 | 962 | 34,067 | SH | DFND | 1 | 34,067 | 0 | 0 | |
CTRIP COM INTL LTD | SPONSORED ADS | 22943F100 | 1,126 | 38,465 | SH | DFND | 1 | 38,465 | 0 | 0 | |
DENBURY RES INC | COM NEW | 247916208 | 978 | 822,415 | SH | DFND | 1 | 822,415 | 0 | 0 | |
PYXUS INTL INC | COM | 74737V106 | 277 | 21,192 | SH | DFND | 1 | 21,192 | 0 | 0 | |
QUORUM HEALTH CORP | COM | 74909E106 | 1,235 | 1,020,776 | SH | DFND | 1 | 1,020,776 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 3,149 | 13,075 | SH | DFND | 1 | 13,075 | 0 | 0 | |
VISTA OUTDOOR INC | COM | 928377100 | 443 | 71,613 | SH | DFND | 1 | 71,613 | 0 | 0 | |
DIREXION SHS ETF TR | DAILY FINL BEAR | 25460E133 | 350 | 10,140 | SH | DFND | 1 | 10,140 | 0 | 0 | |
DERMTECH INC | *W EXP 08/29/202 | 24984K113 | 8 | 67,000 | SH | DFND | 1 | 67,000 | 0 | 0 | |
EMAGIN CORP | COM NEW | 29076N206 | 96 | 248,200 | SH | DFND | 1 | 248,200 | 0 | 0 | |
PENNSYLVANIA RL ESTATE INVT | SH BEN INT | 709102107 | 1,344 | 235,129 | SH | DFND | 1 | 235,129 | 0 | 0 | |
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 3,464 | 349,994 | SH | DFND | 1 | 349,994 | 0 | 0 | |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 37 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ACT II GLOBAL ACQUISITION CO | CL A SHS | G0080J104 | 2,527 | 256,600 | SH | DFND | 1 | 256,600 | 0 | 0 | |
ACT II GLOBAL ACQUISITION CO | UNIT 04/30/2026 | G0080J112 | 1,880 | 181,200 | SH | DFND | 1 | 181,200 | 0 | 0 | |
ACT II GLOBAL ACQUISITION CO | *W EXP 04/30/202 | G0080J120 | 46 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ALBERTON ACQUISITION CORP | *W EXP 04/26/202 | G35006124 | 8 | 72,445 | SH | DFND | 1 | 72,445 | 0 | 0 | |
ALLEGRO MERGER CORP | COM | 01749N103 | 207 | 20,400 | SH | DFND | 1 | 20,400 | 0 | 0 | |
ALLEGRO MERGER CORP | *W EXP 01/06/202 | 01749N111 | 19 | 84,000 | SH | DFND | 1 | 84,000 | 0 | 0 | |
AMCI ACQUISITION CORP | CLASS A | 00165R101 | 580 | 57,861 | SH | DFND | 1 | 57,861 | 0 | 0 | |
AMCI ACQUISITION CORP | *W EXP 05/20/202 | 00165R119 | 17 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ANDINA ACQUISITION CORP III | RIGHT 07/31/2020 | G04415132 | 3 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
ANDINA ACQUISITION CORP III | UNIT 09/24/2020 | G04415116 | 522 | 49,800 | SH | DFND | 1 | 49,800 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | SHS CL A | G3165V109 | 2,737 | 265,563 | SH | DFND | 1 | 265,563 | 0 | 0 | |
ARYA SCIENCES ACQUISITION CO | UNIT 10/04/2023 | G3165V117 | 468 | 42,800 | SH | DFND | 1 | 42,800 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 2,298 | 224,454 | SH | DFND | 1 | 224,454 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | RIGHT 12/22/2019 | G9145A131 | 154 | 417,800 | SH | DFND | 1 | 417,800 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | *W EXP 12/22/202 | G9145A115 | 52 | 165,000 | SH | DFND | 1 | 165,000 | 0 | 0 | |
B RILEY PRINCIPAL MERGER COR | CL A | 05586Y106 | 181 | 18,344 | SH | DFND | 1 | 18,344 | 0 | 0 | |
B RILEY PRINCIPAL MERGER COR | UNIT 99/99/9999 | 05586Y205 | 1,872 | 185,358 | SH | DFND | 1 | 185,358 | 0 | 0 | |
BOXWOOD MERGER CORP | COM CL A | 10319T101 | 785 | 77,927 | SH | DFND | 1 | 77,927 | 0 | 0 | |
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 2,499 | 245,330 | SH | DFND | 1 | 245,330 | 0 | 0 | |
COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 2,801 | 261,800 | SH | DFND | 1 | 261,800 | 0 | 0 | |
CHURCHILL CAP CORP II | CL A | 17143G106 | 3,500 | 349,400 | SH | DFND | 1 | 349,400 | 0 | 0 | |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 4,722 | 449,300 | SH | DFND | 1 | 449,300 | 0 | 0 | |
CHURCHILL CAP CORP II | *W EXP 07/02/202 | 17143G114 | 339 | 226,395 | SH | DFND | 1 | 226,395 | 0 | 0 | |
CF FIN ACQUISITION CORP | COM CL A | 12528N107 | 2,028 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
CF FIN ACQUISITION CORP | *W EXP 04/30/202 | 12528N115 | 55 | 85,054 | SH | DFND | 1 | 85,054 | 0 | 0 | |
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 2,062 | 193,650 | SH | DFND | 1 | 193,650 | 0 | 0 | |
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 2,475 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
CRESCENT ACQUISITION CORP | UNIT 99/99/9999 | 22564L204 | 1,016 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CHASERG TECHNLGY ACQUISITN C | CLASS A | 16166A103 | 2,986 | 295,405 | SH | DFND | 1 | 295,405 | 0 | 0 | |
CHASERG TECHNLGY ACQUISITN C | *W EXP 04/10/202 | 16166A111 | 40 | 46,000 | SH | DFND | 1 | 46,000 | 0 | 0 | |
DD3 ACQUISITION CORP | *W EXP 10/20/202 | G2692M111 | 27 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 2,515 | 247,315 | SH | DFND | 1 | 247,315 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 6,483 | 636,848 | SH | DFND | 1 | 636,848 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 21 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
DFB HEALTHCARE ACQUISTION CO | *W EXP 04/11/202 | 23291E117 | 80 | 56,183 | SH | DFND | 1 | 56,183 | 0 | 0 | |
EDTECHX HLDGS ACQUISITION CO | COM | 28138X103 | 1,721 | 169,575 | SH | DFND | 1 | 169,575 | 0 | 0 | |
FELLAZO INC | UNIT 99/99/9999 | G3362K104 | 1,494 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 6,936 | 678,735 | SH | DFND | 1 | 678,735 | 0 | 0 | |
FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 4,452 | 416,500 | SH | DFND | 1 | 416,500 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 167 | 139,900 | SH | DFND | 1 | 139,900 | 0 | 0 | |
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 5,488 | 545,083 | SH | DFND | 1 | 545,083 | 0 | 0 | |
GIGCAPITAL INC | RIGHT 03/06/2020 | 37518N114 | 63 | 71,800 | SH | DFND | 1 | 71,800 | 0 | 0 | |
GREENLAND ACQUISITIN CORPORA | *W EXP 03/03/202 | G40981105 | 16 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
GORES METROPOULOS INC | COM CL A | 382872109 | 776 | 76,875 | SH | DFND | 1 | 76,875 | 0 | 0 | |
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 637 | 60,100 | SH | DFND | 1 | 60,100 | 0 | 0 | |
GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 732 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
GRAF INDL CORP | COM | 384278107 | 458 | 45,500 | SH | DFND | 1 | 45,500 | 0 | 0 | |
GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 412 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
GORES HOLDINGS III INC | CLASS A | 38286G109 | 1,574 | 155,700 | SH | DFND | 1 | 155,700 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 2,295 | 225,023 | SH | DFND | 1 | 225,023 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 2,933 | 275,403 | SH | DFND | 1 | 275,403 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 307 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
GX ACQUISITION CORP | UNIT 05/24/2026 | 36251A206 | 1,529 | 137,900 | SH | DFND | 1 | 137,900 | 0 | 0 | |
HENNESSY CAP ACQUSTION CORP | CL A COM | 42589C104 | 600 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
HENNESSY CAP ACQUSTION CORP | UNIT 99/99/9999 | 42589C203 | 3,416 | 323,842 | SH | DFND | 1 | 323,842 | 0 | 0 | |
HENNESSY CAP ACQUSTION CORP | *W EXP 09/05/202 | 42589C112 | 47 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
WEALTHBRIDGE ACQUISITION LTD | *W EXP 01/31/202 | G4887W128 | 5 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
HEALTH SCIENCES ACQUSTN CORP | COM | 42227C102 | 1,765 | 176,157 | SH | DFND | 1 | 176,157 | 0 | 0 | |
HEALTH SCIENCES ACQUSTN CORP | UNIT 04/01/2024 | 42227C201 | 700 | 65,253 | SH | DFND | 1 | 65,253 | 0 | 0 | |
HAYMAKER ACQUISITION CORP II | COM CL A | 42087L101 | 3,710 | 374,800 | SH | DFND | 1 | 374,800 | 0 | 0 | |
HAYMAKER ACQUISITION CORP II | UNIT 10/31/2026 | 42087L200 | 2,873 | 278,126 | SH | DFND | 1 | 278,126 | 0 | 0 | |
