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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21720
Northern Lights Fund Trust
(Exact name of registrant as specified in charter)
225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Address of principal executive offices) (Zip code)
Stephanie Shearer
Ultimus Fund Solutions, LLC
80 Arkay Drive
Hauppauge, New York 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 490-2300
Date of fiscal year end: March 31, April 30, June 30, July 31, September 31, November 30 and December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibits A through UU is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2014 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: NORTHERN LIGHTS FUND TRUST - Altegris/AACA OPPORTUNISTIC REAL ESTATE FUND | Item 1, Exhibit 2 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2022 | 1.1 | Electi on of Class II Director to serve unti l the 2025 Annual Meeti ng: Amrita Ahuja | MGMT | Y | FOR | FOR |
2 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2022 | 1.2 | Electi on of Class II Director to serve unti l the 2025 Annual Meeti ng: JosephGebbia | MGMT | Y | FOR | FOR |
3 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2022 | 1.3 | Electi on of Class II Director to serve unti l the 2025 Annual Meeti ng: Jeff reyJordan | MGMT | Y | FOR | FOR |
4 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2022 | 2 | To rati fy the appointment of PricewaterhouseCoopers LLP as our independentregistered public accounti ng fi rm for the fi scal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
5 | AIRBNB INC | ABNB | 009066101 | ANNUAL; 06/01/2022 | 3 | To approve, on an advisory (non-binding) basis, the compensati on of our namedexecuti ve offi cers. | MGMT | Y | FOR | FOR |
6 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1A | Election of Director: Joel S. Marcus | MGMT | Y | FOR | FOR |
7 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1B | Election of Director: Steven R. Hash | MGMT | Y | FOR | FOR |
8 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1C | Election of Director: James P. Cain | MGMT | Y | FOR | FOR |
9 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1C | Election of Director: Cynthia L. Feldmann | MGMT | Y | FOR | FOR |
10 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1D | Election of Director: Maria C. Freire | MGMT | Y | FOR | FOR |
11 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1E | Election of Director: Jennifer Friel Goldstein | MGMT | Y | FOR | FOR |
12 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1F | Election of Director: Richard H. Klein | MGMT | Y | FOR | FOR |
13 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 1G | Election of Director: Michael A. Woronoff | MGMT | Y | FOR | FOR |
14 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 2 | To vote upon the amendment and restatement of the Company's Amended andRestated 1997 Stock Award and Incenti ve Plan, as more parti cularly described inthe accompanying Proxy Statement. | MGMT | Y | FOR | FOR |
15 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 3 | To cast a non-binding, advisory vote on a resoluti on to approve thecompensation of the Company's named executi ve offi cers, as more parti cularlydescribed in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR |
16 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 4 | To vote to approve an amendment of the Company's charter to increase the number of shares of common stock that the Company is authorized to issue from 200,000,000 to 400,000,000 shares, as more parti cularly described in theaccompanying proxy statement. | MGMT | Y | FOR | FOR |
17 | ALEXANDRIA REAL ESTATE EQUITIES | ARE | 015271-109 | ANNUAL; 05/17/2022 | 5 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accountants for the fiscal year ending December 31, 2022, as more particularly described in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR |
18 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1A | Election of Trustee: Kenneth M. Woolley | MGMT | Y | FOR | FOR |
19 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1B | Election of Trustee: David P. Singelyn | MGMT | Y | FOR | FOR |
20 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1C | Election of Trustee: Douglas N. Benham | MGMT | Y | FOR | FOR |
21 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1D | Election of Trustee: Jack Corrigan | MGMT | Y | FOR | FOR |
22 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1E | Election of Trustee: David Goldberg | MGMT | Y | FOR | FOR |
23 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1F | Election of Trustee: Tamara H. Gustavson | MGMT | Y | FOR | FOR |
24 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1G | Election of Trustee: Matthew J. Hart | MGMT | Y | FOR | FOR |
25 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1H | Election of Trustee: Michelle C. Kerrick | MGMT | Y | FOR | FOR |
26 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1I | Election of Trustee: James H. Kropp | MGMT | Y | FOR | FOR |
27 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1J | Election of Trustee: Lynn C. Swann | MGMT | Y | FOR | FOR |
28 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1K | Election of Trustee: Winifred M. Webb | MGMT | Y | FOR | FOR |
29 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1L | Election of Trustee: Jay Willoughby | MGMT | Y | FOR | FOR |
30 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 1M | Election of Trustee: Matthew R. Zaist | MGMT | Y | FOR | FOR |
31 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 2 | Ratification of the Appointment of Ernst & Young LLP as American Homes 4 Rent's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2022. | MGMT | Y | FOR | FOR |
32 | AMERICAN HOMES 4 RENT | AMH | 02665T306 | ANNUAL; 03/23/2022 | 3 | Advisory Vote to Approve American Homes 4 Rent's Named Executive Officer Compensation. | MGMT | Y | FOR | FOR |
33 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1A | Election of Director: Thomas A. Bartlett | MGMT | Y | FOR | FOR |
34 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1B | Election of Director: Kelly C. Chambliss | MGMT | Y | FOR | FOR |
35 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1C | Election of Director: Teresa H. Clarke | MGMT | Y | FOR | FOR |
36 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1D | Election of Director: Raymond P. Dolan | MGMT | Y | FOR | FOR |
37 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1E | Election of Director: Kenneth R. Frank | MGMT | Y | FOR | FOR |
38 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1F | Election of Director: Robert D. Hormats | MGMT | Y | FOR | FOR |
39 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1G | Election of Director: Grace D. Lieblein | MGMT | Y | FOR | FOR |
40 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1H | Election of Director: Craig Macnab | MGMT | Y | FOR | FOR |
41 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1I | Election of Director: JoAnn A. Reed | MGMT | Y | FOR | FOR |
42 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1J | Election of Director: Pamela D.A. Reeve | MGMT | Y | FOR | FOR |
43 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1K | Election of Director: David E. Sharbutt | MGMT | Y | FOR | FOR |
44 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1L | Election of Director: Bruce L. Tanner | MGMT | Y | FOR | FOR |
45 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 1M | Election of Director: Samme L. Thompson | MGMT | Y | FOR | FOR |
46 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022. | MGMT | Y | FOR | FOR |
47 | AMERICAN TOWER CORPORATION | AMT | 03027X-100 | ANNUAL; 04/07/2022 | 3 | To approve, on an advisory basis, the Company's executive compensation. | MGMT | Y | FOR | FOR |
48 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 3 | Election of Director to serve until the 2023 Annual Meeting: Glyn F. Aeppel | MGMT | Y | FOR | FOR |
49 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1A | Election of Director to serve until the 2023 Annual Meeting: Terry S. Brown | MGMT | Y | FOR | FOR |
50 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1B | Election of Director to serve until the 2023 Annual Meeting: Alan B. Buckelew | MGMT | Y | FOR | FOR |
51 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1C | Election of Director to serve until the 2023 Annual Meeting: Ronald L. Havner, Jr. | MGMT | Y | FOR | FOR |
52 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1D | Election of Director to serve until the 2023 Annual Meeting: Stephen P. Hills | MGMT | Y | FOR | FOR |
53 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1E | Election of Director to serve until the 2023 Annual Meeting: Christopher B. Howard | MGMT | Y | FOR | FOR |
54 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1F | Election of Director to serve until the 2023 Annual Meeting: Richard J. Lieb | MGMT | Y | FOR | FOR |
55 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1G | Election of Director to serve until the 2023 Annual Meeting: Nnenna Lynch | MGMT | Y | FOR | FOR |
56 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1H | Election of Director to serve until the 2023 Annual Meeting: Timothy J. Naughton | MGMT | Y | FOR | FOR |
57 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1I | Election of Director to serve until the 2023 Annual Meeting: Benjamin W. Schall | MGMT | Y | FOR | FOR |
58 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1J | Election of Director to serve until the 2023 Annual Meeting: Susan Swanezy | MGMT | Y | FOR | FOR |
59 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 1K | Election of Director to serve until the 2023 Annual Meeting: W. Edward Walter | MGMT | Y | FOR | FOR |
60 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 2 | To adopt a resolution approving, on a non-binding advisory basis, the compensation paid to the Company's Named Executive Officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation... Read More | MGMT | Y | FOR | FOR |
61 | AVALONBAY COMMUNITITES | AVB | 053484101 | ANNUAL; 04/08/2022 | 3 | To ratify the selection of Ernst & Young LLP as the Company's independent auditors for the year ending December 31, 2022. | MGMT | Y | FOR | FOR |
62 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 04/29/2022 | 1 | Election of Director Nominees: Gary L. Carano, Bonnie S. Biumi, Jay Jones Blackhurst, Frank J. Fahrenkopf, Don R. Kornstein, Courtney R. Mather, Sandra D. Morgan, Michael E. Pegram, Thomas R. Reeg, David P. Tomick | MGMT | Y | FOR | FOR |
63 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 04/29/2022 | 2 | Advisory vote to approve named executive officer compensation. | MGMT | Y | FOR | FOR |
64 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 04/29/2022 | 4 | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
65 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 04/29/2022 | 5 | To approve and adopt an amendment to the company's amended and restated certificate of incorporation to increase the authorized number of shares of common stock to 500,000,000. | MGMT | Y | FOR | FOR |
66 | CAESARS ENTERTAINMENT | CZR | 12769G100 | ANNUAL; 04/29/2022 | 6 | To approve and adopt an amendment to the company's amended and restated certificate of incorporation to authorize the issuance of 150,000,000 shares of preferred stock. | MGMT | Y | FOR | FOR |
67 | CAMDEN PROPERTY TRUST | CPT | 133131102 | ANNUAL; 03/28/2022 | 1 | Director: Richard J. Campo, Javier E. Benito, Heather J. Brunner, Mark D. Gibson, Scott S. Ingraham, Renu Khator, Keith Oden, F.A. Sevilla-Sacasa, Steven A. Webster, Kelvin R. Westbrook | MGMT | Y | FOR | FOR |
68 | CAMDEN PROPERTY TRUST | CPT | 133131102 | ANNUAL; 03/28/2022 | 2 | Approval, by an advisory vote, of executive compensation. | MGMT | Y | FOR | FOR |
69 | CAMDEN PROPERTY TRUST | CPT | 133131102 | ANNUAL; 03/28/2022 | 3 | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm. | MGMT | Y | FOR | FOR |
70 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1A | Election of Director: P. Robert Bartolo | MGMT | Y | FOR | FOR |
71 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1B | Election of Director: Jay A. Brown | MGMT | Y | FOR | FOR |
72 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1C | Election of Director: Cindy Christy | MGMT | Y | FOR | FOR |
73 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1D | Election of Director: Ari Q. Fitzgerald | MGMT | Y | FOR | FOR |
74 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1F | Election of Director: Andrea J. Goldsmith | MGMT | Y | FOR | FOR |
75 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1G | Election of Director: Lee W. Hogan | MGMT | Y | FOR | FOR |
76 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | H | Election of Director: Tammy K. Jones | MGMT | Y | FOR | FOR |
77 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1K | Election of Director: Anthony J. Melone | MGMT | Y | FOR | FOR |
78 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1L | Election of Director: W. Benjamin Moreland | MGMT | Y | FOR | FOR |
79 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1J | Election of Director: Kevin A. Stephens | MGMT | Y | FOR | FOR |
80 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 1J | Election of Director: Matthew Thorton, III | MGMT | Y | FOR | FOR |
81 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 2 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2022. | MGMT | Y | FOR | FOR |
82 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 2 | The proposal to approve the Company's 2022 Long-Term Incentive Plan. | MGMT | Y | FOR | FOR |
83 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 2 | The amendment to the Company's Restated Certificate of Incorporation to increase the number of authorized shares of common stock. | MGMT | Y | FOR | FOR |
84 | CROWN CASTLE INTERNATIONAL CORP | CCI | 228227-104 | ANNUAL; 04/05/2022 | 3 | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR |
85 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.1 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Sháka Rasheed | MGMT | Y | FOR | FOR |
86 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.2 | Election of Director to serve one-year term expiring at the 2023 annual meeting: J. Braxton Carter | MGMT | Y | FOR | FOR |
87 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.3 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Gregory J. McCray | MGMT | Y | FOR | FOR |
88 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.4 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Jeannie H. Diefenderfer | MGMT | Y | FOR | FOR |
89 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.5 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Marc C. Ganzi | MGMT | Y | FOR | FOR |
90 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.6 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Dale Anne Reiss | MGMT | Y | FOR | FOR |
91 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.7 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Jon A. Fosheim | MGMT | Y | FOR | FOR |
92 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.8 | Election of Director to serve one-year term expiring at the 2023 annual meeting: Nancy A. Curtin | MGMT | Y | FOR | FOR |
93 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 1.9 | Election of Director to serve one-year term expiring at the 2023 annual meeting: John L. Steffens | MGMT | Y | FOR | FOR |
94 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 2 | To approve an advisory proposal regarding the compensation paid to DigitalBridge Group, Inc.'s named executive officers. | MGMT | Y | FOR | FOR |
95 | DIGITALBRIDGE GROUP, INC | DBRG | 25401T108 | ANNUAL; 04/11/2022 | 3 | To ratify the appointment of Ernst & Young LLP as independent public auditor for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
96 | DRIVE SHACK INC | DS | 262077100 | ANNUAL; 04/29/2022 | 1 | DIRECTOR: Virgis W. Colbert, Benjamin M. Crane, William J. Clifford, Keith Sbarbaro | MGMT | Y | FOR | FOR |
97 | DRIVE SHACK INC | DS | 262077100 | ANNUAL; 04/29/2022 | 2 | To approve, by non-binding advisory vote, the compensation of our named executive officers, as disclosed in this Proxy Statement, commonly known as a say-on-pay proposal. | MGMT | Y | FOR | FOR |
98 | DRIVE SHACK INC | DS | 262077100 | ANNUAL; 04/29/2022 | 3 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for Drive Shack Inc. for the fiscal year 2022. | MGMT | Y | FOR | FOR |
99 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.1 | Election of Director: Nanci Caldwell | MGMT | Y | FOR | FOR |
100 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.2 | Election of Director: Adaire Fox-Martin | MGMT | Y | FOR | FOR |
101 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.3 | Election of Director: Ron Guerrier | MGMT | Y | FOR | FOR |
102 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.4 | Election of Director: Gary Hromadko | MGMT | Y | FOR | FOR |
103 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.5 | Election of Director: Irving Lyons III | MGMT | Y | FOR | FOR |
104 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.6 | Election of Director: Charles Meyers | MGMT | Y | FOR | FOR |
105 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.7 | Election of Director: Christopher Paisley | MGMT | Y | FOR | FOR |
106 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.8 | Election of Director: Sandra Rivera | MGMT | Y | FOR | FOR |
107 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 1.9 | Election of Director: Peter Van Camp | MGMT | Y | FOR | FOR |
108 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 2 | Approval, by a non-binding advisory vote, of the compensation of our named executive officers | MGMT | Y | FOR | FOR |
109 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending Dec. 31, 2022. | MGMT | Y | FOR | FOR |
110 | EQUINIX, INC. | EQIX | 29444U-700 | ANNUAL; 04/15/2022 | 4 | A stockholder proposal, related to lowering the stock ownership threshold required to call a special meeting. | SHAREHOLD | Y | AGAINST | FOR |
111 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 03/18/2022 | 1 | Director Nominees: Andrew Berkenfield, Derrick Burks, Phillip Calian, David Contis, Constance Freedman, Thomas Heneghan, Marguertie Nader, Scott Peppet, Sheli Rosenberg, Samuel Zell | MGMT | Y | FOR | FOR |
112 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 03/18/2022 | 2 | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2022. | MGMT | Y | FOR | FOR |
113 | EQUITY LIFESTYLE PROPERTIES, INC | ELS | 29472R108 | ANNUAL; 03/18/2022 | 3 | Approval on a non-binding, advisory basis of our executive compensation as disclosed in the Proxy Statement. | MGMT | Y | FOR | FOR |
114 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1a | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: John P. Case | MGMT | Y | FOR | FOR |
115 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1b | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: James B. Connor | MGMT | Y | FOR | FOR |
116 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1c | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Tamara D. Fischer | MGMT | Y | FOR | FOR |
117 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1d | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Norman K. Jenkins | MGMT | Y | FOR | FOR |
118 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1e | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Kelly T. Killingsworth | MGMT | Y | FOR | FOR |
119 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1f | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Melanie R. Sabelhaus | MGMT | Y | FOR | FOR |
120 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1g | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Peter M. Scott, III | MGMT | Y | FOR | FOR |
121 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1h | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: David P. Stockert | MGMT | Y | FOR | FOR |
122 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1i | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Chris T. Sultemeier | MGMT | Y | FOR | FOR |
123 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1j | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Warren M. Thompson | MGMT | Y | FOR | FOR |
124 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 1k | Election of Director to serve for a one-year term ending at the 2023 Annual Meeting: Lynn C. Thurber | MGMT | Y | FOR | FOR |
125 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 2 | To vote on an advisory basis to approve the compensation of the Company's named executive officers as set forth in the proxy statement. | MGMT | Y | FOR | FOR |
126 | DUKE REALTY CORPORATION | DRE | 264411505 | ANNUAL; 04/14/2022 | 3 | To ratify the reappointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2022. | MGMT | Y | FOR | FOR |
127 | FORTRESS TRANSPORTATION & INFRA INV LLC | FTAI | 34960P101 | ANNUAL; 04/15/2022 | 1 | Director Nominees: A. Andrew Levison, Kenneth J. Nicholson | MGMT | Y | FOR | FOR |
