UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ||
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21556
Perritt Funds, Inc. | ||
(Exact name of registrant as specified in charter) |
300 South Wacker Drive | |||
Suite 2880 | |||
Chicago, Illinois | 60606 | ||
(Address of principal executive offices) | (Zip code) | ||
Michael Corbett 300 South Wacker Drive Suite 2880 Chicago, Illinois 60606 | |||
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (312) 669-1650
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 to June 30, 2014
Proxy Voting Record for the Reporting Period from July 1, 2013 to June 30, 2014
Perritt Funds, Inc. (the “Corporation”) is an open-end, management investment company registered under the Investment Company Act of 1940. The table below discloses the following information for each matter relating to a portfolio security of the Perritt Ultra MicroCap Fund, a series of the Corporation (the “Ultra MicroCap Fund”), the Perritt MicroCap Opportunities Fund, a series of the Corporation (the “MicroCap Fund”) and the Perritt Low Priced Stock Fund, a series of the Corporation (the “Low Priced Fund”), considered at any shareholder meeting held during the period covered by this report, with respect to which the Ultra MicroCap Fund, the MicroCap Fund or the Low Priced Fund was entitled to vote:
● | The name of the issuer of the portfolio security; |
● | The exchange ticker symbol of the portfolio security; |
● | The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security; |
● | The shareholder meeting date; |
● | A brief identification of the matter voted on; |
● | Whether the matter was proposed by management (M) or a shareholder (S); |
● | Whether the Ultra MicroCap Fund, the MicroCap Fund or the Low Priced Fund voted; and |
● | Whether the Ultra MicroCap Fund, the MicroCap Fund or the Low Priced Fund voted for or against management. |
2013-2014
PERRITT ULTRA MICROCAP FUND
PROXY VOTING RECORD
Issuer | Symbol | CUSIP | Mtg Date | Proposal* | Proposed By | Voted | For/ Against/ Abstain | For Management |
Williamette Valley Vineyards, Inc. | WVVI | 969123100 | 7/14/2013 | Directors Recommend: James W Bernau, James L Ellis, Thomas M Brian, Sean M Cary, Delna L Jones, Betty M O'Brien, Craig Smith, Stan G Turel | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF MOSS ADAMS, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF WILLAMETTE VALLEY VINEYARDS, INC. FOR THE YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
Lakeland Industries, Inc. | LAKE | 511795106 | 7/12/2013 | Directors Recommend: Duane W Albro, Thomas McAteer | M | Y | For | Y |
RATIFICATION OF SELECTION OF WARREN AVERETT AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2014. | M | Y | For | Y | ||||
APPROVE ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER'S COMPENSATION. | M | Y | For | Y | ||||
APPROVE BY NON-BINDING ADVISORY VOTE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER'S COMPENSATION. | M | Y | For | Y | ||||
Freidman Industries | FRD | 358435105 | 8/29/2013 | DIRECTOR Proposal(s) W. CROW D. AGRAWAL C. HALL A. RAUCH M. REICHENTHAL J. SPIRA J. WILLIAMS | M | Y | For | Y |
TO APPROVE THE FOLLOWING NON-BINDING, ADVISORY RESOLUTION: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT DATED JULY 29, 2013 PURSUANT TO THE DISCLOSURE RULES OF THE U.S. SECURITIES AND EXCHANGE COMMISSION. | M | Y | For | Y | ||||
FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. Directors Recommend MGMT REC: 1 YEAR | M | Y | For | Y | ||||
American Software, Inc. | AMSWA | 029683109 | 8/19/2013 | DIRECTOR Proposal(s) W. DENNIS HOGUE DR. JOHN J. JARVIS JAMES B. MILLER, JR. | M | Y | For | Y |
TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE COMPANY'S 2011 EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF CLASS A COMMON SHARES THAT MAY BE SUBJECT TO OPTIONS GRANTED UNDER THAT PLAN FROM 2,500,000 SHARES TO 3,700,000 SHARES. | M | Y | For | Y | ||||
Hudson Technologies, Inc. | HDSN | 444144109 | 8/27/2013 | DIRECTOR Proposal(s) VINCENT P. ABBATECOLA BRIAN F. COLEMAN OTTO C. MORCH | M | Y | For | Y |
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE RESOLUTION APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE RESOLUTION APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
Westell Technologies, Inc. | WSTL | 957541105 | 9/16/2013 | Proposal(s) DIRECTOR RICHARD S. GILBERT KIRK R. BRANNOCK ROBERT W. FOSKETT JAMES M. FROISLAND DENNIS O. HARRIS MARTIN D. HERNANDEZ EILEEN A. KAMERICK ROBERT C. PENNY III | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Acorn Energy, Inc. | ACFN | 004848107 | 9/20/2013 | DIRECTOR Proposal(s) JOHN A. MOOR CHRISTOPHER E. CLOUSER MANNIE L. JACKSONROBERT E. MCKEE, III RICHARD RIMER ANDREW H. SASSINE SAMUEL M. ZENTMAN | M | Y | For | Y |
RATIFICATION OF THE SELECTION OF FRIEDMAN LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
APPROVAL OF THE COMPANY'S 2006 STOCK INCENTIVE PLAN PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M). | M | Y | For | Y | ||||
Perma-Fix Environmental Services, Inc. | PESI | 714157104 | 9/12/2013 | DIRECTOR Proposal(s) DR. LOUIS F. CENTOFANT JACK LAHAV JOE R. REEDER LARRY M. SHELTON DR. CHARLES E. YOUNG MARK A. ZWECKER GARY KUGLER | M | Y | For | Y |
RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR 2013 | M | Y | For | Y | ||||
APPROVE, BY NON-BINDING VOTE, THE 2012 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | For | Y | ||||
AUTHORIZE THE BOARD OF DIRECTORS, WITHOUT FURTHER ACTION OF THE STOCKHOLDERS, TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING COMMON STOCK AT A RATIO WITHIN THE RANGE OF 1-FOR-2 TO 1-FOR-7 AT ANY TIME PRIOR TO NOVEMBER 8, 2013 | M | Y | For | Y | ||||
Universal Power Group, Inc. | UKPG | 913788105 | 9/24/2013 | Recommendations of the Board of Director WILLIAM TAN, IAN EDMONDS, LESLIE BERNHARD, ROBERT M. GUTKOWSKI, HYUN (JOYCE) PARK | M | Y | For | Y |
RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS FOR FISCAL YEAR 2013. | M | Y | For | Y | ||||
APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF THE NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. 3 YEARS | M | Y | Against | N | ||||
Iteris, Inc. | ITI | 46564T107 | 9/23/2013 | Recommendations of the Board of Director:RICHARD CHAR, KEVIN C. DALY, PH.D., GREGORY A. MINER, ABBAS MOHADDES, GERARD M. MOONEY, THOMAS L. THOMAS, MIKEL WILLIAMS | M | Y | For | Y |
RATIFICATION OF MCGLADREY LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ITERIS FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | M | Y | For | Y | ||||
APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. MGMT REC: 3 YEARS | M | Y | Against | N | ||||
Speed Commerce, Inc. | SPDC | 639208107 | 10/23/2013 | Recommendations of the Board of Director: REBECCA LYNN ATCHISON, KEITH A. BENSON MONROE DAVID BRYANT, JR, TIMOTHY R. GENTZ, JEFFREY B. ZISK | M | Y | For | Y |
RATIFYING THE APPOINTMENT OF GRANT THORNTON LLP. | M | Y | For | Y | ||||
APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR FY2013 AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT (SAY ON PAY). | M | Y | For | Y | ||||
Concurrent Comuter Corporation | CCUR | 206710402 | 10/22/2013 | Recommendations of the Board of Director: CHARLES BLACKMON, LARRY L. ENTERLINE,. SHELTON JAMES, DAN MONDOR, STEVE G. NUSSRALLAH, ROBERT M. PONS, DILIP SINGH | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF CONCURRENT'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER ADVISORY VOTE TO APPROVE THE COMPENSATION OF CONCURRENT'S NAMED EXECUTIVE OFFICERS. MGMT REC: 1 YEAR | M | Y | For | Y | ||||
John B . Sanfilippo & Son, Inc. | JBSS | 800422107 | 10/30/2013 | Recommendations of the Board of Director: GOVERNOR JIM EDGAR, ELLEN C. TAAFFE, DANIEL M. WRIGHT | M | Y | For | Y |
RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Urologix, Inc. | ULGX | 917273104 | 11/7/2013 | Recommendations of the Board of Directors CHRISTOPHER R. BARYS , GREGORY J. FLUET | M | Y | For | Y |
APPROVAL OF AN INCREASE IN AUTHORIZED COMMON STOCK. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. MGMT REC: 1 YEAR | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR UROLOGIX, INC. FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
Liberator Medical Holdings, Inc. | LBMA | 53012L108 | 10/25/2013 | Recommendations of the Board of Director: MARK A. LIBRATORE, JEANNETTE M. CORBETT, TYLER WICK | M | Y | For | Y |
RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | M | Y | For | Y | ||||
Allied Healthcare,Inc. | AHPI | 019222108 | 11/14/2013 | Recommendations of the Board of Director:JUDITH T. GRAVES, JOSEPH E. ROOT, DR. WILLIAM A. PECK, EARL R. REFSLAND, JOHN D. WEIL | M | Y | For | Y |
RATIFICATION AND APPROVAL OF RUBINBROWN LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF THE 2013 INCENTIVE STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | M | Y | For | Y | ||||
Sparton Corporation | SPA | 847235108 | 11/13/2013 | Recommendations of the Board of Director: JAMES D. FAST, JOSEPH J. HARTNETT, CHARLES R. KUMMETH,DAVID P. MOLFENTERDOUGLAS R. SCHRANKAMES R. SWARTWOUT,ARY B. WOOD | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE CORPORATION FOR THE FISCAL YEAR ENDING JUNE 30, 2014 BY ADVISORY VOTE. | M | Y | For | Y | ||||
TO APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION BY AN ADVISORY VOTE. | M | Y | For | Y | ||||
JTH Holding, Inc. | TAX | 46637N103 | 11/14/2013 | Recommendations of the Board of Director:JOHN R. GAREL, STEVEN IBBOTSON, ROSS N. LONGFIELD, GEORGE T. ROBSON | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | M | Y | For | Y | ||||
Emerson Radio Corp. | MSN | 291087203 | 11/7/2013 | Recommendations of the Board of Director: EDUARD WILL, DUNCAN HON, VINCENT FOK, MIRZAN MAHATHIR KAREEM E. SETHI, TERENCE A. SNELLING,JOHN HOWARD BATCHELOR, GREGORY WILLIAM HUNT, MARK MANSKI, RODERICK JOHN SUTTON | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION MGMT REC: 3 YR | M | Y | Against | N | ||||
TO RATIFY THE APPOINTMENT OF MSPC CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS, A PROFESSIONAL CORPORATION AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF EMERSON RADIO CORP. FOR THE FISCAL YEAR ENDING MARCH 31, 2014 | M | Y | For | Y | ||||
SHAREHOLDER PROPOSAL REQUESTING THE DECLARATION OF A SPECIAL DIVIDEND | S | Y | For | N | ||||
SHAREHOLDER PROPOSAL RECOMMENDING ADOPTION OF CUMULATIVE VOTING | S | Y | For | N | ||||
Versar, Inc. | VSR | 925297103 | 11/12/2013 | Recommendations of the Board of Director: ROBERT L. DURFEE, PAUL J. HOEPER, JAMES L. GALLAGHER, AMORETTA M. HOEBER , AMIR A. METRY, ANTHONY L. OTTEN, RUTH I. DREESSEN JEFFREY A. WAGONHURST | M | Y | For | Y |
THE APPROVAL OF AN ADVISORY (NON-BINDING) VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
THE APPROVAL OF AN ADVISORY (NON-BINDING) PROPOSAL ON THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE COMPENSATION. MGMT REC: 1 YEAR | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
Digital Cinema Destinations Corp. | DCIN | 25383B109 | 12/5/2013 | ELECTION OF DIRECTORS: A. DALE MAYO,CHARLES GOLDWATER, BRIAN D. PFLUG, NEIL T. ANDERSON, RICHARD CASEY ,MARTIN B. O'CONNOR, II, CAROLYN ULLERICK | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
TO ADOPT, ON AN ADVISORY (NON-BINDING) BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | M | Y | For | Y | ||||
TO ADOPT, ON AN ADVISORY (NON-BINDING) BASIS, A PROPOSAL ON THE FREQUENCY AT WHICH WE SHOULD INCLUDE AN ADVISORY VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN OUR FUTURE PROXY STATEMENTS FOR STOCKHOLDER CONSIDERATION. MGMT REC. 1 YEAR | M | Y | For | Y | ||||
Flexsteel Industries, Inc. | FLXS | 339382103 | 12/9/2013 | Recommendations of the Board of Director:JEFFREY T. BERTSCH, LYNN J. DAVIS, ERIC S. RANGEN, NANCY E. URIDIL | M | Y | For | Y |
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. MGMT REC: 3 YR | M | Y | Against | N | ||||
TO APPROVE THE CASH INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
TO APPROVE THE LONG-TERM INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
TO APPROVE THE OMNIBUS STOCK PLAN. | M | Y | For | Y | ||||
General Finance Corporation | GFN | 369822101 | 12/5/2013 | RECOMMENDATIONS OF THE BOARD OF DIRECTORS: DAVID M. CONNELL, MANUEL MARRERO | M | Y | For | Y |
RATIFICATION OF THE SELECTION OF CROWE HORWATH LLP AS OUR INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. MGMT REC;3YR | M | Y | Against | N | ||||
Napco Security Technologies, Inc. | NSSC | 630402105 | 12/10/2013 | RECOMMENDATIONS OF THE BOARD OF DIRECTORS: RICHARD L. SOLOWAY, KEVIN S. BUCHEL | M | Y | For | Y |
RATIFICATION OF BAKER TILLY VIRCHOW KRAUSE LLP AS THE COMPANY'S 2014 INDEPENDENT REGISTERED ACCOUNTANTS. | M | Y | For | Y | ||||
ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
ADVISORY RESOLUTION TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS. MGMT REC: 3 YEARS | M | Y | Against | N | ||||
Widepoint Corporatin | WYY | 967590100 | 12/19/2013 | RECOMMENDATIONS OF THE BOARD OF DIRECTORS: MORTON TAUBMAN | M | Y | For | Y |
APPROVAL OF AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. MGMT REC. 3 YEAR | M | Y | Against | N | ||||
PROPOSAL TO RATIFY THE SELECTION OF MOSS ADAMS LLP AS THE INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE CURRENT FISCAL YEAR. | M | Y | For | Y | ||||
G. Willi-Food | WILC | M52523103 | 11/28/2013 | Re-election of the Following Directors of the Company: Mr Zwi Williger, Mr Joseph Williger, Mr Chaim Gertal | M | Y | For | Y |
To approve the re-appointment of Deloitte Touche Tohmatsu Brightman, Almagor, Zohar & Co. CPA as the Company's Independent Auditors of the year ending December 31, 2013 and for the period until the next Annual General Meeting of the Company's shareholders and to authorize the Board of Directors upon recommendation of the Audit Committee tp determine their remuneration. | M | Y | For | Y | ||||
To approve the Compensation Policy for The Company's directors and officers. | M | Y | For | Y | ||||
To approve an annual bonus payment to the Company's Chief Executive Officer, Mr Gil Hochboim. | M | Y | For | Y | ||||
To approve an equity grant of 200,000 options to the Company's Chairman of the Board of Directors, Mr Zwi Williger | M | Y | For | Y | ||||
To Approve an equity grant of 200,000 options to the Company's President and Director Mr Joseph Williger | M | Y | For | Y | ||||
To Approve an equity grant of 30,000 options to the Company's Chief Executive Officer, Mr Gil Hochboim | M | Y | For | Y | ||||
The LGL Group, Inc. | LGL | 50186A108 | 12/15/2013 | RECOMMENDATIONS OF THE BOARD OF DIRECTORS:JAMES ABEL, MICHAEL CHIU, VINCENT ENRIGHT M.J. FERRANTINO, SR., TIMOTHY FOUFAS, MARC GABELLI DONALD H. HUNTER, MANJIT KALH, PATRICK J. GUARIN | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
TO APPROVE AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. MGMT REC: 1 YEAR | M | Y | For | Y | ||||
RCM Technologies, Inc. | RCMT | 749360400 | 12/5/2013 | Nominee Proposal(s): Roger H Ballou, Bradley S Vizi | M | Y | For | Y |
THE COMPANY'S PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. | M | Y | Abstain | N | ||||
THE COMPANY'S PROPOSAL TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | Against | Y | ||||
THE COMPANY'S PROPOSAL TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS MGMT REC: 1 YEAR | M | Y | For | Y | ||||
THE STOCKHOLDER'S GROUP'S PROPOSAL TO REQUEST THAT THE BOARD ADOPT A POLICY THAT THE BOARD'S CHAIRMAN BE AN INDEPENDENT DIRECTOR ACCORDING TO THE DEFINITION SET FORTH IN THE NASDAQ LISTING STANDARDS | S | Y | For | N | ||||
On Track Innovations, Ltd. | OTIV | M8791A109 | 12/6/2013 | TO RE-APPOINT SOMEKH CHAIKIN (A MEMBER OF KPMG INTERNATIONAL) AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 AND TO AUTHORIZE THE COMPANY'S BOARD OF DIRECTORS TO DELEGATE THE AUTHORITY TO DETERMINE SAID INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM'S REMUNERATION TO THE AUDIT COMMITTEE | M | Y | For | Y |
TO APPROVE AND RATIFY THE PURCHASE OF A DIRECTORS' AND OFFICERS' INSURANCE POLICY BY THE COMPANY | M | Y | For | Y | ||||
I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST", AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, IN PROPOSAL 2 MARK "FOR" = YES OR "AGAINST" = NO | M | Y | NO | |||||