HAYMAKER ACQUISITION CORP II | *W EXP 10/31/202 | 42087L119 | 464 | 310,000 | SH | DFND | 1 | 310,000 | 0 | 0 | |
INSURANCE ACQUISITION CORP | UNIT 03/31/2024 | 457867307 | 443 | 42,599 | SH | DFND | 1 | 42,599 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 3,811 | 356,228 | SH | DFND | 1 | 356,228 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | *W EXP 09/14/202 | G8250R129 | 37 | 15,003 | SH | DFND | 1 | 15,003 | 0 | 0 | |
8I ENTERPRISES ACQUISITIN CO | RIGHT 10/29/2020 | G2956M120 | 100 | 231,240 | SH | DFND | 1 | 231,240 | 0 | 0 | |
KBL MERGER CORP IV | RIGHT 09/09/2019 | 48242A120 | 16 | 93,753 | SH | DFND | 1 | 93,753 | 0 | 0 | |
KBL MERGER CORP IV | *W EXP 01/15/202 | 48242A112 | 5 | 64,200 | SH | DFND | 1 | 64,200 | 0 | 0 | |
LEISURE ACQUISITION CORP | COM | 52539T107 | 2,048 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | *W EXP 12/05/201 | 52539T115 | 58 | 77,800 | SH | DFND | 1 | 77,800 | 0 | 0 | |
LANDCADIA HLDGS II INC | CL A | 51476X105 | 1,765 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 4,545 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
LF CAP ACQUISITION CORP | CL A | 50200K108 | 4,719 | 460,000 | SH | DFND | 1 | 460,000 | 0 | 0 | |
LF CAP ACQUISITION CORP | *W EXP 06/22/202 | 50200K116 | 47 | 148,102 | SH | DFND | 1 | 148,102 | 0 | 0 | |
LEGACY ACQUISITION CORP | *W EXP 11/30/202 | 524643111 | 5 | 16,300 | SH | DFND | 1 | 16,300 | 0 | 0 | |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 7,757 | 757,612 | SH | DFND | 1 | 757,612 | 0 | 0 | |
LEO HOLDINGS CORP | *W EXP 02/07/202 | G5463L113 | 105 | 142,500 | SH | DFND | 1 | 142,500 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | ORD SHS | G56372132 | 618 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
LONGEVITY ACQUISITION CORP | *W EXP 07/31/202 | G56372116 | 5 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | CL A COM | 58518F109 | 4,063 | 399,954 | SH | DFND | 1 | 399,954 | 0 | 0 | |
MONOCLE ACQUISITION CORP | COM | 609754106 | 3,075 | 307,500 | SH | DFND | 1 | 307,500 | 0 | 0 | |
MONOCLE ACQUISITION CORP | *W EXP 12/06/202 | 609754114 | 18 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 4,372 | 423,280 | SH | DFND | 1 | 423,280 | 0 | 0 | |
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 196 | 170,908 | SH | DFND | 1 | 170,908 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 6,577 | 644,900 | SH | DFND | 1 | 644,900 | 0 | 0 | |
NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,223 | 114,900 | SH | DFND | 1 | 114,900 | 0 | 0 | |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 145 | 145,500 | SH | DFND | 1 | 145,500 | 0 | 0 | |
NEW FRONTIER CORP | *W EXP 99/99/999 | G6485P124 | 110 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
NETFIN ACQUISITION CORP | SHS CL A | G6455A107 | 1,964 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 605 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
NETFIN ACQUISITION CORP | *W EXP 08/01/202 | G6455A115 | 30 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ORISUN ACQUISITION CORP | UNIT 99/99/9999 | 68632T208 | 400 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
PROFICIENT ALPHA ACQUSTN COR | UNIT 04/30/2026 | 74317H204 | 400 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
PROFICIENT ALPHA ACQUSTN COR | *W EXP 04/30/202 | 74317H113 | 7 | 110,000 | SH | DFND | 1 | 110,000 | 0 | 0 | |
PURE ACQUISITION CORP | CL A | 74621Q106 | 666 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 214 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
PURE ACQUISITION CORP | *W EXP 04/17/202 | 74621Q114 | 18 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | |
PIVOTAL INVT CORP II | UNIT 06/01/2025 | 72582K209 | 2,952 | 290,000 | SH | DFND | 1 | 290,000 | 0 | 0 | |
PIVOTAL ACQUISITION CORP | CL A COM | 72583A101 | 3,006 | 295,318 | SH | DFND | 1 | 295,318 | 0 | 0 | |
PIVOTAL ACQUISITION CORP | UNIT 12/01/2025 | 72583A200 | 268 | 23,300 | SH | DFND | 1 | 23,300 | 0 | 0 | |
RMG ACQUISITION CORP | CL A | 749641106 | 3,915 | 397,499 | SH | DFND | 1 | 397,499 | 0 | 0 | |
RMG ACQUISITION CORP | UNIT 99/99/9999 | 749641205 | 403 | 40,001 | SH | DFND | 1 | 40,001 | 0 | 0 | |
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 5 | 7,333 | SH | DFND | 1 | 7,333 | 0 | 0 | |
REPLAY ACQUISITION CORP | COM | G75130107 | 1,709 | 172,146 | SH | DFND | 1 | 172,146 | 0 | 0 | |
REPLAY ACQUISITION CORP | *W EXP 03/01/202 | G75130115 | 69 | 92,500 | SH | DFND | 1 | 92,500 | 0 | 0 | |
SCHULTZE SPL PURP ACQUSTN CO | *W EXP 12/31/202 | 80821R117 | 31 | 90,100 | SH | DFND | 1 | 90,100 | 0 | 0 | |
SC HEALTH CORP | UNIT 99/99/9999 | G78516302 | 207 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
TORTOISE ACQUISITION CORP | CL A | 89154L100 | 1,976 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
TORTOISE ACQUISITION CORP | UNIT 03/04/2024 | 89154L209 | 542 | 53,824 | SH | DFND | 1 | 53,824 | 0 | 0 | |
TORTOISE ACQUISITION CORP | *W EXP 03/04/202 | 89154L118 | 45 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
SOUTH MTN MERGER CORP | UNIT 99/99/9999 | 838884203 | 4,403 | 419,334 | SH | DFND | 1 | 419,334 | 0 | 0 | |
SOUTH MTN MERGER CORP | *W EXP 06/20/202 | 838884112 | 63 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 7,664 | 758,900 | SH | DFND | 1 | 758,900 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 837 | 80,796 | SH | DFND | 1 | 80,796 | 0 | 0 | |
THUNDER BRDG ACQUISTION II L | UNIT 99/99/9999 | G8857S124 | 2,610 | 256,455 | SH | DFND | 1 | 256,455 | 0 | 0 | |
TUSCAN HLDGS CORP II | UNIT 04/01/2026 | 90070A202 | 3,316 | 330,000 | SH | DFND | 1 | 330,000 | 0 | 0 | |
TUSCAN HOLDINGS CORP | COM | 90069K104 | 2,955 | 301,600 | SH | DFND | 1 | 301,600 | 0 | 0 | |
TUSCAN HOLDINGS CORP | UNIT 99/99/9999 | 90069K203 | 1,068 | 99,911 | SH | DFND | 1 | 99,911 | 0 | 0 | |
TUSCAN HOLDINGS CORP | *W EXP 04/01/202 | 90069K112 | 113 | 149,196 | SH | DFND | 1 | 149,196 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | RIGHT 02/20/2020 | G88950137 | 13 | 54,798 | SH | DFND | 1 | 54,798 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | *W EXP 02/20/202 | G88950129 | 12 | 134,400 | SH | DFND | 1 | 134,400 | 0 | 0 | |
TRINITY MERGER CORP | COM CL A | 89653L106 | 4,422 | 423,653 | SH | DFND | 1 | 423,653 | 0 | 0 | |
TRINITY MERGER CORP | *W EXP 05/11/202 | 89653L114 | 294 | 232,100 | SH | DFND | 1 | 232,100 | 0 | 0 | |
TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 477 | 40,861 | SH | DFND | 1 | 40,861 | 0 | 0 | |
TPG PACE HLDGS CORP | CL A | G89827128 | 10,244 | 996,520 | SH | DFND | 1 | 996,520 | 0 | 0 | |
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 2,319 | 235,000 | SH | DFND | 1 | 235,000 | 0 | 0 | |
TRINE ACQUISITION CORP | UNIT 03/31/2021 | 89628U207 | 2,944 | 284,504 | SH | DFND | 1 | 284,504 | 0 | 0 | |
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 47 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 45 | 153,375 | SH | DFND | 1 | 153,375 | 0 | 0 | |
LINCOLN NATL CORP IND | COM | 534187109 | 40 | 675 | SH | DFND | 1 | 675 | 0 | 0 | |
ISHARES INC | MSCI GERMANY ETF | 464286806 | 269 | 10,016 | SH | DFND | 1 | 10,016 | 0 | 0 | |
ABERDEEN STD PLATINUM ETF TR | PHYSCL PLATM SHS | 003260106 | 16 | 200 | SH | DFND | 1 | 200 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 34,299 | 226,639 | SH | DFND | 1 | 226,639 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 1,703 | 74,199 | SH | DFND | 1 | 74,199 | 0 | 0 | |
AK STL HLDG CORP | COM | 001547108 | 9 | 3,993 | SH | DFND | 1 | 3,993 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 235 | 4,800 | SH | DFND | 1 | 4,800 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 375 | 124,199 | SH | DFND | 1 | 124,199 | 0 | 0 | |