128 | FORTRESS TRANSPORTATION & INFRA INV LLC | FTAI | 34960P101 | ANNUAL; 04/15/2022 | 2 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2021. | MGMT | Y | FOR | FOR |
129 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 1 | Re-election of Mr. William Wei Huang as a director of the Company. | MGMT | Y | FOR | FOR |
130 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 2 | Re-election of Ms. Bin Yu as a director of the Company. | MGMT | Y | FOR | FOR |
131 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 3 | Re-election of Mr. Zulkifli Baharudin as a director of the Company | MGMT | Y | FOR | FOR |
132 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 4 | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
133 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 5 | Authorization of the Board of Directors of the Company to allot or issue, in the 12-month period from the date of the Meeting, ordinary shares or other equity or equity-linked securities of the Company up to an aggre... Read More | MGMT | Y | FOR | FOR |
134 | GDS HOLDINGS | GDS | 36165L108 | ANNUAL; 06/30/2022 | 6 | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discre... Read More | MGMT | Y | FOR | FOR |
135 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1A | Election of Director: Brian G. Cartwright | MGMT | Y | FOR | FOR |
136 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1B | Election of Director: Christi ne N. Garvey | MGMT | Y | FOR | FOR |
137 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1C | Election of Director: R. Kent Griffi n, Jr. | MGMT | Y | FOR | FOR |
138 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1D | Election of Director: David B. Henry | MGMT | Y | FOR | FOR |
139 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1F | Election of Director: Thomas M. Herzog | MGMT | Y | FOR | FOR |
140 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1G | Election of Director: Lydia H. Kennard | MGMT | Y | FOR | FOR |
141 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1H | Election of Director: Sara G. Lewis | MGMT | Y | FOR | FOR |
142 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 1I | Election of Director: Katherine M. Sandstrom | MGMT | Y | FOR | FOR |
143 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 2 | Approval of 2022 executive compensati on on an advisory basis. | MGMT | Y | FOR | FOR |
144 | HEALTHPEAK PROPERTIES, INC | PEAK | 42250P103 | ANNUAL; 04/28/2022 | 3 | Rati fication of the appointment of Deloitte & Touche LLP as HealthpeakProperties, Inc.'s independent registered public accounting firm for the year ending December 31, 2022. | MGMT | Y | FOR | FOR |
145 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 1 | Electi on of Director to serve unti l the next Annual Meeting: Alan Gold | MGMT | Y | FOR ALL | FOR |
146 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 2 | Election of Director to serve until the next Annual Meeting: Gary Kreitzer | MGMT | Y | FOR | FOR |
147 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 3 | Election of Director to serve until the next Annual Meeting: Mary Curran | MGMT | Y | FOR | FOR |
148 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 4 | Election of Director to serve until the next Annual Meeting: Scott Shoemaker | MGMT | Y | FOR | FOR |
149 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 5 | Election of Director to serve until the next Annual Meeting: Paul Smithers | MGMT | Y | FOR | FOR |
150 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 6 | Election of Director to serve until the next Annual Meeting: David Stecher | MGMT | Y | FOR | FOR |
151 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 7 | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | MGMT | Y | FOR | FOR |
152 | INNOVATIVE INDUSTRIAL PROPERTIES, INC. | IIPR | 45781V101 | ANNUAL; 05/18/2022 | 8 | Approval on a non-binding advisory basis of the compensati on of the Company's named executive officers. | MGMT | Y | FOR | FOR |
153 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 04/06/2022 | 1 | Vote Board of Directors: Dallas B. Tanner, Jana Cohen Barbe, Richard D. Bronson, Michael D. Fascitelli, Jeffrey E. Kelter, Joseph D Margolis, John B. Rhea, J. Heidi Roizen, Janice L. Sears, William J. Stein | MGMT | Y | FOR ALL | FOR |
154 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 04/06/2022 | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | MGMT | Y | FOR | FOR |
155 | INVITATION HOMES INC. | INVH | 46187W107 | ANNUAL; 04/06/2022 | 3 | To approve, in a non-binding advisory vote, the compensation paid to our named executive officers. | MGMT | Y | FOR | FOR |
156 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.01 | Election of Directors: Alan D. Gold | MGMT | Y | FOR | FOR |
157 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.02 | John P. Bonanno | MGMT | Y | FOR | FOR |
158 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.03 | Daniel M. Bradbury | MGMT | Y | FOR | FOR |
159 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.04 | Jake N. Francis | MGMT | Y | FOR | FOR |
160 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.05 | Steven Frankel | MGMT | Y | FOR | FOR |
161 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.06 | Gary A. Kreitzer | MGMT | Y | FOR | FOR |
162 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.07 | Gary M. Malino | MGMT | Y | FOR | FOR |
163 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.08 | Matt McGraner | MGMT | Y | FOR | FOR |
164 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.09 | Tracy A. Murphy | MGMT | Y | FOR | FOR |
165 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.1 | Duncan Osborne | MGMT | Y | FOR | FOR |
166 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.11 | Stephen A. Rosetta | MGMT | Y | FOR | FOR |
167 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.12 | Jonah Sonnenborn | MGMT | Y | FOR | FOR |
168 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.13 | W. Kyle Torpey | MGMT | Y | FOR | FOR |
169 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.14 | Jameson Weber | MGMT | Y | FOR | FOR |
170 | IQHQ INC | IQHQ | 44988Q106 | ANNUAL; 08/12/2021 | 1.15 | M. Faye Wilson | MGMT | Y | FOR | FOR |
171 | IQHQ INC | IQHQ | 44988Q106 | SPECIAL; 06/10/2022 | 1 | A proposal to approve the Merger and the other transactions contemplated by the Merger Agreement. | MGMT | Y | FOR | FOR |
172 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1A | Election of Director: John Kilroy | MGMT | Y | FOR | FOR |
173 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1B | Election of Director: Edward F. Brennan, PhD | MGMT | Y | FOR | FOR |
174 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1C | Election of Director: Jolie Hunt | MGMT | Y | FOR | FOR |
175 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1D | Election of Director: Scott S. Ingraham | MGMT | Y | FOR | FOR |
176 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1F | Election of Director: Louisa G. Ritter | MGMT | Y | FOR | FOR |
177 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1G | Election of Director: Gary R. Stevenson | MGMT | Y | FOR | FOR |
178 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 1H | Election of Director: Peter B. Stoneberg | MGMT | Y | FOR | FOR |
179 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 2 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR |
180 | KILROY REALTY CORPORATION | KRC | 49427F108 | ANNUAL; 05/18/2022 | 3 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent auditor for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
181 | LIFE STORAGE INC | LSI | 53223X107 | ANNUAL; 04/06/2022 | 1 | Director: Mark G. Barberio, Joseph V. Saffire, Stephen R. Rusmisel, Arthur L. Havener, Jr., Dana Hamilton, Edward J. Pettinella, David L. Rogers, Susan Harnett | MGMT | Y | FOR | FOR |
182 | LIFE STORAGE INC | LSI | 53223X107 | ANNUAL; 04/06/2022 | 2 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
183 | LIFE STORAGE INC | LSI | 53223X107 | ANNUAL; 04/06/2022 | 3 | Proposal to approve the compensation of the Company's executive officers. | MGMT | Y | FOR | FOR |
184 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1A | Election of Director: Barry Diller | MGMT | Y | FOR | FOR |
185 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1B | Election of Director: Alexis M. Herman | MGMT | Y | FOR | FOR |
186 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1C | Election of Director: William J. Hornbuckle | MGMT | Y | FOR | FOR |
187 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1D | Election of Director: Mary Chris Jammet | MGMT | Y | FOR | FOR |
188 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1F | Election of Director: Joey Levin | MGMT | Y | FOR | FOR |
189 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1G | Election of Director: Rose McKinney-James | MGMT | Y | FOR | FOR |
190 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1H | Election of Director: Keith A. Meister | MGMT | Y | FOR | FOR |
191 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1K | Election of Director: Paul Salem | MGMT | Y | FOR | FOR |
192 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1L | Election of Director: Gregory M. Spierkel | MGMT | Y | FOR | FOR |
193 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1M | Election of Director: Jan G. Swartz | MGMT | Y | FOR | FOR |
194 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 1N | Election of Director: Daniel J. Taylor | MGMT | Y | FOR | FOR |
195 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | MGMT | Y | FOR | FOR |
196 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 3 | To approve, on an advisory basis, the compensation of the named executive officers. | MGMT | Y | FOR | FOR |
197 | MGM RESORTS | MGM | 552953101 | ANNUAL; 05/04/2022 | 4 | To approve and adopt the 2022 Omnibus Incentive Plan. | MGMT | Y | FOR | FOR |
198 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1A | Election of Director: H. Eric Bolton, Jr. | MGMT | Y | FOR | FOR |
199 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1B | Election of Director: Alan B. Graf, Jr. | MGMT | Y | FOR | FOR |
200 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1C | Election of Director: Toni Jennings | MGMT | Y | FOR | FOR |
201 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1D | Election of Director: Edith Kelly-Green | MGMT | Y | FOR | FOR |
202 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1E | Election of Director: James K. Lowder | MGMT | Y | FOR | FOR |
203 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1F | Election of Director: Thomas H. Lowder | MGMT | Y | FOR | FOR |
204 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1G | Election of Director: Monica McGurk | MGMT | Y | FOR | FOR |
205 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1H | Election of Director: Claude B. Nielsen | MGMT | Y | FOR | FOR |
206 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1I | Election of Director: Philip W. Norwood | MGMT | Y | FOR | FOR |
207 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1J | Election of Director: W. Reid Sanders | MGMT | Y | FOR | FOR |
208 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1K | Election of Director: Gary Shorb | MGMT | Y | FOR | FOR |
209 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 1L | Election of Director: David P. Stockert | MGMT | Y | FOR | FOR |
210 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 2 | Advisory (non-binding) vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | MGMT | Y | FOR | FOR |
211 | MIDAMERICA APARTMENTS | MAA | 59522J103 | ANNUAL; 05/17/2022 | 3 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2022. | MGMT | Y | FOR | FOR |
212 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1A | Election of Trustee: Arlen D. Nordhagen | MGMT | Y | FOR | FOR |
213 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1B | Election of Trustee: George L. Chapman | MGMT | Y | FOR | FOR |
214 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1C | Election of Trustee: Tamara D. Fischer | MGMT | Y | FOR | FOR |
215 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1D | Election of Trustee: Paul W. Hylbert, Jr. | MGMT | Y | FOR | FOR |
216 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1E | Election of Trustee: Chad L. Meisinger | MGMT | Y | FOR | FOR |
217 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1F | Election of Trustee: Steven G. Osgood | MGMT | Y | FOR | FOR |
218 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1G | Election of Trustee: Dominic M. Palazzo | MGMT | Y | FOR | FOR |
219 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1H | Election of Trustee: Rebecca L. Steinfort | MGMT | Y | FOR | FOR |
220 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1I | Election of Trustee: Mark Van Mourick | MGMT | Y | FOR | FOR |
221 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1J | Election of Trustee: J. Timothy Warren | MGMT | Y | FOR | FOR |
222 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 1K | Election of Trustee: Charles F. Wu | MGMT | Y | FOR | FOR |
223 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 2 | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firmfor the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
224 | NATIONAL STORAGE AFFILIATES TRUST | NSA | 637870106 | ANNUAL; 04/11/2022 | 3 | Shareholder advisory vote (non-binding) on the executive compensation of the Company's Named ExecutiveOfficers as more fully described in the Proxy Statement. | MGMT | Y | FOR | FOR |
225 | NEWLAKE CAPITAL PARTNERS,INC. | NLCP | 651495103 | ANNUAL; 06/07/2022 | 1 | Vote Board of Directors: Gordon DuGan, Alan Carr, Joyce Johnson, Peter Kadens, Peter Martay, David Weinstein | MGMT | Y | FOR ALL | FOR |
226 | NEWLAKE CAPITAL PARTNERS,INC. | NLCP | 651495103 | ANNUAL; 06/07/2022 | 2 | Ratificati on of the appointment of BDO USA, LLP as NewLake Capital Partner'sindependent registered public accounting firm for the fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
227 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1A | Election of Director: Hamid R. Moghadam | MGMT | Y | FOR | FOR |
228 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1B | Election of Director: Christina G. Bita | MGMT | Y | FOR | FOR |
229 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1C | Election of Director: George L. Fotides | MGMT | Y | FOR | FOR |
230 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1D | Election of Director: Lydia H.Kennard | MGMT | Y | FOR | FOR |
231 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1E | Election of Director: Irving F. Lyons III | MGMT | Y | FOR | FOR |
232 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1F | Election of Director: Avid Modjtabai | MGMT | Y | FOR | FOR |
233 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1G | Election of Director: David P. O'Connor | MGMT | Y | FOR | FOR |
234 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1H | Election of Director: Olivier Piani | MGMT | Y | FOR | FOR |
235 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1I | Election of Director: Jeffery L. Skelton | MGMT | Y | FOR | FOR |
236 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1J | Election of Director: Carl B. Webb | MGMT | Y | FOR | FOR |
237 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 1K | Election of Director: William D. Zollars | MGMT | Y | FOR | FOR |
238 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 2 | Advisory Vote to Approve the Company's Executive Compensation for 2022. | MGMT | Y | FOR | FOR |
239 | PROLOGIS INC | PLD | 74340W103 | ANNUAL; 03/28/2022 | 3 | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firmfor the Year 2022. | MGMT | Y | FOR | FOR |
240 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1A | Election of Director: Robert L. Antin | MGMT | Y | FOR | FOR |
241 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1C | Election of Director: Diana J. Ingram | MGMT | Y | FOR | FOR |
242 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1B | Electi on of Director: Angela L. Kleiman | MGMT | Y | FOR | FOR |
243 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1D | Election of Director: Debra L. Morris | MGMT | Y | FOR | FOR |
244 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1E | Election of Director: Tyler H. Rose | MGMT | Y | FOR | FOR |
245 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1G | Election of Director: Howard Schwimmer | MGMT | Y | FOR | FOR |
246 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 1H | Election of Director: Richard S. Ziman | MGMT | Y | FOR | FOR |
247 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 2 | The rati fi cati on of the appointment of Ernst & Young LLP as the Company'sindependent registered public accounti ng fi rm for the fi scal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
248 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 3 | The advisory resolution to approve the Company's named executive officer compensation for the fiscal year ended December 31, 2020, as described in the Rexford Industrial Realty, Inc. Proxy Statement. | MGMT | Y | FOR | FOR |
249 | REXFORD INDUSTRIAL REALTY INC | REXR | 76169C100 | ANNUAL; 06/13/2022 | 4 | The advisory determination of the frequency of future advisory votes on theCompany's executive compensation. | MGMT | Y | 1 YEAR | FOR |
250 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 1.1 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Kevin L. Beebe | MGMT | Y | FOR | FOR |
251 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 1.2 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jack Langer | MGMT | Y | FOR | FOR |
252 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 1.3 | Election of Director for a three-year term expiring at the 2025 Annual Meeting: Jeffrey A. Sto | MGMT | Y | FOR | FOR |
253 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 1.4 | Election of Director for a term expiring at the 2024 Annual Meeting: Jay L. Johnson | MGMT | Y | FOR | FOR |
254 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 2 | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2022 fiscal year. | MGMT | Y | FOR | FOR |
255 | SBA COMMUNICATIONS CORPORATION | SBAC | 78388J-106 | ANNUAL; 05/31/2022 | 3 | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | MGMT | Y | FOR | FOR |
256 | SMARTRENT, INC. | SMRT | 83193G107 | ANNUAL; 05/17/2022 | 1 | Electi on of Class I Director: Frederick Tuomi | MGMT | Y | FOR | FOR |
257 | SMARTRENT, INC. | SMRT | 83193G107 | ANNUAL; 05/17/2022 | 2 | Electi on of Class I Director: Ann Sperling | MGMT | Y | FOR | FOR |
258 | SMARTRENT, INC. | SMRT | 83193G107 | ANNUAL; 05/17/2022 | 3 | Ratify our Boards appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | MGMT | Y | FOR | FOR |
259 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1A | Election of Director to serve until 2023 Annual Meeting: Gary A. Shiffman | MGMT | Y | FOR | FOR |
260 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1B | Election of Director to serve until 2023 Annual Meeting: Tonya Allen | MGMT | Y | FOR | FOR |
261 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1C | Election of Director to serve until 2023 Annual Meeting: Meghan G. Baivier | MGMT | Y | FOR | FOR |
262 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1D | Election of Director to serve until 2023 Annual Meeting: Stephanie W. Bergeron | MGMT | Y | FOR | FOR |
263 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1E | Election of Director to serve until 2023 Annual Meeting: Brian M. Hermelin | MGMT | Y | FOR | FOR |
264 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1F | Election of Director to serve until 2023 Annual Meeting: Ronald A. Klein | MGMT | Y | FOR | FOR |
265 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 1H | Election of Director to serve until 2023 Annual Meeting: Clunet R. Lewis | MGMT | Y | FOR | FOR |
266 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 2 | To approve, by non-binding vote, executive compensation | MGMT | Y | FOR | FOR |
267 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 3 | To ratify the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscalyear ending December 31, 2022. | MGMT | Y | FOR | FOR |
268 | SUN COMMUNITIES | SUI | 866674-104 | ANNUAL; 04/05/2022 | 4 | To approve the first amendment to the Sun Communities, Inc. 2015 Equity Incentive Plan. | MGMT | Y | FOR | FOR |
269 | SWITCH INC | SWCH | 983134107 | ANNUAL; 06/10/2022 | 1.1 | Election of Director: Rob Roy | MGMT | Y | FOR | FOR |
270 | SWITCH INC | SWCH | 983134107 | ANNUAL; 06/10/2022 | 1.2 | Election of Director: Angela Archon | MGMT | Y | FOR | FOR |
271 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.3 | Election of Director: Jason Genrich | MGMT | Y | FOR | FOR |
272 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.4 | Election of Director: Liane Pelletier | MGMT | Y | FOR | FOR |
273 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.5 | Election of Director: Zareh Sarrafian | MGMT | Y | FOR | FOR |
274 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.6 | Election of Director: Kim Sheehy | MGMT | Y | FOR | FOR |
275 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.7 | Election of Director: Donald D. Snyder | MGMT | Y | FOR | FOR |