TO APPROVE THE TERMS OF EMPLOYMENT OF MR. OFER TZIPERMAN, THE COMPANY'S CHIEF EXECUTIVE OFFICER | M | Y | For | Y | ||||
I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST", AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, IN PROPOSAL 3 MARK "FOR" = YES OR "AGAINST" = NO | M | Y | NO | |||||
TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF THE COMPANY | M | Y | For | Y | ||||
TO APPROVE THE ISSUANCE OF AMENDED AND RESTATED INDEMNIFICATION AND EXEMPTION LETTERS TO THE DIRECTORS AND OFFICERS OF THE COMPANY | M | Y | For | Y | ||||
I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST", AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, IN PROPOSAL 5 MARK "FOR" = YES OR "AGAINST" = NO | M | Y | NO | |||||
TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION POLICY | M | Y | For | Y | ||||
I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST", AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, IN PROPOSAL 6 MARK "FOR" = YES OR "AGAINST" = NO | M | Y | NO | |||||
TO APPROVE (A) THE APPOINTMENT OF MR. DIMITRIOS ANGELIS, THE CHAIRMAN OF THE COMPANY'S BOARD OF DIRECTORS, AS THE CEO OF OTI AMERICA, INC. AND (B) THE EMPLOYMENT TERMS IN CONNECTION WITH SUCH POSITION | M | Y | For | Y | ||||
I AM A CONTROLLING SHAREHOLDER OR HAVE A "PERSONAL INTEREST", AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW, IN PROPOSAL 7 MARK "FOR" = YES OR "AGAINST" = NO | M | Y | NO | |||||
TO APPROVE THE CHANGE OF THE COMPANY'S NAME TO "OTI LTD." AND AUTHORIZE THE MANAGEMENT OF THE COMPANY TO APPROVE SUCH SIMILAR NAME AS APPROVED BY THE ISRAELI REGISTRAR OF COMPANIES, AND APPROVE THE APPLICABLE AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION AND MEMORANDUM OF INCORPORATION TO REFLECT SUCH NAME CHANGE (WITH SUCH CHANGE OF THE COMPANY'S NAME TO BE EFFECTIVE ONLY FOLLOWING THE AUTHORIZATION OF THE ISRAELI REGISTRAR OF COMPANIES) | M | Y | For | Y | ||||
TO ELECT MR. JERRY L. IVY, JR. TO SERVE AS A DIRECTOR OF THE COMPANY UNTIL THE FIRST GENERAL MEETING OF THE SHAREHOLDERS OF THE COMPANY TO BE HELD FOLLOWING THE TERMINATION OF A 36 MONTH PERIOD COMMENCING AS OF THE DATE OF THE MEETING | M | Y | Against | N | ||||
RRSAT Global Communications Network | RRST | M8183P102 | 12/23/2013 | To amend Rrsat's Articles of Association | M | Y | For | Y |
To elect the following nomineees to Rrsat's Board of Directors: Dr. Shlomo Shamir, Harel Beit-On, Amit Ben-Yehuda, Yigal Berman, Alexander Milner, Ron Oren, David Rivel, Yaron Sheinman, Sami Totah | M | Y | For | Y | ||||
To approve an annual bonus to Rrsat's Vice President - Global Operations | M | Y | For | Y | ||||
To adopt Rrsat's executive compensatin policy | M | Y | For | Y | ||||
To adopt Rrsat's director compensation policy | M | Y | For | Y | ||||
To Ratify the appointment and compensation of Somekh Chaikin, a member of KPMG International, as Rrsat's independent public accountants for 2013 | ||||||||
Northern Technologies International Corp | NTIC | 665809109 | 1/23/2014 | Recommendations of the Board of Directors: BARBARA D. COLWE, SOO-KEONG KOH, SUNGGYU LEE, PH.D., G. PATRICK LYNCH, RAMANI NARAYAN, PH.D., RICHARD J. NIGON, K. VON FALKENHAUSEN | M | Y | For | Y |
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
INDICATE, ON AN ADVISORY BASIS, WHETHER FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. MGMT REC: 1 YEAR | M | Y | For | Y | ||||
RATIFY THE SELECTION OF BAKER TILLY VIRCHOW KRAUSE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | M | Y | For | Y | ||||
Hennessy Advisors, Inc. | HNNA | 425885100 | 1/30/2014 | Recommendations of the Board of Directors: NEIL J. HENNESSY, TERESA M. NILSEN, DANIEL B. STEADMAN, THOMAS L. SEAVEY | M | Y | For | Y |
TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY FOR THE ADVISORY VOTE BY STOCKHOLDERS ON THE COMPENSATION PAID TO OUR EXECUTIVE OFFICERS. MGMT REC: 3 YEARS | M | Y | Against | N | ||||
RATIFY THE SELECTION OF MARCUM LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HENNESSY ADVISORS, INC. FOR 2014. | M | Y | For | Y | ||||
ARI Network Services, Inc. | ARIS | 001930205 | 1/7/2014 | Recommendations of the Board of Directors: WiILLIAM C MORTIMORE, ROBERT Y NEWELL,IV, DWIGHT B MAMANTEO | M | Y | For | Y |
APPROVAL OF THE COMPANY'S AMENDED AND RESTATED 2010 EQUITY INCENTIVE PLAN. | ||||||||
APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER SUCH PLAN. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. MGMT REC: 3 YEARS | M | Y | Against | N | ||||
TO RATIFY THE APPOINTMENT OF WIPFLI AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JULY 31, 2014. | M | Y | For | Y | ||||
DHT Holdings, Inc. | DHT | Y2065G121 | 1/20/2014 | To Increase the total number of authorized shares of Common Stock to 150,000,000 and the total number of authorized shares of Capital Stock to 151,000,000. | M | Y | For | Y |
Addvantage Technologies Group, Inc. | AEY | 006743306 | 3/5/2014 | Recommendations of the Board of KENNETH A. CHYMIAK, DAVID E. CHYMIAK, DAVID L. HUMPHRE, THOMAS J. FRANZ, PAUL F. LARGESS, JAMES C. MCGILL | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF HOGANTAYLOR LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Gencor Industries, Inc. | GENC | 368678108 | 3/14/2014 | Recommendations of the Board of Director: CORT J. DONDERO | M | Y | For | Y |
PROPOSAL TO RATIFY THE SELECTION OF MOORE STEPHENS LOVELACE, P.A., AS AUDITORS | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | M | Y | For | Y | ||||
MGC Diagnostics Corporation | MGCD | 5572768103 | 3/20/2014 | Recommendations of the Board of Director: MARK W. SHEFFERT, GREGG O. LEHMAN, PH.D., JOHN R. BAUDHUIN WENDY D. LYNCH, PH.D., ROBERT E. MUNZENRIDER, HENDRIK STRUIK | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF BAKER TILLY VIRCHOW KRAUSE, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED OCTOBER 31, 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
G.Willi-Food International LTD | WILC | M52523103 | 3/20/2014 | TO EXPAND THE OBJECTIVES OF THE COMPANY, AS STATED IN THE ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION OF THE COMPANY, AND TO AMEND THE ARTICLES OF ASSOCIATION AND MEMORANDUM OF ASSOCIATION OF THE COMPANY IN THE MANNER DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y |
Hennessy Advisors, Inc. | HNNA | 425885100 | 3/26/2014 | TO APPROVE THE HENNESSY ADVISORS, INC. AMENDED AND RESTATED 2013 OMNIBUS INCENTIVE PLAN | M | Y | For | Y |
TO APPROVE THE PERFORMANCE-BASED BONUS PROVISION OF THE SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT WITH NEIL J. HENNESSY | M | Y | For | Y | ||||
Susquehanna Bancshares, Inc. | SUSQ | 869099101 | 5/2/2014 | Recommendations of the Board of Director: ANTHONY J. AGNONE, SR., WAYNE E. ALTER, JR., HENRY R. GIBBEL, BRUCE A. HEPBURN, DONALD L. HOFFMAN, SARA G. KIRKLAND, JEFFREY F. LEHMAN, MICHAEL A. MORELLO, SCOTT J. NEWKAM, ROBERT E. POOLE, JR., WILLIAM J. REUTER, ANDREW S. SAMUEL, CHRISTINE SEARS, JAMES A. ULSH | M | Y | For | Y |
APPROVAL, IN AN ADVISORY VOTE, OF SUSQUEHANNA'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS SUSQUEHANNA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Aerocentury Corp. | ACT | 007737109 | 5/8/2014 | Recommendations of the Board of Directors: ROY E. HAHN, TONI M. PERAZZO | M | Y | For | Y |
PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cimatron LTD. | CIMT | M23798107 | 4/23/2014 | 1 .RE-ELECT MR. RAMI ENTIN TO THE BOARD OF DIRECTORS OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y |
2A. WE HAVE EITHER A "PERSONAL INTEREST" IN THE ABOVE RESOLUTION OR ARE A "CONTROLLING SHAREHOLDER." MARK "FOR" = YES OR "AGAINST" = NO | M | Y | Against(No) | |||||
2. RE-ELECT MRS. ETI LIVNI TO THE BOARD TO SERVE AS AN EXTERNAL DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
2A. /WE HAVE EITHER A "PERSONAL INTEREST" IN THE ABOVE RESOLUTION OR ARE A "CONTROLLING SHAREHOLDER." MARK "FOR" = YES OR "AGAINST" = NO | M | Y | Against(No) | |||||
3. APPROVE THE APPOINTMENT OF YOSSI BEN SHALOM AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
4.APPROVE THE APPOINTMENT OF WILLIAM F. GIBBS AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
5. APPROVE THE APPOINTMENT OF DAVID GOLAN AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
6. APPROVE THE APPOINTMENT OF DAN HARAN AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
7. APPROVE THE GRANT OF 10,000 ORDINARY SHARES TO MR. DAVID GOLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
8. AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
9. RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR & CO. AS THE INDEPENDENT PUBLIC ACCOUNTANT FOR YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Synergy Resources Corp. | SYRG | 87164P103 | 4/16/2014 | Recommendations of the Board of Directors: ED HOLLOWAY, WILLIAM E. SCAFF, JR, RICK A. WILBER, RAYMOND E. MCELHANEY, BILL M. CONRAD GEORGE SEWARD, R.W. NOFFSINGER III | M | Y | For | Y |
TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION INCREASING THE AMOUNT OF COMMON STOCK THE COMPANY IS AUTHORIZED TO ISSUE FROM 100,000,000 SHARES TO 200,000,000 SHARES. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | M | Y | For | Y | ||||
Primo Water Corporation | PRMW | 74165N105 | 5/1/2014 | Recommendations of the Board of Directors: BILLY D. PRIM, JACK C. KILGORE | M | Y | For | Y |
TO APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO PRIMO'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF MCGLADREY LLP AS PRIMO'S REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Information Services Grup, Inc. | III | 45675Y104 | 4/29/2014 | Recommendations of the Board of Directors: NEIL G. BUDNICK, GERALD S. HOBBS | M | Y | For | Y |
PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE AWARD PLAN. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN PRIMARILY TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THAT PLAN BY 1,200,000 SHARES. | M | Y | For | Y | ||||
Information Services Grup, Inc. | III | 45675Y104 | 4/29/2014 | Recommendations of the Board of Directors: NEIL G. BUDNICK, GERALD S. HOBBS | M | Y | For | Y |
PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2007 EQUITY AND INCENTIVE AWARD PLAN. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN PRIMARILY TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THAT PLAN BY 1,200,000 SHARES. | M | Y | For | Y | ||||
Wells-Gardner Electronics Corporation | WGA | 949765101 | 5/13/2014 | Recommendations of the Board of Directors: ANTHONY SPIER, MERLE H. BANTA, MARSHALL L. BURMAN, FRANK R. MARTIN | M | Y | For | Y |
ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICERS COMPENSATION. THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, IS HEREBY APPROVED AND RATIFIED IN ALL RESPECTS. | M | Y | For | Y | ||||
RATIFICATION OF APPOINTMENT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS. TO CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF PLANTE MORAN, PLLC, AS INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cal Dive Internatinal Inc | DVR | 12802T101 | 5/13/2014 | Recommendations of the Board of Director(s): JOHN T. MILLS | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cimatron LTD | CIMT | M23798107 | 4/23/2014 | RE-ELECT MR. RAMI ENTIN TO THE BOARD OF DIRECTORS OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y |
I/WE HAVE EITHER A "PERSONAL INTEREST" IN THE ABOVE RESOLUTION OR ARE A "CONTROLLING SHAREHOLDER." MARK "FOR" = YES OR "AGAINST" = NO | Against(No0 | |||||||
RE-ELECT MRS. ETI LIVNI TO THE BOARD TO SERVE AS AN EXTERNAL DIRECTOR, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
I/WE HAVE EITHER A "PERSONAL INTEREST" IN THE ABOVE RESOLUTION OR ARE A "CONTROLLING SHAREHOLDER." MARK "FOR" = YES OR "AGAINST" = NO | Against(no) | |||||||
APPROVE THE APPOINTMENT OF YOSSI BEN SHALOM AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVE THE APPOINTMENT OF WILLIAM F. GIBBS AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVE THE APPOINTMENT OF DAVID GOLAN AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVE THE APPOINTMENT OF DAN HARAN AS DIRECTOR OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVE THE GRANT OF 10,000 ORDINARY SHARES TO MR. DAVID GOLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES"), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
RE-APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR & CO. AS THE INDEPENDENT PUBLIC ACCOUNTANT FOR YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Xenith Bankshares, Inc. | XBKS | 98410105 | 5/1/2014 | Directors Recommend: LARRY L. FELTON, PALMER P. GARSON, PATRICK D. HANLEY, PETER C. JACKSON , T. GAYLON LAYFIELD, III, MICHAEL A. MANCUSI, ROBERT J. MERRICK, SCOTT A. REED, MARK B. SISISKY,THOMAS G. SNEAD, JR. | M | Y | For | Y |
APPROVAL OF THE XENITH BANKSHARES, INC. 2012 STOCK INCENTIVE PLAN, AS AMENDED. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Magnetek, Inc. | MAG | 559424403 | 4/30/2014 | Directors Recommend: DAVID A. BLOSS, SR., ALAN B. LEVINE, PETER M. MCCORMICK, MITCHELL I. QUAIN,DAVID P. REILAND | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014 ENDING DECEMBER 28, 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
APPROVAL OF THE AMENDMENT OF MAGNETEK'S RESTATED CERTIFICATE OF INCORPORATION TO DECREASE AUTHORIZED COMMON STOCK. | M | Y | For | Y | ||||
APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
Dot Hill Systems Corp. | HILL | 25848T109 | 5/5/2014 | Directors Recommend: DANA W. KAMMERSGARD, RICHARD MEJIA, JR. | M | Y | For | Y |
TO APPROVE THE COMPANY'S 2009 EQUITY INCENTIVE PLAN, AS AMENDED. | M | Y | For | Y | ||||
TO APPROVE THE 2014 EMPLOYEE STOCK PURCHASE PLAN. | M | Y | For | Y | ||||
RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION, IS HEREBY APPROVED | M | Y | For | Y | ||||
TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Columbia Laboratories, Inc. | CBRX | 197779200 | 5/8/2014 | Recommendations of the Board of Directors: VALERIE L. ANDREWS, FRANK ARMSTRONG, FRANK C. CONDELLA, JR, CRISTINA CSIMMA, DONALD H. HUNTER, STEPHEN G. KASNET, NIKIN PATEL | M | Y | For | Y |
RATIFY THE SELECTION OF BDO USA, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
APPROVE IN A NON-BINDING ADVISORY VOTE THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Tor Minerals International, Inc. | TORM | 890878309 | 5/9/2014 | Recommendations of the Board of Directors:JULIE A. EHMANN, DOUGLAS M. HARTMAN, OLAF KARASCH, THOMAS W. PAUKEN, ESQ., BERNARD A. PAULSON, STEVEN E. PAULSON, TAN CHIN YONG, PH.D | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF UHY LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
AXT, Inc. | AXTI | 00246W103 | 5/13/2014 | Recommendations of the Board of Directors: MORRIS S. YOUNG, DAVID C. CHANG | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF AXT'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BURR PILGER MAYER INC. AS AXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Ballantyne Strong, Inc. | BTN | 058516105 | 5/14/2014 | Directors Recommend: WILLIAM F. WELSH, II, GARY L. CAVEY, SAMUEL C. FREITAG, MARC E. LEBARON, MARK D. HASEBROOCK, DONDE PLOWMAN, JAMES C. SHAY | M | Y | For | Y |
THE ADVISORY (NON-BINDING) RESOLUTION REGARDING EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF THE BALLANTYNE STRONG, INC. 2014 NON-EMPLOYEE DIRECTORS' RESTRICTED STOCK PLAN. | M | Y | For | Y | ||||
APPROVAL OF 2010 LONG-TERM INCENTIVE PLAN AMENDMENT AND SECTION 162(M) MATERIAL TERMS FOR PAYMENT OF PERFORMANCE-BASED COMPENSATION. | M | Y | For | Y | ||||
RATIFYING THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
First Internet Bancorp | INBK | 320557101 | 5/19/2014 | Recommendations of the Board of Directors: DAVID B. BECKER ,JOHN K. KEACH, JR., DAVID R. LOVEJOY, ANN D. MURTLOW, RALPH R. WHITNEY, JR., JERRY WILLIAMS, JEAN L. WOJTOWICZ | M | Y | For | Y |
TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION PAID TO THREE OF OUR EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BKD LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