AVON PRODS INC | COM | 054303102 | 1,615 | 367,157 | SH | DFND | 1 | 367,157 | 0 | 0 | |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 588 | 28,614 | SH | DFND | 1 | 28,614 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 2,074 | 138,870 | SH | DFND | 1 | 138,870 | 0 | 0 | |
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 214 | 47,422 | SH | DFND | 1 | 47,422 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 352 | 7,321 | SH | DFND | 1 | 7,321 | 0 | 0 | |
CLEVELAND CLIFFS INC | COM | 185899101 | 475 | 65,800 | SH | DFND | 1 | 65,800 | 0 | 0 | |
CONTINENTAL RESOURCES INC | COM | 212015101 | 58 | 1,900 | SH | DFND | 1 | 1,900 | 0 | 0 | |
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 684 | 113,204 | SH | DFND | 1 | 113,204 | 0 | 0 | |
CNX RESOURCES CORPORATION | COM | 12653C108 | 524 | 72,245 | SH | DFND | 1 | 72,245 | 0 | 0 | |
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 33 | 3,245 | SH | DFND | 1 | 3,245 | 0 | 0 | |
CARRIZO OIL & GAS INC | COM | 144577103 | 4,435 | 516,711 | SH | DFND | 1 | 516,711 | 0 | 0 | |
CONSTELLIUM SE | CL A | N22035104 | 4,931 | 388,000 | SH | DFND | 1 | 388,000 | 0 | 0 | |
ENCANA CORP | COM | 292505104 | 336 | 73,122 | SH | DFND | 1 | 73,122 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 245 | 34,150 | SH | DFND | 1 | 34,150 | 0 | 0 | |
EVERI HLDGS INC | COM | 30034T103 | 1,526 | 180,448 | SH | DFND | 1 | 180,448 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 50 | 5,500 | SH | DFND | 1 | 5,500 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 12,505 | 10,228,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FORUM ENERGY TECHNOLOGIES IN | COM | 34984V100 | 2 | 1,447 | SH | DFND | 1 | 1,447 | 0 | 0 | |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 1,976 | 49,311 | SH | DFND | 1 | 49,311 | 0 | 0 | |
GRAHAM HLDGS CO | COM | 384637104 | 663 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
GOGO INC | COM | 38046C109 | 8 | 1,348 | SH | DFND | 1 | 1,348 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 169 | 3,851 | SH | DFND | 1 | 3,851 | 0 | 0 | |
GRANITE PT MTG TR INC | NOTE 6.375%10/0 | 38741LAC1 | 1,322 | 1,275,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
GULFPORT ENERGY CORP | COM NEW | 402635304 | 979 | 361,509 | SH | DFND | 1 | 361,509 | 0 | 0 | |
GOPRO INC | NOTE 3.500% 4/1 | 38268TAB9 | 11,537 | 11,750,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
FERROGLOBE PLC | SHS | G33856108 | 504 | 446,705 | SH | DFND | 1 | 446,705 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 1,670 | 115,996 | SH | DFND | 1 | 115,996 | 0 | 0 | |
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 2,119 | 72,700 | SH | DFND | 1 | 72,700 | 0 | 0 | |
HD SUPPLY HLDGS INC | COM | 40416M105 | 148 | 3,800 | SH | DFND | 1 | 3,800 | 0 | 0 | |
H & E EQUIPMENT SERVICES INC | COM | 404030108 | 1,219 | 42,269 | SH | DFND | 1 | 42,269 | 0 | 0 | |
HARMONIC INC | NOTE 4.000%12/0 | 413160AB8 | 7,688 | 5,925,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
HOVNANIAN ENTERPRISES INC | CL A NEW | 442487401 | 351 | 18,282 | SH | DFND | 1 | 18,282 | 0 | 0 | |
HIGHPOINT RES CORP | COM | 43114K108 | 58 | 37,032 | SH | DFND | 1 | 37,032 | 0 | 0 | |
IMMUNOGEN INC | NOTE 4.500% 7/0 | 45253HAB7 | 1,060 | 1,100,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
GARTNER INC | COM | 366651107 | 632 | 4,420 | SH | DFND | 1 | 4,420 | 0 | 0 | |
KOSMOS ENERGY LTD | COM | 500688106 | 819 | 131,262 | SH | DFND | 1 | 131,262 | 0 | 0 | |
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | 120 | 6,500 | SH | DFND | 1 | 6,500 | 0 | 0 | |
LANNET INC | COM | 516012101 | 183 | 16,355 | SH | DFND | 1 | 16,355 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 569 | 61,586 | SH | DFND | 1 | 61,586 | 0 | 0 | |
MATTEL INC | COM | 577081102 | 1,416 | 124,336 | SH | DFND | 1 | 124,336 | 0 | 0 | |
MCDERMOTT INTL INC | COM | 580037703 | 243 | 120,324 | SH | DFND | 1 | 120,324 | 0 | 0 | |
MICHAELS COS INC | COM | 59408Q106 | 997 | 101,901 | SH | DFND | 1 | 101,901 | 0 | 0 | |
MUELLER INDS INC | COM | 624756102 | 211 | 7,365 | SH | DFND | 1 | 7,365 | 0 | 0 | |
MONTAGE RES CORP | COM | 61179L100 | 47 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
MERITAGE HOMES CORP | COM | 59001A102 | 408 | 5,800 | SH | DFND | 1 | 5,800 | 0 | 0 | |
MERITOR INC | NOTE 7.875% 3/0 | 59001KAC4 | 16,815 | 10,133,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 86 | 3,093 | SH | DFND | 1 | 3,093 | 0 | 0 | |
NEW GOLD INC CDA | COM | 644535106 | 475 | 470,757 | SH | DFND | 1 | 470,757 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 356 | 228,618 | SH | DFND | 1 | 228,618 | 0 | 0 | |
NEWPARK RES INC | COM PAR $.01NEW | 651718504 | 157 | 20,648 | SH | DFND | 1 | 20,648 | 0 | 0 | |
NUTANIX INC | NOTE 1/1 | 67059NAB4 | 9,715 | 10,378,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
OKTA INC | NOTE 0.250% 2/1 | 679295AB1 | 16,027 | 7,600,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
OPEN TEXT CORP | COM | 683715106 | 232 | 5,700 | SH | DFND | 1 | 5,700 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 244 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 1,782 | 64,227 | SH | DFND | 1 | 64,227 | 0 | 0 | |
PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 4,854 | 5,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
PARSLEY ENERGY INC | CL A | 701877102 | 192 | 11,455 | SH | DFND | 1 | 11,455 | 0 | 0 | |
PARTY CITY HOLDCO INC | COM | 702149105 | 1,141 | 199,879 | SH | DFND | 1 | 199,879 | 0 | 0 | |
QUAD / GRAPHICS INC | COM CL A | 747301109 | 539 | 51,330 | SH | DFND | 1 | 51,330 | 0 | 0 | |
RITE AID CORP | COM | 767754872 | 239 | 34,468 | SH | DFND | 1 | 34,468 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 434 | 16,843 | SH | DFND | 1 | 16,843 | 0 | 0 | |
RENEWABLE ENERGY GROUP INC | NOTE 4.000% 6/1 | 75972AAC7 | 18,916 | 12,577,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
RH | COM | 74967X103 | 363 | 2,130 | SH | DFND | 1 | 2,130 | 0 | 0 | |
TRANSOCEAN LTD | REG SHS | H8817H100 | 221 | 49,556 | SH | DFND | 1 | 49,556 | 0 | 0 | |
RAMBUS INC DEL | NOTE 1.375% 2/0 | 750917AG1 | 2,149 | 2,159,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SEMGROUP CORP | CL A | 81663A105 | 711 | 43,543 | SH | DFND | 1 | 43,543 | 0 | 0 | |
SCIENTIFIC GAMES CORP | COM | 80874P109 | 8,550 | 420,190 | SH | DFND | 1 | 420,190 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 87 | 14,055 | SH | DFND | 1 | 14,055 | 0 | 0 | |
SILICON LABORATORIES INC | NOTE 1.375% 3/0 | 826919AB8 | 2,611 | 2,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SCORPIO TANKERS INC | SHS | Y7542C130 | 816 | 27,442 | SH | DFND | 1 | 27,442 | 0 | 0 | |
TENNECO INC | CL A VTG COM STK | 880349105 | 1,024 | 81,838 | SH | DFND | 1 | 81,838 | 0 | 0 | |
TRIUMPH GROUP INC NEW | COM | 896818101 | 31 | 1,367 | SH | DFND | 1 | 1,367 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 3,152 | 76,520 | SH | DFND | 1 | 76,520 | 0 | 0 | |
UNISYS CORP | COM NEW | 909214306 | 599 | 80,670 | SH | DFND | 1 | 80,670 | 0 | 0 | |
VECTOR GROUP LTD | COM | 92240M108 | 198 | 16,671 | SH | DFND | 1 | 16,671 | 0 | 0 | |
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 8,615 | 7,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 1,743 | 195,426 | SH | DFND | 1 | 195,426 | 0 | 0 | |
VENATOR MATLS PLC | SHS | G9329Z100 | 90 | 36,954 | SH | DFND | 1 | 36,954 | 0 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 2,188 | 19,515 | SH | DFND | 1 | 19,515 | 0 | 0 | |
W & T OFFSHORE INC | COM | 92922P106 | 407 | 93,300 | SH | DFND | 1 | 93,300 | 0 | 0 | |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 282 | 3,966 | SH | DFND | 1 | 3,966 | 0 | 0 | |