276 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.8 | Election of Director: Tom Thomas | MGMT | Y | FOR | FOR |
277 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 1.9 | Election of Director: Bryan Wolf | MGMT | Y | FOR | FOR |
278 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as Switch, Inc.'s independent registered publicaccounting firm for the fiscal year ending December 31, 2022 | MGMT | Y | FOR | FOR |
279 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 3 | To vote on an advisory (non-binding) proposal to approve the compensation of the named executive officers | MGMT | Y | FOR | FOR |
280 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 4 | To amend and restate Switch, Inc.'s Amended and Restated Articles of Incorporation to impose certain ownershipand transfer restrictions in connection with its anticipated election to be taxed as a … Read More | MGMT | Y | FOR | FOR |
281 | SWITCH INC | SWCH | 983134108 | ANNUAL; 06/10/2022 | 5 | To reincorporate as a Maryland corporati on, through and including a mergerwith and into a wholly owned subsidiary | MGMT | Y | FOR | FOR |
282 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1A | Election of Director: W. Blake Baird | MGMT | Y | FOR | FOR |
283 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1B | Election of Director: Michael A. Coke | MGMT | Y | FOR | FOR |
284 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1C | Election of Director: Linda Assante | MGMT | Y | FOR | FOR |
285 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1D | Election of Director: LeRoy E. Carlson | MGMT | Y | FOR | FOR |
286 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1E | Election of Director: David M. Lee | MGMT | Y | FOR | FOR |
287 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1F | Election of Director: Douglas M. Pasquale | MGMT | Y | FOR | FOR |
288 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 1G | Election of Director: Dennis Polk | MGMT | Y | FOR | FOR |
289 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 2 | Adoption of a resolution to approve, on a non-binding basis, the compensation of certain executives, as more fully described in the proxy statement. | MGMT | Y | FOR | FOR |
290 | TERRENO REALTY CORPORATION | TRNO | 88146M101 | ANNUAL; 03/23/2022 | 3 | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2022 fiscal year. | MGMT | Y | FOR | FOR |
291 | WEWORK INC. | WE | 96209A104 | ANNUAL; 04/11/2022 | 1 | Director: Michel Combes, Bruce Dunlevie, Saurabh Jalan, Veronique Laury, Sandeep Mathrani, Deven Parekh, Vivek Ranadive, Kirthiga Reddy, Jeffery Sine | MGMT | Y | FOR | FOR |
292 | WEWORK INC. | WE | 96209A104 | ANNUAL; 04/11/2022 | 2 | Advisory vote to approve our 2021 named executive officer compensation. | MGMT | Y | FOR | FOR |
293 | WEWORK INC. | WE | 96209A104 | ANNUAL; 04/11/2022 | 3 | Advisory vote on the frequency of future advisory votes on our named executive officer compensation | MGMT | Y | FOR | FOR |
294 | WEWORK INC. | WE | 96209A104 | ANNUAL; 04/11/2022 | 4 | Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending December 31, 2022. | MGMT | Y | FOR | FOR |
295 | 21VIANET GROUP INC | VNET | 90138A103 | SPECIAL; 10/08/2021 | 1 | As a special resoluti on that the name of the Company be changed from 21VianetGroup, Inc. to VNET Group, Inc. | MGMT | Y | FOR | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Altegris Futures Evolution Strategy Fund | Item 1, Exhibit 3 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | N/A there were no proxies voted for this fund |
Registrant: NORTHERN LIGHTS FUND TRUST - Athena Behavioral Tactical Fund | Item 1, Exhibit 7 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxies voted during the Reporting Period |
Registrant: NORTHERN LIGHTS FUND TRUST - Beech Hill Total Return Fund | Item 1, Exhibit 8 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | VMWARE, INC. | VMW | 928563 | 7/22/2021 | 1 | Election of Director: Kenneth Denman | Y | For | For | |
2 | VMWARE, INC. | VMW | 928563 | 7/22/2021 | 2 | An advisory vote to approve named executive officer compensation, as described in VMware's Proxy Statement. | Y | For | For | |
3 | VMWARE, INC. | VMW | 928563 | 7/22/2021 | 3 | To approve an amendment to the Amended and Restated 2007 Equity and Incentive Plan. | Y | For | For | |
4 | VMWARE, INC. | VMW | 928563 | 7/22/2021 | 4 | To approve an amendment to the Amended and Restated 2007 Employee Stock Purchase Plan. | Y | For | For | |
5 | VMWARE, INC. | VMW | 928563 | 7/22/2021 | 5 | To ratify the selection by the Audit Committee of VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending January 28, 2022. | Y | For | For | |
6 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Margaret Shân Atkins | Y | For | For | |
7 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: James P. Fogarty | Y | For | For | |
8 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Cynthia T. Jamison | Y | For | For | |
9 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Eugene I. Lee, Jr. | Y | For | For | |
10 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Nana Mensah | Y | For | For | |
11 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: William S. Simon | Y | For | For | |
12 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Charles M. Sonsteby | Y | For | For | |
13 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 1 | Election of Director: Timothy J. Wilmott | Y | For | For | |
14 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 2 | To obtain advisory approval of the Company's executive compensation. | Y | For | For | |
15 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 3 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 29, 2022. | Y | For | For | |
16 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 4 | To approve the amended Darden Restaurants, Inc. Employee Stock Purchase Plan. | Y | For | For | |
17 | DARDEN RESTAURANTS, INC. | DRI | 237194 | 9/22/2021 | 5 | Proposal has been withdrawn. | Y | For | For | |
18 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: B. Marc Allen | Y | For | For | |
19 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Angela F. Braly | Y | For | For | |
20 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Amy L. Chang | Y | For | For | |
21 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Joseph Jimenez | Y | For | For | |
22 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Christopher Kempczinski | Y | For | For | |
23 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Debra L. Lee | Y | For | For | |
24 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Terry J. Lundgren | Y | For | For | |
25 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Christine M. McCarthy | Y | For | For | |
26 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Jon R. Moeller | Y | For | For | |
27 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: David S. Taylor | Y | For | For | |
28 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Margaret C. Whitman | Y | For | For | |
29 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 1 | ELECTION OF DIRECTOR: Patricia A. Woertz | Y | For | For | |
30 | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 2 | To obtain advisory approval of the Company's executive compensation. | Y | For | For | |
THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 3 | Ratify Appointment of the Independent Registered Public Accounting Firm. | Y | For | For | ||
THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 3 | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Y | For | For | ||
A. | THE PROCTER & GAMBLE COMPANY | PG | 742718 | 10/22/2021 | 4 | Shareholder Proposal - Inclusion of Non-Management Employees on Director Nominee Candidate Lists. | Y | Against | Against | |
B. | VICI Properties | VICI | 925652 | 10/28/2021 | 1 | To approve the issuance of common stock, $0.01 par value per share, in connection with the transactions contemplated by the Master Transaction Agreement, dated August 4, 2021, by and among MGM Growth Properties LLC, MGM Growth Properties Operating Partnership LP, VICI Properties Inc., Venus Sub LLC, VICI Properties L.P., VICI Properties OP LLC and MGM Resorts International. | Y | For | For | |
C. | VICI Properties | VICI | 925652 | 10/28/2021 | 2 | To approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies in favor of Proposal 1 if there are insufficient votes at the time of such adjournment to approve such proposal. | Y | For | For | |
D. | II-VI INCORPORATED | IIVI | 902104 | 11/17/2021 | 1a | Election of Class Four Director for a three-year term to expire at the annual meeting of shareholders in 2024: Howard H. Xia | Y | For | For | |
E. | II-VI INCORPORATED | IIVI | 902105 | 11/17/2021 | 1b | Election of Class Four Director for a three-year term to expire at the annual meeting of shareholders in 2024: Vincent D. Mattera, Jr. | Y | For | For | |
F. | II-VI INCORPORATED | IIVI | 902106 | 11/17/2021 | 1c | Election of Class Four Director for a three-year term to expire at the annual meeting of shareholders in 2024: Michael L. Dreyer | Y | For | For | |
G. | II-VI INCORPORATED | IIVI | 902107 | 11/17/2021 | 1d | Election of Class Four Director for a three-year term to expire at the annual meeting of shareholders in 2024: Stephen Pagliuca | Y | For | For | |
H. | II-VI INCORPORATED | IIVI | 902108 | 11/17/2021 | 2 | Non-binding advisory vote to approve compensation paid to named executive officers in fiscal year 2021. | Y | For | For | |
I. | II-VI INCORPORATED | IIVI | 902109 | 11/17/2021 | 3 | Ratification of the Audit Committee's selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. | Y | For | For | |
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1a | Election of Director: Reid G. Hoffman | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1b | Election of Director: Hugh F. Johnston | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1c | Election of Director: Teri L. List | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1d | Election of Director: Satya Nadella | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1e | Election of Director: Sandra E. Peterson | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1f | Election of Director: Penny S. Pritzker | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1g | Election of Director: Carlos A. Rodriguez | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1h | Election of Director: Charles W. Scharf | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1i | Election of Director: John W. Stanton | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1j | Election of Director: John W. Thompson | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1k | Election of Director: Emma N. Walmsley | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 1l | Election of Director: Padmasree Warrior | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 2 | Advisory Vote to Approve Named Executive Officer Compensation. | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 3 | Approve Employee Stock Purchase Plan. | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 4 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Y | For | For | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 5 | Shareholder Proposal - Report on median pay gaps across race and gender. | Y | Against | Against | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 6 | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Y | Against | Against | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 7 | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Y | Against | Against | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 8 | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Y | Against | Against | ||
MICROSOFT,INC | MSFT | 594918 | 11/29/2021 | 9 | Shareholder Proposal - Report on how lobbying activities align with Company policies. | Y | Against | Against | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1a | Election of Director: M. Michele Burns | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1b | Election of Director: Wesley G. Bush | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1c | Election of Director: Michael D. Capellas | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1d | Election of Director: Mark Garrett | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1e | Election of Director: John D. Harris II | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1f | Election of Director: Dr. Kristina M. Johnson | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1g | Election of Director: Roderick C. McGeary | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1h | Election of Director: Charles H. Robbin | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1i | Election of Director: Brenton L. Saunders | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1j | Election of Director: Dr. Lisa T. Su | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 1k | Election of Director: Marianna Tessel | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 2 | Approval, on an advisory basis, of executive compensation. | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 3 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Y | For | For | ||
CISCO, INC | CSCO | 17275R | 12/12/2021 | 4 | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Y | Against | Against | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1a | Election of Director: Lloyd A. Carney | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1b | Election of Director: Mary B. Cranston | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1c | Election of Director: Francisco Javier Fernández-Carbajal | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1d | Election of Director: Alfred F. Kelly, Jr. | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1e | Election of Director: Ramon Laguarta | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1f | Election of Director: John F. Lundgren | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1g | Election of Director: Robert W. Matschullat | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1h | Election of Director: Denise M. Morrison | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1i | Election of Director: Linda J. Rendle | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 1j | Election of Director: Maynard G. Webb, Jr. | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 2 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Y | For | For | ||
VISA INC | CISA | 92826C | 1/24/2022 | 3 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1a | Election of Director: James Bell | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1b | Election of Director: Tim Cook | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1c | Election of Director: Al Gore | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1d | Election of Director: Alex Gorsky | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1e | Election of Director: Andrea Jung | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1f | Election of Director: Art Levinson | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1g | Election of Director: Monica Lozano | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1h | Election of Director: Ron Sugar | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 1i | Election of Director: Sue Wagner | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 2 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 3 | Advisory vote to approve executive compensation. | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 4 | Approval of the Apple Inc. 2022 Employee Stock Plan. | Y | For | For | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 5 | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Y | Against | Against | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 6 | A shareholder proposal entitled "Transparency Reports". | Y | Against | Against | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 7 | A shareholder proposal entitled "Report on Forced Labor". | Y | Against | Against | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 8 | A shareholder proposal entitled "Pay Equity". | Y | Against | Against | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 9 | A shareholder proposal entitled "Civil Rights Audit". | Y | Against | Against | ||
APPLE INC | AAPL | 0037833 | 4/4/2022 | 10 | A shareholder proposal entitled "Report on Concealment Clauses". | Y | Against | Against | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1a | Election of Director: Sylvia Acevedo | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1b | Election of Director: Cristiano R. Amon | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1c | Election of Director: Mark Fields | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1d | Election of Director: Jeffrey W. Henderson | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1e | Election of Director: Gregory N. Johnson | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1f | Election of Director: Ann M. Livermore | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1g | Election of Director: Mark D. McLaughlin | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1h | Election of Director: Jamie S. Miller | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1i | Election of Director: Irene B. Rosenfeld | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1j | Election of Director: Kornelis (Neil) Smit | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1k | Election of Director: Jean-Pascal Tricoire | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 1l | Election of Director: Anthony J. Vinciquerra | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Y | For | For | ||
QUALCOM INC | QCOM | 747525 | 3/8/2022 | 3 | Advisory vote to approve the compensation of our named executive officers | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1a | Election of Director: Susan E. Arnold | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1b | Election of Director: Mary T. Barra | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1c | Election of Director: Safra A. Catz | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1d | Election of Director: Amy L. Chang | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1e | Election of Director: Robert A. Chapek | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1f | Election of Director: Francis A. deSouza | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1g | Election of Director: Michael B.G. Froman | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1h | Election of Director: Maria Elena Lagomasino | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1i | Election of Director: Calvin R. McDonald | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1j | Election of Director: Mark G. Parker | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 1k | Election of Director: Derica W. Rice | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2022. | Y | For | For | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 3 | Consideration of an advisory vote to approve executive compensation. | Y | Against | Against | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 4 | Shareholder proposal, if properly presented at the meeting, requesting an annual report disclosing information regarding lobbying policies and activities. | Y | Against | Against | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 5 | Shareholder proposal, if properly presented at the meeting, requesting amendment of the Company's governing documents to lower the stock ownership threshold to call a special meeting of shareholders. | Y | Against | Against | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 6 | Shareholder proposal, if properly presented at the meeting, requesting a diligence report evaluating human rights impacts. | Y | Against | Against | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 7 | Shareholder proposal, if properly presented at the meeting, requesting a report on both median and adjusted pay gaps across race and gender. | Y | Against | Against | ||
THE WALT DISNEY COMPANY | DIS | 254687 | 3/9/2022 | 8 | Shareholder proposal, if properly presented at the meeting, requesting a workplace non-discrimination audit and report. | Y | Against | Against | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1a | Election of Director: Rani Borka | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1b | Election of Director: Judy Bruner | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1c | Election of Director: Xun (Eric) Chen | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1d | Election of Director: Aart J. de Geus | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1e | Election of Director: Gary E. Dickerson | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1f | Election of Director: Thomas J. Iannotti | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1g | Election of Director: Alexander A. Karsner | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1h | Election of Director: Adrianna C. Ma | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1i | Election of Director: Yvonne McGill | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 1j | Election of Director: Scott A. McGregor | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 2 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2021. | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 3 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2022. | Y | For | For | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 4 | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Y | Against | Against | ||