CECO Environmental Corp. | CECE | 125141101 | 5/15/2014 | Directors Recommend: ARTHUR CAPE,JASON DEZWIREK, ERIC M. GOLDBERG, JEFFREY LANG, LYNN J. LYALL, JONATHAN POLLACK, SETH RUDIN, DONALD A. WRIGHT | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Globalscape, Inc. | GSB | 37940G109 | 5/14/2014 | Directors Recommend: DAVID L. MANN, JAMES L. BINDSEIL | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF GRANT THORNTON, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Fuel Tech, Inc. | FTEK | 359523107 | 5/22/2014 | Directors Recommend:DOUGLAS G. BAILEY,MIGUEL ESPINOSA, W. GRANT GREGORY, THOMAS L. JONES, GEORGE F. MACCORMACK, THOMAS S. SHAW, JR., DELBERT L. WILLIAMSON, DENNIS L. ZEITLER | M | Y | For | Y |
PROPOSAL TO APPROVE THE FUEL TECH, INC. 2014 LONG-TERM INCENTIVE PLAN | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY LLP AS FUEL TECH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF MCGLADREY LLP AS FUEL TECH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | M | Y | For | Y | ||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION | ||||||||
Cumberland Pharmaceuticals | CPIX | 230770109 | 4/15/2014 | DIRECTORS RECOMMEND VOTE FOR FOLLOWING NOMINEES; JONATHAN GRIGGS, JOEY JACOBS | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
TO APPLY ALL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | M | Y | For | Y | ||||
United Insurance Holding Corp. | UIHC | 910710102 | 5/7/2014 | Recommendations of the Board of Directors: ALEC L. POITEVINT, II, KERN M. DAVIS, M.D., WILLIAM H. HOOD, III SHERRILL W. HUDSON | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Microfinancial Incorporated | MFI | 595072109 | 5/8/2014 | Recommendations of the Board of Directors: TORRENCE C. HARDER , FRITZ VON MERING | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT BY THE BOARD OF DIRECTORS OF MCGLADREY LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Hopfed Bancorp., Inc | HFBC | 439734104 | 5/21/2014 | Recommendations of the Board of Directors: CLAY SMITH, HARRY J. DEMPSEY, GILBERT E. LEE | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF RAYBURN, BATES & FITZGERALD, P.C. AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2014. | M | Y | For | Y | ||||
NON-BINDING RESOLUTION TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
U.S. Auto Parts Network | PRTS | 90343C100 | 5/20/2014 | Recommendations of the Board of Directors: JOSHUA L. BERMAN, SOL KHAZANI, ROBERT J. MAJTELES | M | Y | For | Y |
RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITOR OF U.S. AUTO PARTS NETWORK, INC. FOR THE FISCAL YEAR ENDING JANUARY 3, 2015. | M | Y | For | Y | ||||
SAY ON PAY - ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF CLASS I DIRECTOR BARBARA PALMER TO HOLD OFFICE UNTIL THE 2016 ANNUAL MEETING OF STOCKHOLDERS. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF CLASS III DIRECTOR BRADLEY E. WILSON TO HOLD OFFICE UNTIL THE 2015 ANNUAL MEETING OF STOCKHOLDERS. | M | Y | For | Y | ||||
Gaming Partnrs International Corp. | GPIC | 36467A107 | 5/21/2014 | Directors Recommend: MARTIN A. BERKOWITZ , ERIC P. ENDY, GREGORY S. GRONAU, CHARLES R. HENRY, ROBERT J. KELLY, JEAN-FRANCOIS LENDAIS , ALAIN THIEFFRY | M | Y | For | Y |
HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Full House Resorts, Inc. | FLL | 359678109 | 5/15/2014 | Recommendations of the Board of Directors: KENNETH R. ADAMS, CARL G. BRAUNLICH, KATHLEEN MARSHALL, ANDRE M. HILLIOU, MARK J. MILLER | M | Y | For | Y |
RATIFICATION OF PIERCY BOWLER TAYLOR & KERN AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FULL HOUSE RESORTS FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Allied Motion Technologies Inc. | AMOT | 019330109 | 5/13/2014 | Directors Recommend: R.D. FEDERICO, S.R. HEATH, JR., G.J. LABER, R.D. SMITH, J.J. TANOUS, R.S. WARZALA | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Kratos Defense & Sec Solutions, Inc. | KTOS | 50077B207 | 5/14/2014 | Recommendations of the Board of Directors: SCOTT ANDERSON, BANDEL CARANO, ERIC DEMARCO, WILLIAM HOGLUND, SCOT JARVIS, JANE JUDD, SAMUEL LIBERATORE | M | Y | For | Y |
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2014. | M | Y | For | Y | ||||
TO APPROVE THE ADOPTION OF THE COMPANY'S 2014 EQUITY INCENTIVE PLAN. | M | Y | For | Y | ||||
AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Apache Corporation | APA | 037411105 | 5/15/2014 | Directors Recommend:G. STEVEN FARRIS, A.D. FRAZIER, JR., AMY H. NELSON, | M | Y | For | Y |
RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | M | Y | For | Y | ||||
APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS | M | Y | For | Y | ||||
Cafepress, Inc. | PRSS | 12769A103 | 5/15/2014 | Directors Recommend: BRAD W. BUSS, DOUGLAS M. LEONE | M | Y | For | Y |
PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Intrusion Inc. | INTZ | 46121E205 | 5/15/2014 | Directors Recommend: G. WARD PAXTON, T. JOE HEAD, J. FRED BUCY, JR. JAMES F. GERO, DONALD M. JOHNSTON | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF WHITLEY PENN LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Core Molding Technologies | CMT | 218683100 | 5/16/2014 | Directors Recommend: EVIN L. BARNETT, THOMAS R. CELLITTI, JAMES F. CROWLEY, RALPH O. HELLMOLD, MATTHEW E. JAUCHIUS, JAMES L. SIMONTON | M | Y | For | Y |
AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cyberoptics Corporation | CYBE | 232517102 | 5/19/2014 | Directors Recommend: ALEX B. CIMOCHOWSKI, CRAIG D. GATES, SUBODH KULKARNI, IRENE M. QUALTERS MICHAEL M. SELZER, JR. | M | Y | For | Y |
TO APPROVE COMPENSATION TO OUR EXECUTIVE OFFICERS (NONBINDING). | M | Y | For | Y | ||||
TO APPROVE INCREASE IN SHARE RESERVATION UNDER STOCK GRANT PLAN FOR NON-EMPLOYEE DIRECTORS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC AUDITORS. | M | Y | For | Y | ||||
Diversified Restaurant Hldgs Inc | BAGR | 25532M105 | 5/22/2014 | Directors Recommend: T. MICHAEL ANSLEY, DAVID G. BURKE, JAY ALAN DUSENBERRY, PHILIP FRIEDMAN, DAVID LIGOTTI , JOSEPH M. NOWICKI, GREGORY J. STEVENS | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING, OR AT ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING. | M | Y | For | Y | ||||
Bank of Commerce Holdings | BOCH | 06424J103 | 5/20/2014 | Directors Recommend: ORIN N. BENNETT, GARY R. BURKS, JOSEPH Q. GIBSON, RANDALL S. ESLICK, JON W. HALFHIDE, LINDA J. MILES, DAVID H. SCOTT, TERENCE J. STREET, LYLE L. TULLIS | M | Y | For | Y |
THE RATIFICATION OF THE SELECTION OF MOSS ADAMS, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
THE ADOPTION OF THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
EMC Insurance Group, Inc. | EMCI | 268664109 | 5/22/2014 | Directors Recommend: STEPHEN A. CRANE, JONATHAN R. FLETCHER, ROBERT L. HOWE, BRUCE G. KELLEY, GRETCHEN H. TEGELER, | M | Y | For | Y |
APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | M | Y | For | Y | ||||
Monarch Casino & Resort, Inc. | MCRI | 609027107 | 5/21/2014 | Directors Recommend: JOHN FARAHI , CRAIG F. SULLIVAN, PAUL ANDREWS | M | Y | For | Y |
TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | M | Y | For | Y | ||||
Cascade Microtech, Inc. | CSCD | 147322101 | 5/9/2014 | Directors Recommend: MICHAEL D. BURGER*, RAYMOND A. LINK* ,MARTIN L. RAPP# | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE CASCADE MICROTECH, INC. 2010 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
TO APPROVE, AS A NON-BINDING ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Auxilio, Inc. | AUXO | 05334N105 | 5/15/2014 | Directors Recommend: EDWARD B. CASE, JOSEPH J. FLYNN, MICHAEL JOYCE, WILLIAM LEONARD, JOHN D. PACE, MAX POLL, MICHAEL VANDERHOOF | M | Y | For | Y |
APPROVAL OF AN AMENDMENT TO AUXILIO'S ARTICLES OF INCORPORATION TO EFFECT THE PROPOSED REVERSE STOCK SPLIT. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF HASKELL & WHITE LLP AS THE COMPANY'S INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
On Track Innovations Ltd. | OTN | M8791A109 | 5/19/2014 | TO ELECT MR. WILLIAM C. ANDERSON III AS AN EXTERNAL DIRECTOR ON THE BOARD OF DIRECTORS FOR A THREE-YEAR TERM, COMMENCING WITH HIS ELECTION. | M | Y | For | Y |
TO APPROVE THE GRANT OF OPTIONS TO PURCHASE UP TO 50,000 ORDINARY SHARES OF THE COMPANY UNDER THE 2001 SHARE OPTION PLAN (THE "OPTION PLAN") TO EACH OF THE DIRECTORS OF THE COMPANY IN OFFICE IMMEDIATELY FOLLOWING THE SHAREHOLDERS MEETING, SUBJECT TO THE TERMS SPECIFIED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, AN ANNUAL ADVISORY VOTE BY SHAREHOLDERS ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT Mngmt Recommends 1 YR | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE OPTION PLAN TO INCREASE THE ORDINARY SHARES RESERVED AND AVAILABLE FOR ISSUANCE UNDER THE OPTION PLAN FROM 15,700,000 TO 16,450,000. | M | Y | For | Y | ||||
Pacific Premier Bancorp, Inc. | PPBI | 69478X105 | 5/27/2014 | Recommendations of the Board of Directors: KENNETH A. BOUDREAU, JOHN J. CARONA, STEVEN R. GARDNER, JOSEPH L. GARRETT, JOHN D. GODDARD, JEFF C. JONES, MICHAEL L. MCKENNON | M | Y | For | Y |
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAME EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO APPROVE, THE AMENDMENT TO THE COMPANY'S 2012 LONG-TERM INCENTIVE PLAN. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF VAVRINEK, TRINE, DAY & CO., LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Atlas Financial Holdings, Inc. | AFH | G06207115 | 5/20/2014 | Election of Directors: JORDAN KUPINSKY, GORDON PRATT, LARRY SWETS, JR. , SCOTT WOLLNEY, JOHN T. FITZGERALD | M | Y | For | Y |
TO CONSIDER AND TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION RATIFYING THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION APPROVING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE CORPORATION TO UPDATE AND MODIFY CERTAIN PROVISIONS RELATING TO INDEMNIFICATION. | M | Y | For | Y | ||||
Pioneer Power Solutions Inc. | PPSI | 723836300 | 5/14/2014 | Directors Recommend: NATHAN J. MAZUREK , ANDREW MINKOW, THOMAS KLINK, YOSSI COHN , DAVID J. LANDES, IAN ROSS, DAVID TESLER, JONATHAN TULKOFF | M | Y | For | Y |
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Directors Rec: 3YRS | M | Y | Against | N | ||||
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Virginia Heritage Bank | VGBK | 927819102 | 5/22/2014 | Directors Recommend: CHARLES C. BROCKET, THOMAS P. CALDWELL, DOUGLAS M. CHURCH, JR., THOMAS F. DUNGAN, III, GARY L. HALL, MARK A. KARL, JOSEPH J. ROMAGNOLI, DAVID P. SUMMERS, DOUGLAS W. WALLACE ROBERT P. WARHURST | M | Y | For | Y |
PROPOSAL TO RATIFY THE APPOINTMENT OF YOUNT, HYDE & BARBOUR, P.C. AS OUR INDEPENDENT AUDITING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE 2014 LONG-TERM INCENTIVE PLAN AND THE RESERVATION OF 250,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. | M | Y | For | Y | ||||
Ultralife Corporation | ULBI | 903899102 | 6/3/2014 | Directors Recommend: STEVEN M. ANDERSON, MICHAEL D. POPIELEC, THOMAS L. SAELI, ROBERT W. SHAW II, RANJIT C. SINGH, BRADFORD T. WHITMORE | M | Y | For | Y |
TO RATIFY THE SELECTION OF BONADIO & CO., LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE A NEW LONG-TERM INCENTIVE PLAN AS THE SUCCESSOR PLAN TO THE EXISTING RESTATED 2004 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH EXPIRES ON JUNE 10, 2014. | M | Y | For | Y | ||||
Edgewater Technology, Inc. | EDGW | 280358102 | 6/4/2014 | Directors Recommend: SHIRLEY SINGLETON, WAYNE WILSON, PAUL E. FLYNN, PAUL GUZZI, NANCY L. LEAMING MICHAEL R. LOEB | M | Y | For | Y |
SAY ON PAY - AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | M | Y | For | Y | ||||
Manitex International, Inc. | MNTX | 563420108 | 6/5/2014 | Directors Recommend: RONALD M. CLARK, ROBERT S. GIGLIOTTI , FREDERICK B. KNOX , DAVID J. LANGEVIN, MARVIN B. ROSENBERG, STEPHEN J. TOBER | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF UHY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
CTI Industries Corporation | CTIB | 125961300 | 6/6/2014 | Directors Recommend: JOHN H. SCHWAN, STEPHEN M. MERRICK, STANLEY M. BROWN , BRET TAYNE, JOHN I. COLLINS, HOWARD C. EIRINBERG , JOHN M. KLIMEK | M | Y | For | Y |
PROPOSAL TO RATIFY THE APPOINTMENT OF PLANTE & MORAN, PLLC AS AUDITORS OF THE CORPORATION FOR 2014. | M | Y | For | Y | ||||
Innodata Inc. | INOD | 457642205 | 6/3/2014 | Directors Recommend: JACK S. ABUHOFF, HAIG S. BAGERDJIAN, LOUISE C. FORLENZA, STEWART R. MASSEY, ANTHEA C. STRATIGOS, ANDARGACHEW S. ZELLEKE | M | Y | For | Y |
RATIFICATION OF THE SELECTION OF COHNREZNICK LLP AS INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF AMENDMENTS TO THE INNODATA INC. 2013 STOCK PLAN. | M | Y | For | Y | ||||
Rex American Resources Corporation | REX | 761624105 | 6/3/2014 | Election of Directors: STUART A. ROSE, LAWRENCE TOMCHIN, ROBERT DAVIDOFF, EDWARD M. KRESS, CHARLES A. ELCAN, DAVID S. HARRIS, MERVYN L. ALPHONSO, LEE FISHER | M | Y | For | Y |
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Ciber, Inc. | CBR | 17163B102 | 6/4/2014 | Directors Recommend: MICHAEL BOUSTRIDGE, STEPHEN S. KURTZ , KURT J. LAUK | M | Y | For | Y |
SEEK ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Willdan Group Inc. | WLDN | 96924N100 | 6/6/2014 | Directors Recommend: WIN WESTFALL, THOMAS D. BRISBIN, PH.D, RAYMOND W. HOLDSWORTH, DOUGLAS J. MCEACHERN, KEITH W. RENKEN, JOHN M. TOUPS | M | Y | For | Y |
TO CONSIDER AND VOTE UPON THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING JANUARY 2, 2015. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON APPROVAL OF THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Hill International, Inc. | HIL | 431466101 | 6/12/2014 | Directors Recommend: DAVID L. RICHTER , ALAN S. FELLHEIMER | M | Y | For | Y |
APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES ISSUABLE UNDER THE 2006 EMPLOYEE STOCK OPTION PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Vertex Energy, Inc. | VTNR | 92534K107 | 6/3/2014 | Election of Directors:Benjamin P. Cowart, Dan Borgen, David Phillips, Christopher Stratton, Timothy Harvey | M | Y(elec) | For | Y |
fication of the appointment of LBB & Associates Ltd., LLP, as the company's independent auditors for the fiscal year ending December 31, 2014. | M | Y(elec) | For | Y | ||||
Trinity Biotech PLC | TRIB | 896438306 | 6/6/2014 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2013 TOGETHER WITH THE REPORTS OF THE DIRECTORS' AND AUDITOR'S THEREIN. | M | Y | For | Y |
TO RE-ELECT AS A DIRECTOR MR. PETER COYNE WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION. | M | Y | For | Y | ||||
TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | M | Y | For | Y | ||||
HAT A FINAL DIVIDEND BE AND IS HEREBY DECLARED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 AND SUCH DIVIDEND IS TO BE PAID AT THE RATE OF US$0.055 PER "A" ORDINARY SHARE (BEING THE EQUIVALENT OF US$0.22 PER ADS) TO THE HOLDERS OF "A" ORDINARY SHARES ON THE REGISTER OF MEMBERS AT CLOSE OF BUSINESS ON 10 JUNE 2014. | M | Y | For | Y | ||||
THAT THE COMPANY AND/OR A SUBSIDIARY OF THE COMPANY BE GENERALLY AUTHORISED TO MAKE ONE OR MORE OVERSEAS MARKET PURCHASES ON THE NATIONAL ASSOCIATION OF SECURITIES DEALERS AUTOMATED QUOTATION MARKET (NASDAQ), OF "A" ORDINARY SHARES OF US$0.0109 EACH ("SHARE(S)"), (REPRESENTED BY AMERICAN DEPOSITARY SHARES ("ADS")), ON SUCH TERMS AND CONDITIONS, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | M | Y | For | Y | ||||
THAT, SUBJECT TO THE PASSING OF RESOLUTION 5 ABOVE AND TO THE PROVISIONS OF THE COMPANIES ACT 1990 (AS AMENDED), FOR THE PURPOSES OF SECTION 209 OF THE COMPANIES ACT 1990, THE RE-ISSUE PRICE RANGE AT WHICH A TREASURY SHARE (AS DEFINED BY THE SAID SECTION 209) FOR THE TIME BEING HELD BY THE COMPANY MAY BE RE-ISSUED OFF-MARKET, ALL AS MORE FULLY DESCRIBED IN THE PROXY MATERIAL. | M | Y | For | Y | ||||
TGC Industries, Inc. | TGE | 872417308 | 6/3/2014 | Directors Recommend: WAYNE A. WHITENER, WILLIAM J. BARRETT, HERBERT M. GARDNER, ALLEN T. MCINNES, EDWARD L. FLYNN, STEPHANIE P. HURTT | M | Y | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF SELECTION OF LANE GORMAN TRUBITT, PLLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
Ipass Inc. | IPAS | 46261V108 | 6/3/2014 | Directors Recommend: JOHN D. BELETIC, PETER C. CLAPMAN, GARY A. GRIFFITHS, EVAN L. KAPLAN, ROBERT J. MAJTELE, SAMUEL L. SCHWERIN | M | Y | For | Y |
TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF IPASS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF IPASS INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
CHKE | 16444H102 | 6/10/2014 | Directors Recommend: TIMOTHY EWING, ROBERT GALVIN, KEITH HULL, JESS RAVICH , FRANK TWORECKE, HENRY STUPP | M | Y | For | Y | |
TO APPROVE THE PROPOSED RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | M | Y | For | Y | ||||
TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | M | Y | For | Y | ||||
DSP Group, Inc. | DSPG | 23332B106 | 6/9/2014 | Directors Recommend: OFER ELYAKIM, GABI SELIGSOHN,YAIR SEROUSSI | M | Y | For | Y |
PROPOSAL TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY, AS AMENDED, TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF KOST FORER GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICERS COMPENSATION. | M | Y | For | Y | ||||
Hooper Holmes, Inc. | HH | 439104100 | 6/11/2014 | Directors Recommend: RONALD V. APRAHAMIAN, HENRY E. DUBOI, LARRY FERGUSON, GUS D. HALAS, THOMAS A. WATFORD | M | Y | For | Y |
APPROVE AN AMENDMENT AND RESTATEMENT OF THE HOOPER HOLMES, INC. 2011 OMNIBUS EMPLOYEE INCENTIVE PLAN. | M | Y | For | Y | ||||
CONSIDER AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OR OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
KVH Industries, Inc. | KVHI | 482738101 | 6/22/2014 | ELECTION OF CLASS III DIRECTOR: ROBERT W.B. KITS VAN HEYNINGEN | M | Y | For | Y |
ELECTION OF CLASS III DIRECTOR: BRUCE J. RYAN | M | Y | For | Y | ||||
APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
DHT Holdings, Inc. | DHT | Y2065G121 | 6/11/2014 | Directors EINAR MICHAEL STEIMLER, ROBERT N. COWEN | M | Y | For | Y |
THE APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN | M | Y | For | Y | ||||
RATIFICATION OF SELECTION OF DELOITTE AS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
Century Casinos, Inc. | CNTY | 156492100 | 6/12/2014 | ELECTION OF DIRECTOR: PETER HOETZINGER | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Evolving Systems, Inc. | EVOL | 30049R209 | 6/18/2014 | Directors Recommend: THADDEUS DUPPER, DAVID J. NICOL, DAVID S. OROS, RICHARD R. RAMLALL , JOHN B. SPIRTOS | M | Y | For | Y |
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
MFR, Inc. | MFRI | 552721102 | 6/17/2014 | Directors Recommend: DAVID UNGER, BRADLEY E. MAUTNER, DENNIS KESSLER, MARK A. ZORKO, MICHAEL J. GADE, DAVID S. BARRIE, JEROME T. WALKER | M | Y | For | Y |
THE APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANT FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
CPI Aerostructures, Inc. | CVU | 125919308 | 6/17/2014 | Directors Recommend: HARVEY J. BAZAAR,�� KENNETH MCSWEENEY, TERRY STINSON, MICHAEL FABER, DOUGLAS MCCROSSO | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF COHNREZNICK LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. | M | Y | For | Y | ||||
Parkervision, Inc. | PRKR | 701354102 | 6/17/2014 | Directors Recommend: JOHN METCALF, ROBERT STERNE | M | Y | For | Y |
TO APPROVE AMENDMENTS TO THE PARKERVISION 2011 LONG-TERM INCENTIVE EQUITY PLAN. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PARKERVISION'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Empire Resources, Inc. | ERS | 29206E100 | 6/18/2014 | Directors Recommend: WILLIAM SPIER, NATHAN KAHN, SANDRA KAHN, HARVEY WRUBEL, JACK BENDHEIM, PETER G. HOWARD, DOUGLAS KASS, NATHAN MAZUREK, L. RICK MILNER, MORRIS J. SMITH | M | Y | For | Y |
ADVISORY VOTE ON EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
RATIFICATION OF APPOINTMENT OF EISNERAMPER LLP AS EMPIRE RESOURCES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Addus-Homecare Corporation | ADUS | 006739106 | 6/18/2014 | Directors Recommend: STEVEN I. GERINGER, MICHAEL EARLEY | M | Y | For | Y |
TO RATIFY THE SELECTION OF BDO USA, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2009 STOCK INCENTIVE PLAN, WHICH REVISES (I) THE PERFORMANCE GOALS TO BE USED IN CONNECTION WITH PERFORMANCE-BASED AWARDS BY INCLUDING ECONOMIC VALUE ADDED TOTAL SHAREHOLDER RETURN AND OBJECTIVE MEASURES OF QUALITY AS POTENTIAL GOALS AND (II) CERTAIN OF THE 2009 STOCK INCENTIVE PLAN'S AWARD LIMITATIONS. | M | Y | For | Y | ||||
Silvercrest Mines Inc. | SVLC | 828365106 | 6/9/2014 | ELECTION OF DIRECTORS: DUNHAM L. CRAIG, J. SCOTT DREVER, N. ERIC FIER, ROSS O. GLANVILLE, BARNEY MAGNUSSON, GEORGE W. SANDERS,GRAHAM C. THODY | M | Y | For | Y |
APPOINTMENT OF DAVIDSON & COMPANY LLP, CHARTERED ACCOUNTANTS AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. | M | Y | For | Y | ||||
TO RECONFIRM THE COMPANY'S SHAREHOLDER RIGHTS PLAN. | M | Y | For | Y | ||||
Asure Software Inc. | ASUR | 04649U102 | 6/9/2014 | Directors Recommend: DAVID SANDBERG, PATRICK GOEPE, ADRIAN PERTIERRA, MATTHEW BEHRENT, J. RANDALL WATERFIELD | M | Y | For | Y |
PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2009 EQUITY PLAN TO INCREASE THE NUMBER OF SHARES RESERVED UNDER THE PLAN FROM 1,200,000 TO 1,400,000. | M | Y(elec)) | For | Y | ||||
Hooper Homes, Inc. | HH | 439104100 | 6/11/2014 | ELECTION OF DIRECTORS: RONALD V. APRAHAMIAN, HENRY E. DUBOIS, LARRY FERGUSON, GUS D. HALAS, THOMAS A. WATFORD | M | Y(elec)) | For | Y |
APPROVE AN AMENDMENT AND RESTATEMENT OF THE HOOPER HOLMES, INC. 2011 OMNIBUS EMPLOYEE INCENTIVE PLAN. | M | Y(elec)) | For | Y | ||||
CONSIDER AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OR OUR NAMED EXECUTIVE OFFICERS. | M | Y(elec)) | For | Y | ||||
RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y(elec)) | For | Y | ||||
Lakeland Indusries, Inc. | LAKE | 511795106 | 6/18/2014 | Directors Recommend: CHRISTOPHER J. RYAN, A. JOHN KREFT | M | Y | For | Y |
RATIFICATION OF SELECTION OF WARREN AVERETT AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
Orbit International Corp. | ORBT | 685559304 | 6/20/2014 | Directors Recommend: MITCHELL BINDER, WAYNE CADWALLADER, FREDRIC GRUDER, BERNARD KARCINELL, SOHAIL MALAD, LAWRENCE RAINVILLE | M | Y | For | Y |
PROPOSAL TO RATIFY EISNERAMPER LLP AS INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
NON-BINDING ADVISORY PROPOSAL APPROVING A RESOLUTION SUPPORTING THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
USA Technologies, Inc. | USAY | 90328S500 | 6/18/2014 | Directors Recommend: DEBORAH G. ARNOLD, STEVEN D. BARNHART, JOEL BROOKS, STEPHEN P. HERBERT, ALBIN F. MOSCHNER, WILLIAM J. REILLY, JR, WILLIAM J. SCHOCH | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
APPROVAL OF THE 2014 STOCK OPTION INCENTIVE PLAN | M | Y | For | Y | ||||
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | M | Y | For | Y | ||||
Sorl Auto Parts, Inc. | SORL | 78461U101 | 6/20/2014 | ELECTION OF DIRECTORS: XIAO PING ZHANG, XIAO FENG ZHANG, SHUPING CHI, LI MIN ZHANG, ZHI ZHONG WANG, YI GUANG HUO, JIANG HUA FENG | M | Y | For | Y |
TO APPOINT MALONE BAILEY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
Celsion Corporation | CLSN | 15117N404 | 6/20/2014 | Directors Recommend: DR. AUGUSTINE CHOW, MR. FREDERICK J. FRITZ | M | Y | For | Y |
TO RATIFY THE SELECTION OF STEGMAN & COMPANY AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Pedevco Corp. | PED | 70532Y204 | 6/27/2014 | ELECTION OF DIRECTORS:Frank C. Ingriselli, David C. Crikelair, Elizabeth P. Smith | M | Y(phone) | For | Y |
To approve an amendment to the company's 2012 Equity Incentive Plan, to increase by 5,000,000 the number of shares of common stock reserved for issuance under the plan. | M | Y(phone) | For | Y | ||||
Ratification of the appointment of GBH CPA's, PC, as the company's independent auditors for the fiscal year ending December 31, 2014. | M | Y(phone) | For | Y | ||||
To approve, by non-binding vote, the compensation of the company's named executive officers. | M | Y(phone) | For | Y | ||||
To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the company's named executive officers. | M | Y(phone) | For | Y | ||||
To approve the adjournment of the annual meeting, if necessary or appropriate, to solicit additional proxies. | M | Y(elec) | For | Y | ||||
Bsquare Corporation | BSQR | 11776U300 | 6/24/2014 | Directors Recommend: ANDREW S.G. HARRIES | M | Y | For | Y |
TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Intest Corporation | INTT | 461147100 | 6/2/2014 | Directors Recommend: ALYN R. HOLT, ROBERT E. MATTHIESSEN, STEVEN J. ABRAMS, ESQ, STUART F. DANIELS, PH.D, JOSEPH W. DEWS IV, WILLIAM KRAUT | M | Y | For | Y |
APPROVAL OF THE INTEST CORPORATION 2014 STOCK PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF MCGLADREY LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Euroseas Ltd. | ESEA | Y23592200 | 6/9/2014 | Directors Recommend:ARISTIDES J. PITTAS, DR. ANASTASIOS ASLIDIS, ARISTIDES P. PITTAS | M | Y | For | Y |
AUTHORIZE THE BOARD OF DIRECTORS TO EFFECT AT ITS DISCRETION ANY TIME PRIOR TO THE 2015 ANNUAL MEETING OF SHAREHOLDERS A REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING SHARES OF COMMON STOCK BY A RATIO OF BETWEEN 1-FOR-2 AND 1-FOR-10, AND TO SO AMEND THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION. | M | Y | For | Y | ||||
APPROVAL OF THE APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS & CAMBANIS S.A. AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Pedevco Corp. | PED | 70532Y204 | 6/27/2014 | Directors Recommend: FRANK C. INGRISELLI , DAVID C. CRIKELAIR, ELIZABETH P. SMITH | M | Y | For | Y |
TO APPROVE AN AMENDMENT TO THE COMPANY'S 2012 EQUITY INCENTIVE PLAN, TO INCREASE BY 5,000,000 THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GBH CPA'S, PC, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. Directors Recommend 3 YRS | M | Y | Against | Y | ||||
TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES. | M | Y | For | Y |
2013-2014
PERRITT MICROCAP OPPORTUNITIES FUND
PROXY VOTING RECORD
Issuer | Symbol | CUSIP | Mtg Date | Proposal* | Proposed By | Voted | For/ Against/ Abstain | For Management |
Clicksoftware Technologies Ltd. | CKSW | M25082104 | 7/8/2013 | TO APPROVE THE APPOINTMENT OF BRIGHTMAN ALMAGOR ZOHAR & CO., A MEMBER OF DELOITTE TOUCHE TOHMATSU, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013, TO FIX THE REMUNERATION OF SUCH INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y |
TO APPROVE A COMPENSATION POLICY FOR THE COMPANY'S DIRECTORS AND OFFICERS, IN ACCORDANCE WITH THE REQUIREMENTS OF THE ISRAELI COMPANIES LAW. | M | Y | For | Y | ||||
TO RE-ELECT MR. MENAHEM SHALGI, AS AN "EXTERNAL DIRECTOR" OF THE COMPANY (AS SUCH TERM IS DEFINED IN THE ISRAELI COMPANIES LAW 5759-1999), TO HOLD OFFICE AS AN EXTERNAL DIRECTOR FOR A THREE YEAR TERM AND TO APPROVE HIS COMPENSATION AS AN EXTERNAL DIRECTOR. | M | Y | For | Y | ||||
TO RATIFY AND APPROVE THE APPOINTMENT OF DR. MOSHE BENBASSAT AS BOTH CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER OF THE COMPANY FOR A PERIOD OF THREE YEARS. | M | Y | For | Y | ||||
TO APPROVE THE GRANT OF OPTIONS TO DR. MOSHE BENBASSAT FOR THE PURCHASE OF 90,000 ORDINARY SHARES OF THE COMPANY. | M | Y | For | Y | ||||
Seachange International, Inc. | SEAC | 811699107 | 7/17/2013 | Directors Recommend Vote for: Steven Craddock, Edward Terino | M | Y | For | Y |
TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF SEACHANGE'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2011 COMPENSATION AND INCENTIVE PLAN. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF SEACHANGE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, GRANT THORNTON LLP. | M | Y | For | Y | ||||
Mitcham Industries, Inc. | MIND | 606501104 | 7/25/2013 | Directors Recommend: Billy F Mitcham, Jr, Peter H Blum, Robert P Capps, R Dean Lewis, John F Schwalbe, Robert J Albers | M | Y | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
ADOPT AN AMENDMENT AND RESTATEMENT ("THE AMENDMENT") TO THE MITCHAM INDUSTRIES, INC. STOCK AWARDS PLAN, AS AMENDED ("THE PLAN"). | M | Y | For | Y | ||||
RE-APPROVE THE MATERIAL TERMS OF THE PLAN AS AMENDED BY THE AMENDMENT PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS MITCHAM INDUSTRIES, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2014. | M | Y | For | Y | ||||
Uranium Energy Corp. | UEC | 916896103 | 7/24/2013 | Directors Recommend: Amir Adnani, Alan P Lindsay, Harry L Anthony, Ivan Obolenskiy, Vincent Della Volpe, David Kong, Katharine Armstrong | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
TO APPROVE THE COMPANY'S 2013 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PCM, Inc. | PCMI | 69323K100 | 7/25/2014 | Directors Recommend: rank F Khulusi, Thomas A Maloof, Ronald B Reck, Paul C Heeschen | M | Y | For | Y |
STOCKHOLDER ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
STOCKHOLDER ADVISORY VOTE REGARDING THE FREQUENCY FOR FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S CURRENT FISCAL YEAR. | M | Y | For | Y | ||||
Medical Action Industries, Inc. | MDCI | 58449L100 | 8/8/2013 | Directors Recommend the Following: Paul D Meringolo, Kenneth R Newsome, Pamela R Levy | M | Y | For | Y |
AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | M | Y | For | Y | ||||
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED MARCH 31, 2014 | M | Y | For | Y | ||||
AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | M | Y | For | Y | ||||
RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED MARCH 31, 2014 | M | Y | For | Y | ||||
Syneron Medical Ltd. | ELOS | M87245102 | 7/18/2013 | To approve and ratify the re-apt. of Kost Forer Gabbay & Kasierer, of Ernst & Young Global as the company's inddependent autitors for 2013 fiscal yr and for an additional period until the next annual general meeeting | M | Y | For | Y |
To re-elect Yaffie Krindel as a class II director rto hold office until the end of 3rd annual general meeting to be held after the meeting or until her successor has been duly elected. | M | Y | For | Y | ||||
to re-elect the following directors for 3 yr. terms effective 11/7/2013w/provisions of the Israel Companies Law: Dr Michael Anghel, Mr Dan Suesskind | M | Y | For | Y | ||||
To approve a compansation policy regarding the terms of service and employment of the directors and officers of the company, in accordane with the provisions of the Israel companies law | M | Y | For | Y | ||||
To approve compensation to Dr Shimon Eckhuse for his services as CEO | M | Y | For | Y | ||||
To approve compensation to Mr David Schlachet for his service as Chairman of the Board of directors | M | Y | For | Y | ||||
To approve compensation to Mr David Schlachet for the prior service as interim chief financial officer for a four-onth period beginning in August 2012 | M | Y | For | Y | ||||
To approve updated compensation to directors of the Company | M | Y | For | Y | ||||
To approve a grant of options to acquire shares of Syneron Beauty Ltd A wholly-owned subsidiary of the Company to each of Mr David Schlachet and Dr Michael Anghei, both of whom serve on the board of directors of the Company and of Syneron Beauty Ltd. | M | Y | For | Y | ||||
Are you a controling shareholder of the Company or do yu have a personal interet in the transactions underlying Proposal 3, 4,and 5? YES or NO | Y | NO | ||||||
Rentrack Corporation | RENT | 760174102 | 8/15/2013 | Recommendations of the Board of Directors WILLIAM ENGEL RICHARD HOCHHAUSER WILLIAM LIVEK ANNE MACDONALD MARTIN O'CONNOR BRENT ROSENTHAL RALPH SHAW | M | Y | For | Y |
RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS RENTRAK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF RENTRAK'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
American Software, Inc. | AMSWA | 029683109 | 8/19/2013 | DIRECTOR Proposal(s) W. DENNIS HOGUE DR. JOHN J. JARVIS JAMES B. MILLER, JR. | M | Y | For | Y |
TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 30, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE COMPANY'S 2011 EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF CLASS A COMMON SHARES THAT MAY BE SUBJECT TO OPTIONS GRANTED UNDER THAT PLAN FROM 2,500,000 SHARES TO 3,700,000 SHARES. | M | Y | For | Y | ||||
Synergy Resources Corp. | SYRG | 87164P103 | 8/20/2013 | DIRECTOR Proposal(s) EDWARD HOLLOWAY WILLIAM E. SCAFF, JR RICK A. WILBER RAYMOND E. MCELHANEY BILL M. CONRAD R.W. NOFFSINGER III GEORGE SEWARD | M | Y | For | Y |
TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE THAT THE PRESENCE OF ONE-THIRD OF THE VOTES TO BE CAST ON ANY MATTER BY A VOTING GROUP CONSTITUTES A QUORUM OF THAT VOTING GROUP FOR ACTION ON THE MATTER. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE COMPANY'S NON-QUALIFIED STOCK OPTION PLAN SUCH THAT THE SHARES OF COMMON STOCK THAT MAY BE ISSUED UPON THE EXERCISE OF OPTIONS GRANTED PURSUANT TO THE PLAN WILL BE INCREASED FROM 2,000,000 SHARES TO 5,000,000 SHARES. | M | Y | For | Y | ||||
TO APPROVE THE ISSUANCE OF SHARES OF THE COMPANY'S COMMON STOCK TO GEORGE SEWARD FOR HIS ASSISTANCE IN HELPING THE COMPANY ACQUIRE OIL AND GAS LEASES. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2013. | M | Y | For | Y | ||||
Hudson Technologies, Inc. | HDSN | 444144109 | 8/27/2013 | DIRECTOR Proposal(s) VINCENT P. ABBATECOLA BRIAN F. COLEMAN OTTO C. MORCH | M | Y | For | Y |
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE RESOLUTION APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE RESOLUTION APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
Triangle Petroleum Corporatin | TPLM | 89600B201 | 8/30/2013 | DIRECTOR Proposal(s) ) PETER HILL JONATHAN SAMUELS F. GARDNER PARKER GUS HALAS RANDAL MATKALUK ROY A. ANEED | M | Y | For | Y |
PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE AUTHORIZATION OF 40,000,000 SHARES OF PREFERRED STOCK | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE STOCK OPTION AGREEMENT FOR OUR CHIEF EXECUTIVE OFFICER | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ONCE EVERY ONE, TWO, OR THREE YEARS Directors Recommend 3YR | M | Y | Against | N | ||||
Virtusa Corporation | VRTU | 92827P102 | 9/5/2013 | Recommendations of the Board of Directors: KRIS CANEKERATNE , RONALD T. MAHEU | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF THE FIRM OF KPMG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Perma-Fix Environmental Services, Inc. | PESI | 714157104 | 9/12/2013 | DIRECTOR Proposal(s) DR. LOUIS F. CENTOFANT JACK LAHAV JOE R. REEDER LARRY M. SHELTON DR. CHARLES E. YOUNG MARK A. ZWECKER GARY KUGLER | M | Y | For | Y |
RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR 2013 | M | Y | For | Y | ||||
APPROVE, BY NON-BINDING VOTE, THE 2012 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | For | Y | ||||
AUTHORIZE THE BOARD OF DIRECTORS, WITHOUT FURTHER ACTION OF THE STOCKHOLDERS, TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO EFFECT A REVERSE STOCK SPLIT OF THE ISSUED AND OUTSTANDING COMMON STOCK AT A RATIO WITHIN THE RANGE OF 1-FOR-2 TO 1-FOR-7 AT ANY TIME PRIOR TO NOVEMBER 8, 2013 | M | Y | For | Y | ||||
Flexible Solutions Intrnational, Inc. | FSI | 33938T104 | 8/29/2013 | DIRECTOR Proposal(s) DANIEL B. O'BRIEN DR. ROBERT N. O'BRIEN JOHN H. BIENTJES DALE FRIEND ROBERT HELINA THOMAS FYLES | M | Y(elec) | For | Y |
TO RATIFY AN OPTION GRANTED TO JOHN BIENTJES WHICH ALLOWS MR. BIENTJES TO PURCHASE 5,000 SHARES OF THE COMPANY'S COMMON STOCK AT A PRICE OF $1.21 PER SHARE AT ANY TIME AFTER DECEMBER 31, 2013 AND ON OR BEFORE DECEMBER 31, 2017. | M | Y(elec) | For | Y | ||||
TO RATIFY AN OPTION GRANTED TO DALE FRIEND WHICH ALLOWS MS. FRIEND TO PURCHASE 5,000 SHARES OF THE COMPANY'S COMMON STOCK AT A PRICE OF $1.21 PER SHARE AT ANY TIME AFTER DECEMBER 31, 2013 AND ON OR BEFORE DECEMBER 31, 2017. | M | Y(elec) | For | Y | ||||
TO RATIFY AN OPTION GRANTED TO ROBERT HELINA WHICH ALLOWS MR. HELINA TO PURCHASE 5,000 SHARES OF THE COMPANY'S COMMON STOCK AT A PRICE OF $1.21 PER SHARE AT ANY TIME AFTER DECEMBER 31, 2013 AND ON OR BEFORE DECEMBER 31, 2017. | M | Y(elec) | For | Y | ||||
TO RATIFY AN OPTION GRANTED TO THOMAS FYLES WHICH ALLOWS DR. FYLES TO PURCHASE 5,000 SHARES OF THE COMPANY'S COMMON STOCK AT A PRICE OF $1.21 PER SHARE AT ANY TIME AFTER DECEMBER 31, 2013 AND ON OR DECEMBER 31, 2017 | M | Y(elec) | For | Y | ||||
TO APPROVE ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
TO RATIFY THE APPOINTMENT OF MEYERS, NORRIS, PENNY, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y(elec) | For | Y | ||||
Gilat Satellite Networks, Ltd. | GILT | M51474118 | 9/11/2013 | TO APPROVE COMPANY'S COMPENSATION POLICY FOR THE COMPANY'S DIRECTORS AND OFFICERS, AS REQUIRED BY THE ISRAELI COMPANIES LAW, IN THE FORM ATTACHED AS ANNEX A TO THE COMPANY'S PROXY STATEMENT DATED AUGUST 7, 2013. | M | Y | For | Y |
DO YOU HAVE A PERSONAL INTEREST IN ITEM 1 ABOVE? MARK "FOR"=YES AND "AGAINST"=NO. | Y | Against (No) | ||||||
Stealthgas Inc. | GASS | Y81669106 | 9/23/2013 | Recommendations of the Board of Director: MICHAEL G. JOLLIFFE JOHN KOSTOYANNIS | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF DELOITTE HADJIPAVLOU, SOFIANOS & CAMBANIS S.A. AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | M | Y | For | Y | ||||
Gilat Satellite Networks Ltd. | GILT | M51474118 | 9/11/2013 | TO APPROVE COMPANY'S COMPENSATION POLICY FOR THE COMPANY'S DIRECTORS AND OFFICERS, AS REQUIRED BY THE ISRAELI COMPANIES LAW, IN THE FORM ATTACHED AS ANNEX A TO THE COMPANY'S PROXY STATEMENT DATED AUGUST 7, 2013. | M | Y | For | Y |
DO YOU HAVE A PERSONAL INTEREST IN ITEM 1 ABOVE? MARK "FOR"=YES AND "AGAINST"=NO. | Y | Against(No) | ||||||
Cal-Maine Foods, Inc. | CALM | 128030202 | 10/4/2013 | Recommendations of the Board of Director: ADOLPHUS B. BAKER, TIMOTHY A. DAWSON, LETITIA C. HUGHES, SHERMAN MILLER, JAMES E. POOLE STEVE W. SANDERS | M | Y | For | Y |
RATIFICATION OF FROST, PLLC AS INDEPENDENT AUDITORS OF THE COMPANY. | M | Y | For | Y | ||||
Landec Corporation | LNDC | 514766104 | 10/10/2013 | Recommendations of the Board of Director: DEAN HOLLIS, ROBERT TOBIN, NICHOLAS TOMPKINS , TONIA PANKOPF | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 25, 2014. | M | Y | For | Y | ||||
APPROVAL OF THE 2013 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
John B . Sanfilippo & Son, Inc. | JBSS | 800422107 | 10/30/2013 | Recommendations of the Board of Director: GOVERNOR JIM EDGAR, ELLEN C. TAAFFE, DANIEL M. WRIGHT | M | Y | For | Y |
RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Delta Apparel, Inc. | DLA | 247368103 | 11/7/2013 | Recommendations of the Board of Directors: JAMES A. COCHRAN, SAM P. CORTEZ, DR. E.J. GATEWOOD, DR. G. JAY GOGUE, ROBERT W. HUMPHREYS, DAVID T. PETERSON, SUZANNE B. RUDY, ROBERT E. STATON, SR. | M | Y | For | Y |
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | M | Y | For | Y | ||||
Oplink Communicagions, Inc. | OPLK | 68375Q403 | 11/6/2013 | Recommendations of the Board of Directors: JOSEPH Y. LIU | M | Y | For | Y |
VOTE TO RATIFY BURR PILGER MAYER, INC. AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
SWS Group inc. | SWS | 78503N107 | 11/14/2013 | Recommendations of the Board of Directors:ROBERT A. BUCHHOLZ, BRODIE L. COBB, J. TAYLOR CRANDALL, CHRISTIE S. FLANAGAN, GERALD J. FORD, LARRY A. JOBE, TYREE B. MILLER, DR. MIKE MOSES, JAMES H. ROSS, JOEL T. WILLIAMS III | M | Y | For | Y |
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
THE RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
Lifevantage Corporation | LFVN | 53222K106 | 11/13/2013 | Recommendations of the Board of Directors: MR. MICHAEL A BEINDORFF,MR. DAVID S. MANOVICH, MR. GARRY MAURO, MR. GEORGE E. METZGER, MR. DOUGLAS C. ROBINSON, MR. RICHARD OKUMOTO | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF EKS&H LLLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
Allied Healthcare,Inc. | AHPI | 019222108 | 11/14/2013 | Recommendations of the Board of Director:JUDITH T. GRAVES, JOSEPH E. ROOT, DR. WILLIAM A. PECK, EARL R. REFSLAND, JOHN D. WEIL | M | Y | For | Y |
RATIFICATION AND APPROVAL OF RUBINBROWN LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF THE 2013 INCENTIVE STOCK PLAN FOR NON-EMPLOYEE DIRECTORS. | M | Y | For | Y | ||||
Sparton Corporation | SPA | 847235108 | 11/13/2013 | Recommendations of the Board of Director: JAMES D. FAST, JOSEPH J. HARTNETT, CHARLES R. KUMMETH,DAVID P. MOLFENTERDOUGLAS R. SCHRANKAMES R. SWARTWOUT,ARY B. WOOD | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE CORPORATION FOR THE FISCAL YEAR ENDING JUNE 30, 2014 BY ADVISORY VOTE. | M | Y | For | Y | ||||
TO APPROVE THE NAMED EXECUTIVE OFFICER COMPENSATION BY AN ADVISORY VOTE. | M | Y | For | Y | ||||
Matrix Service Company | MTRX | 576853105 | 11/14/2013 | Recommendations of the Board of Director:) JOHN R. HEWITT, MICHAEL J. HALL, I. EDGAR (ED) HENDRIX, PAUL K. LACKEY, TOM E. MAXWELL, JIM W. MOGG | M | Y | For | Y |
TO RATIFY THE ENGAGEMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Aceto Corporation | ACET | 004446100 | 12/5/2013 | Recommendations of the Board of Director: ALBERT L. EILENDER, SALVATORE GUCCIONE, HANS C. NOETZLI, WILLIAM N. BRITTON, RICHARD P. RANDALL, NATASHA GIORDANO, ALAN G. LEVIN | M | Y | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF THE RESTATED CERTIFICATE OF INCORPORATION OF ACETO CORPORATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | M | Y | For | Y | ||||
Flexsteel Industries, Inc. | FLXS | 339382103 | 12/9/2013 | Recommendations of the Board of Director:JEFFREY T. BERTSCH, LYNN J. DAVIS, ERIC S. RANGEN, NANCY E. URIDIL | M | Y | For | Y |
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. 3 YR | M | Y | Against | N | ||||
TO APPROVE THE CASH INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
TO APPROVE THE LONG-TERM INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
TO APPROVE THE OMNIBUS STOCK PLAN. | M | Y | For | Y | ||||
China Geru Advanced Materials Grup LTD | CHOP | G21101103 | 12/6/2013 | Recommendations of the Board of Directors: L Maotong Xu, J.P. Huang | M | Y | For | Y |
APPROVE THE RATIFICATION OF UHY VOCATION HK CPA LIMITED AS THE COMPANY'S ACCOUNTANT FOR FISCAL YEAR 2013. | M | Y | For | Y | ||||
RCM Technologies, Inc. | RCMT | 749360400 | 12/5/2013 | Nominee Proposal(s): Roger H Ballou, Bradley S Vizi | S | Y | For | Y |
THE COMPANY'S PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. | S | Y | Abstain | N | ||||
THE COMPANY'S PROPOSAL TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | S | Y | Against | N | ||||
THE COMPANY'S PROPOSAL TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS 1 YR | S | Y | For | Y | ||||
THE STOCKHOLDER'S GROUP'S PROPOSAL TO REQUEST THAT THE BOARD ADOPT A POLICY THAT THE BOARD'S CHAIRMAN BE AN INDEPENDENT DIRECTOR ACCORDING TO THE DEFINITION SET FORTH IN THE NASDAQ LISTING STANDARDS | S | Y | For | N | ||||
KMG Chemicals, Inc. | KMG | 482564101 | 12/14/2013 | Recommendations of the Board of Directors: GERALD G. ERMENTROUT, CHRISTOPHER T. FRASER, GEORGE W. GILMAN, JOHN C. HUNTER, III, FRED C. LEONARD, III, STEPHEN A. THORINGTON, KAREN A. TWITCHELL | M | Y | For | Y |
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Aceto Corporation | ACET | 004446100 | 12/5/2013 | Recommendations of the Board of Directors ALBERT L. EILENDER, SALVATORE GUCCIONE, HANS C. NOETZLI, WILLIAM N. BRITTON,) RICHARD P. RANDALL, NATASHA GIORDANO ALAN G. LEVIN | M | Y(elec) | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y(elec) | For | Y | ||||
APPROVAL OF THE RESTATED CERTIFICATE OF INCORPORATION OF ACETO CORPORATION. | M | Y(elec) | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | M | Y(elec) | For | Y | ||||
RRSAT Global Communications Network | RRST | M8183P102 | 12/23/2013 | To amend Rrsat's Articles of Association | M | Y | For | Y |
To elect the following nomineees to Rrsat's Board of Directors: Dr. Shlomo Shamir, Harel Beit-On, Amit Ben-Yehuda, Yigal Berman, Alexander Milner, Ron Oren, David Rivel, Yaron Sheinman, Sami Totah | M | Y | For | Y | ||||
To approve an annual bonus to Rrsat's Vice President - Global Operations | M | Y | For | Y | ||||
To adopt Rrsat's executive compensatin policy | M | Y | For | Y | ||||
To adopt Rrsat's director compensation policy | M | Y | For | Y | ||||
To Ratify the appointment and compensation of Somekh Chaikin, a member of KPMG International, as Rrsat's independent public accountants for 2013 | M | Y | For | Y | ||||
Northern Technologies International Corp | NTIC | 665809109 | 1/23/2014 | Recommendations of the Board of Directors: BARBARA D. COLWE, SOO-KEONG KOH, SUNGGYU LEE, PH.D., G. PATRICK LYNCH, RAMANI NARAYAN, PH.D., RICHARD J. NIGON, K. VON FALKENHAUSEN | M | Y | For | Y |
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
INDICATE, ON AN ADVISORY BASIS, WHETHER FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. 1 YEAR | M | Y | For | Y | ||||
RATIFY THE SELECTION OF BAKER TILLY VIRCHOW KRAUSE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2014. | M | Y | For | Y | ||||
Courier Corporation | CRCC | 222660102 | 1/21/2014 | Recommendations of the Board of Directors:EDWARD J. HOFF, SUSAN L. WAGNER, JOHN J. KILCULLEN | M | Y | For | Y |
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS OF THE CORPORATION. | M | Y | For | Y | ||||
Penford Corporation | PENX | 707051108 | 1/30/2014 | Recommendations of the Board of Directors: EVAN BEHRENS, WILLIAM E. BUCHHOLZ, JOHN C. HUNTER III, JAMES E. WARJONE | M | Y | For | Y |
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
TO GIVE AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
DHT Holdings, Inc. | DHT | Y2065G121 | 1/20/2014 | To Increase the total number of authorized shares of Common Stock to 150,000,000 and the total number of authorized shares of Capital Stock to 151,000,000. | M | Y | For | Y |
Insteel Industries, Inc. | IIIN | 45774W108 | 2/12/2014 | Recommendations of the Board of Directors: GARY L. PECHOTA, W. ALLEN ROGERS II | M | Y | For | Y |
APPROVAL OF THE MATERIAL TERMS OF THE INSTEEL INDUSTRIES, INC. RETURN ON CAPITAL INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR 2014. | M | Y | For | Y | ||||
Integrated Silicon Solution, Inc. | ISSI | 45812P107 | 2/11/2014 | Recommendations of the Board of Directors: JIMMY S.M. LEE, SCOTT D. HOWARTH, KONG YEU HAN PAUL CHIEN,JONATHAN KHAZAM, KEITH MCDONALD, STEPHEN PLETCHER, BRUCE A. WOOLEY, JOHN ZIMMERMAN | M | Y | For | Y |
PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2007 INCENTIVE COMPENSATION PLAN TO REMOVE THE LIMIT ON THE NUMBER OF AWARDS (OTHER THAN OPTIONS OR STOCK APPRECIATION RIGHTS) THAT CAN BE ISSUED THEREUNDER. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, OUR EXECUTIVE COMPENSATION PROGRAM. | M | Y | For | Y | ||||
Omnova Solutions Inc. | OMN | 682129101 | 3/18/2014 | Election of Directors: MICHAEL J. MERRIMAN, WILLIAM R. SEELBACH | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014 | M | Y | For | Y | ||||
AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS | M | Y | For | Y | ||||
Motorcar Parts of America, Inc. | MPAA | 620071100 | 3/31/2014 | Election of Directors:Selwyn Joffe, Mel Marks, Scott Adelson, Rudolph Borneo, Philip Gay, Duane Miller and Jeffrey Mirvis | M | Y | For | Y |
Proposal to ratify the appointment of Ernst & Young LLp as the Company's independent registered public accountants for the fiscal year ending March 31,2014 | M | Y | For | Y | ||||
Proposal to approve an increasein the number of authorized shares of our common stock. | M | Y | For | Y | ||||
Proposal to approve our Second Amended and Restated 2010 Incentive Award Plan | M | Y | For | Y | ||||
Proposal to approve our 2014 Non-Employee Director Incentive Award Plan | M | Y | For | Y | ||||
Advisory vote on the compensation of our named exectuive officers | M | Y | For | Y | ||||
Such other matters as may properly come before the Meeting. | M | Y | For | Y | ||||
Motorcar Parts of America, Inc. | MPAA | 620071100 | 3/31/2014 | Recommendations of the Board of Directors:SELWYN JOFFE MEL MARKS, SCOTT ADELSON, RUDOLPH BORNEO, PHILIP GAY, DUANE MILLER, JEFFREY MIRVIS | M | Y | For | Y |
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF OUR COMMON STOCK. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE OUR SECOND AMENDED AND RESTATED 2010 INCENTIVE AWARD PLAN. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE OUR 2014 NON-EMPLOYEE DIRECTOR INCENTIVE AWARD PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | ||||||||
Orchids Paper Products Company | TIS | 68572N104 | 4/9/2014 | SCHOEN OPTION: TO APPROVE THE GRANT OF THE OPTION TO PURCHASE UP TO 400,000 SHARES OF COMMON STOCK TO MR. JEFFREY S. SCHOEN. | M | Y | For | Y |
2014 STOCK INCENTIVE PLAN: TO ADOPT THE ORCHIDS PAPER PRODUCTS COMPANY 2014 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