UNITED STATES STL CORP NEW | COM | 912909108 | 437 | 37,915 | SH | DFND | 1 | 37,915 | 0 | 0 | |
XEROX HOLDINGS CORP | COM NEW | 98421M106 | 213 | 7,139 | SH | DFND | 1 | 7,139 | 0 | 0 | |
ZILLOW GROUP INC | CL A | 98954M101 | 391 | 13,246 | SH | DFND | 1 | 13,246 | 0 | 0 | |
IAMGOLD CORP | COM | 450913108 | 8 | 2,366 | SH | DFND | 1 | 2,366 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,035 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
INOVALON HLDGS INC | COM CL A | 45781D101 | 2,048 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
KNOT OFFSHORE PARTNERS LP | COM UNITS | Y48125101 | 5,829 | 305,387 | SH | DFND | 1 | 305,387 | 0 | 0 | |
SCOTTS MIRACLE GRO CO | CL A | 810186106 | 2,036 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
TPI COMPOSITES INC | COM | 87266J104 | 750 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
WABTEC CORP | COM | 929740108 | 1,077 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
YEXT INC | COM | 98585N106 | 317 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
AMETEK INC NEW | COM | 031100100 | 918 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 3,954 | 10,394 | SH | DFND | 1 | 10,394 | 0 | 0 | |
CROWN HOLDINGS INC | COM | 228368106 | 2,972 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
DUPONT DE NEMOURS INC | COM | 26614N102 | 1,140 | 16,000 | SH | DFND | 1 | 16,000 | 0 | 0 | |
D R HORTON INC | COM | 23331A109 | 474 | 9,000 | SH | DFND | 1 | 9,000 | 0 | 0 | |
EMERSON ELEC CO | COM | 291011104 | 3,008 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
F M C CORP | COM NEW | 302491303 | 3,094 | 35,288 | SH | DFND | 1 | 35,288 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 446 | 49,929 | SH | DFND | 1 | 49,929 | 0 | 0 | |
IAA INC | COM | 449253103 | 1,460 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
KBR INC | COM | 48242W106 | 1,227 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
LENNOX INTL INC | COM | 526107107 | 191 | 789 | SH | DFND | 1 | 789 | 0 | 0 | |
LINDE PLC | SHS | G5494J103 | 4,649 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
LOUISIANA PAC CORP | COM | 546347105 | 417 | 17,000 | SH | DFND | 1 | 17,000 | 0 | 0 | |
MOBILE MINI INC | COM | 60740F105 | 368 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,024 | 3,737 | SH | DFND | 1 | 3,737 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 735 | 6,205 | SH | DFND | 1 | 6,205 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 2,598 | 13,247 | SH | DFND | 1 | 13,247 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 1,851 | 3,368 | SH | DFND | 1 | 3,368 | 0 | 0 | |
UNION PACIFIC CORP | COM | 907818108 | 6,884 | 42,500 | SH | DFND | 1 | 42,500 | 0 | 0 | |
UNITED RENTALS INC | COM | 911363109 | 2,968 | 23,815 | SH | DFND | 1 | 23,815 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 6,962 | 51,000 | SH | DFND | 1 | 51,000 | 0 | 0 | |
VISTEON CORP | COM NEW | 92839U206 | 660 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 1,975 | 13,064 | SH | DFND | 1 | 13,064 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 2,107 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 633 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
WILLSCOT CORP | COM | 971375126 | 2,882 | 185,000 | SH | DFND | 1 | 185,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 914 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 1,214 | 40,295 | SH | DFND | 1 | 40,295 | 0 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 505 | 15,078 | SH | DFND | 1 | 15,078 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 437 | 4,253 | SH | DFND | 1 | 4,253 | 0 | 0 | |
BERRY PETE CORP | COM | 08579X101 | 694 | 74,250 | SH | DFND | 1 | 74,250 | 0 | 0 | |
BORGWARNER INC | COM | 099724106 | 3,117 | 85,000 | SH | DFND | 1 | 85,000 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 148 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
CIRCOR INTL INC | COM | 17273K109 | 2,637 | 70,233 | SH | DFND | 1 | 70,233 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 13 | 81 | SH | DFND | 1 | 81 | 0 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 882 | 33,156 | SH | DFND | 1 | 33,156 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 243 | 13,859 | SH | DFND | 1 | 13,859 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 2,522 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 1,186 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
NOW INC | COM | 67011P100 | 310 | 27,055 | SH | DFND | 1 | 27,055 | 0 | 0 | |
EAGLE MATERIALS INC | COM | 26969P108 | 900 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
TECHNIPFMC PLC | COM | G87110105 | 253 | 10,508 | SH | DFND | 1 | 10,508 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 936 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 3,741 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
HELMERICH & PAYNE INC | COM | 423452101 | 1,041 | 25,987 | SH | DFND | 1 | 25,987 | 0 | 0 | |
HEXCEL CORP NEW | COM | 428291108 | 139 | 1,702 | SH | DFND | 1 | 1,702 | 0 | 0 | |
LEAR CORP | COM NEW | 521865204 | 1,179 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
OCCIDENTAL PETE CORP | COM | 674599105 | 444 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
PILGRIMS PRIDE CORP NEW | COM | 72147K108 | 1,291 | 40,312 | SH | DFND | 1 | 40,312 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 4,168 | 47,142 | SH | DFND | 1 | 47,142 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 341 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
STABILIS ENERGY INC | COM | 85236P101 | 23 | 3,589 | SH | DFND | 1 | 3,589 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 789 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 1,301 | 80,200 | SH | DFND | 1 | 80,200 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 3,822 | 35,759 | SH | DFND | 1 | 35,759 | 0 | 0 | |
TREMONT MTG TR | COM | 894789106 | 111 | 22,905 | SH | DFND | 1 | 22,905 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 1,292 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH B SHRT TRM | 06746P621 | 551 | 23,233 | SH | DFND | 1 | 23,233 | 0 | 0 | |
WESTROCK CO | COM | 96145D105 | 546 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 360 | 16,122 | SH | DFND | 1 | 16,122 | 0 | 0 | |
XYLEM INC | COM | 98419M100 | 4,551 | 57,166 | SH | DFND | 1 | 57,166 | 0 | 0 | |
APACHE CORP | COM | 037411105 | 0 | 12 | SH | DFND | 1 | 12 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 2 | 6 | SH | DFND | 1 | 6 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 103 | 26,413 | SH | DFND | 1 | 26,413 | 0 | 0 | |
GRUBHUB INC | COM | 400110102 | 4 | 77 | SH | DFND | 1 | 77 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 78 | 338 | SH | DFND | 1 | 338 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 0 | 5 | SH | DFND | 1 | 5 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 4 | 175 | SH | DFND | 1 | 175 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 74 | 3,808 | SH | DFND | 1 | 3,808 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 0 | 3 | SH | DFND | 1 | 3 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 1 | 29 | SH | DFND | 1 | 29 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 0 | 17 | SH | DFND | 1 | 17 | 0 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,616 | 47,197 | SH | DFND | 1 | 47,197 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 5 | 62 | SH | DFND | 1 | 62 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 1 | 39 | SH | DFND | 1 | 39 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 887 | 15,671 | SH | DFND | 1 | 15,671 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | PFD CONV | 165167842 | 260 | 6,076 | SH | DFND | 1 | 6,076 | 0 | 0 | |