APPLIED MATERIALS, INC | AMAT | 038222 | 3/10/2022 | 5 | Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. | Y | Against | Against | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1a | Election of Director: Diane M. Bryant | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1b | Election of Director: Gayla J. Delly | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1c | Election of Director: Raul J. Fernandez | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1d | Election of Director: Eddy W. Hartenstein | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1e | Election of Director: Check Kian Low | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1f | Election of Director: Justine F. Page | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1g | Election of Director: Henry Samueli | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1h | Election of Director: Hock E. Tan | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 1i | Election of Director: Harry L. You | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 2 | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 30, 2022. | Y | For | For | ||
BROADCOM INC | AVGO | 11135F | 4/4/2022 | 3 | Advisory vote to approve compensation of Broadcom's named executive officers. | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1a | Election of Director: Raquel C. Bono, M.D. | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1b | Election of Director: Bruce D. Broussard | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1c | Election of Director: Frank A. D'Amelio | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1d | Election of Director: David T. Feinberg, M.D. | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1e | Election of Director: Wayne A. I. Frederick, M.D. | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1f | Election of Director: John W. Garratt | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1g | Election of Director: Kurt J. Hilzinger | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1h | Election of Director: David A. Jones, Jr. | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1i | Election of Director: Karen W. Katz | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1j | Election of Director: Marcy S. Klevorn | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1k | Election of Director: William J. McDonald | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1l | Election of Director: Jorge S. Mesquita | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 1m | Election of Director: James J. O'Brien | Y | For | For | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 2 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm | Y | Against | Against | ||
HUMANA INC. | HUM | 444859 | 4/20/2022 | 3 | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2022 proxy statement. | Y | Against | Against | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1a | Election of Director: Herb Allen | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1b | Election of Director: Marc Bolland | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1c | Election of Director: Ana Botín | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1d | Election of Director: Christopher C. Davis | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1e | Election of Director: Barry Diller | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1f | Election of Director: Helene D. Gayle | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1g | Election of Director: Alexis M. Herman | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1h | Election of Director: Maria Elena Lagomasino | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1i | Election of Director: James Quincey | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1j | Election of Director: Caroline J. Tsay | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 1k | Election of Director: David B. Weinberg | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 2 | Advisory vote to approve executive compensation | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 3 | Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year | Y | For | For | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 4 | Shareowner proposal regarding an external public health impact disclosure | Y | Against | Against | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 5 | Shareowner proposal regarding a global transparency report | Y | Against | Against | ||
THE COCA-COLA COMPANY | COKE | 191216 | 4/25/2022 | 6 | Shareowner proposal regarding an independent Board Chair policy | Y | Against | Against | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1a | Election of Director: James R. Abrahamson | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1b | Election of Director: Diana F. Cantor | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1c | Election of Director: Monica H. Douglas | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1d | Election of Director: Elizabeth I. Holland | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1e | Election of Director: Craig Macnab | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1f | Election of Director: Edward B. Pitoniak | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 1g | Election of Director: Michael D. Rumbolz | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | For | For | ||
VICI Properties | VICI | 925652 | 4/26/2022 | 3 | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1a | Election of Director: Donald W. Blair | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1b | Election of Director: Leslie A. Brun | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1c | Election of Director: Stephanie A. Burns | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1d | Election of Director: Richard T. Clark | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1e | Election of Director: Pamela J. Craig | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1f | Election of Director: Robert F. Cummings, Jr. | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1g | Election of Director: Roger W. Ferguson, Jr. | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1h | Election of Director: Deborah A. Henretta | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1i | Election of Director: Daniel P. Huttenlocher | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1j | Election of Director: Kurt M. Landgraf | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1k | Election of Director: Kevin J. Martin | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1l | Election of Director: Deborah D. Rieman | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1m | Election of Director: Hansel E. Tookes, II | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1n | Election of Director: Wendell P. Weeks | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 1o | Election of Director: Mark S. Wrighton | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 2 | Advisory approval of our executive compensation (Say on Pay). | Y | For | For | ||
CORNING INCORPORATED | GLW | 219350 | 4/27/2022 | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1a | Election of Director: Ronald E. Blaylock | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1b | Election of Director: Albert Bourla | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1c | Election of Director: Susan Desmond-Hellmann | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1d | Election of Director: Joseph J. Echevarria | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1e | Election of Director: Scott Gottlieb | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1f | Election of Director: Helen H. Hobbs | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1g | Election of Director: Susan Hockfield | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1h | Election of Director: Dan R. Littman | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1i | Election of Director: Shantanu Narayen | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1j | Election of Director: Suzanne Nora Johnson | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1k | Election of Director: James Quincey | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 1l | Election of Director: James C. Smith | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 2 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 3 | 2022 advisory approval of executive compensation | Y | For | For | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 4 | Shareholder proposal regarding amending proxy access | Y | Against | Against | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 5 | Shareholder proposal regarding report on political expenditures congruency | Y | Against | Against | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 6 | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Y | Against | Against | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 7 | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Y | Against | Against | ||
PFIZER INC. | PFE | 717081 | 4/27/2022 | 8 | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Y | Against | Against | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 1 | Election of Director: William H.L. Burnside | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 1 | Election of Director: Thomas C. Freyman | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 1 | Election of Director: Brett J. Hart | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 1 | Election of Director: Edward J. Rapp | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 2 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 3 | Say on Pay - An advisory vote on the approval of executive compensation | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 4 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Y | For | For | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 5 | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Y | Against | Against | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 6 | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Y | Against | Against | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 7 | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Y | Against | Against | ||
ABBVIE INC. | ABV | 00287Y | 5/5/2022 | 8 | Stockholder Proposal - to Issue an Annual Report on Political Spending | Y | Against | Against | ||
UPS | UPS | 911312 | 5/4/2022 | 1a | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1b | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1c | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1d | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1e | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1f | Election of Director to serve until 2023 annual meeting: Angela Hwang | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1g | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1h | Election of Director to serve until 2023 annual meeting: William R. Johnson | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1i | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1j | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1k | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1l | Election of Director to serve until 2023 annual meeting: Russell Stokes | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 1m | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 2 | To approve on an advisory basis named executive officer compensation. | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 3 | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 4 | To prepare an annual report on lobbying activities. | Y | For | For | ||
UPS | UPS | 911312 | 5/4/2022 | 5 | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | Y | Against | Against | ||
UPS | UPS | 911312 | 5/4/2022 | 6 | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Y | Against | Against | ||
UPS | UPS | 911312 | 5/4/2022 | 7 | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | Y | Against | Against | ||
UPS | UPS | 911312 | 5/4/2022 | 8 | To prepare a report on balancing climate measures and financial returns. | Y | Against | Against | ||
UPS | UPS | 911312 | 5/4/2022 | 9 | To prepare an annual report assessing UPS's diversity and inclusion. | Y | Against | Against | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1a | Election of Director: Peter J. Arduini | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1b | Election of Director: Giovanni Caforio, M.D. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1c | Election of Director: Julia A. Haller, M.D. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1d | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1e | Election of Director: Paula A. Price | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1f | Election of Director: Derica W. Rice | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1g | Election of Director: Theodore R. Samuels | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1h | Election of Director: Gerald L. Storch | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1i | Election of Director: Karen H. Vousden, Ph.D. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 1j | Election of Director: Phyllis R. Yale | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 2 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 3 | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Y | For | For | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 4 | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Y | Against | Against | ||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122 | 5/2/2022 | 5 | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Y | Against | Against | ||
TERADYNE, INC | TER | 880770 | 5/12/2022 | 1a | Election of Director for a one-year term: Edwin J. Gillis | Y | For | For | ||
TERADYNE, INC | TER | 880771 | 5/12/2022 | 1b | Election of Director for a one-year term: Timothy E. Guertin | Y | For | For | ||
TERADYNE, INC | TER | 880772 | 5/12/2022 | 1c | Election of Director for a one-year term: Peter Herweck | Y | For | For | ||
TERADYNE, INC | TER | 880773 | 5/12/2022 | 1d | Election of Director for a one-year term: Mark E. Jagiela | Y | For | For | ||
TERADYNE, INC | TER | 880774 | 5/12/2022 | 1e | Election of Director for a one-year term: Mercedes Johnson | Y | For | For | ||
TERADYNE, INC | TER | 880775 | 5/12/2022 | 1f | Election of Director for a one-year term: Marilyn Matz | Y | For | For | ||
TERADYNE, INC | TER | 880776 | 5/12/2022 | 1g | Election of Director for a one-year term: Ford Tamer | Y | For | For | ||
TERADYNE, INC | TER | 880777 | 5/12/2022 | 1h | Election of Director for a one-year term: Paul J. Tufano | Y | For | For | ||
TERADYNE, INC | TER | 880778 | 5/12/2022 | 2 | To approve, in a non-binding, advisory vote, the compensation of the Company's named executive officers. | Y | For | For | ||
TERADYNE, INC | TER | 880779 | 5/12/2022 | 3 | To ratify the selection of the firm of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1a | Election of Director: Ronald Sugar | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1b | Election of Director: Revathi Advaithi | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1c | Election of Director: Ursula Burns | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1d | Election of Director: Robert Eckert | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1e | Election of Director: Amanda Ginsberg | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1f | Election of Director: Dara Khosrowshahi | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1g | Election of Director: Wan Ling Martello | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1h | Election of Director: Yasir Al-Rumayyan | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1i | Election of Director: John Thain | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1j | Election of Director: David Trujillo | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 1k | Election of Director: Alexander Wynaendts | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 2 | Advisory vote to approve 2021 named executive officer compensation. | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 3 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Y | For | For | ||
UBER, INC. | UBER | 90353T | 5/8/2022 | 4 | Stockholder proposal to prepare an annual report on lobbying activities. | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1a | Election of Director: Gerard J. Arpey | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1b | Election of Director: Ari Bousbib | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1c | Election of Director: Jeffery H. Boyd | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1d | Election of Director: Gregory D. Brenneman | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1e | Election of Director: J. Frank Brown | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1f | Election of Director: Albert P. Carey | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1g | Election of Director: Edward P. Decker | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1h | Election of Director: Linda R. Gooden | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1i | Election of Director: Wayne M. Hewett | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1j | Election of Director: Manuel Kadre | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1k | Election of Director: Stephanie C. Linnartz | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1l | Election of Director: Craig A. Menear | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1m | Election of Director: Paula Santilli | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 1n | Election of Director: Caryn Seidman-Becker | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 2 | Ratification of the Appointment of KPMG LLP | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 3 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 4 | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Y | For | For | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 5 | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 6 | Shareholder Proposal Regarding Independent Board Chair | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 7 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 8 | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 9 | Shareholder Proposal Regarding Report on Deforestation | Y | Against | Against | ||
THE HOME DEPOT, INC. | HD | 437076 | 5/18/2022 | 10 | Shareholder Proposal Regarding Racial Equity Audit | Y | Against | Against | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1a | Election of Director: Patrick P. Gelsinger | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1b | Election of Director: James J. Goetz | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1c | Election of Director: Andrea J. Goldsmith | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1d | Election of Director: Alyssa H. Henry | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1e | Election of Director: Omar Ishrak | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1f | Election of Director: Risa Lavizzo-Mourey | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1g | Election of Director: Tsu-Jae King Liu | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1h | Election of Director: Gregory D. Smith | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1i | Election of Director: Dion J. Weisler | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 1j | Election of Director: Frank D. Yeary | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 2 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 3 | Advisory vote to approve executive compensation of our listed officers. | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 4 | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Y | For | For | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 5 | Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting. | Y | Against | Against | ||
