The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 951 | 19,613 | SH | DFND | 19,613 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 9,660 | 101,396 | SH | DFND | 101,396 | 0 | 0 | ||
AGORA INC | ADS | 00851L103 | 663 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 17,871 | 82,851 | SH | DFND | 82,851 | 0 | 0 | ||
ANTERIX INC | COM | 03676C100 | 14,134 | 311,738 | SH | DFND | 311,738 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,320 | 32,498 | SH | DFND | 32,498 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 8,559 | 47,946 | SH | DFND | 47,946 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 546 | 4,429 | SH | DFND | 4,429 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 10,112 | 637,970 | SH | DFND | 637,970 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 213 | 3,487 | SH | DFND | 3,487 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 2,385 | 53,613 | SH | DFND | 53,613 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 821 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 19,294 | 1,175,000 | SH | Put | DFND | 1,175,000 | 0 | 0 | |
CTRIP COM INTL LTD | DBCV | 22943FAH3 | 29,318 | 29,486,000 | PRN | DFND | 29,486,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 30,317 | 17,000,000 | PRN | DFND | 17,000,000 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 12,783 | 1,568,517 | SH | DFND | 1,568,517 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 3,773 | 16,617 | SH | DFND | 16,617 | 0 | 0 | ||
GDS HLDGS LTD | NOTE 2.000% 6/0 | 36165LAB4 | 18,569 | 11,500,000 | PRN | DFND | 11,500,000 | 0 | 0 | ||
GOGO INC | NOTE 6.000% 5/1 | 38046CAD1 | 1,977 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 948 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,128 | 66,429 | SH | DFND | 66,429 | 0 | 0 | ||
GRAY TELEVISION INC | COM | 389375106 | 4,066 | 291,452 | SH | DFND | 291,452 | 0 | 0 | ||
GRINDROD SHIPPING HOLDINGS L | SHS | Y28895103 | 3,199 | 1,301,975 | SH | DFND | 1,301,975 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 7,472 | 29,826 | SH | DFND | 29,826 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 14,814 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
IMMUNOGEN INC | COM | 45253H101 | 6,329 | 1,375,900 | SH | DFND | 1,375,900 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 21,076 | 594,700 | SH | DFND | 594,700 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 17,698 | 644,728 | SH | DFND | 644,728 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 42,296 | 309,431 | SH | DFND | 309,431 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 4,728 | 50,262 | SH | DFND | 50,262 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 8,594 | 560,981 | SH | DFND | 560,981 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 1.625% 2/1 | 595017AD6 | 51,199 | 22,897,000 | PRN | DFND | 22,897,000 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 5,072 | 49,842 | SH | DFND | 49,842 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 14,760 | 351,187 | SH | DFND | 351,187 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 13,870 | 165,735 | SH | DFND | 165,735 | 0 | 0 | ||
NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 16,057 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 7,720 | 1,000,000 | SH | Put | DFND | 1,000,000 | 0 | 0 | |
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 1,239 | 305,100 | SH | Put | DFND | 305,100 | 0 | 0 | |
PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 1,992 | 133,690 | SH | DFND | 133,690 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 500 | 3,117 | SH | DFND | 3,117 | 0 | 0 | ||
SCULPTOR CAP MGMT | COM CL A | 811246107 | 1,048 | 81,068 | SH | DFND | 81,068 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 5,676 | 245,309 | SH | DFND | 245,309 | 0 | 0 | ||
SHIP FIN INTL LTD | NOTE 4.875% 5/0 | 824689AG8 | 3,487 | 3,955,000 | PRN | DFND | 3,955,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 32,255 | 104,603 | SH | DFND | 104,603 | 0 | 0 | ||
TESLA INC | NOTE 1.250% 3/0 | 88160RAC5 | 48,075 | 16,000,000 | PRN | DFND | 16,000,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 47,620 | 44,100 | SH | Put | DFND | 44,100 | 0 | 0 | |
TIFFANY & CO NEW | COM | 886547108 | 2,683 | 22,000 | SH | DFND | 22,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 1,312 | 51,231 | SH | DFND | 51,231 | 0 | 0 |