EPR PPTYS | COM SH BEN INT | 26884U109 | 731 | 9,523 | SH | DFND | 1 | 9,523 | 0 | 0 | |
LEXINGTON REALTY TRUST | COM | 529043101 | 190 | 18,586 | SH | DFND | 1 | 18,586 | 0 | 0 | |
QTS RLTY TR INC | COM CL A | 74736A103 | 3,285 | 63,902 | SH | DFND | 1 | 63,902 | 0 | 0 | |
RPT REALTY | SH BEN INT | 74971D101 | 1,547 | 114,233 | SH | DFND | 1 | 114,233 | 0 | 0 | |
WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 282 | 23,815 | SH | DFND | 1 | 23,815 | 0 | 0 | |
WHEELER REAL ESTATE INVT TR | COM NEW | 963025705 | 5 | 3,269 | SH | DFND | 1 | 3,269 | 0 | 0 | |
AMERICAN ELEC PWR CO INC | COM | 025537101 | 267 | 2,854 | SH | DFND | 1 | 2,854 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 245 | 1,470 | SH | DFND | 1 | 1,470 | 0 | 0 | |
CHANGE HEALTHCARE INC | UNIT 99/99/9999 | 15912K209 | 4,331 | 90,785 | SH | DFND | 1 | 90,785 | 0 | 0 | |
DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 4,643 | 80,222 | SH | DFND | 1 | 80,222 | 0 | 0 | |
NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 3,968 | 78,946 | SH | DFND | 1 | 78,946 | 0 | 0 | |
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 13,738 | 116,256 | SH | DFND | 1 | 116,256 | 0 | 0 | |
HOSTESS BRANDS INC | CL A | 44109J106 | 83 | 6,000 | SH | DFND | 1 | 6,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 4 | 434 | SH | DFND | 1 | 434 | 0 | 0 | |
ASSURANT INC | 6.50% CONV PFD D | 04621X207 | 13,746 | 109,872 | SH | DFND | 1 | 109,872 | 0 | 0 | |
BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 10,749 | 173,549 | SH | DFND | 1 | 173,549 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 13,754 | 10,882 | SH | DFND | 1 | 10,882 | 0 | 0 | |
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 4,911 | 93,806 | SH | DFND | 1 | 93,806 | 0 | 0 | |
FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 10,714 | 11,879 | SH | DFND | 1 | 11,879 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | UNIT 09/15/2021 | 459506309 | 2,579 | 54,958 | SH | DFND | 1 | 54,958 | 0 | 0 | |
VERB TECHNOLOGY CO INC | COM | 92337U104 | 75 | 70,293 | SH | DFND | 1 | 70,293 | 0 | 0 | |
VERB TECHNOLOGY CO INC | *W EXP 03/14/202 | 92337U112 | 116 | 320,000 | SH | DFND | 1 | 320,000 | 0 | 0 | |
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 51 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 2,671 | 82,010 | SH | DFND | 1 | 82,010 | 0 | 0 | |
AVISTA CORP | COM | 05379B107 | 136 | 2,822 | SH | DFND | 1 | 2,822 | 0 | 0 | |
SOTHEBYS | COM | 835898107 | 176 | 3,091 | SH | DFND | 1 | 3,091 | 0 | 0 | |
CARBON BLACK INC | COM | 14081R103 | 83 | 3,203 | SH | DFND | 1 | 3,203 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 74 | 1,310 | SH | DFND | 1 | 1,310 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 187 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 524 | 28,738 | SH | DFND | 1 | 28,738 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 203 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 6,254 | 536,388 | SH | DFND | 1 | 536,388 | 0 | 0 | |
EL PASO ELEC CO | COM NEW | 283677854 | 4,570 | 68,137 | SH | DFND | 1 | 68,137 | 0 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 1,160 | 33,089 | SH | DFND | 1 | 33,089 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 179 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
GANNETT CO INC | COM | 36473H104 | 4,927 | 458,826 | SH | DFND | 1 | 458,826 | 0 | 0 | |
GLOBAL NET LEASE INC | COM NEW | 379378201 | 109 | 5,626 | SH | DFND | 1 | 5,626 | 0 | 0 | |
HILLENBRAND INC | COM | 431571108 | 77 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 600 | 18,541 | SH | DFND | 1 | 18,541 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 189 | 6,700 | SH | DFND | 1 | 6,700 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 177 | 1,700 | SH | DFND | 1 | 1,700 | 0 | 0 | |
MAM SOFTWARE GROUP INC | COM NEW | 55277Q201 | 275 | 22,834 | SH | DFND | 1 | 22,834 | 0 | 0 | |
NAVIGANT CONSULTING INC | COM | 63935N107 | 1,642 | 58,760 | SH | DFND | 1 | 58,760 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 224 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
OWENS ILL INC | COM NEW | 690768403 | 58 | 5,700 | SH | DFND | 1 | 5,700 | 0 | 0 | |
OFFICE PPTYS INCOME TR | COM SHS BEN INT | 67623C109 | 179 | 5,870 | SH | DFND | 1 | 5,870 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 154 | 1,242 | SH | DFND | 1 | 1,242 | 0 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 2,102 | 140,938 | SH | DFND | 1 | 140,938 | 0 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 238 | 1,900 | SH | DFND | 1 | 1,900 | 0 | 0 | |
QEP RES INC | COM | 74733V100 | 5 | 1,500 | SH | DFND | 1 | 1,500 | 0 | 0 | |
SANDERSON FARMS INC | COM | 800013104 | 121 | 800 | SH | DFND | 1 | 800 | 0 | 0 | |
STORE CAP CORP | COM | 862121100 | 48 | 1,289 | SH | DFND | 1 | 1,289 | 0 | 0 | |
MONOTYPE IMAGING HOLDINGS IN | COM | 61022P100 | 2,616 | 132,100 | SH | DFND | 1 | 132,100 | 0 | 0 | |
UDR INC | COM | 902653104 | 1,064 | 21,956 | SH | DFND | 1 | 21,956 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 401 | 41,037 | SH | DFND | 1 | 41,037 | 0 | 0 | |
VIACOM INC NEW | CL B | 92553P201 | 4,160 | 173,129 | SH | DFND | 1 | 173,129 | 0 | 0 | |
WESCO AIRCRAFT HLDGS INC | COM | 950814103 | 1,608 | 146,121 | SH | DFND | 1 | 146,121 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 4,071 | 30,441 | SH | DFND | 1 | 30,441 | 0 | 0 | |
APARTMENT INVT & MGMT CO | CL A | 03748R754 | 5,231 | 100,342 | SH | DFND | 1 | 100,342 | 0 | 0 | |
AMERICAN HOMES 4 RENT | CL A | 02665T306 | 5,690 | 219,786 | SH | DFND | 1 | 219,786 | 0 | 0 | |
AVALONBAY CMNTYS INC | COM | 053484101 | 2,077 | 9,650 | SH | DFND | 1 | 9,650 | 0 | 0 | |
CAMDEN PPTY TR | SH BEN INT | 133131102 | 1,480 | 13,337 | SH | DFND | 1 | 13,337 | 0 | 0 | |
HCP INC | COM | 40414L109 | 2,313 | 64,940 | SH | DFND | 1 | 64,940 | 0 | 0 | |
HEALTHCARE TR AMER INC | CL A NEW | 42225P501 | 1,203 | 40,972 | SH | DFND | 1 | 40,972 | 0 | 0 | |
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 2,190 | 95,411 | SH | DFND | 1 | 95,411 | 0 | 0 | |
VENTAS INC | COM | 92276F100 | 119 | 1,637 | SH | DFND | 1 | 1,637 | 0 | 0 | |
HOST HOTELS & RESORTS INC | COM | 44107P104 | 2,466 | 142,682 | SH | DFND | 1 | 142,682 | 0 | 0 | |
PARK HOTELS RESORTS INC | COM | 700517105 | 1,771 | 70,951 | SH | DFND | 1 | 70,951 | 0 | 0 | |
SUNSTONE HOTEL INVS INC NEW | COM | 867892101 | 2,199 | 160,108 | SH | DFND | 1 | 160,108 | 0 | 0 | |
DUKE REALTY CORP | COM NEW | 264411505 | 4,153 | 122,276 | SH | DFND | 1 | 122,276 | 0 | 0 | |
FIRST INDUSTRIAL REALTY TRUS | COM | 32054K103 | 1,294 | 32,716 | SH | DFND | 1 | 32,716 | 0 | 0 | |
LIBERTY PPTY TR | SH BEN INT | 531172104 | 7,844 | 152,832 | SH | DFND | 1 | 152,832 | 0 | 0 | |
CORESITE RLTY CORP | COM | 21870Q105 | 2,701 | 22,174 | SH | DFND | 1 | 22,174 | 0 | 0 | |
CUBESMART | COM | 229663109 | 2,123 | 60,842 | SH | DFND | 1 | 60,842 | 0 | 0 | |
EQUITY LIFESTYLE PPTYS INC | COM | 29472R108 | 3,198 | 23,944 | SH | DFND | 1 | 23,944 | 0 | 0 | |
LIFE STORAGE INC | COM | 53223X107 | 3,154 | 29,924 | SH | DFND | 1 | 29,924 | 0 | 0 | |
NATIONAL RETAIL PPTYS INC | COM | 637417106 | 2,566 | 45,507 | SH | DFND | 1 | 45,507 | 0 | 0 | |
BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 | 2,001 | 132,098 | SH | DFND | 1 | 132,098 | 0 | 0 | |
MACK CALI RLTY CORP | COM | 554489104 | 1,489 | 68,754 | SH | DFND | 1 | 68,754 | 0 | 0 | |
EMPIRE ST RLTY TR INC | CL A | 292104106 | 1,859 | 130,280 | SH | DFND | 1 | 130,280 | 0 | 0 | |
HUDSON PAC PPTYS INC | COM | 444097109 | 5,059 | 151,202 | SH | DFND | 1 | 151,202 | 0 | 0 | |