Photronics, Inc. | PLAB | 719405102 | 4/11/2014 | Recommendations of the Board of Directors: WALTER M. FIEDEROWICZ, JOSEPH A. FIORITA, JR., LIANG-CHOO HSIA, CONSTANTINE MACRICOSTAS, GEORGE MACRICOSTAS, MITCHELL G. TYSON | M | Y | For | Y |
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 2, 2014. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE PHOTRONICS INC. 2007 LONG TERM EQUITY INCENTIVE PLAN, AS PREVIOUSLY AMENDED, TO INCREASE THE AUTHORIZED SHARES AVAILABLE FOR ISSUANCE FROM 6,000,000 TO 9,000,000 AND TO AMEND THE AMOUNT OF RESTRICTED STOCK ALLOWED TO BE ISSUED THEREUNDER FROM 15% TO 1,000,000 SHARES. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | M | Y | For | Y | ||||
Federal Signal Corporation | FSS | 313855108 | 3/25/2014 | Recommendations of the Board of Directors: JAMES E. GOODWIN, PAUL W. JONES, BONNIE C. LIND, DENNIS J. MARTIN , RICHARD R. MUDGE, WILLIAM F. OWENS, BRENDA L. REICHELDERFER, JOHN L. WORKMAN | M | Y | For | Y |
APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
RATIFY DELOITTE & TOUCHE LLP AS FEDERAL SIGNAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
Skilled Healthcare Group | SKH | 83066R107 | 5/8/2014 | Recommendations of the Board of Directors: GLENN S. SCHAFER , M. BERNARD PUCKETT | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Monmuth Real Estate Investments | MNR | 609720107 | 5/13/2014 | Recommendations of the Board of Directors: BRIAN H. HAIMM, NEAL HERSTIK, MATTHEW I. HIRSCH, STEPHEN B. WOLGIN | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF PKF O'CONNOR DAVIES AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2014. | M | Y | For | Y | ||||
THE ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | M | Y | For | Y | ||||
Global Power Equiipment Group, Inc. | GLPW | 37941P306 | 5/1/2014 | Recommendations of the Board of Directors: LUIS MANUEL RAMIREZ, CHARLES MACALUSO, CARL BARTOLI, TERENCE J. CRYAN, MICHAEL E. SALVATI, FRANK E. WILLIAMS, JR. | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
TO CONSIDER AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | M | Y | For | Y | ||||
Douglas Dynamics, Inc. | PLOW | 25960R105 | 4/30/2014 | Recommendations of the Board of Directors: JAMES D. STALEY | M | Y | For | Y |
ADVISORY VOTE (NON-BINDING) TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S ANNUAL INCENTIVE COMPENSATION PLAN FOR PURPOSES OF QUALIFYING COMPENSATION AWARDED UNDER THE PLAN AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986 ("SECTION 162(M)"). | M | Y | For | Y | ||||
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S 2010 STOCK INCENTIVE PLAN FOR PURPOSES OF QUALIFYING COMPENSATION AWARDED UNDER THE PLAN AS PERFORMANCE-BASED COMPENSATION UNDER SECTION 162(M). | M | Y | For | Y | ||||
Exactech, Inc. | EXAC | 30064E109 | 5/8/2014 | Recommendations of the Board of Directors: WILLIAM PETTY, M.D., RICHARD C. SMITH, W ANDREW KRUSEN JR | M | Y | For | Y |
APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION | M | Y | For | Y | ||||
APPROVE THE AMENDED AND RESTATED EXACTECH, INC. 2009 EXECUTIVE COMPENSATION PLAN | M | Y | For | Y | ||||
RATIFY SELECTION OF MCGLADREY LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
Furmanite Corporatin | FRM | 361086101 | 5/9/2014 | Recommendations of the Board of Directors: CHARLES R. COX, SANGWOO AHN, KEVIN R. JOST ,RALPH PATITUCCI | M | Y | For | Y |
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
THE RATIFICATION OF THE APPOINTMENT OF UHY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Weyco Group Inc. | WEYS | 962149100 | 5/6/2014 | Recommendations of the Board of Directors: T.W. FLORSHEIM, JR., ROBERT FEITLER | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. | M | Y | For | Y | ||||
APPROVAL OF THE WEYCO GROUP, INC. 2014 INCENTIVE PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Sterling Construction Company, Inc. | STRL | 859241101 | 5/9/2014 | Recommendations of the Board of MARIAN M. DAVENPORT, ROBERT A. ECKELS, JOSEPH P. HARPER, SR, CHARLES R. PATTON, PAUL J. VARELLO | M | Y | For | Y |
TO APPROVE THE ADOPTION OF AN AMENDMENT OF ARTICLE IV OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER SHARES OF COMMON STOCK THAT THE COMPANY IS AUTHORIZED TO ISSUE. | M | Y | For | Y | ||||
TO APPROVE THE ADOPTION OF AN AMENDMENT OF ARTICLE VI OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO DECLASSIFY DIRECTORS. | M | Y | For | Y | ||||
TO APPROVE THE ADOPTION OF AN AMENDMENT OF THE COMPANY'S STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN. | M | Y | For | Y | ||||
TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Cal Dive Internatinal Inc | DVR | 12802T101 | 5/13/2014 | Recommendations of the Board of Director(s): JOHN T. MILLS | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Whitestone REIT | WSR | 966084204 | 5/7/2014 | Recommendations of the Board of DARYL J. CARTER, DONALD F. KEATING | M | Y | For | Y |
APPROVAL IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (AS DEFINED IN THE PROXY STATEMENT) | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF PANNELL KERR FORSTER OF TEXAS, P.C. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
AXT, Inc. | AXTI | 00246W103 | 5/13/2014 | Recommendations of the Board of Directors: MORRIS S. YOUNG, DAVID C. CHANG | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF AXT'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BURR PILGER MAYER INC. AS AXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Comfort Saystems USA, Inc. | FIX | 199908104 | 5/15/2014 | Directors Recommend: DARCY G. ANDERSON, HERMAN E. BULLS, A.J. GIARDINELLI, JR., ALAN P. KRUSI, BRIAN E. LANE, FRANKLIN MYERS ,JAMES H. SCHULTZ, CONSTANCE E. SKIDMOR, VANCE W. TANG | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
United Insurance Holding Corp. | UIHC | 910710102 | 5/7/2014 | Recommendations of the Board of Directors: ALEC L. POITEVINT, II, KERN M. DAVIS, M.D., WILLIAM H. HOOD, III SHERRILL W. HUDSON | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF MCGLADREY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Bioscrip, Inc. | BIOS | 09069N108` | 5/8/2014 | Directors RICHARD M. SMITH, CHARLOTTE W. COLLINS, SAMUEL P. FRIEDER, MYRON Z. HOLUBIAK, DAVID R. HUBERS, YON Y. JORDEN, TRICIA H. NGUYEN, RICHARD L. ROBBINS,STUART A. SAMUELS, GORDON H. WOODWARD | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
APPROVAL OF AMENDMENTS TO THE BIOSCRIP, INC. 2008 EQUITY INCENTIVE PLAN AND RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS SPECIFIED THEREIN. | M | Y | For | Y | ||||
Stoneridge Inc. | SRI | 86183P102 | 5/6/2014 | Directors Recommend: JOHN C. COREY, JEFFREY P. DRAIME, DOUGLAS C. JACOBS, IRA C. KAPLAN, KIM KORTH, WILLIAM M. LASKY, GEORGE S. MAYES, JR. PAUL J. SCHLATHER | M | Y | For | Y |
RATIFICATION OF ERNST & YOUNG LLP. | M | Y | For | Y | ||||
APPROVAL OF AN ADVISORY RESOLUTION ON THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Global Brass and Copper | BRSS | 379536103 | 5/22/2014 | Recommendations of the Board of Directors: MARTIN E. WELCH, III, RONALD C. WHITAKER | M | Y | For | Y |
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. Mngmt Recommends 1YR | M | Y | For | Y | ||||
Cryolife, Inc. | CRY | 228903100 | 5/21/2014 | Directors Recommend: STEVEN G. ANDERSON,THOMAS F. ACKERMAN, JAMES S. BENSON, DANIEL J. BEVEVINO, RONALD C. ELKINS, M.D., RONALD D. MCCALL, ESQ., HARVEY MORGAN, JON W. SALVESON | M | Y | For | Y |
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION PAID TO CRYOLIFE'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES, AND NARRATIVE DISCUSSION. | M | Y | For | Y | ||||
TO APPROVE THE CRYOLIFE, INC. SECOND AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
QUMU Corporation | QUMU | 749063103 | 5/20/2014 | Recommendations of the Board of Directors:SHERMAN L. BLACK, LAWRENCE M. BENVENISTE, DANIEL R. FISHBACK, THOMAS F. MADISON, KIMBERLY K. NELSON, ROBERT F. OLSOBN, JUSTIN A. ORLANDO, STEVEN M. QUIST, JAMES L. REISSNER | M | Y | For | Y |
TO APPROVE AN AMENDMENT TO THE SECOND AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN TO INCREASE THE AUTHORIZED SHARES BY 500,000. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TO RATIFY AND APPROVE THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR RIMAGE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
L.B. Foster Company | FSTR | 350060109 | 5/22/2014 | Directors ROBERT P. BAUER, LEE B. FOSTER II , PETER MCILROY II, G. THOMAS MCKANE, DIANE B. OWEN, WILLIAM H. RACKOFF, SUZANNE B. ROWLAND | M | Y | For | Y |
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN 2013. | M | Y | For | Y | ||||
Full House Resorts, Inc. | FLL | 359678109 | 5/15/2014 | Recommendations of the Board of KENNETH R. ADAMS, CARL G. BRAUNLICH, KATHLEEN MARSHALL, ANDRE M. HILLIOU, MARK J. MILLER | M | Y | For | Y |
RATIFICATION OF PIERCY BOWLER TAYLOR & KERN AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FULL HOUSE RESORTS FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Orchids Paper Products Company | TIS | 68572N104 | 5/13/2014 | Directors Recommend: STEVEN R. BERLIN, JOHN C. GUTTILLA, DOUGLAS E. HAILEY, MARK H. RAVICH, ELAINE MACDONALD , JEFFREY S. SCHOEN | M | Y | For | Y |
APPROVAL OF EXECUTIVE COMPENSATION: TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: TO RATIFY HOGANTAYLOR LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Global Cash Access Holdings, Inc. | GCA | 378967103 | 5/15/2014 | Directors Recommend: RAM CHARY, FRED C. ENLOW | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | M | Y | For | Y | ||||
TO APPROVE THE 2014 EQUITY INCENTIVE PLAN OF GLOBAL CASH ACCESS HOLDINGS, INC. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cafepress, Inc. | PRSS | 12769A103 | 5/15/2014 | Directors Recommend: BRAD W. BUSS, DOUGLAS M. LEONE | M | Y | For | Y |
PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Core Molding Technologies | CMT | 218683100 | 5/16/2014 | Directors Recommend: EVIN L. BARNETT, THOMAS R. CELLITTI, JAMES F. CROWLEY, RALPH O. HELLMOLD, MATTHEW E. JAUCHIUS, JAMES L. SIMONTON | M | Y | For | Y |
AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Cyberoptics Corporation | CYBE | 232517102 | 5/19/2014 | Directors Recommend: ALEX B. CIMOCHOWSKI, CRAIG D. GATES, SUBODH KULKARNI, IRENE M. QUALTERS MICHAEL M. SELZER, JR. | M | Y | For | Y |
TO APPROVE COMPENSATION TO OUR EXECUTIVE OFFICERS (NONBINDING). | M | Y | For | Y | ||||
TO APPROVE INCREASE IN SHARE RESERVATION UNDER STOCK GRANT PLAN FOR NON-EMPLOYEE DIRECTORS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC AUDITORS. | M | Y | For | Y | ||||
Diversified Restaurant Hldgs Inc | BAGR | 25532M105 | 5/22/2014 | Directors Recommend: T. MICHAEL ANSLEY, DAVID G. BURKE, JAY ALAN DUSENBERRY, PHILIP FRIEDMAN, DAVID LIGOTTI , JOSEPH M. NOWICKI, GREGORY J. STEVENS | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING, OR AT ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING. | M | Y | For | Y | ||||
Monarch Casino & Resort, Inc. | MCRI | 609027107 | 5/21/2014 | Directors Recommend: JOHN FARAHI , CRAIG F. SULLIVAN, PAUL ANDREWS | M | Y | For | Y |
TO APPROVE THE 2014 EQUITY INCENTIVE PLAN. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | M | Y | For | Y | ||||
Covenant Transportation Group, Inc. | CVTI | 22284P105 | 5/22/2014 | Directors Recommend: WILLIAM T. ALT, ROBERT E. BOSWORTH, BRADLEY A. MOLINE, DAVID R. PARKER HERBERT J. SCHMIDT | M | Y | For | Y |
ADVISORY AND NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF KPMG LLP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
IN THEIR DISCRETION, THE ATTORNEYS AND PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF. | M | Y | For | Y | ||||
Intersections Inc. | INTX | 460981301 | 5/14/2014 | Directors Recommend: MICHAEL R. STANFIELD, JOHN M. ALBERTINE,THOMAS G. AMAT, JAMES L. KEMPNER THOMAS L. KEMPNER, DAVID A. MCGOUGH, WILLIAM J. WILSON | M | Y | For | Y |
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO APPROVE THE 2014 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
WITH DISCRETIONARY AUTHORITY UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | M | Y | For | Y | ||||
Renewable Energy Group, Inc. | REGI | 75972A301 | 5/15/2014 | Directors Recommend JEFFREY STROBURG, CHRISTOPHER D. SORRELLS | M | Y | For | Y |
APPROVE THE AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
Newpark Resources, Inc. | NR | 651718504 | 5/15/2014 | Directors Recommend: DAVID C. ANDERSON, ANTHONY J. BEST, G. STEPHEN FINLEY, PAUL L. HOWES, RODERICK A. LARSON, JAMES W. MCFARLAND, PHD, GARY L. WARREN | M | Y | For | Y |
APPROVAL, ON A NON-BINDING BASIS, OF THE NAMED EXECUTIVE OFFICER COMPENSATION DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVAL, ON A NON-BINDING BASIS, OF THE NAMED EXECUTIVE OFFICER COMPENSATION DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
APPROVAL OF THE NEWPARK RESOURCES, INC. 2014 NON-EMPLOYEE DIRECTORS' RESTRICTED STOCK PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | M | Y | For | Y | ||||
Resolute Energy Corporation | REN | 76116A108 | 5/27/2014 | Directors Recommend: JAMES M. PICCONE, ROBERT M. SWARTZ | M | Y | For | Y |
TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY VOTE") | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
Tristate Capital Holdings, Inc. | TSC | 89678F100 | 5/20/2014 | Directors Recommend: JAMES F. GETZ, RICHARD B. SEIDEL, RICHARD A. ZAPPALA | M | Y | For | Y |
RATIFICATION OF AUDITORS | M | Y | For | Y | ||||
APPROVAL OF OMNIBUS INCENTIVE PLAN AND CRITERIA | M | Y | For | Y | ||||
APPROVAL OF SHORT-TERM INCENTIVE AND CRITERIA | M | Y | For | Y | ||||
The Ensign Group | ENSG | 29358P101 | 5/29/2014 | Directors Recommend: ROY E. CHRISTENSEN, JOHN G. NACKEL,BARRY M. SMITH | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RE-APPROVAL OF THE COMPANY'S 2007 OMNIBUS INCENTIVE PLAN. | M | Y | For | Y | ||||
STOCKHOLDER PROPOSAL FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | M | Y | For | Y | ||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 5/21/2014 | Directors Recommend: CLARENCE L. GRANGER , SUSAN H. BILLAT, JOHN CHENAULT, DAVID T. IBNALT, LEONID MEZHVINSKY, EMILY MADDOX LIGGETT | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ULTRA CLEAN HOLDINGS, INC. FOR FISCAL 2014. | M | Y | For | Y | ||||
TO APPROVE, BY AN ADVISORY VOTE, THE COMPENSATION OF ULTRA CLEAN'S NAMED EXECUTIVE OFFICERS FOR FISCAL YEAR 2013 AS DISCLOSED IN OUR PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. | M | Y | For | Y | ||||
Miller Industries,Inc. | MLR | 600551204 | 5/23/2014 | Directors Recommend: T.H. ASHFORD, III ,A.R. CHANDLER, III , WILLIAM G. MILLER, WILLIAM G. MILLER, II RICHARD H. ROBERTS | M | Y | For | Y |
NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Scorpio Tankers Inc. | STNG | Y7542C106 | 5/29/2014 | Directors Recommend: EMANUELE A. LAURO, ADEMARO LANZARA | M | Y | For | Y |
TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE ITS AUTHORIZED COMMON STOCK TO FOUR HUNDRED MILLION (400,000,000) SHARES OF COMMON STOCK, PAR VALUE OF $0.01 PER SHARE. | M | Y | For | Y | ||||
Atlas Financial Holdings, Inc. | AFH | G06207115 | 5/20/2014 | Election of Directors: JORDAN KUPINSKY, GORDON PRATT, LARRY SWETS, JR. , SCOTT WOLLNEY, JOHN T. FITZGERALD | M | Y | For | Y |
TO CONSIDER AND TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION RATIFYING THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION APPROVING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE CORPORATION TO UPDATE AND MODIFY CERTAIN PROVISIONS RELATING TO INDEMNIFICATION. | M | Y | For | Y | ||||
Rudolph Technologies, Inc. | RTEC | 781270103 | 5/21/2014 | ELECTION OF DIRECTOR: JOHN R. WHITTEN, AUBREY C. TOBEY | M | Y | For | Y |
TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Barrett Business Services, Inc. | BBSI | 068463108 | 5/28/2014 | ELECTION OF DIRECTORS: THOMAS J. CARLEY, THOMAS J. CARLEY, JAMES B. HICKS, PH.D., ROGER L. JOHNSON,JON L. JUSTESEN, ANTHONY MEEKER | M | Y | For | Y |
APPROVAL OF PERFORMANCE GOALS UNDER THE COMPANY'S ANNUAL CASH INCENTIVE AWARD PLAN. | M | Y | For | Y | ||||