INTEL Corp | INTC | 458140 | 5/11/2022 | 6 | Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Y | Against | Against | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 1 | Election of Director: N. Thomas Linebarger | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 2 | Election of Director: Jennifer W. Rumsey | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 3 | Election of Director: Robert J. Bernhard | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 4 | Election of Director: Dr. Franklin R. Chang Diaz | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 5 | Election of Director: Bruno V. Di Leo Allen | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 6 | Election of Director: Stephen B. Dobbs | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 7 | Election of Director: Carla A. Harris | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 8 | Election of Director: Robert K. Herdman | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 9 | Election of Director: Thomas J. Lynch | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 10 | Election of Director: William I. Miller | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 11 | Election of Director: Georgia R. Nelson | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 12 | Election of Director: Kimberly A. Nelson | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 13 | Election of Director: Karen H. Quintos | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 14 | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 15 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2022. | Y | For | For | ||
CUMMINS INC | CMI | 231021 | 5/9/2022 | 16 | The shareholder proposal regarding an independent chairman of the board. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1a | Election of Director: Darius Adamczyk | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1b | Election of Director: Mary C. Beckerle | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1c | Election of Director: D. Scott Davis | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1d | Election of Director: Ian E. L. Davis | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1e | Election of Director: Jennifer A. Doudna | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1f | Election of Director: Joaquin Duato | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1g | Election of Director: Alex Gorsky | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1h | Election of Director: Marillyn A. Hewson | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1i | Election of Director: Hubert Joly | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1j | Election of Director: Mark B. McClellan | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1k | Election of Director: Anne M. Mulcahy | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1l | Election of Director: A. Eugene Washington | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1m | Election of Director: Mark A. Weinberger | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 1n | Election of Director: Nadja Y. West | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 2 | Advisory Vote to Approve Named Executive Officer Compensation. | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 3 | Approval of the Company's 2022 Long-Term Incentive Plan. | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 4 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Y | For | For | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 5 | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Y | Abstain | Abstain | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 6 | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 7 | Third Party Racial Justice Audit. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 8 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 9 | Report on Public Health Costs of Protecting Vaccine Technology. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 10 | Discontinue Global Sales of Baby Powder Containing Talc. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 11 | Request for Charitable Donations Disclosure. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 12 | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 13 | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Y | Against | Against | ||
JOHNSON & JOHNSON | JJ | 478160 | 4/27/2022 | 14 | CEO Compensation to Weigh Workforce Pay and Ownership. | Y | Against | Against | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1a | Election of Director: Thomas A. Bartlett | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1b | Election of Director: Kelly C. Chambliss | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1c | Election of Director: Teresa H. Clarke | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1d | Election of Director: Raymond P. Dolan | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1e | Election of Director: Kenneth R. Frank | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1f | Election of Director: Robert D. Hormats | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1g | Election of Director: Grace D. Lieblein | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1h | Election of Director: Craig Macnab | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1i | Election of Director: JoAnn A. Reed | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1j | Election of Director: Pamela D.A. Reeve | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1k | Election of Director: David E. Sharbutt | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1l | Election of Director: Bruce L. Tanner | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 1m | Election of Director: Samme L. Thompson | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 2 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2022 | Y | For | For | ||
AMERICAN TOWER CORPORATION | AMT | 03027X | 5/18/2022 | 3 | To approve, on an advisory basis, the Company's executive compensation. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1a | Election of Director: Douglas M. Baker, Jr. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1b | Election of Director: Mary Ellen Coe | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1c | Election of Director: Pamela J. Craig | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1d | Election of Director: Robert M. Davis | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1e | Election of Director: Kenneth C. Frazier | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1f | Election of Director: Thomas H. Glocer | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1g | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1h | Election of Director: Stephen L. Mayo, Ph.D. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1i | Election of Director: Paul B. Rothman, M.D. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1j | Election of Director: Patricia F. Russo | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1k | Election of Director: Christine E. Seidman, M.D. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1l | Election of Director: Inge G. Thulin | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1m | Election of Director: Kathy J. Warden | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 1n | Election of Director: Peter C. Wendell | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 2 | Non-binding advisory vote to approve the compensation of our named executive officers. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 3 | Ratification of the appointment of the Company's independent registered public accounting firm for 2022. | Y | For | For | ||
MERCK | MRK | 58933Y | 5/24/2022 | 4 | Shareholder proposal regarding an independent board chairman. | Y | Against | Against | ||
MERCK | MRK | 58933Y | 5/24/2022 | 5 | Shareholder proposal regarding access to COVID-19 products. | Y | Against | Against | ||
MERCK | MRK | 58933Y | 5/24/2022 | 6 | Shareholder proposal regarding lobbying expenditure disclosure. | Y | Against | Against | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1a | Election of Director: David W. Biegler | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1b | Election of Director: J. Veronica Biggins | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1c | Election of Director: Douglas H. Brooks | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1d | Election of Director: William H. Cunningham | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1e | Election of Director: John G. Denison | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1f | Election of Director: Thomas W. Gilligan | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1g | Election of Director: David P. Hess | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1h | Election of Director: Robert E. Jordan | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1i | Election of Director: Gary C. Kelly | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1j | Election of Director: Nancy B. Loeffler | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1k | Election of Director: John T. Montford | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1l | Election of Director: Christopher P. Reynolds | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 1m | Election of Director: Ron Ricks | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 2 | Advisory vote to approve the compensation of the Company's named executive officers. | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 3 | Approval of the Southwest Airlines Co. Amended and Restated 1991 Employee Stock Purchase Plan. | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 4 | Ratification of the selection of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2022. | Y | For | For | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 5 | Advisory vote on shareholder proposal to permit shareholder removal of directors without cause. | Y | Against | Against | ||
SOUTHWEST AIRLINES CO. | LUV | 844741 | 5/18/2022 | 6 | Advisory vote on shareholder proposal to require shareholder ratification of termination pay. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.1 | Election of Director: Lloyd Dean | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.2 | Election of Director: Robert Eckert | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.3 | Election of Director: Catherine Engelbert | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.4 | Election of Director: Margaret Georgiadis | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.5 | Election of Director: Enrique Hernandez, Jr. | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.6 | Election of Director: Christopher Kempczinski | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.7 | Election of Director: Richard Lenny | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.8 | Election of Director: John Mulligan | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.9 | Election of Director: Sheila Penrose | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.1 | Election of Director: John Rogers, Jr. | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.11 | Election of Director: Paul Walsh | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 1.12 | Election of Director: Miles White | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 2 | Advisory vote to approve executive compensation. | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 3 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. | Y | For | For | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 4 | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders' meetings, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 5 | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 6 | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 7 | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company's U.S. pork supply chain, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 8 | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 9 | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Y | Against | Against | ||
MCDONALDS | MCD | 580135 | 5/26/2022 | 10 | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Y | Against | Against | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1a | Election of Director: Frances Arnold, Ph.D. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1b | Election of Director: Francis A. deSouza | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1c | Election of Director: Caroline D. Dorsa | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1d | Election of Director: Robert S. Epstein, M.D. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1e | Election of Director: Scott Gottlieb, M.D. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1f | Election of Director: Gary S. Guthart, Ph.D. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1g | Election of Director: Philip W. Schiller | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1h | Election of Director: Susan E. Siegel | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 1i | Election of Director: John W. Thompson | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 2 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 3 | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Y | For | For | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 4 | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Y | Against | Against | ||
ILLUMINA, INC | ILMN | 452327 | 5/23/2022 | 5 | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1a | Election of Director: Jeffrey P. Bezos | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1b | Election of Director: Andrew R. Jassy | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1c | Election of Director: Keith B. Alexander | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1d | Election of Director: Edith W. Cooper | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1e | Election of Director: Jamie S. Gorelick | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1f | Election of Director: Daniel P. Huttenlocher | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1g | Election of Director: Judith A. McGrath | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1h | Election of Director: Indra K. Nooyi | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1i | Election of Director: Jonathan J. Rubinstein | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1j | Election of Director: Patricia Q. Stonesifer | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 1k | Election of Director: Wendell P. Weeks | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 4 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Y | For | For | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 5 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 6 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 7 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 8 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 9 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 10 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 11 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 12 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 13 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 14 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 15 | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 16 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 17 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 18 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Y | Against | Against | ||
AMAZON, INC | AMZN | 023135 | 5/24/2022 | 19 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Y | Against | Against | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 1a | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 1b | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 1c | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 1d | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 2 | Management Proposal: Declassification of the Board of Directors. | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 3 | Management Proposal: Elimination of Supermajority Voting Provisions. | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 4 | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 5 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 6 | Advisory Approval of Executive Officer Compensation. | Y | For | For | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 7 | Stockholder Proposal entitled, "Proposal 7 - Simple Majority Vote," if properly presented at the meeting. | Y | Against | Against | ||
NETFLIX, INC. | NTFX | 64110L | 6/1/2022 | 8 | Stockholder Proposal entitled, "Proposal 8 - Lobbying Activity Report," if properly presented at the meeting. | Y | Against | Against | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1a | Election of Director: Michael J. Ahearn | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1b | Election of Director: Richard D. Chapman | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1c | Election of Director: Anita Marangoly George | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1d | Election of Director: George A. Hambro | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1e | Election of Director: Molly E. Joseph | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1f | Election of Director: Craig Kennedy | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1g | Election of Director: Lisa A. Kro | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1h | Election of Director: William J. Post | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1i | Election of Director: Paul H. Stebbins | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1j | Election of Director: Michael Sweeney | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1k | Election of Director: Mark R. Widmar | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 1l | Election of Director: Norman L. Wright | Y | For | For | ||
FIRST SOLAR, INC. | FSLR | 336433 | 5/25/2022 | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as First Solar's Independent Registered Public Accounting Firm for the year ending December 31, 2022. | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1a | Election of Director: Rodney C. Adkins | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1b | Election of Director: Jonathan Christodoro | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1c | Election of Director: John J. Donahoe | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1d | Election of Director: David W. Dorman | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1e | Election of Director: Belinda J. Johnson | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1f | Election of Director: Enrique Lores | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1g | Election of Director: Gail J. McGovern | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1h | Election of Director: Deborah M. Messemer | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1i | Election of Director: David M. Moffett | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1j | Election of Director: Ann M. Sarnoff | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1k | Election of Director: Daniel H. Schulman | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 1l | Election of Director: Frank D. Yeary | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 2 | Advisory Vote to Approve Named Executive Officer Compensation. | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 3 | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 4 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Y | For | For | ||
PAYPAL HOLDINGS, INC. | PYPL | 70450Y | 6/2/2022 | 5 | Stockholder Proposal - Special Shareholder Meeting Improvement. | Y | Against | Against | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1a | Election of Director: Samuel Altman | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1b | Election of Director: Beverly Anderson (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1c | Election of Director: Susan Athey | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1d | Election of Director: Chelsea Clinton | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1e | Election of Director: Barry Diller | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1f | Election of Director: Craig Jacobson | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1g | Election of Director: Peter Kern | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1h | Election of Director: Dara Khosrowshahi | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1i | Election of Director: Patricia Menendez Cambo (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1j | Election of Director: Alex von Furstenberg | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 1k | Election of Director: Julie Whalen (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) | Y | For | For | ||
EXPEDIA GROUP, INC. | EXPE | 30212P | 6/15/2022 | 2 | Ratification of appointment of Ernst & Young LLP as Expedia Group's independent registered public accounting firm for the year ending December 31, 2022. | Y | For | For | ||
AIRBNB INC | ABNB | 009066 | 5/31/2022 | 1.1 | Election of Class II Director to serve until the 2025 Annual Meeting: Amrita Ahuja | Y | For | For | ||
AIRBNB INC | ABNB | 009066 | 5/31/2022 | 1.2 | Election of Class II Director to serve until the 2025 Annual Meeting: Joseph Gebbia | Y | For | For | ||
AIRBNB INC | ABNB | 009066 | 5/31/2022 | 1.3 | Election of Class II Director to serve until the 2025 Annual Meeting: Jeffrey Jordan | Y | For | For | ||
AIRBNB INC | ABNB | 009066 | 5/31/2022 | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | For | For | ||