JBG SMITH PPTYS | COM | 46590V100 | 151 | 3,869 | SH | DFND | 1 | 3,869 | 0 | 0 | |
KILROY RLTY CORP | COM | 49427F108 | 234 | 3,012 | SH | DFND | 1 | 3,012 | 0 | 0 | |
PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 | 1,110 | 53,188 | SH | DFND | 1 | 53,188 | 0 | 0 | |
PARAMOUNT GROUP INC | COM | 69924R108 | 3,384 | 253,498 | SH | DFND | 1 | 253,498 | 0 | 0 | |
FEDERAL REALTY INVT TR | SH BEN INT NEW | 313747206 | 417 | 3,070 | SH | DFND | 1 | 3,070 | 0 | 0 | |
RETAIL PPTYS AMER INC | CL A | 76131V202 | 7,744 | 628,583 | SH | DFND | 1 | 628,583 | 0 | 0 | |
SITE CENTERS CORP | COM | 82981J109 | 647 | 42,882 | SH | DFND | 1 | 42,882 | 0 | 0 | |
TANGER FACTORY OUTLET CTRS I | COM | 875465106 | 1,768 | 114,217 | SH | DFND | 1 | 114,217 | 0 | 0 | |
TAUBMAN CTRS INC | COM | 876664103 | 1,641 | 40,211 | SH | DFND | 1 | 40,211 | 0 | 0 | |
URBAN EDGE PPTYS | COM | 91704F104 | 2,109 | 106,619 | SH | DFND | 1 | 106,619 | 0 | 0 | |
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 683 | 164,990 | SH | DFND | 1 | 164,990 | 0 | 0 | |
WEINGARTEN RLTY INVS | SH BEN INT | 948741103 | 1,095 | 37,621 | SH | DFND | 1 | 37,621 | 0 | 0 | |
DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | 384 | 4,949 | SH | DFND | 1 | 4,949 | 0 | 0 | |
INVESCO CURNCYSHS BRIT PND S | BRIT POUN STRL | 46138M109 | 9,540 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 297 | 125,866 | SH | DFND | 1 | 125,866 | 0 | 0 | |
APHRIA INC | COM | 03765K104 | 69 | 13,394 | SH | DFND | 1 | 13,394 | 0 | 0 | |
BIOCERES CROP SOLUTIONS CORP | *W EXP 03/14/202 | G1117K106 | 35 | 103,721 | SH | DFND | 1 | 103,721 | 0 | 0 | |
DELEK US HLDGS INC NEW | COM | 24665A103 | 32 | 900 | SH | DFND | 1 | 900 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 1,518 | 96,107 | SH | DFND | 1 | 96,107 | 0 | 0 | |
ALBERTON ACQUISITION CORP | RIGHT 10/04/2020 | G35006132 | 2 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
APEX TECHNOLOGY ACQUISITN CO | UNIT 06/11/2026 | 03768F201 | 4,585 | 450,000 | SH | DFND | 1 | 450,000 | 0 | 0 | |
TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 325 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 130 | 12,196 | SH | DFND | 1 | 12,196 | 0 | 0 | |
BOXWOOD MERGER CORP | *W EXP 11/26/202 | 10319T119 | 32 | 46,900 | SH | DFND | 1 | 46,900 | 0 | 0 | |
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 32 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 3,176 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
CONYERS PK II ACQUISITION CO | COM CL A | 212896104 | 124 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
DD3 ACQUISITION CORP | SHS | G2692M103 | 1,015 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
DD3 ACQUISITION CORP | UNIT 10/12/2023 | G2692M129 | 103 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
EDTECHX HLDGS ACQUISITION CO | UNIT 12/31/2025 | 28138X202 | 1,036 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
FORUM MERGER II CORP | CL A | 34986F103 | 3,214 | 318,000 | SH | DFND | 1 | 318,000 | 0 | 0 | |
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 42 | 71,198 | SH | DFND | 1 | 71,198 | 0 | 0 | |
FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 1,067 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 91 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
GIGCAPITAL2 INC | UNIT 02/28/2026 | 375036209 | 618 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
GREENLAND ACQUISITIN CORPORA | SHS | G40981139 | 609 | 58,901 | SH | DFND | 1 | 58,901 | 0 | 0 | |
GORDON POINTE ACQUISITION CO | *W EXP 07/30/202 | 382788115 | 20 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
GRAF INDL CORP | *W EXP 12/31/202 | 384278115 | 19 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 923 | 87,500 | SH | DFND | 1 | 87,500 | 0 | 0 | |
HL ACQUISITIONS CORP | SHS | G4603R106 | 1,224 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
LEISURE ACQUISITION CORP | UNIT 99/99/9999 | 52539T206 | 422 | 39,603 | SH | DFND | 1 | 39,603 | 0 | 0 | |
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 141 | 178,500 | SH | DFND | 1 | 178,500 | 0 | 0 | |
LF CAP ACQUISITION CORP | UNIT 06/19/2025 | 50200K207 | 1,058 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
MEGALITH FINL ACQUISITION CO | *W EXP 08/26/202 | 58518F117 | 9 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 1,076 | 100,100 | SH | DFND | 1 | 100,100 | 0 | 0 | |
NEW PROVIDENCE ACQUISITIN CO | UNIT 09/01/2024 | 64822P205 | 6,206 | 615,000 | SH | DFND | 1 | 615,000 | 0 | 0 | |
OAKTREE ACQUISITION CORP | UNIT 99/99/9999 | G67145121 | 2,047 | 201,550 | SH | DFND | 1 | 201,550 | 0 | 0 | |
OPES ACQUISITION CORP | COM | 68373P100 | 404 | 39,000 | SH | DFND | 1 | 39,000 | 0 | 0 | |
OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 418 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
OPES ACQUISITION CORP | *W EXP 03/13/202 | 68373P118 | 9 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
PROFICIENT ALPHA ACQUSTN COR | RIGHT 04/30/2026 | 74317H121 | 9 | 48,826 | SH | DFND | 1 | 48,826 | 0 | 0 | |
RANPAK HLDGS CORP | *W EXP 06/03/202 | 75321W111 | 29 | 38,585 | SH | DFND | 1 | 38,585 | 0 | 0 | |
PIVOTAL INVT CORP II | COM CL A | 72582K100 | 988 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 278 | 27,000 | SH | DFND | 1 | 27,000 | 0 | 0 | |
REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 1,048 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
SCHULTZE SPL PURP ACQUSTN CO | UNIT 12/31/2023 | 80821R208 | 111 | 10,800 | SH | DFND | 1 | 10,800 | 0 | 0 | |
SWITCHBACK ENERGY ACQUISITIO | UNIT 99/99/9999 | 87105M201 | 3,500 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
SOUTH MTN MERGER CORP | COM CL A | 838884104 | 980 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
SILVER SPIKE ACQUISITION COR | UNIT 99/99/9999 | G8136L122 | 1,009 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 38 | 3,724 | SH | DFND | 1 | 3,724 | 0 | 0 | |
SENTINEL ENERGY SVCS INC | *W EXP 11/02/202 | 81728P113 | 23 | 57,808 | SH | DFND | 1 | 57,808 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 1,323 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 1,034 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
TOTTENHAM ACQUISITION I LTD | UNIT 05/06/2025 | G8959N130 | 724 | 69,000 | SH | DFND | 1 | 69,000 | 0 | 0 | |
TPG PACE HLDGS CORP | *W EXP 06/27/202 | G89827110 | 14 | 8,923 | SH | DFND | 1 | 8,923 | 0 | 0 | |
TENZING ACQUISITION CORP | UNIT 08/24/2024 | G8708A124 | 262 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
VECTOIQ ACQUISITION CORP | COM | 92243N103 | 3,063 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 0 | 2,587 | SH | DFND | 1 | 2,587 | 0 | 0 | |
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 1,425 | 1,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 19 | 1,665 | SH | DFND | 1 | 1,665 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 1,059 | 294,242 | SH | DFND | 1 | 294,242 | 0 | 0 | |
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 47,498 | 29,875,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
ENCOMPASS HEALTH CORP | COM | 29261A100 | 63 | 1,002 | SH | DFND | 1 | 1,002 | 0 | 0 | |
FRONTIER COMMUNICATIONS CORP | COM NEW | 35906A306 | 31 | 36,041 | SH | DFND | 1 | 36,041 | 0 | 0 | |
GREENLIGHT CAP RE LTD | NOTE 4.000% 8/0 | 395366AB3 | 2,217 | 2,350,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
II VI INC | COM | 902104108 | 206 | 5,874 | SH | DFND | 1 | 5,874 | 0 | 0 | |
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 504 | 23,716 | SH | DFND | 1 | 23,716 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 76,528 | 40,200,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 93,880 | 63,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 9,401 | 57,000 | SH | DFND | 1 | 57,000 | 0 | 0 | |