RATIFICATION OF SELECTION OF MOSS ADAMS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Northwest Pipe Company | NWPX | 667746101 | 5/29/2014 | Directors Recommend: WAYNE B. KINGSLEY, SCOTT J. MONTROSS | M | Y | For | Y |
ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
Warren Resources, Inc. | WRES | 93564A100 | 6/10/2014 | Directors Recommend: CHET BORGIDA, MARCUS C. ROWLAND | M | Y | For | Y |
FOR THE AMENDMENT OF OUR ARTICLES OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | M | Y | For | Y | ||||
FOR THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S AUDITORS FOR THE YEAR 2014. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | M | Y | For | Y | ||||
Warren Resources, Inc. | WRES | 93564A100 | 6/10/2014 | Directors Recommend: CHET BORGIDA, MARCUS C. ROWLAND | M | Y | For | Y |
FOR THE AMENDMENT OF OUR ARTICLES OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | M | Y | For | Y | ||||
FOR THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S AUDITORS FOR THE YEAR 2014. | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING. | M | Y | For | Y | ||||
Manitex International, Inc. | MNTX | 563420108 | 6/5/2014 | Directors Recommend: RONALD M. CLARK, ROBERT S. GIGLIOTTI , FREDERICK B. KNOX , DAVID J. LANGEVIN, MARVIN B. ROSENBERG, STEPHEN J. TOBER | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF UHY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Innodata Inc. | INOD | 457642205 | 6/3/2014 | Directors Recommend: JACK S. ABUHOFF, HAIG S. BAGERDJIAN, LOUISE C. FORLENZA, STEWART R. MASSEY, ANTHEA C. STRATIGOS, ANDARGACHEW S. ZELLEKE | M | Y | For | Y |
RATIFICATION OF THE SELECTION OF COHNREZNICK LLP AS INDEPENDENT AUDITORS. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
APPROVAL OF AMENDMENTS TO THE INNODATA INC. 2013 STOCK PLAN. | M | Y | For | Y | ||||
Silvercrest Asset Mgmt Group Inc | SAMG | 828359109 | 6/11/2014 | Directors Recommend: WILMOT H. KIDD III, RICHARD S. PECHTER | M | Y | For | Y |
THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Pctel, Inc | PCTI | 69325Q105 | 6/11/2014 | Directors STEVEN D. LEVY, GIACOMO MARINI, MARTIN H. SINGER | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
THE APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | M | Y | For | Y | ||||
THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | M | Y | For | Y | ||||
Vasco Data Security International | VOSI | 92230Y104 | 6/18/2014 | Directors Recommend: T. KENDALL HUNT, MICHAEL P. CULLINANE, JOHN N. FOX, JR., JEAN K. HOLLEY MATTHEW MOOG | M | Y | For | Y |
APPROVE EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
REAPPROVE THE VASCO DATA SECURITY INTERNATIONAL, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | M | Y | For | Y | ||||
REAPPROVE THE VASCO DATA SECURITY INTERNATIONAL, INC. 2009 EQUITY INCENTIVE PLAN | M | Y | For | Y | ||||
RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Hill International, Inc. | HIL | 431466101 | 6/12/2014 | Directors Recommend: DAVID L. RICHTER , ALAN S. FELLHEIMER | M | Y | For | Y |
APPROVAL OF AN INCREASE IN THE NUMBER OF SHARES ISSUABLE UNDER THE 2006 EMPLOYEE STOCK OPTION PLAN. | M | Y | For | Y | ||||
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
PRGX Global, Inc. | PRGX | 69357C503 | 6/24/2014 | Directors Recommend: DAVID A. COLE, A. GEORGIOU FELDSHON, PHILIP J. MAZZILLI, JR | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. | M | Y | For | Y | ||||
Vaalco Energy, Inc. | EGY | 91851C201 | 6/4/2014 | Directors Recommend: STEVEN P. GUIDRY, W. RUSSELL SCHEIRMAN, FREDERICK W. BRAZELTON, O. DONALDSON CHAPOTON, JAMES B. JENNINGS , JOHN J. MYERS, JR. | M | Y | For | Y |
PROPOSAL TO APPROVE AND RATIFY THE VAALCO ENERGY, INC. 2014 LONG TERM INCENTIVE PLAN. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE BY NON-BINDING, ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Dice Holdings Inc. | DHX | 253017107 | 5/29/2014 | Directors Recommend: PETER R. EZERSKY, DAVID S. GORDON | M | Y | For | Y |
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
TGC Industries, Inc. | TGE | 872417308 | 6/3/2014 | Directors Recommend: WAYNE A. WHITENER, WILLIAM J. BARRETT, HERBERT M. GARDNER, ALLEN T. MCINNES, EDWARD L. FLYNN, STEPHANIE P. HURTT | M | Y | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF SELECTION OF LANE GORMAN TRUBITT, PLLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
Anika Therapeutics, Inc. | ANIK | 035255108 | 6/5/2014 | Directors Recommend:MR. STEVEN E. WHEELER , DR. CHARLES H. SHERWOOD | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | M | Y | For | Y | ||||
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | M | Y | For | Y | ||||
Cowen Group, Inc. | COWN | 223622101 | 6/3/2014 | Directors Recommend: PETER A. COHEN, K. ELIZABETH DIETZ, STEVEN KOTLER, JEROME S. MARKOWITZ JACK H. NUSBAUM, JEFFREY M. SOLOMON, THOMAS W. STRAUSS, JOSEPH R. WRIGHT | M | Y | For | Y |
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Ipass Inc. | IPAS | 46261V108 | 6/3/2014 | Directors Recommend: JOHN D. BELETIC, PETER C. CLAPMAN, GARY A. GRIFFITHS, EVAN L. KAPLAN, ROBERT J. MAJTELE, SAMUEL L. SCHWERIN | M | Y | For | Y |
TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF IPASS FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF IPASS INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
FBR & Co. | FBRC | 30247C400 | 6/3/2014 | Directors Recommend: REENA AGGARWAL, RICHARD J. HENDRIX, THOMAS J. HYNES, JR., RICHARD A. KRAEMER, ARTHUR J. REIMERS | M | Y | For | Y |
TO CONSIDER A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Big 5 Sporting Goods Corporation | BGFV | 08915P101 | 6/5/2014 | Directors Recommend: JENNIFER H. DUNBAR, STEVEN G. MILLER | M | Y | For | Y |
APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | M | Y | For | Y | ||||
RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
Systemax, Inc. | SYX | 871851101 | 6/9/2014 | Directors RICHARD LEEDS, BRUCE LEEDS, ROBERT LEEDS, LAWRENCE REINHOLD, STACY DICK, ROBERT ROSENTHAL, MARIE ADLER-KRAVECAS | M | Y | For | Y |
THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY AS DESCRIBED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE 2014 PROXY STATEMENT. | M | Y | For | Y | ||||
A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
KVH Industries, Inc. | KVHI | 482738101 | 6/22/2014 | ELECTION OF CLASS III DIRECTOR: ROBERT W.B. KITS VAN HEYNINGEN | M | Y | For | Y |
ELECTION OF CLASS III DIRECTOR: BRUCE J. RYAN | M | Y | For | Y | ||||
APPROVAL OF A NON-BINDING "SAY ON PAY" VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
DHT Holdings, Inc. | DHT | Y2065G121 | 6/11/2014 | Directors Recommend: EINAR MICHAEL STEIMLER, ROBERT N. COWEN | M | Y | For | Y |
THE APPROVAL OF THE 2014 INCENTIVE COMPENSATION PLAN | M | Y | For | Y | ||||
RATIFICATION OF SELECTION OF DELOITTE AS AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
Kirklands, Inc. | KIRK | 497498105 | 6/11/2014 | Directors Recommend: ROBERT E. ALDERSON, CARL T. KIRKLAND | M | Y | For | Y |
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. | M | Y | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | M | Y | For | Y | ||||
Universal Electronics Inc. | UEIC | 913483103 | 6/12/2014 | Directors Recommend: PAUL D. ARLING, SATJIV S. CHAHIL, WILLIAM C. MULLIGAN, J.C. SPARKMAN, GREGORY P. STAPLETON, CARL E. VOGEL, EDWARD K. ZINSER | M | Y | For | Y |
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
ADOPTION AND APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP, A FIRM OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
EPIQ Sytems, Inc. | EPIQ | 26882D109 | 6/11/2014 | Directors Recommend: TOM W. OLOFSON, CHRISTOPHER E. OLOFSON, W. BRYAN SATTERLEE, EDWARD M. CONNOLLY, JR., JAMES A. BYRNES, JOEL PELOFSKY, CHARLES C. CONNELY, IV | M | Y | For | Y |
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
APPROVAL OF AN ADVISORY (NON-BINDING) VOTE APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
APPROVAL OF AMENDED AND RESTATED EPIQ SYSTEMS, INC. 2004 EQUITY INCENTIVE PLAN. | M | Y | For | Y | ||||
Century Casinos, Inc. | CNTY | 156492100 | 6/12/2014 | ELECTION OF DIRECTOR: PETER HOETZINGER | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
MFR, Inc. | MFRI | 552721102 | 6/17/2014 | Directors Recommend: DAVID UNGER, BRADLEY E. MAUTNER, DENNIS KESSLER, MARK A. ZORKO, MICHAEL J. GADE, DAVID S. BARRIE, JEROME T. WALKER | M | Y | For | Y |
THE APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANT FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
CPI Aerostructures, Inc. | CVU | 125919308 | 6/17/2014 | Directors Recommend: HARVEY J. BAZAAR, KENNETH MCSWEENEY, TERRY STINSON, MICHAEL FABER, DOUGLAS MCCROSSO | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF COHNREZNICK LLP AS THE COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM. | M | Y | For | Y | ||||
Addus-Homecare Corporation | ADUS | 006739106 | 6/18/2014 | Directors Recommend: STEVEN I. GERINGER, MICHAEL EARLEY | M | Y | For | Y |
TO RATIFY THE SELECTION OF BDO USA, LLP AS INDEPENDENT AUDITOR OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2009 STOCK INCENTIVE PLAN, WHICH REVISES (I) THE PERFORMANCE GOALS TO BE USED IN CONNECTION WITH PERFORMANCE-BASED AWARDS BY INCLUDING ECONOMIC VALUE ADDED TOTAL SHAREHOLDER RETURN AND OBJECTIVE MEASURES OF QUALITY AS POTENTIAL GOALS AND (II) CERTAIN OF THE 2009 STOCK INCENTIVE PLAN'S AWARD LIMITATIONS. | M | Y | For | Y | ||||
Layne Christensen Company | LAYN | 521050104 | 6/6/2014 | Directors Recommend: DAVID A.B. BROWN, J. SAMUEL BUTLER, ROBERT R. GILMORE, JOHN T. NESSER III, NELSON OBUS, RENE J. ROBICHAUD | M | Y | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
PROPOSAL TO AMEND AND RESTATE THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK BY 30,000,000 SHARES AND DELETE OBSOLETE PROVISIONS. | M | Y | For | Y | ||||
PROPOSAL TO AMEND THE COMPANY'S 2006 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE 2006 EQUITY INCENTIVE PLAN, AUTHORIZE THE ISSUANCE OF A NEW FORM OF AWARD AND EXTEND THE EXPIRATION DATE OF THE 2006 EQUITY INCENTIVE PLAN TO JUNE 6, 2024. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE SELECTION OF THE ACCOUNTING FIRM OF DELOITTE & TOUCHE LLP AS LAYNE CHRISTENSEN'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
Sorl Auto Parts, Inc. | SORL | 78461U101 | 6/20/2014 | ELECTION OF DIRECTORS: XIAO PING ZHANG, XIAO FENG ZHANG, SHUPING CHI, LI MIN ZHANG, ZHI ZHONG WANG, YI GUANG HUO, JIANG HUA FENG | M | Y | For | Y |
TO APPOINT MALONE BAILEY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
GP Strategies Corporation | GPX | 36225V104 | 6/25/2014 | Directors Recommend: HARVEY P. EISEN, MARSHALL S. GELLER, DANIEL M. FRIEDBERG, SCOTT N. GREENBERG, SUE W. KELLY, RICHARD C. PFENNIGER, A. MARVIN STRAIT | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
ANY OTHER MATTERS PROPERLY BROUGHT BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | M | Y | For | Y | ||||
Christopher & Banks Corporation | CBK | 171046105 | 6/26/2014 | ELECTION OF DIRECTORS: MARK A. COHN, ANNE L. JONES, DAVID A. LEVIN, WILLIAM F. SHARPE, III, PAUL L. SNYDER, PATRICIA A. STENSRUD, LUANN VIA, LISA W. WARDELL | M | Y | For | Y |
ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
APPROVAL OF THE 2014 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
APPROVAL OF THE 2014 ANNUAL INCENTIVE PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
Qumu Corporation | QUMU | 749063103 | 6/27/2014 | TO APPROVE THE SALE OF THE DISC PUBLISHING ASSETS OF QUMU AS CONTEMPLATED BY THE ASSET PURCHASE AGREEMENT DATED APRIL 24,2014 BY & AMONG EQUUS HOLDINGS, INC. AS PARENT, REDWOOD ACQUISITION, INC. AS BUYER AND QUMU CORPORATION AS SELLER (AS IT MAY BE AMENDED FROM TIME TO TIME IN ACCORDANCE WITH THE TERMS THEREOF). WE REFER TO THIS PROPOSAL AS THE "ASSET SALE PROPOSAL" | M | Y | For | Y |
TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ASSET SALE PROPOSAL | M | Y | For | Y | ||||
PRGX Global, Inc. | PRGX | 69357C503 | 6/24/2014 | Directors Recommend: DAVID A. COLE, A. GEORGIOU FELDSHON, PHILIP J. MAZZILLI, JR | M | Y | For | Y |
RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS PRGX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. | M | Y | For | Y |
2013-2014
PERRITT LOW PRICED STOCK FUND
PROXY VOTING RECORD
Issuer | Symbol | CUSIP | Mtg Date | Proposal* | Proposed By | Voted | For/ Against/ Abstain | For Management |
Janus Capital Group Inc. | JNS | 47102X105 | 4/24/2014 | Recommendations of the Board of Directors:TIMOTHY K. ARMOUR,G. ANDREW COX,JEFFREY J. DIERMEIER,EUGENE FLOOD, JR.,J. RICHARD FREDERICKS,DEBORAH R. GATZEK,SEIJI INAGAKI,LAWRENCE E. KOCHARD,GLENN S. SCHAFER,RICHARD M. WEIL | M | Y | For | Y |
RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2014. | M | Y | For | Y | ||||
APPROVAL OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | M | Y | For | Y | ||||
Cumberland Pharmaceuticals | CPIX | 230770109 | 4/15/2014 | DIRECTORS RECOMMEND VOTE FOR FOLLOWING NOMINEES; JONATHAN GRIGGS, JOEY JACOBS | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
TO APPLY ALL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. | M | Y | For | Y | ||||
Arts-Way Manufacturing Co. Inc. | ARTW | 043168103 | 4/29/2014 | Recommendations of the Board of Directors: J. WARD MCCONNELL, JR., MARC H. MCCONNELL ,THOMAS E. BUFFAMANTE, DAVID R. CASTLE, JOSEPH R. DANCY, JAMES LYNCH, DOUGLAS MCCLELLAN | M | Y | For | Y |
TO RATIFY THE SELECTION OF EIDE BAILLY LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2014. | M | Y | For | Y | ||||
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
WITHHOLD GRANTING OF DISCRETIONARY AUTHORITY TO VOTE ON ANY OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE 2014 ANNUAL MEETING, OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF. | M | Y | For | Y | ||||
Biotelemetry, Inc. | BEAT | 090672106 | 5/20/2014 | Recommendations of the Board of Directors: RONALD A. AHRENS, JOSEPH H. CAPPER , JOSEPH A. FRICK | M | Y | For | Y |
APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | ||||||||
W & T Offshore, Inc. | WTI | 92922P106 | 5/6/2014 | Directors Recommend: MS. VIRGINIA BOULET, MR. ROBERT I. ISRAEL, MR. STUART B. KATZ, MR. TRACY W. KROHN, MR.JAMES NELSON, JR, MR. B. FRANK STANLEY | M | Y | For | Y |
PROPOSAL TO APPROVE, BY NONBINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | M | Y | For | Y | ||||
Atlantic American Corporation | AAME | 048209100 | 5/6/2014 | Directors Recommend: HILTON H. HOWELL, JR., EDWARD E. ELSON, ROBIN R. HOWELL, SAMUEL E. HUDGINS, HARRIETT J. ROBINSON, SCOTT G. THOMPSON, WILLIAM H. WHALEY, M.D., DOM H. WYANT | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF BDO USA, LLP. | M | Y | For | Y | ||||
Diamondrock Hospitality Co. | DRH | 252784301 | 5/6/2014 | Directors Recommend: WILLIAM W. MCCARTEN, DANIEL J. ALTOBELLO, W. ROBERT GRAFTON, MAUREEN L. MCAVEY, GILBERT T. RAY, BRUCE D. WARDINSKI, MARK W. BRUGGER | M | Y | For | Y |
TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR DIAMONDROCK HOSPITALITY COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Columbia Laboratories, Inc. | CBRX | 197779200 | 5/8/2014 | Recommendations of the Board of Directors: VALERIE L. ANDREWS, FRANK ARMSTRONG, FRANK C. CONDELLA, JR, CRISTINA CSIMMA, DONALD H. HUNTER, STEPHEN G. KASNET, NIKIN PATEL | M | Y | For | Y |
RATIFY THE SELECTION OF BDO USA, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
APPROVE IN A NON-BINDING ADVISORY VOTE THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Lionbridge Technologies, Inc. | LIOX | 536252109 | 5/6/2014 | Recommendations of the Board of Directors: RORY J. COWAN, PAUL A. KAVANAGH | M | Y(elec) | For | Y |
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y(elec) | For | Y | ||||
TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
CNO Financial Group, Inc. | CNO | 123621E103 | 5/7/2014 | Recommendations of the Board of Directors: EDWARD J. BONACH, ELLYN L. BROWN, ROBERT C. GREVING, MARY R. HENDERSON R. KEITH LONG, NEAL C. SCHNEIDER, FREDERICK J. SIEVERT, MICHAEL T. TOKARZ, JOHN G. TURNER | M | Y(elec) | For | Y |
REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN. | M | Y(elec) | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y(elec) | For | Y | ||||
APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | M | Y(elec) | For | Y | ||||