AIRBNB INC | ABNB | 009066 | 5/31/2022 | 3 | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1a | Election of Director: Laurence A. Chapman | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1b | Election of Director: Alexis Black Bjorlin | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1c | Election of Director: VeraLinn Jamieson | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1d | Election of Director: Kevin J. Kennedy | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1e | Election of Director: William G. LaPerch | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1f | Election of Director: Jean F.H.P. Mandeville | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1g | Election of Director: Afshin Mohebbi | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1h | Election of Director: Mark R. Patterson | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1i | Election of Director: Mary Hogan Preusse | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1j | Election of Director: Dennis E. Singleton | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 1k | Election of Director: A. William Stein | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 2 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 3 | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Y | For | For | ||
DIGITAL REALTY TRUST, INC | DLR | 253868 | 6/3/2022 | 4 | A stockholder proposal regarding reporting on concealment clauses. | Y | Against | Against | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 1 | Vote Board of Directors: Election of Director: Jack Dorsey | Y | For | For | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 1 | Vote Board of Directors: Election of Director: Paul Deighton | Y | For | For | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 2 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Y | For | For | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Y | For | For | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. | Y | For | For | ||
BLOCK, INC. | SQ | 852234 | 6/13/2022 | 5 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Y | Against | Against | ||
TJX | TJX | 872540 | 6/7/2022 | 1a | Election of Director: José B. Alvarez | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1b | Election of Director: Alan M. Bennett | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1c | Election of Director: Rosemary T. Berkery | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1d | Election of Director: David T. Ching | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1e | Election of Director: C. Kim Goodwin | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1f | Election of Director: Ernie Herrman | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1g | Election of Director: Michael F. Hines | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1h | Election of Director: Amy B. Lane | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1i | Election of Director: Carol Meyrowitz | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1j | Election of Director: Jackwyn L. Nemerov | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 1k | Election of Director: John F. O'Brien | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 2 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2023 | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 3 | Approval of Stock Incentive Plan (2022 Restatement) | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 4 | Advisory approval of TJX's executive compensation (the say-on- pay vote) | Y | For | For | ||
TJX | TJX | 872540 | 6/7/2022 | 5 | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain | Y | Against | Against | ||
TJX | TJX | 872540 | 6/7/2022 | 6 | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees | Y | Against | Against | ||
TJX | TJX | 872540 | 6/7/2022 | 7 | Shareholder proposal for a report on risk due to restrictions on reproductive rights | Y | Against | Against | ||
TJX | TJX | 872540 | 6/7/2022 | 8 | Shareholder proposal to adopt a paid sick leave policy for all Associates | Y | Against | Against | ||
GO0GL | 02079K | 6/1/2022 | 1a | Election of Director: Larry Page | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1b | Election of Director: Sergey Brin | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1c | Election of Director: Sundar Pichai | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1d | Election of Director: John L. Hennessy | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1e | Election of Director: Frances H. Arnold | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1f | Election of Director: L. John Doerr | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1g | Election of Director: Roger W. Ferguson Jr. | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1h | Election of Director: Ann Mather | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1i | Election of Director: K. Ram Shriram | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 1j | Election of Director: Robin L. Washington | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 2 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 3 | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 4 | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Y | For | For | |||
GO0GL | 02079K | 6/1/2022 | 5 | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 6 | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 7 | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 8 | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 9 | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 10 | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 11 | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 12 | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 13 | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 14 | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 15 | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 16 | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 17 | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 18 | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 19 | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 20 | A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | Y | Against | Against | |||
GO0GL | 02079K | 6/1/2022 | 21 | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Y | Against | Against | |||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1a | Election of Director: Marc Benioff | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1b | Election of Director: Bret Taylor | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1c | Election of Director: Laura Alber | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1d | Election of Director: Craig Conway | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1e | Election of Director: Parker Harris | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1f | Election of Director: Alan Hassenfeld | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1g | Election of Director: Neelie Kroes | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1h | Election of Director: Oscar Munoz | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1i | Election of Director: Sanford Robertson | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1j | Election of Director: John V. Roos | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1k | Election of Director: Robin Washington | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1l | Election of Director: Maynard Webb | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 1m | Election of Director: Susan Wojcicki | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 2 | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 3 | Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 4 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 5 | An advisory vote to approve the fiscal 2022 compensation of our named executive officers. | Y | For | For | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 6 | A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. | Y | Against | Against | ||
SALESFORCE, INC. | CRM | 79466L | 6/9/2022 | 7 | A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Peggy Alford | Y | For | For | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Marc L. Andreessen | Y | For | For | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Andrew W. Houston | Y | For | For | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Nancy Killefer | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Robert M. Kimmitt | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Sheryl K. Sandberg | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Tracey T. Travis | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Tony Xu | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 1 | Election of Director: Mark Zuckerberg | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 2 | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 3 | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.'s named executive officers as disclosed in Meta Platforms, Inc.'s proxy statement. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 4 | A shareholder proposal regarding dual class capital structure. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 5 | A shareholder proposal regarding an independent chair. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 6 | A shareholder proposal regarding concealment clauses. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 7 | A shareholder proposal regarding report on external costs of misinformation. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 8 | A shareholder proposal regarding report on community standards enforcement. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 9 | A shareholder proposal regarding report and advisory vote on the metaverse. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 10 | A shareholder proposal regarding human rights impact assessment. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 11 | A shareholder proposal regarding child sexual exploitation online. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 12 | A shareholder proposal regarding civil rights and non-discrimination audit. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 13 | A shareholder proposal regarding report on lobbying. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 14 | A shareholder proposal regarding assessment of audit & risk oversight committee. | Y | Against | Against | ||
META | FB | 30303M | 5/25/2022 | 15 | A shareholder proposal regarding report on charitable donations. | Y | Against | Against | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1a | Election of Director: Kelly A. Ayotte | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1b | Election of Director: David L. Calhoun | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1c | Election of Director: Daniel M. Dickinson | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1d | Election of Director: Gerald Johnson | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1e | Election of Director: David W. MacLennan | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1f | Election of Director: Debra L. Reed-Klages | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1g | Election of Director: Edward B. Rust, Jr. | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1h | Election of Director: Susan C. Schwab | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1i | Election of Director: D. James Umpleby II | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 1j | Election of Director: Rayford Wilkins, Jr. | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 2 | Ratification of our Independent Registered Public Accounting Firm | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 3 | Advisory Vote to Approve Executive Compensation | Y | For | For | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 4 | Shareholder Proposal - Report on Climate | Y | Against | Against | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 5 | Shareholder Proposal - Lobbying Disclosure | Y | Against | Against | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 6 | Shareholder Proposal - Report on Activities in Conflict- Affected Areas | Y | Against | Against | ||
CATERPILLAR INC. | CAT | 149123 | 6/7/2022 | 7 | Shareholder Proposal - Special Shareholder Meeting Improvement | Y | Against | Against | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 1 | Election of Director: Kevin Conroy | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 2 | Election of Director: Shacey Petrovic | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 3 | Election of Director: Katherine Zanotti | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 4 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 5 | To approve, on an advisory basis, the compensation of our named executive officers. | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 6 | To approve Amendment No. 1 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 7 | To approve the Amended and Restated Exact Sciences Corporation 2010 Employee Stock Purchase Plan. | Y | For | For | ||
EXACT SCIENCES CORPORATION | EXAS | 30063P | 6/8/2022 | 8 | The Shareholder Proposal concerning proxy access. | Y | Against | Against |
Registrant: NORTHERN LIGHTS FUND TRUST - Biondo Focus Fund | Item 1, Exhibit 9 | |||||
Investment Company Act file number: 811-21720 | ||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||
Investment Company Report - Biondo Focus Fund Operating Account | ||||||
ABIOMED, INC. | ||||||
Security | 003654100 | Meeting Type | Annual | |||
Ticker Symbol | ABMD | Meeting Date | 11-Aug-2021 | |||
ISIN | US0036541003 | Agenda | 935464432 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Eric A. Rose | For | For | |||
2 | Jeannine M. Rivet | For | For | |||
3 | Myron L. Rolle | For | For | |||
2. | Approval, by non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | For | For | ||
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Special | |||
Ticker Symbol | ISRG | Meeting Date | 20-Sep-2021 | |||
ISIN | US46120E6023 | Agenda | 935489434 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | TO APPROVE THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | Management | For | For | ||
BLOCK, INC. | ||||||
Security | 852234103 | Meeting Type | Special | |||
Ticker Symbol | SQ | Meeting Date | 03-Nov-2021 | |||
ISIN | US8522341036 | Agenda | 935505858 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | Approve the issuance of shares of Class A common stock of Square, Inc. ("Square") (including shares underlying CHESS Depositary Interests) to shareholders of Afterpay Limited ("Afterpay") pursuant to a Scheme of Arrangement between Afterpay and its shareholders and a Deed Poll to be executed by Square and Lanai (AU) 2 Pty Ltd ("Square Sub"), as contemplated by the Scheme Implementation Deed, dated as of August 2, 2021, and as it may be further amended or supplemented, by and among Square, Square Sub, and Afterpay (the "Transaction Proposal"). | Management | For | For | ||
2. | Approve one or more adjournments of the special meeting of stockholders of Square, if necessary or appropriate and consented to by Afterpay, including to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting of stockholders to approve the Transaction Proposal. | Management | For | For | ||
ATLASSIAN CORPORATION PLC | ||||||
Security | G06242104 | Meeting Type | Annual | |||
Ticker Symbol | TEAM | Meeting Date | 02-Dec-2021 | |||
ISIN | GB00BZ09BD16 | Agenda | 935507876 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Management | For | For | ||
2. | To receive the Company's accounts and the reports of the directors and the auditors for the year ended June 30, 2021 (the "Annual Report"). | Management | For | For | ||
3. | To approve the Directors' Remuneration Report as set forth in the Annual Report. | Management | For | For | ||
4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Management | For | For | ||
5. | To re-elect Shona L. Brown as a director of the Company. | Management | For | For | ||
6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Management | For | For | ||
7. | To re-elect Scott Farquhar as a director of the Company. | Management | For | For | ||
8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Management | For | For | ||
9. | To re-elect Sasan Goodarzi as a director of the Company. | Management | For | For | ||
10. | To re-elect Jay Parikh as a director of the Company. | Management | For | For | ||
11. | To re-elect Enrique Salem as a director of the Company. | Management | For | For | ||
12. | To re-elect Steven Sordello as a director of the Company. | Management | For | For | ||
13. | To re-elect Richard P. Wong as a director of the Company. | Management | For | For | ||
14. | To re-elect Michelle Zatlyn as a director of the Company. | Management | For | For | ||
APPLE INC. | ||||||
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 04-Mar-2022 | |||
ISIN | US0378331005 | Agenda | 935541549 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James Bell | Management | For | For | ||
1B. | Election of Director: Tim Cook | Management | For | For | ||
1C. | Election of Director: Al Gore | Management | For | For | ||
1D. | Election of Director: Alex Gorsky | Management | For | For | ||
1E. | Election of Director: Andrea Jung | Management | For | For | ||
1F. | Election of Director: Art Levinson | Management | For | For | ||
1G. | Election of Director: Monica Lozano | Management | For | For | ||
1H. | Election of Director: Ron Sugar | Management | For | For | ||
1I. | Election of Director: Sue Wagner | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | For | For | ||
5. | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | Against | For | ||
6. | A shareholder proposal entitled "Transparency Reports". | Shareholder | Against | For | ||
7. | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | Against | For | ||
8. | A shareholder proposal entitled "Pay Equity". | Shareholder | Against | For | ||
9. | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | Against | For | ||
10. | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | Against | For | ||
ADOBE INC. | ||||||
Security | 00724F101 | Meeting Type | Annual | |||
Ticker Symbol | ADBE | Meeting Date | 14-Apr-2022 | |||
ISIN | US00724F1012 | Agenda | 935553669 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | ||
1B. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | ||
1C. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | For | ||
1D. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | ||
1E. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | ||
1F. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | ||
1G. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | ||
1H. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | ||
1I. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | ||
1J. | Election of Director to serve for a one-year term: David Ricks | Management | For | For | ||
1K. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | ||
1L. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | ||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Management | For | For | ||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
SVB FINANCIAL GROUP | ||||||
Security | 78486Q101 | Meeting Type | Annual | |||
Ticker Symbol | SIVB | Meeting Date | 21-Apr-2022 | |||
ISIN | US78486Q1013 | Agenda | 935556944 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Greg Becker | For | For | |||
2 | Eric Benhamou | For | For | |||
3 | Elizabeth "Busy" Burr | For | For | |||
4 | Richard Daniels | For | For | |||
5 | Alison Davis | For | For | |||
6 | Joel Friedman | For | For | |||
7 | Jeffrey Maggioncalda | For | For | |||
8 | Beverly Kay Matthews | For | For | |||
9 | Mary Miller | For | For | |||
10 | Kate Mitchell | For | For | |||
11 | Garen Staglin | For | For | |||
2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | For | For | ||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2022. | Management | For | For | ||
4. | Shareholder proposal requesting that the Board of Directors oversee a racial equity audit. | Shareholder | Against | For | ||
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 28-Apr-2022 | |||
ISIN | US46120E6023 | Agenda | 935560765 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||
1K. | Election of Director: Mark J. Rubash | Management | For | For | ||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | For | ||
MODERNA, INC. | ||||||
Security | 60770K107 | Meeting Type | Annual | |||
Ticker Symbol | MRNA | Meeting Date | 28-Apr-2022 | |||
ISIN | US60770K1079 | Agenda | 935561717 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Noubar Afeyan, Ph.D. | For | For | |||
2 | Stéphane Bancel | For | For | |||
3 | François Nader, M.D. | For | For | |||
2. | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2022. | Management | For | For | ||
4. | To vote on a shareholder proposal relating to the feasibility of transferring intellectual property. | Shareholder | Against | For | ||
EDWARDS LIFESCIENCES CORPORATION | ||||||
Security | 28176E108 | Meeting Type | Annual | |||
Ticker Symbol | EW | Meeting Date | 03-May-2022 | |||
ISIN | US28176E1082 | Agenda | 935572481 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | ||
1.2 | Election of Director: Leslie S. Heisz | Management | For | For | ||