INOTEK PHARMACEUTICALS CORP | NOTE 5.750% 8/0 | 45780VAB8 | 7,439 | 7,500,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
REDFIN CORP | NOTE 1.750% 7/1 | 75737FAA6 | 2,761 | 3,000,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 527 | 13,200 | SH | DFND | 1 | 13,200 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 1,703 | 77,014 | SH | DFND | 1 | 77,014 | 0 | 0 | |
VOCERA COMMUNICATIONS INC | NOTE 1.500% 5/1 | 92857FAB3 | 20,380 | 19,450,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 1,346 | 17,883 | SH | DFND | 1 | 17,883 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 2,056 | 34,484 | SH | DFND | 1 | 34,484 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 860 | 25,380 | SH | DFND | 1 | 25,380 | 0 | 0 | |
BLACKBERRY LTD | COM | 09228F103 | 646 | 123,109 | SH | DFND | 1 | 123,109 | 0 | 0 | |
CERNER CORP | COM | 156782104 | 681 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
CANADIAN PAC RY LTD | COM | 13645T100 | 2,669 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 2,130 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 5,751 | 48,000 | SH | DFND | 1 | 48,000 | 0 | 0 | |
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 2,476 | 12,000 | SH | DFND | 1 | 12,000 | 0 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 430 | 44,400 | SH | DFND | 1 | 44,400 | 0 | 0 | |
ON TRACK INNOVATION LTD | SHS | M8791A109 | 9 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
ABBOTT LABS | COM | 002824100 | 302 | 3,616 | SH | DFND | 1 | 3,616 | 0 | 0 | |
NORFOLK SOUTHERN CORP | COM | 655844108 | 157 | 876 | SH | DFND | 1 | 876 | 0 | 0 | |
CINCINNATI BELL INC NEW | PFD CV DEP1/20 | 171871403 | 1,799 | 55,357 | SH | DFND | 1 | 55,357 | 0 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 70 | 278 | SH | DFND | 1 | 278 | 0 | 0 | |
ACACIA COMMUNICATIONS INC | COM | 00401C108 | 1,982 | 30,318 | SH | DFND | 1 | 30,318 | 0 | 0 | |
AVEDRO INC | COM | 05355N109 | 848 | 37,397 | SH | DFND | 1 | 37,397 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 349 | 2,303 | SH | DFND | 1 | 2,303 | 0 | 0 | |
CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 17 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
QUEST DIAGNOSTICS INC | COM | 74834L100 | 1,061 | 9,920 | SH | DFND | 1 | 9,920 | 0 | 0 | |
DRYSHIPS INC | COM PAR NEW | Y2109Q705 | 1,375 | 263,057 | SH | DFND | 1 | 263,057 | 0 | 0 | |
GENESEE & WYO INC | CL A | 371559105 | 2,022 | 18,305 | SH | DFND | 1 | 18,305 | 0 | 0 | |
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 6,288 | 68,729 | SH | DFND | 1 | 68,729 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,186 | 8,435 | SH | DFND | 1 | 8,435 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,144 | 26,794 | SH | DFND | 1 | 26,794 | 0 | 0 | |
BLACKBERRY LTD | DEBT 3.750%11/1 | C10268AC1 | 24,862 | 24,787,000 | PRN | DFND | 1 | 0 | 0 | 0 | |
CADIZ INC | COM NEW | 127537207 | 466 | 37,312 | SH | DFND | 1 | 37,312 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 19,480 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
AMERICAN ELEC PWR CO INC | UNIT 03/15/2022 | 025537127 | 220 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 455 | 400 | SH | DFND | 1 | 400 | 0 | 0 | |
SOUTHERN CO | UNIT 08/01/2022 | 842587602 | 486 | 9,100 | SH | DFND | 1 | 9,100 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 59 | 910 | SH | DFND | 1 | 910 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 6,114 | 153,637 | SH | DFND | 1 | 153,637 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 600 | 16,565 | SH | DFND | 1 | 16,565 | 0 | 0 | |
DIREXION SHS ETF TR | DLY JR GOLD 3X | 25460E877 | 72 | 4,100 | SH | DFND | 1 | 4,100 | 0 | 0 | |
DIREXION SHS ETF TR | DAILY JR GLD MIN | 25460E166 | 145 | 2,539 | SH | DFND | 1 | 2,539 | 0 | 0 | |
DIREXION SHS ETF TR | DAILY S&P BIOTEC | 25460E539 | 167 | 6,600 | SH | DFND | 1 | 6,600 | 0 | 0 | |
DIREXION SHS ETF TR | DLY GOLD INDX 3X | 25460E844 | 25 | 900 | SH | DFND | 1 | 900 | 0 | 0 | |
PROSHARES TR | ULTSHRT QQQ | 74347B243 | 433 | 14,423 | SH | DFND | 1 | 14,423 | 0 | 0 | |
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 561 | 5,800 | SH | DFND | 1 | 5,800 | 0 | 0 | |
DIREXION SHS ETF TR | DLY S&P500 BR 3X | 25460E885 | 1,613 | 94,091 | SH | DFND | 1 | 94,091 | 0 | 0 | |
DIREXION SHS ETF TR | DLY SMCAP BULL3X | 25459W847 | 2,448 | 43,979 | SH | DFND | 1 | 43,979 | 0 | 0 | |
PROSHARES TR | ULTRAPRO QQQ | 74347X831 | 4,221 | 68,500 | SH | DFND | 1 | 68,500 | 0 | 0 | |
DIREXION SHS ETF TR | DAILY SM CP BEAR | 25460E125 | 117 | 2,500 | SH | DFND | 1 | 2,500 | 0 | 0 | |
PROSHARES TR | ULTRPRO S&P500 | 74347X864 | 10,561 | 191,096 | SH | DFND | 1 | 191,096 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 1,637 | 21,480 | SH | DFND | 1 | 21,480 | 0 | 0 | |
ADVAXIS INC | COM NEW | 007624307 | 0 | 119 | SH | DFND | 1 | 119 | 0 | 0 | |
DASEKE INC | COM | 23753F107 | 13 | 5,399 | SH | DFND | 1 | 5,399 | 0 | 0 | |
FGL HLDGS | ORD SHS | G3402M102 | 34 | 4,278 | SH | DFND | 1 | 4,278 | 0 | 0 | |
ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 7 | 16,139 | SH | DFND | 1 | 16,139 | 0 | 0 | |
ZIONS BANCORPORATION N A | *W EXP 05/21/202 | 989701115 | 25,627 | 2,156,212 | SH | DFND | 1 | 2,156,212 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 224 | 14,797 | SH | DFND | 1 | 14,797 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 1,260 | 101,039 | SH | DFND | 1 | 101,039 | 0 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 262 | 122,727 | SH | DFND | 1 | 122,727 | 0 | 0 | |
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 507 | 13,395 | SH | DFND | 1 | 13,395 | 0 | 0 | |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 72 | 440 | SH | DFND | 1 | 440 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 72 | 42 | SH | DFND | 1 | 42 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 48 | 45 | SH | DFND | 1 | 45 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 71 | 85 | SH | DFND | 1 | 85 | 0 | 0 | |
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 71 | 2,162 | SH | DFND | 1 | 2,162 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 70 | 444 | SH | DFND | 1 | 444 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 71 | 624 | SH | DFND | 1 | 624 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 70 | 597 | SH | DFND | 1 | 597 | 0 | 0 | |
EBAY INC | COM | 278642103 | 69 | 1,794 | SH | DFND | 1 | 1,794 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 74 | 1,724 | SH | DFND | 1 | 1,724 | 0 | 0 | |
GENUINE PARTS CO | COM | 372460105 | 71 | 721 | SH | DFND | 1 | 721 | 0 | 0 | |
GAP INC | COM | 364760108 | 71 | 4,101 | SH | DFND | 1 | 4,101 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 70 | 837 | SH | DFND | 1 | 837 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 70 | 598 | SH | DFND | 1 | 598 | 0 | 0 | |
HANESBRANDS INC | COM | 410345102 | 72 | 4,760 | SH | DFND | 1 | 4,760 | 0 | 0 | |
HILTON WORLDWIDE HLDGS INC | COM | 43300A203 | 70 | 760 | SH | DFND | 1 | 760 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 70 | 2,997 | SH | DFND | 1 | 2,997 | 0 | 0 | |
NORDSTROM INC | COM | 655664100 | 73 | 2,176 | SH | DFND | 1 | 2,176 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 50 | 570 | SH | DFND | 1 | 570 | 0 | 0 | |
KOHLS CORP | COM | 500255104 | 71 | 1,432 | SH | DFND | 1 | 1,432 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 70 | 1,730 | SH | DFND | 1 | 1,730 | 0 | 0 | |
LKQ CORP | COM | 501889208 | 70 | 2,236 | SH | DFND | 1 | 2,236 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 70 | 638 | SH | DFND | 1 | 638 | 0 | 0 | |