ACCO Brands Corporation | ACCO | 00081T108 | 5/13/2014 | Recommendations of the Board of Directors: GEORGE V. BAYLY, JAMES A. BUZZARD, KATHLEEN S. DVORA, BORIS ELISMAN, ROBERT H. JENKINS, PRADEEP JOTWANI, ROBERT J. KELLER THOMAS KROEGER,MICHAEL NORKUS, E. MARK RAJKOWSKI, SHEILA G. TALTON | M | Y(elec) | For | Y |
THE RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y(elec) | For | Y | ||||
THE APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
Hercules Offshore, Inc. | HERO | 427093109 | 5/14/2014 | Election of Directors: THOMAS N. AMONETT, THOMAS J. MADONNA, F. GARDNER PARKER | M | Y(elec) | For | Y |
ADVISORY VOTE ON 2013 EXECUTIVE COMPENSATION. | M | Y(elec) | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
TO APPROVE THE HERCULES OFFSHORE, INC. 2014 LONG-TERM INCENTIVE PLAN AND THE MATERIAL TERMS OF THE PERFORMANCE GOALS THEREUNDER. | M | Y(elec) | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF HERCULES OFFSHORE, INC., TO REMOVE ARTICLE FOURTH, DIVISION B, SECTION 4 THEREOF CONTAINING LIMITATIONS ON FOREIGN OWNERSHIP OF OUR CAPITAL STOCK. | M | Y(elec) | For | Y | ||||
Wabash National Corporation | WNC | 929566107 | 5/15/2014 | Recommendations of the Board of Directors: RICHARD J. GIROMINI, MARTIN C. JISCHK, JAMES D. KELLY, JOHN E. KUNZ, LARRY J. MAGEE, ANN D. MURTLOW, SCOTT K. SORENSEN | M | Y(elec) | For | Y |
TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS WABASH NATIONAL CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
NN, Inc. | NNBR | 629337106 | 5/15/2014 | Election of Directors: G. RONALD MORRIS, STEVEN T. WARSHAW | M | Y(elec) | For | Y |
TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | M | Y(elec) | For | Y | ||||
FOR RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS REGISTERED INDEPENDENT PUBLIC ACCOUNTING FIRM. | M | Y(elec) | For | Y | ||||
PGT, Inc. | PGTI | 69336V101 | 5/7/2014 | Recommendations of the Board of Directors: BRETT N. MILGRIM, RICHARD D. FEINTUCH | M | Y | For | Y |
RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
APPROVAL OF THE PGT, INC. 2014 OMNIBUS EQUITY INCENTIVE PLAN. | M | Y | For | Y | ||||
Entegris, Inc. | ENTG | 29362U1074 | 5/7/2014 | Recommendations of the Board of Directors: MICHAEL A. BRADLEY, MARVIN D. BURKETT, R. NICHOLAS BURNS, DANIEL W. CHRISTMAN, JAMES F. GENTILCORE, BERTRAND LOY, PAUL L.H. OLSON,BRIAN F. SULLIVAN, | M | Y | For | Y |
RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | M | Y | For | Y | ||||
APPROVAL OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | M | Y | For | Y | ||||
Penn Virginia Corporation | PVA | 707882106 | 5/7/2014 | Recommendations of the Board of Directors:JOHN U. CLARKE, EDWARD B. CLOUES, II, :STEVEN W. KRABLIN, MARSHA R. PERELMAN, H. BAIRD WHITEHEAD, GARY K. WRIGHT, | M | Y | For | Y |
TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014. | M | Y | For | Y | ||||
Vishay Intertechnology, Inc. | VSH | 928298108 | 5/20/2014 | Election of Directors: DR. ABRAHAM LUDOMIRSKI, WAYNE M. ROGERS, RONALD RUZIC | M | Y(elec) | For | Y |
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
THE ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
TO APPROVE THE AMENDED AND RESTATED 2007 STOCK INCENTIVE PROGRAM. | M | Y(elec) | For | Y | ||||
Consolidated Water Co. Ltd. | CWCO | G23773107 | 5/28/2014 | Recommendations of the Board of Directors: CARSON K. EBANKS, RICHARD L. FINLAY, CLARENCE B. FLOWERS, JR, FREDERICK W. MCTAGGART | M | Y(elec) | For | Y |
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | M | Y(elec) | Against | N | ||||
THE RATIFICATION OF THE SELECTION OF MARCUM LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014, AT THE REMUNERATION TO BE DETERMINED BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS. | M | Y(elec) | For | Y | ||||
Allied Motion Technologies Inc. | AMOT | 019330109 | 5/13/2014 | Directors Recommend: R.D. FEDERICO, S.R. HEATH, JR., G.J. LABER, R.D. SMITH, J.J. TANOUS, R.S. WARZALA | M | Y | For | Y |
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | M | Y | For | Y | ||||
Amkor Technology, Inc. | AMKR | 031652100 | 5/13/2014 | Directors Recommend: JAMES J. KIM, STEPHEN D. KELLEY, ROGER A. CAROLIN, WINSTON J. CHURCHILL, JOHN T. KIM, ROBERT R. MORSE, JOHN F. OSBORNE, JAMES W. ZUG | M | Y | For | Y |
ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Arabian American Development Co. | ARSD | 038465100 | 5/14/2014 | Election of Directors: NICHOLAS N. CARTER, JOSEPH P. PALM, SIMON UPFILL-BROWN | M | Y | For | Y |
TO APPROVE CORPORATE NAME CHANGE TO TRECORA RESOURCES | M | Y | For | Y | ||||
THE SELECTION OF BKM SOWAN HORAN, L.L.P. AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014 | M | Y | For | Y | ||||
TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVES | M | Y | For | Y | ||||
Pzena Investment, Inc. | PZN | 74731Q103 | 5/13/2014 | STEVEN M. GALBRAITH, JOEL M. GREENBLATT, RICHARD P. MEYEROWICH, CHARLES D. JOHNSTON | M | Y | For | Y |
RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR OUR COMPANY FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Callon Petroleum Company | CPE | 13123X102 | 5/15/2014 | Directors Recommend: ANTHONY J. NOCCHIERO, MATTHEW REGIS BOB, JAMES M. TRIMBLE | M | Y(elec) | For | Y |
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y(elec) | For | Y | ||||
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y(elec) | Against | N | ||||
Core Molding Technologies | CMT | 218683100 | 5/16/2014 | Directors Recommend: EVIN L. BARNETT, THOMAS R. CELLITTI, JAMES F. CROWLEY, RALPH O. HELLMOLD, MATTHEW E. JAUCHIUS, JAMES L. SIMONTON | M | Y | For | Y |
AN ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF CROWE HORWATH, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
Silicon Image, Inc. | SIMG | 82705T102 | 5/19/2014 | Directors Recommend: WILLIAM RADUCHEL, CAMILLO MARTINO | M | Y | For | Y |
VOTE TO AMEND OUR 1999 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER AND TO INCREASE THE MAXIMUM NUMBER OF SHARES ISSUABLE THEREUNDER | M | Y | For | Y | ||||
VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | M | Y | For | Y | ||||
VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014 | M | Y | For | Y | ||||
Bellatrix Exploration Ltd. | BXE | 078314101 | 5/16/2014 | Election of Directors: RAYMOND G. SMITH, DOUG N. BAKER, MURRAY L. COBBE, JOHN H. CUTHBERTSON, W. C. (MICKEY) DUNN, MELVIN M. HAWKRIGG, ROBERT A. JOHNSON, KEITH E. MACDONALD, MURRAY B. TODD KEITH TURNBULL | M | Y | For | Y |
TO PASS A RESOLUTION FIXING THE NUMBER OF DIRECTORS OF THE CORPORATION BE ELECTED AS A RESULT OF THE MEETING AT TEN (10) MEMBERS. | M | Y | For | Y | ||||
THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. | M | Y | For | Y | ||||
TO CONSIDER AND APPROVE THE ADVANCE NOTICE BY-LAW OF THE CORPORATION RELATING TO THE ADVANCE NOTICE OF NOMINATIONS OF DIRECTORS, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 17, 2014. | M | Y | For | Y | ||||
Cascade Microtech, Inc. | CSCD | 147322101 | 5/9/2014 | Directors Recommend: MICHAEL D. BURGER*, RAYMOND A. LINK* ,MARTIN L. RAPP# | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO APPROVE AN AMENDMENT TO THE CASCADE MICROTECH, INC. 2010 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
TO APPROVE, AS A NON-BINDING ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Medical Properties Trust Inc. | MPW | 58463J304 | 5/15/2014 | Directors Recommend: EDWARD K. ALDAG, JR., G. STEVEN DAWSON, R. STEVEN HAMNER, ROBERT E. HOLMES, PH.D., SHERRY A. KELLETT, WILLIAM G. MCKENZIE, L. GLENN ORR, JR. | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
Renewable Energy Group, Inc. | REGI | 75972A301 | 5/15/2014 | Directors Recommend: JEFFREY STROBURG, CHRISTOPHER D. SORRELLS | M | Y | For | Y |
APPROVE THE AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN. | M | Y | For | Y | ||||
PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
Inteliquent Inc. | IQNT | 45825N107 | 5/20/2014 | Recommendations of the Board of Directors: JAMES P. HYNES, JOSEPH A. BEATTY, G. EDWARD EVANS EDWARD M. GREENBERG, LAWRENCE M. INGENERI , TIMOTHY A. SAMPLES, RIAN J. WREN, LAUREN F. WRIGHT | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INTELIQUENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y | For | Y | ||||
TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y | For | Y | ||||
Nordion Inc. | NDZ | 65563C105 | 5/27/2014 | THE SPECIAL RESOLUTION (THE "ARRANGEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX "B" TO THE CIRCULAR, APPROVING AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT TO EFFECT, AMONG OTHER THINGS, THE EFFECTIVE ACQUISITION BY THE PURCHASER OF ALL THE OUTSTANDING COMMON SHARES OF NORDION INC., ALL AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR. | M | Y | For | Y |
Election of Directors: W. D. ANDERSON, J. BROWN, W. G. DEMPSEY, S. MURPHy, K. NEWPORT, A. OLUKOTUN, S. M. WEST, J. WOODRUFF | M | Y | For | Y | ||||
APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS, AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Y | For | Y | |||||
Graphic Packaging Holding Company | GPK | 388689101 | 5/24/2014 | Recommendations of the Board of Directors: G. ANDREA BOTTA, JEFFREY H. COORS, DAVID W. SCHEIBLE | M | Y(elec) | For | Y |
RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | M | Y(elec) | For | Y | ||||
APPROVAL OF COMPENSATION PAID TO GRAPHIC PACKAGING HOLDING COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | M | Y(elec) | For | Y | ||||
APPROVAL OF THE GRAPHIC PACKAGING HOLDING COMPANY 2014 OMNIBUS STOCK AND INCENTIVE COMPENSATION PLAN. | M | Y(elec) | For | Y | ||||
CECO Environmental Corp. | CECE | 125141101 | 5/15/2014 | Recommendations of the Board of Directors: ARTHUR CAPE, JASON DEZWIREK, ERIC M. GOLDBERG, JEFFREY LANG, LYNN J. LYALL, JONATHAN POLLACK , SETH RUDIN, DONALD A. WRIGHT | M | Y(elec) | For | Y |
TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2014. | M | Y(elec) | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y(elec) | For | Y | ||||
Jetblue Airways Corporation | JBLU | 477143101 | 5/22/2014 | Recommendations of the Board of Directors: DAVID BARGER, JENS BISCHO, PETERBONEPARTH, DAVID CHECKETTS, VIRGINIA GAMBALE, STEPHAN GEMKOW, ELLEN JEWETT, STANLEY MCHRYSTAL, JOEL PETERSON, ANN RHOADES, FRANK SICA, THOMAS WINKELMANN | M | Y(elec) | For | Y |
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORTING. | M | Y(elec) | For | Y | ||||
STOCKHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION. | M | Y(elec) | For | Y | ||||
Merit Medical Systems, Inc. | MMSI | 589889104 | 6/11/2014 | Directors Recommend: KENT W. STANGER, NOLAN E. KARRAS | M | Y | For | Y |
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
PROPOSAL TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE MERIT MEDICAL SYSTEMS, INC. 2006 LONG-TERM INCENTIVE PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
SHAREHOLDER PROPOSAL TO ADOPT A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN. | S | Y | Against | Y | ||||
Tsakos Energy Navigation LTD | TNP | G9108L108 | 5/30/2014 | Directors Recommend: RICHARD PANIGUIAN, ETHIMIOS E. MITROPOULOS | M | Y | For | Y |
TO APPROVE AMENDMENT OF THE MEMORANDUM OF ASSOCIATION TO INCREASE AUTHORIZED SHARE CAPITAL. | M | Y | For | Y | ||||
TO APPROVE CERTAIN OTHER AMENDMENTS TO THE COMPANY'S BYE-LAWS, INCLUDING CLARIFICATION OF CERTAIN POWERS OF THE BOARD OF DIRECTORS. | M | Y | For | Y | ||||
TO RECEIVE AND CONSIDER THE 2013 AUDITED FINANCIAL STATEMENTS OF THE COMPANY. | M | Y | For | Y | ||||
APPOINTMENT OF ERNST & YOUNG (HELLAS), ATHENS, GREECE AS AUDITORS AND TO AUTHORISE THE AUDIT COMMITTEE TO SET THEIR REMUNERATION. | M | Y | For | Y | ||||
Century Casinos, Inc. | CNTY | 156492100 | 6/12/2014 | ELECTION OF DIRECTOR: PETER HOETZINGER | M | Y | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y | ||||
TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AN ADVISORY (NON-BINDING) RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | M | Y | For | Y | ||||
Kodiak Oil & Gas Corp. | KOG | 50015Q100 | 6/19/2014 | ELECTION OF DIRECTORS: LYNN A. PETERSON, JAMES E. CATLIN, RODNEY D. KNUTSON, HERRICK K. LIDSTONE, JR., WILLIAM J. KRYSIAK | M | Y(elec) | For | Y |
RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | M | Y(elec) | For | Y | ||||
Gran Tierra Energy Inc. | GTE | 38500T101 | 6/15/2014 | ELECTION OF DIRECTORS: DANA COFFIELD, JEFFREY SCOTT. VERNE JOHNSON, NICHOLAS G. KIRTON, J. SCOTT PRICE, GERALD MACEY | M | Y(elec) | For | Y |
PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | M | Y(elec) | For | Y | ||||
PROPOSAL TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GRAN TIERRA ENERGY INC. FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
Penn National Gaming, Inc. | PENN | 707569109 | 6/12/2014 | ELECTION OF DIRECTORS: PETER M. CARLINO, HAROLD CRAMER | M | Y(elec) | For | Y |
APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 LONG-TERM INCENTIVE PLAN (THE "2008 PLAN") TO INCREASE THE TOTAL NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND TO APPROVE THE 2008 PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | M | Y(elec) | For | Y | ||||
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | M | Y(elec) | For | Y | ||||
ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECTIVE OFFICERS. | M | Y(elec) | For | Y | ||||
Sibanye Gold Limited | SBGL | 825724206 | 6/17/2014 | RE-APPOINTMENT OF AUDITORS | M | Y | For | Y |
ELECTION OF A DIRECTOR: ZST SKWEYIYA | M | Y | For | Y | ||||
RE-ELECTION OF A DIRECTORS: MS MOLOKO NJ FRONEMAN,C KEYTER, KA RAYNER | M | Y | For | Y | ||||
RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER | M | Y | For | Y | ||||
RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL | M | Y | For | Y | ||||
RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA | M | Y | For | Y | ||||
RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE | M | Y | For | Y | ||||
APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES | M | Y | For | Y | ||||
ADVISORY ENDORSEMENT OF THE RENUMERATION POLICY | M | Y | For | Y | ||||
APPROVAL FOR THE RENUMERATION OF NON-EXECUTIVE DIRECTORS | M | Y | For | Y | ||||
APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE ACT | M | Y | For | Y | ||||
ACQUISITION OF THE COMPANY'S OWN SHARES | M | Y | For | Y | ||||
Enservco | ENSV | 29358Y102 | 6/17/2014 | Election of Directors: Michael D. Herman, Gerard P. Laheney, Rick D. Kasch, and Steven P. Oppenheim. | M | Y | For | Y |
To ratify and approve the appointment of EKS&H, LLLP, as Enservco's independent registered accounting firm for the year ended December 31, 2014 | M | Y | For | Y | ||||
To amend the Company's Certificate of Indorporation to establish the quorum requirement for stockholders' meetings at one=third of the outstanding shares entitled to vote at a meeting of the stockholders as permitted by the Delaware General Corporation Law. | M | Y | For | Y | ||||
Stein Mart, Inc. | SMRT | 858375108 | 5/20/2014 | Directors Recommend: JAY STEIN , JOHN H. WILLIAMS, JR., ALVIN R. CARPENTER, IRWIN COHEN, SUSAN FALK , LINDA M. FARTHING, MITCHELL W. LEGLER, RICHARD L. SISISKY, BURTON M. TANSKY, J. WAYNE WEAVER | M | Y | For | Y |
TO APPROVE AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION FOR FISCAL YEAR 2013. | M | Y | For | Y | ||||
TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | M | Y | For | Y | ||||
Gain Capital Holdings, Inc. | GCAP | 36268W100 | 6/3/2014 | Election of Directors: PETER QUICK, GLENN H. STEVENS, THOMAS BEVILACQUA | M | Y(elec) | For | Y |
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y(elec) | For | Y | ||||
TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | M | Y(elec) | For | Y | ||||
Intest Corporation | INTT | 461147100 | 6/2/2014 | Directors Recommend: ALYN R. HOLT, ROBERT E. MATTHIESSEN, STEVEN J. ABRAMS, ESQ, STUART F. DANIELS, PH.D, JOSEPH W. DEWS IV, WILLIAM KRAUT | M | Y | For | Y |
APPROVAL OF THE INTEST CORPORATION 2014 STOCK PLAN. | M | Y | For | Y | ||||
RATIFICATION OF THE SELECTION OF MCGLADREY LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | M | Y | For | Y |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dated August 28, 2014.
PERRITT FUNDS, INC.
By: /s/ Michael J. Corbett
Michael J. Corbett
President (Principal Executive Officer)