1.3 | Election of Director: Paul A. LaViolette | Management | For | For | ||
1.4 | Election of Director: Steven R. Loranger | Management | For | For | ||
1.5 | Election of Director: Martha H. Marsh | Management | For | For | ||
1.6 | Election of Director: Michael A. Mussallem | Management | For | For | ||
1.7 | Election of Director: Ramona Sequeira | Management | For | For | ||
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | ||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||
4. | Stockholder Proposal for an Advisory Vote to Reduce the Share Ownership Threshold to Call a Special Meeting | Shareholder | Against | For | ||
AMAZON.COM, INC. | ||||||
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 25-May-2022 | |||
ISIN | US0231351067 | Agenda | 935609288 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||
4. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Against | For | ||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Against | For | ||
7. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Against | For | ||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | Against | For | ||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | Against | For | ||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Against | For | ||
12. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | For | ||
14. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | For | ||
15. | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | Against | For | ||
16. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Against | For | ||
17. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Against | For | ||
18. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | Against | For | ||
19. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | ||
ILLUMINA, INC. | ||||||
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 26-May-2022 | |||
ISIN | US4523271090 | Agenda | 935603921 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | ||
1B. | Election of Director: Francis A. deSouza | Management | For | For | ||
1C. | Election of Director: Caroline D. Dorsa | Management | For | For | ||
1D. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||
1E. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||
1F. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||
1G. | Election of Director: Philip W. Schiller | Management | For | For | ||
1H. | Election of Director: Susan E. Siegel | Management | For | For | ||
1I. | Election of Director: John W. Thompson | Management | For | For | ||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
4. | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | Against | For | ||
5. | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | For | For | ||
ALPHABET INC. | ||||||
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 01-Jun-2022 | |||
ISIN | US02079K3059 | Agenda | 935618578 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Larry Page | Management | For | For | ||
1b. | Election of Director: Sergey Brin | Management | For | For | ||
1c. | Election of Director: Sundar Pichai | Management | For | For | ||
1d. | Election of Director: John L. Hennessy | Management | For | For | ||
1e. | Election of Director: Frances H. Arnold | Management | For | For | ||
1f. | Election of Director: L. John Doerr | Management | For | For | ||
1g. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||
1h. | Election of Director: Ann Mather | Management | For | For | ||
1i. | Election of Director: K. Ram Shriram | Management | For | For | ||
1j. | Election of Director: Robin L. Washington | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||
3. | The amendment of Alphabet's 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Management | For | For | ||
4. | The amendment of Alphabet's Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Management | For | For | ||
5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shareholder | Against | For | ||
6. | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Shareholder | Against | For | ||
7. | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Shareholder | Against | For | ||
8. | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Shareholder | Against | For | ||
9. | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Shareholder | Against | For | ||
10. | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Shareholder | Against | For | ||
11. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | For | ||
12. | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Shareholder | Against | For | ||
13. | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Shareholder | Against | For | ||
14. | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Shareholder | Against | For | ||
15. | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Shareholder | Against | For | ||
16. | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Shareholder | Against | For | ||
17. | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Shareholder | Against | For | ||
18. | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Shareholder | Against | For | ||
19. | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Shareholder | Against | For | ||
20. | A stockholder proposal regarding a policy on non- management employee representative director, if properly presented at the meeting. | Shareholder | Against | For | ||
21. | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Shareholder | Against | For | ||
NVIDIA CORPORATION | ||||||
Security | 67066G104 | Meeting Type | Annual | |||
Ticker Symbol | NVDA | Meeting Date | 02-Jun-2022 | |||
ISIN | US67066G1040 | Agenda | 935618299 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Robert K. Burgess | Management | For | For | ||
1B. | Election of Director: Tench Coxe | Management | For | For | ||
1C. | Election of Director: John O. Dabiri | Management | For | For | ||
1D. | Election of Director: Persis S. Drell | Management | For | For | ||
1E. | Election of Director: Jen-Hsun Huang | Management | For | For | ||
1F. | Election of Director: Dawn Hudson | Management | For | For | ||
1G. | Election of Director: Harvey C. Jones | Management | For | For | ||
1H. | Election of Director: Michael G. McCaffery | Management | For | For | ||
1I. | Election of Director: Stephen C. Neal | Management | For | For | ||
1J. | Election of Director: Mark L. Perry | Management | For | For | ||
1K. | Election of Director: A. Brooke Seawell | Management | For | For | ||
1L. | Election of Director: Aarti Shah | Management | For | For | ||
1M. | Election of Director: Mark A. Stevens | Management | For | For | ||
2. | Advisory approval of our executive compensation. | Management | For | For | ||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||
4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | For | For | ||
5. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | ||
BIOCRYST PHARMACEUTICALS, INC. | ||||||
Security | 09058V103 | Meeting Type | Annual | |||
Ticker Symbol | BCRX | Meeting Date | 07-Jun-2022 | |||
ISIN | US09058V1035 | Agenda | 935620939 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Stephen J. Aselage | For | For | |||
2 | Steven K.Galson,M.D,MPH | For | For | |||
3 | Kenneth B. Lee, Jr. | For | For | |||
4 | Alan G. Levin | For | For | |||
2. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2022. | Management | For | For | ||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||
4. | To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 8,000,000 shares. | Management | For | For | ||
SHOPIFY INC. | ||||||
Security | 82509L107 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | SHOP | Meeting Date | 07-Jun-2022 | |||
ISIN | CA82509L1076 | Agenda | 935633289 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A | Election of Director: Tobias Lütke | Management | For | For | ||
1B | Election of Director: Robert Ashe | Management | For | For | ||
1C | Election of Director: Gail Goodman | Management | For | For | ||
1D | Election of Director: Colleen Johnston | Management | For | For | ||
1E | Election of Director: Jeremy Levine | Management | For | For | ||
1F | Election of Director: John Phillips | Management | For | For | ||
1G | Election of Director: Fidji Simo | Management | For | For | ||
2 | Appointment of the Auditors Resolution approving the re- appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Management | For | For | ||
3 | Approval of Arrangement Special resolution, the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company's governance structure, including an amendment to Shopify Inc.'s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.'s Founder and Chief Executive Officer, Mr. Tobias Lütke. | Management | For | For | ||
4 | Approval of Share Split Special resolution, the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.'s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. | Management | For | For | ||
5 | Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.'s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. | Management | For | For | ||
EXACT SCIENCES CORPORATION | ||||||
Security | 30063P105 | Meeting Type | Annual | |||
Ticker Symbol | EXAS | Meeting Date | 09-Jun-2022 | |||
ISIN | US30063P1057 | Agenda | 935632629 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Kevin Conroy | For | For | |||
2 | Shacey Petrovic | For | For | |||
3 | Katherine Zanotti | For | For | |||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||
4. | To approve Amendment No. 1 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | Management | For | For | ||
5. | To approve the Amended and Restated Exact Sciences Corporation 2010 Employee Stock Purchase Plan. | Management | For | For | ||
6. | The Shareholder Proposal concerning proxy access. | Shareholder | Against | For | ||
IOVANCE BIOTHERAPEUTICS, INC. | ||||||
Security | 462260100 | Meeting Type | Annual | |||
Ticker Symbol | IOVA | Meeting Date | 10-Jun-2022 | |||
ISIN | US4622601007 | Agenda | 935634584 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Iain Dukes, D. Phil. | For | For | |||
2 | Athena Countouriotis MD | For | For | |||
3 | Ryan Maynard | For | For | |||
4 | Merrill A. McPeak | For | For | |||
5 | Wayne P. Rothbaum | For | For | |||
6 | Michael Weiser, MD PhD | For | For | |||
2. | To approve, by non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | ||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | For | ||
4. | To approve an amendment to our 2018 Equity Incentive Plan (the "2018 Plan") to increase the number of shares of the Company's common stock authorized for issuance thereunder from 14,000,000 shares to 20,700,000 shares. | Management | For | For | ||
BLOCK, INC. | ||||||
Security | 852234103 | Meeting Type | Annual | |||
Ticker Symbol | SQ | Meeting Date | 14-Jun-2022 | |||
ISIN | US8522341036 | Agenda | 935629583 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Jack Dorsey | For | For | |||
2 | Paul Deighton | For | For | |||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. | Management | For | For | ||
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||
MASTERCARD INCORPORATED | ||||||
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 21-Jun-2022 | |||
ISIN | US57636Q1040 | Agenda | 935635942 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Merit E. Janow | Management | For | For | ||
1b. | Election of Director: Candido Bracher | Management | For | For | ||
1c. | Election of Director: Richard K. Davis | Management | For | For | ||
1d. | Election of Director: Julius Genachowski | Management | For | For | ||
1e. | Election of Director: Choon Phong Goh | Management | For | For | ||
1f. | Election of Director: Oki Matsumoto | Management | For | For | ||
1g. | Election of Director: Michael Miebach | Management | For | For | ||
1h. | Election of Director: Youngme Moon | Management | For | For | ||
1i. | Election of Director: Rima Qureshi | Management | For | For | ||
1j. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||
1k. | Election of Director: Jackson Tai | Management | For | For | ||
1l. | Election of Director: Harit Talwar | Management | For | For | ||
1m. | Election of Director: Lance Uggla | Management | For | For | ||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Management | For | For | ||
4. | Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Management | For | For | ||
5. | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shareholder | Against | For | ||
6. | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shareholder | Against | For | ||
7. | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shareholder | Against | For | ||
8. | Consideration of a stockholder proposal requesting a report on "ghost guns". | Shareholder | Against | For | ||
SHOCKWAVE MEDICAL, INC. | ||||||
Security | 82489T104 | Meeting Type | Annual | |||
Ticker Symbol | SWAV | Meeting Date | 23-Jun-2022 | |||
ISIN | US82489T1043 | Agenda | 935634205 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | DIRECTOR | Management | ||||
1 | Doug Godshall | For | For | |||
2 | F.T. "Jay" Watkins | For | For | |||
3 | Frederic Moll, M.D. | For | For | |||
2. | Ratification of the appointment of Ernst & Young LLP as Shockwave Medical, Inc.'s independent registered public accounting firm for fiscal year ending December 31, 2022. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||
Investment Company Report - Biondo Focus Fund Collateral Account | ||||||
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Special | |||
Ticker Symbol | ISRG | Meeting Date | 20-Sep-2021 | |||
ISIN | US46120E6023 | Agenda | 935489434 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1. | TO APPROVE THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | Management | For | For | ||
APPLE INC. | ||||||
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 04-Mar-2022 | |||
ISIN | US0378331005 | Agenda | 935541549 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: James Bell | Management | For | For | ||
1B. | Election of Director: Tim Cook | Management | For | For | ||
1C. | Election of Director: Al Gore | Management | For | For | ||
1D. | Election of Director: Alex Gorsky | Management | For | For | ||
1E. | Election of Director: Andrea Jung | Management | For | For | ||
1F. | Election of Director: Art Levinson | Management | For | For | ||
1G. | Election of Director: Monica Lozano | Management | For | For | ||
1H. | Election of Director: Ron Sugar | Management | For | For | ||
1I. | Election of Director: Sue Wagner | Management | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2022. | Management | For | For | ||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||
4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Management | For | For | ||
5. | A shareholder proposal entitled "Reincorporate with Deeper Purpose". | Shareholder | Against | For | ||
6. | A shareholder proposal entitled "Transparency Reports". | Shareholder | Against | For | ||
7. | A shareholder proposal entitled "Report on Forced Labor". | Shareholder | Against | For | ||
8. | A shareholder proposal entitled "Pay Equity". | Shareholder | Against | For | ||
9. | A shareholder proposal entitled "Civil Rights Audit". | Shareholder | Against | For | ||
10. | A shareholder proposal entitled "Report on Concealment Clauses". | Shareholder | Against | For | ||
INTUITIVE SURGICAL, INC. | ||||||
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 28-Apr-2022 | |||
ISIN | US46120E6023 | Agenda | 935560765 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||
1K. | Election of Director: Mark J. Rubash | Management | For | For | ||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. | Management | For | For | ||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||
4. | To approve the Company's Amended and Restated 2010 Incentive Award Plan. | Management | For | For | ||
ILLUMINA, INC. | ||||||
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 26-May-2022 | |||
ISIN | US4523271090 | Agenda | 935603921 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | ||
1B. | Election of Director: Francis A. deSouza | Management | For | For | ||
1C. | Election of Director: Caroline D. Dorsa | Management | For | For | ||
1D. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||
1E. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||
1F. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||
1G. | Election of Director: Philip W. Schiller | Management | For | For | ||
1H. | Election of Director: Susan E. Siegel | Management | For | For | ||
1I. | Election of Director: John W. Thompson | Management | For | For | ||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | For | For | ||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||
4. | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | Against | For | ||
5. | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | For | For | ||
MASTERCARD INCORPORATED | ||||||
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 21-Jun-2022 | |||
ISIN | US57636Q1040 | Agenda | 935635942 - Management | |||
Item | Proposal | Proposed by | Vote | For/Against Management | ||
1a. | Election of Director: Merit E. Janow | Management | For | For | ||
1b. | Election of Director: Candido Bracher | Management | For | For | ||
1c. | Election of Director: Richard K. Davis | Management | For | For | ||
1d. | Election of Director: Julius Genachowski | Management | For | For | ||
1e. | Election of Director: Choon Phong Goh | Management | For | For | ||
1f. | Election of Director: Oki Matsumoto | Management | For | For | ||
1g. | Election of Director: Michael Miebach | Management | For | For | ||
1h. | Election of Director: Youngme Moon | Management | For | For | ||
1i. | Election of Director: Rima Qureshi | Management | For | For | ||
1j. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||
1k. | Election of Director: Jackson Tai | Management | For | For | ||
1l. | Election of Director: Harit Talwar | Management | For | For | ||
1m. | Election of Director: Lance Uggla | Management | For | For | ||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2022. | Management | For | For | ||
4. | Approval of an amendment to Mastercard's Certificate of Incorporation to enable adoption of a stockholders' right to call special meetings of stockholders. | Management | For | For | ||
5. | Consideration of a stockholder proposal on the right to call special meetings of stockholders. | Shareholder | Against | For | ||
6. | Consideration of a stockholder proposal requesting Board approval of certain political contributions. | Shareholder | Against | For | ||
7. | Consideration of a stockholder proposal requesting charitable donation disclosure. | Shareholder | Against | For | ||
8. | Consideration of a stockholder proposal requesting a report on "ghost guns". | Shareholder | Against | For |
Registrant: NORTHERN LIGHTS FUND TRUST - BTS Managed Income Fund | Item 1, Exhibit 10 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - BTS Tactical Fixed Income Fund | Item 1, Exhibit 11 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no Proxies voted during the reporting period. |
Registrant: NORTHERN LIGHTS FUND TRUST - CHANGING PARAMETERS FUND | Item 1, Exhibit 12 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxies received during the reporting period of July 1, 2021 to June 30, 2022. |
Registrant: NORTHERN LIGHTS FUND TRUST - Deer Park Total Return Credit Fund | Item 1, Exhibit 16 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | N/A - There were no proxies voted during the reporting period |
Registrant: NORTHERN LIGHTS FUND TRUST - EAGLE MLP STRATEGY FUND | Item 1, Exhibit 22 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Magellan Midstream Partners, L.P. | MMP | 559080106 | Annual; 04/21/2022 | 1.1 | Elect Director Walter R. Arnheim | Mgmt | Y | For | For |
2 | Magellan Midstream Partners, L.P. | MMP | 559080106 | Annual; 04/21/2022 | 1.2 | Elect Director Lori A. Gobillot | Mgmt | Y | For | For |
3 | Magellan Midstream Partners, L.P. | MMP | 559080106 | Annual; 04/21/2022 | 1.3 | Elect Director Edward J. Guay | Mgmt | Y | For | For |
4 | Magellan Midstream Partners, L.P. | MMP | 559080106 | Annual; 04/21/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
5 | Magellan Midstream Partners, L.P. | MMP | 559080106 | Annual; 04/21/2022 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
6 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.1 | Elect Director Alan S. Armstrong | Mgmt | Y | For | For |
7 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.2 | Elect Director Stephen W. Bergstrom | Mgmt | Y | For | For |
8 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.3 | Elect Director Nancy K. Buese | Mgmt | Y | For | For |
9 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.4 | Elect Director Michael A. Creel | Mgmt | Y | For | For |
10 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.5 | Elect Director Stacey H. Dore | Mgmt | Y | For | For |
11 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.6 | Elect Director Richard E. Muncrief | Mgmt | Y | For | For |
12 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.7 | Elect Director Peter A. Ragauss | Mgmt | Y | For | For |
13 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.8 | Elect Director Rose M. Robeson | Mgmt | Y | For | For |