MACYS INC | COM | 55616P104 | 71 | 4,589 | SH | DFND | 1 | 4,589 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 71 | 572 | SH | DFND | 1 | 572 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 71 | 333 | SH | DFND | 1 | 333 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 69 | 2,511 | SH | DFND | 1 | 2,511 | 0 | 0 | |
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 10 | 211 | SH | DFND | 1 | 211 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 40 | 428 | SH | DFND | 1 | 428 | 0 | 0 | |
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 71 | 179 | SH | DFND | 1 | 179 | 0 | 0 | |
PULTE GROUP INC | COM | 745867101 | 71 | 1,963 | SH | DFND | 1 | 1,963 | 0 | 0 | |
RALPH LAUREN CORP | CL A | 751212101 | 9 | 104 | SH | DFND | 1 | 104 | 0 | 0 | |
ROSS STORES INC | COM | 778296103 | 71 | 655 | SH | DFND | 1 | 655 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 71 | 772 | SH | DFND | 1 | 772 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 71 | 1,279 | SH | DFND | 1 | 1,279 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 72 | 2,776 | SH | DFND | 1 | 2,776 | 0 | 0 | |
TRACTOR SUPPLY CO | COM | 892356106 | 70 | 780 | SH | DFND | 1 | 780 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 73 | 295 | SH | DFND | 1 | 295 | 0 | 0 | |
V F CORP | COM | 918204108 | 21 | 237 | SH | DFND | 1 | 237 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 1,478 | 12,251 | SH | DFND | 1 | 12,251 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 71 | 627 | SH | DFND | 1 | 627 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 396 | 13,685 | SH | DFND | 1 | 13,685 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 391 | 13,267 | SH | DFND | 1 | 13,267 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 401 | 16,218 | SH | DFND | 1 | 16,218 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 79 | 1,046 | SH | DFND | 1 | 1,046 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 323 | 6,020 | SH | DFND | 1 | 6,020 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 200 | 903 | SH | DFND | 1 | 903 | 0 | 0 | |
AVERY DENNISON CORP | COM | 053611109 | 201 | 1,774 | SH | DFND | 1 | 1,774 | 0 | 0 | |
BALL CORP | COM | 058498106 | 197 | 2,715 | SH | DFND | 1 | 2,715 | 0 | 0 | |
ECOLAB INC | COM | 278865100 | 200 | 1,014 | SH | DFND | 1 | 1,014 | 0 | 0 | |
PACKAGING CORP AMER | COM | 695156109 | 202 | 1,907 | SH | DFND | 1 | 1,907 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 40 | 972 | SH | DFND | 1 | 972 | 0 | 0 | |
ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | 19 | 129 | SH | DFND | 1 | 129 | 0 | 0 | |
BOSTON PROPERTIES INC | COM | 101121101 | 139 | 1,073 | SH | DFND | 1 | 1,073 | 0 | 0 | |
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 40 | 469 | SH | DFND | 1 | 469 | 0 | 0 | |
ESSEX PPTY TR INC | COM | 297178105 | 139 | 428 | SH | DFND | 1 | 428 | 0 | 0 | |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 140 | 1,200 | SH | DFND | 1 | 1,200 | 0 | 0 | |
KIMCO RLTY CORP | COM | 49446R109 | 121 | 5,839 | SH | DFND | 1 | 5,839 | 0 | 0 | |
MACERICH CO | COM | 554382101 | 196 | 6,219 | SH | DFND | 1 | 6,219 | 0 | 0 | |
PUBLIC STORAGE | COM | 74460D109 | 178 | 728 | SH | DFND | 1 | 728 | 0 | 0 | |
REGENCY CTRS CORP | COM | 758849103 | 61 | 881 | SH | DFND | 1 | 881 | 0 | 0 | |
SL GREEN RLTY CORP | COM | 78440X101 | 160 | 1,961 | SH | DFND | 1 | 1,961 | 0 | 0 | |
VORNADO RLTY TR | SH BEN INT | 929042109 | 81 | 1,276 | SH | DFND | 1 | 1,276 | 0 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 121 | 1,343 | SH | DFND | 1 | 1,343 | 0 | 0 | |
ASSURANT INC | COM | 04621X108 | 398 | 3,165 | SH | DFND | 1 | 3,165 | 0 | 0 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 401 | 4,488 | SH | DFND | 1 | 4,488 | 0 | 0 | |
CME GROUP INC | COM | 12572Q105 | 316 | 1,497 | SH | DFND | 1 | 1,497 | 0 | 0 | |
LOEWS CORP | COM | 540424108 | 79 | 1,550 | SH | DFND | 1 | 1,550 | 0 | 0 | |
PEOPLES UTD FINL INC | COM | 712704105 | 158 | 10,119 | SH | DFND | 1 | 10,119 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 236 | 965 | SH | DFND | 1 | 965 | 0 | 0 | |
WILLIS TOWERS WATSON PUB LTD | SHS | G96629103 | 394 | 2,045 | SH | DFND | 1 | 2,045 | 0 | 0 | |
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 298 | 3,894 | SH | DFND | 1 | 3,894 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 295 | 2,451 | SH | DFND | 1 | 2,451 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 297 | 2,301 | SH | DFND | 1 | 2,301 | 0 | 0 | |
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 179 | 1,070 | SH | DFND | 1 | 1,070 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 59 | 536 | SH | DFND | 1 | 536 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 298 | 2,744 | SH | DFND | 1 | 2,744 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 301 | 3,580 | SH | DFND | 1 | 3,580 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 58 | 1,640 | SH | DFND | 1 | 1,640 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 301 | 1,034 | SH | DFND | 1 | 1,034 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 300 | 2,408 | SH | DFND | 1 | 2,408 | 0 | 0 | |
ABEONA THERAPEUTICS INC | *W EXP 12/24/201 | 00289Y115 | 1 | 6,700 | SH | DFND | 1 | 6,700 | 0 | 0 | |
ADIAL PHARMACEUTICALS INC | *W EXP 07/31/202 | 00688A114 | 0 | 627 | SH | DFND | 1 | 627 | 0 | 0 | |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 0 | 30,147 | SH | DFND | 1 | 30,147 | 0 | 0 | |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 5,199 | 368,369 | SH | DFND | 1 | 368,369 | 0 | 0 | |
ALTUS MIDSTREAM CO | CL A | 02215L100 | 21 | 7,715 | SH | DFND | 1 | 7,715 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 100 | 5,132 | SH | DFND | 1 | 5,132 | 0 | 0 | |
BLUE BIRD CORP | COM | 095306106 | 9 | 491 | SH | DFND | 1 | 491 | 0 | 0 | |
BLINK CHARGING CO | *W EXP 01/31/202 | 09354A118 | 13 | 30,210 | SH | DFND | 1 | 30,210 | 0 | 0 | |
CLARIVATE ANALYTICS PLC | COM | G21810109 | 29 | 1,751 | SH | DFND | 1 | 1,751 | 0 | 0 | |
CONTURA ENERGY INC | COM | 21241B100 | 22 | 790 | SH | DFND | 1 | 790 | 0 | 0 | |
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 3 | 25,203 | SH | DFND | 1 | 25,203 | 0 | 0 | |
FALCON MINERALS CORP | *W EXP 07/21/202 | 30607B208 | 4 | 13,196 | SH | DFND | 1 | 13,196 | 0 | 0 | |
LAZYDAYS HLDGS INC | COM | 52110H100 | 6 | 1,434 | SH | DFND | 1 | 1,434 | 0 | 0 | |
MOTIF BIO PLC | *W EXP 11/09/202 | 619784119 | 0 | 17,177 | SH | DFND | 1 | 17,177 | 0 | 0 | |
NATIONAL ENERGY SERVICES REU | *W EXP 05/05/202 | G6375R115 | 8 | 21,672 | SH | DFND | 1 | 21,672 | 0 | 0 | |
RANPAK HLDGS CORP | COM CL A | 75321W103 | 38 | 6,376 | SH | DFND | 1 | 6,376 | 0 | 0 | |
PHUNWARE INC | COM | 71948P100 | 0 | 555 | SH | DFND | 1 | 555 | 0 | 0 | |
PRIORITY TECHNOLOGY HLDGS IN | COM | 74275G107 | 1 | 292 | SH | DFND | 1 | 292 | 0 | 0 | |
ROSEHILL RES INC | *W EXP 04/27/202 | 777385113 | 6 | 35,589 | SH | DFND | 1 | 35,589 | 0 | 0 | |
AKAZOO SA | *W EXP 09/11/202 | L0164E116 | 0 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
DEL TACO RESTAURANTS INC | *W EXP 06/30/202 | 245496112 | 86 | 125,056 | SH | DFND | 1 | 125,056 | 0 | 0 | |
TALOS ENERGY INC | *W EXP 02/28/202 | 87484T116 | 97 | 99,615 | SH | DFND | 1 | 99,615 | 0 | 0 | |
TIDEWATER INC NEW | COM | 88642R109 | 130 | 8,608 | SH | DFND | 1 | 8,608 | 0 | 0 | |
TIDEWATER INC NEW | *W EXP 11/24/202 | 88642R174 | 6 | 8,754 | SH | DFND | 1 | 8,754 | 0 | 0 | |
TARGET HOSPITALITY CORP | *W EXP 03/15/202 | 87615L115 | 0 | 323 | SH | DFND | 1 | 323 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 258 | 150,861 | SH | DFND | 1 | 150,861 | 0 | 0 | |
VISTRA ENERGY CORP | *W EXP 02/02/202 | 92840M128 | 14 | 7,019 | SH | DFND | 1 | 7,019 | 0 | 0 |