14 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.9 | Elect Director Scott D. Sheffield | Mgmt | Y | For | For |
15 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.10 | Elect Director Murray D. Smith | Mgmt | Y | For | For |
16 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.11 | Elect Director William H. Spence | Mgmt | Y | For | For |
17 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 1.12 | Elect Director Jesse J. Tyson | Mgmt | Y | For | For |
18 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
19 | The Williams Companies, Inc. | WMB | 969457100 | Annual; 04/26/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
20 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.1 | Elect Director Jonathan Bram | Mgmt | Y | Withhold | Against |
21 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.2 | Elect Director Nathaniel Anschuetz | Mgmt | Y | For | For |
22 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.3 | Elect Director Brian R. Ford | Mgmt | Y | For | For |
23 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.4 | Elect Director Jennifer Lowry | Mgmt | Y | For | For |
24 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.5 | Elect Director Bruce MacLennan | Mgmt | Y | For | For |
25 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.6 | Elect Director Ferrell P. McClean | Mgmt | Y | For | For |
26 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.7 | Elect Director Daniel B. More | Mgmt | Y | For | For |
27 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.8 | Elect Director E. Stanley O'Neal | Mgmt | Y | For | For |
28 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 1.9 | Elect Director Christopher S. Sotos | Mgmt | Y | For | For |
29 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
30 | Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/28/2022 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | Y | For | For |
31 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.1 | Elect Director Mayank M. Ashar | Mgmt | Y | For | For |
32 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.2 | Elect Director Gaurdie E. Banister | Mgmt | Y | For | For |
33 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.3 | Elect Director Pamela L. Carter | Mgmt | Y | For | For |
34 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.4 | Elect Director Susan M. Cunningham | Mgmt | Y | For | For |
35 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.5 | Elect Director Gregory L. Ebel | Mgmt | Y | For | For |
36 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.6 | Elect Director Jason B. Few | Mgmt | Y | For | For |
37 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.7 | Elect Director Teresa S. Madden | Mgmt | Y | For | For |
38 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.8 | Elect Director Al Monaco | Mgmt | Y | For | For |
39 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.9 | Elect Director Stephen S. Poloz | Mgmt | Y | For | For |
40 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.10 | Elect Director S. Jane Rowe | Mgmt | Y | For | For |
41 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.11 | Elect Director Dan C. Tutcher | Mgmt | Y | For | For |
42 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 1.12 | Elect Director Steven W. Williams | Mgmt | Y | For | For |
43 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Y | For | For |
44 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 3 | Advisory Vote on Executive Compensation Approach | Mgmt | Y | For | For |
45 | Enbridge Inc. | ENB | 29250N105 | Annual; 05/04/2022 | 4 | Strengthen the Company's Net Zero Commitment with a Science-Based Net Zero Target | Shareholder | Y | For | Against |
46 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.1 | Elect Director Anne-Marie N. Ainsworth | Mgmt | Y | For | For |
47 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.2 | Elect Director J. Scott Burrows | Mgmt | Y | For | For |
48 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.3 | Elect Director Cynthia Carroll | Mgmt | Y | For | For |
49 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.4 | Elect Director Ana Dutra | Mgmt | Y | For | For |
50 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.5 | Elect Director Randall J. Findlay | Mgmt | Y | For | For |
51 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.6 | Elect Director Robert G. Gwin | Mgmt | Y | For | For |
52 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.7 | Elect Director Maureen E. Howe | Mgmt | Y | For | For |
53 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.8 | Elect Director Gordon J. Kerr | Mgmt | Y | For | For |
54 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.9 | Elect Director David M.B. LeGresley | Mgmt | Y | For | For |
55 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.10 | Elect Director Leslie A. O'Donoghue | Mgmt | Y | For | For |
56 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.11 | Elect Director Bruce D. Rubin | Mgmt | Y | For | For |
57 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 1.12 | Elect Director Henry W. Sykes | Mgmt | Y | For | For |
58 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | Y | For | For |
59 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 3 | Re-approve Shareholder Rights Plan | Mgmt | Y | For | For |
60 | Pembina Pipeline Corporation | PPL | 706327103 | Annual; 05/06/2022 | 4 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | Y | For | For |
61 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.1 | Elect Director Jim Bertram | Mgmt | Y | For | For |
62 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.2 | Elect Director Michael Crothers | Mgmt | Y | For | For |
63 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.3 | Elect Director Doug Haughey | Mgmt | Y | For | For |
64 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.4 | Elect Director Michael Norris | Mgmt | Y | For | For |
65 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.5 | Elect Director Charlene Ripley | Mgmt | Y | For | For |
66 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.6 | Elect Director Janet Woodruff | Mgmt | Y | For | For |
67 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.7 | Elect Director Blair Goertzen | Mgmt | Y | For | For |
68 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.8 | Elect Director Gianna Manes | Mgmt | Y | For | For |
69 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.9 | Elect Director Thomas O'Connor | Mgmt | Y | For | For |
70 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 1.10 | Elect Director Dean Setoguchi | Mgmt | Y | For | For |
71 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 2 | Ratify Deloitte LLP as Auditors | Mgmt | Y | For | For |
72 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 3 | Approve Long-Term Incentive Plan | Mgmt | Y | For | For |
73 | Keyera Corp. | KEY | 493271100 | Annual; 05/10/2022 | 4 | Advisory Vote on Executive Compensation Approach | Mgmt | Y | For | For |
74 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.1 | Elect Director Richard D. Kinder | Mgmt | Y | For | For |
75 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.2 | Elect Director Steven J. Kean | Mgmt | Y | For | For |
76 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.3 | Elect Director Kimberly A. Dang | Mgmt | Y | For | For |
77 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.4 | Elect Director Ted A. Gardner | Mgmt | Y | For | For |
78 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.5 | Elect Director Anthony W. Hall, Jr. | Mgmt | Y | For | For |
79 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.6 | Elect Director Gary L. Hultquist | Mgmt | Y | For | For |
80 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.7 | Elect Director Ronald L. Kuehn, Jr. | Mgmt | Y | For | For |
81 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.8 | Elect Director Deborah A. Macdonald | Mgmt | Y | For | For |
82 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.9 | Elect Director Michael C. Morgan | Mgmt | Y | For | For |
83 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.10 | Elect Director Arthur C. Reichstetter | Mgmt | Y | For | For |
84 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.11 | Elect Director C. Park Shaper | Mgmt | Y | For | For |
85 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.12 | Elect Director William A. Smith | Mgmt | Y | For | For |
86 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.13 | Elect Director Joel V. Staff | Mgmt | Y | For | For |
87 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.14 | Elect Director Robert F. Vagt | Mgmt | Y | For | For |
88 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 1.15 | Elect Director Perry M. Waughtal | Mgmt | Y | For | For |
89 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
90 | Kinder Morgan, Inc. | KMI | 49456B101 | Annual; 05/11/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
91 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1a | Elect Director G. Andrea Botta | Mgmt | Y | For | For |
92 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1b | Elect Director Jack A. Fusco | Mgmt | Y | For | For |
93 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1c | Elect Director Vicky A. Bailey | Mgmt | Y | For | For |
94 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1d | Elect Director Patricia K. Collawn | Mgmt | Y | For | For |
95 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1e | Elect Director David B. Kilpatrick | Mgmt | Y | For | For |
96 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1f | Elect Director Lorraine Mitchelmore | Mgmt | Y | For | For |
97 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1g | Elect Director Scott Peak | Mgmt | Y | For | For |
98 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1h | Elect Director Donald F. Robillard, Jr. | Mgmt | Y | For | For |
99 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1i | Elect Director Neal A. Shear | Mgmt | Y | For | For |
100 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 1j | Elect Director Andrew J. Teno | Mgmt | Y | For | For |
101 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
102 | Cheniere Energy, Inc. | LNG | 16411R208 | Annual; 05/12/2022 | 3 | Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
103 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1a | Elect Director Sherry S. Barrat | Mgmt | Y | For | For |
104 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1b | Elect Director James L. Camaren | Mgmt | Y | For | For |
105 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1c | Elect Director Kenneth B. Dunn | Mgmt | Y | For | For |
106 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1d | Elect Director Naren K. Gursahaney | Mgmt | Y | For | For |
107 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1e | Elect Director Kirk S. Hachigian | Mgmt | Y | For | For |
108 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1f | Elect Director John W. Ketchum | Mgmt | Y | For | For |
109 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1g | Elect Director Amy B. Lane | Mgmt | Y | For | For |
110 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1h | Elect Director David L. Porges | Mgmt | Y | For | For |
111 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1i | Elect Director James L. Robo | Mgmt | Y | For | For |
112 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1j | Elect Director Rudy E. Schupp | Mgmt | Y | For | For |
113 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1k | Elect Director John L. Skolds | Mgmt | Y | For | For |
114 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1l | Elect Director John Arthur Stall | Mgmt | Y | For | For |
115 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 1m | Elect Director Darryl L. Wilson | Mgmt | Y | For | For |
116 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | Y | For | For |
117 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
118 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 4 | Disclose a Board Diversity and Qualifications Matrix | Shareholder | Y | Against | For |
119 | NextEra Energy, Inc. | NEE | 65339F101 | Annual; 05/19/2022 | 5 | Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Shareholder | Y | For | Against |
120 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 1a | Elect Director Ben M. "Bud" Brigham | Mgmt | Y | Against | Against |
121 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 1b | Elect Director John R. "J.R." Sult | Mgmt | Y | Against | Against |
122 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 1c | Elect Director Gayle Lee Burleson | Mgmt | Y | For | For |
123 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 2 | Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
124 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
125 | Brigham Minerals, Inc. | MNRL | 10918L103 | Annual; 05/24/2022 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Y | One Year | For |
126 | Targa Resources Corp. | TRGP | 87612G101 | Annual; 05/24/2022 | 1.1 | Elect Director Waters S. Davis, IV | Mgmt | Y | For | For |
127 | Targa Resources Corp. | TRGP | 87612G101 | Annual; 05/24/2022 | 1.2 | Elect Director Rene R. Joyce | Mgmt | Y | For | For |
128 | Targa Resources Corp. | TRGP | 87612G101 | Annual; 05/24/2022 | 1.3 | Elect Director Matthew J. Meloy | Mgmt | Y | For | For |
129 | Targa Resources Corp. | TRGP | 87612G101 | Annual; 05/24/2022 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
130 | Targa Resources Corp. | TRGP | 87612G101 | Annual; 05/24/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
131 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.1 | Elect Director Brian L. Derksen | Mgmt | Y | For | For |
132 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.2 | Elect Director Julie H. Edwards | Mgmt | Y | For | For |
133 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.3 | Elect Director John W. Gibson *Withdrawn Resolution* | Mgmt | Y | ||
134 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.4 | Elect Director Mark W. Helderman | Mgmt | Y | For | For |
135 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.5 | Elect Director Randall J. Larson | Mgmt | Y | For | For |
136 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.6 | Elect Director Steven J. Malcolm | Mgmt | Y | For | For |
137 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.7 | Elect Director Jim W. Mogg | Mgmt | Y | For | For |
138 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.8 | Elect Director Pattye L. Moore | Mgmt | Y | For | For |
139 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.9 | Elect Director Pierce H. Norton, II | Mgmt | Y | For | For |
140 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.10 | Elect Director Eduardo A. Rodriguez | Mgmt | Y | For | For |
141 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 1.11 | Elect Director Gerald B. Smith | Mgmt | Y | For | For |
142 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
143 | ONEOK, Inc. | OKE | 682680103 | Annual; 05/25/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
144 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 1.1 | Elect Director Victor Burk | Mgmt | Y | For | For |
145 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 1.2 | Elect Director Kevin S. McCarthy | Mgmt | Y | For | For |
146 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 1.3 | Elect Director Harry N. Pefanis | Mgmt | Y | For | For |
147 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 1.4 | Elect Director Gary R. Petersen | Mgmt | Y | For | For |
148 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | Y | For | For |
149 | Plains GP Holdings, L.P. | PAGP | 72651A207 | Annual; 05/25/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
150 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1A | Elect Director Isaac Angel | Mgmt | Y | For | For |
151 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1B | Elect Director Karin Corfee | Mgmt | Y | For | For |
152 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1C | Elect Director David Granot | Mgmt | Y | For | For |
153 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1D | Elect Director Michal Marom | Mgmt | Y | For | For |
154 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1E | Elect Director Mike Nikkel | Mgmt | Y | For | For |
155 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1F | Elect Director Dafna Sharir | Mgmt | Y | For | For |
156 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1G | Elect Director Stanley B. Stern | Mgmt | Y | For | For |
157 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1H | Elect Director Hidetake Takahashi | Mgmt | Y | For | For |
158 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 1I | Elect Director Byron G. Wong | Mgmt | Y | For | For |
159 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 2 | Ratify Kesselman & Kesselman as Auditors | Mgmt | Y | For | For |
160 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
161 | Ormat Technologies, Inc. | ORA | 686688102 | Annual; 06/02/2022 | 4 | Amend Omnibus Stock Plan | Mgmt | Y | For | For |
162 | Antero Midstream Corporation | AM | 03676B102 | Annual; 06/07/2022 | 1.1 | Elect Director Paul M. Rady | Mgmt | Y | For | For |
163 | Antero Midstream Corporation | AM | 03676B102 | Annual; 06/07/2022 | 1.2 | Elect Director David H. Keyte | Mgmt | Y | For | For |
164 | Antero Midstream Corporation | AM | 03676B102 | Annual; 06/07/2022 | 2 | Ratify KPMG LLP as Auditors | Mgmt | Y | For | For |
165 | Antero Midstream Corporation | AM | 03676B102 | Annual; 06/07/2022 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | Y | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Grant Park Multi-Alternative Strategies Fund | Item 1, Exhibit 23 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Morgan Stanley California Tax-Free Income Trust | DSCXX | 616979100 | 25-Feb-22 | yes | mirror vote | mirror vote | |||
Morgan Stanley Institutional Liquidity Funds | 25-Feb-22 | yes | mirror vote | mirror vote | ||||||
Morgan Stanley Tax-Free Daily Income Trust | DSTXX | 616982104 | 25-Feb-22 | yes | mirror vote | mirror vote | ||||
Morgan Stanley US Government Money Market Trust | DXGXX | 616983102 | 25-Feb-22 | yes | mirror vote | mirror vote |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Aggressive Growth Fund | Item 1, Exhibit 24 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
2 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
3 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Growth Fund | Item 1, Exhibit 25 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
2 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
3 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Growth & Income Fund | Item 1, Exhibit 26 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
2 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
3 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Income Fund | Item 1, Exhibit 27 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
2 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
3 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Ladenburg Income & Growth Fund | Item 1, Exhibit 28 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | SCHWAB U.S. LARGE-CAP VALUE ETF | SCHV | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
2 | SCHWAB U.S. SMALL-CAP ETF | SCHA | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR | |
3 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524 | 1-Jun-22 | The Boards of Trustees (the “Board”) are asking you to vote on the election of ten members to the Boards of Trustees of The Charles Schwab Family of Funds, Schwab Investments, Schwab Capital Trust and Schwab Strategic Trust (the “Trusts,” and together with Laudus Trust and Schwab Annuity Portfolios, the “Schwab Funds and ETFs”). | MGMT | YES | YES | FOR |
Registrant: NORTHERN LIGHTS FUND TRUST - Navigator Equity Hedged Fund | Item 1, Exhibit 29 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Navigator Tactical Fixed Income Fund | Item 1, Exhibit 30 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | Morgan Stanley Institutional Liquidity Funds | MPFXX | US61747C715 | 31-Mar-22 | Special Meeting; Director change | MGMT | Y | For | For |
Registrant: NORTHERN LIGHTS FUND TRUST - Navigator Tactical Investment Grade Bond Fund | Item 1, Exhibit 31 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Navigator Tactical U.S. Allocation Fund | Item 1, Exhibit 32 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. |
Registrant: NORTHERN LIGHTS FUND TRUST - Navigator Ultra Short Bond Fund | Item 1, Exhibit 33 | |||||||||
Investment Company Act file number: 811-21720 | ||||||||||
Reporting Period: July 1, 2021 through June 30, 2022 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
1 | There were no proxy votes to report during the Reporting Period. |
SIGNATURES
See General Instruction F
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Northern Lights Fund Trust
By (Signature and Title)* | /s/ Kevin Wolf |
Kevin Wolf, President |
Date: August 4, 2022
* Print the name and title of each signing officer under his or her signature.