UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21719
INVESTMENT MANAGERS SERIES TRUST
(Exact name of registrant as specified in charter)
235 W. Galena Street, Milwaukee, WI | 53212 |
(Address of principal executive offices) | (Zip code) |
Diane J. Drake
Mutual Fund Administration, LLC
2220 E. Route 66, Suite 226
Glendora, California 91740
(Name and address of agent for service)
Registrant's telephone number, including area code: (626) 385-5777
Date of fiscal year end: October 31
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD.
Vote Summary
CISCO SYSTEMS, INC. | |||||||||||
Security | 17275R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | CSCO | Meeting Date | 13-Dec-2021 | ||||||||
ISIN | US17275R1023 | Agenda | 935511469 - Management | ||||||||
Record Date | 15-Oct-2021 | Holding Recon Date | 15-Oct-2021 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Dec-2021 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: M. Michele Burns | Management | For | For | For | ||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | For | ||||||
1C. | Election of Director: Michael D. Capellas | Management | For | For | For | ||||||
1D. | Election of Director: Mark Garrett | Management | For | For | For | ||||||
1E. | Election of Director: John D. Harris II | Management | For | For | For | ||||||
1F. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | ||||||
1G. | Election of Director: Roderick C. McGeary | Management | For | For | For | ||||||
1H. | Election of Director: Charles H. Robbins | Management | For | For | For | ||||||
1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | ||||||
1J. | Election of Director: Dr. Lisa T. Su | Management | For | For | For | ||||||
1K. | Election of Director: Marianna Tessel | Management | For | For | For | ||||||
2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | ||||||
3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2022. | Management | For | For | For | ||||||
4. | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit. | Shareholder | Against | Against | For | ||||||
TYSON FOODS, INC. | |||||||||||
Security | 902494103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TSN | Meeting Date | 10-Feb-2022 | ||||||||
ISIN | US9024941034 | Agenda | 935537920 - Management | ||||||||
Record Date | 13-Dec-2021 | Holding Recon Date | 13-Dec-2021 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 09-Feb-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: John H. Tyson | Management | For | For | For | ||||||
1B. | Election of Director: Les R. Baledge | Management | For | For | For | ||||||
1C. | Election of Director: Mike Beebe | Management | For | For | For | ||||||
1D. | Election of Director: Maria Claudia Borras | Management | For | For | For | ||||||
1E. | Election of Director: David J. Bronczek | Management | For | For | For | ||||||
1F. | Election of Director: Mikel A. Durham | Management | For | For | For | ||||||
1G. | Election of Director: Donnie King | Management | For | For | For | ||||||
1H. | Election of Director: Jonathan D. Mariner | Management | For | For | For | ||||||
1I. | Election of Director: Kevin M. McNamara | Management | For | For | For | ||||||
1J. | Election of Director: Cheryl S. Miller | Management | For | For | For | ||||||
1K. | Election of Director: Jeffrey K. Schomburger | Management | For | For | For | ||||||
1L. | Election of Director: Barbara A. Tyson | Management | For | For | For | ||||||
1M. | Election of Director: Noel White | Management | For | For | For | ||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year ending October 1, 2022. | Management | For | For | For | ||||||
3. | Shareholder proposal to request a report on sustainable packaging efforts. | Shareholder | Against | Against | For | ||||||
BROADCOM INC | |||||||||||
Security | 11135F101 | Meeting Type | Annual | ||||||||
Ticker Symbol | AVGO | Meeting Date | 04-Apr-2022 | ||||||||
ISIN | US11135F1012 | Agenda | 935550740 - Management | ||||||||
Record Date | 07-Feb-2022 | Holding Recon Date | 07-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 01-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Diane M. Bryant | Management | For | For | For | ||||||
1B. | Election of Director: Gayla J. Delly | Management | For | For | For | ||||||
1C. | Election of Director: Raul J. Fernandez | Management | For | For | For | ||||||
1D. | Election of Director: Eddy W. Hartenstein | Management | For | For | For | ||||||
1E. | Election of Director: Check Kian Low | Management | For | For | For | ||||||
1F. | Election of Director: Justine F. Page | Management | For | For | For | ||||||
1G. | Election of Director: Henry Samueli | Management | For | For | For | ||||||
1H. | Election of Director: Hock E. Tan | Management | For | For | For | ||||||
1I. | Election of Director: Harry L. You | Management | For | For | For | ||||||
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending October 30, 2022. | Management | For | For | For | ||||||
3. | Advisory vote to approve compensation of Broadcom's named executive officers. | Management | For | For | For | ||||||
DOW INC. | |||||||||||
Security | 260557103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DOW | Meeting Date | 14-Apr-2022 | ||||||||
ISIN | US2605571031 | Agenda | 935554736 - Management | ||||||||
Record Date | 18-Feb-2022 | Holding Recon Date | 18-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Samuel R. Allen | Management | For | For | For | ||||||
1B. | Election of Director: Gaurdie Banister Jr. | Management | For | For | For | ||||||
1C. | Election of Director: Wesley G. Bush | Management | For | For | For | ||||||
1D. | Election of Director: Richard K. Davis | Management | For | For | For | ||||||
1E. | Election of Director: Jerri DeVard | Management | For | For | For | ||||||
1F. | Election of Director: Debra L. Dial | Management | For | For | For | ||||||
1G. | Election of Director: Jeff M. Fettig | Management | For | For | For | ||||||
1H. | Election of Director: Jim Fitterling | Management | For | For | For | ||||||
1I. | Election of Director: Jacqueline C. Hinman | Management | For | For | For | ||||||
1J. | Election of Director: Luis Alberto Moreno | Management | For | For | For | ||||||
1K. | Election of Director: Jill S. Wyant | Management | For | For | For | ||||||
1L. | Election of Director: Daniel W. Yohannes | Management | For | For | For | ||||||
2. | Advisory Resolution to Approve Executive Compensation. | Management | For | For | For | ||||||
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | ||||||
4. | Stockholder Proposal - Independent Board Chairman. | Shareholder | Against | Against | For | ||||||
LOCKHEED MARTIN CORPORATION | |||||||||||
Security | 539830109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LMT | Meeting Date | 21-Apr-2022 | ||||||||
ISIN | US5398301094 | Agenda | 935564751 - Management | ||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 20-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Daniel F. Akerson | Management | For | For | For | ||||||
1B. | Election of Director: David B. Burritt | Management | For | For | For | ||||||
1C. | Election of Director: Bruce A. Carlson | Management | For | For | For | ||||||
1D. | Election of Director: John M. Donovan | Management | For | For | For | ||||||
1E. | Election of Director: Joseph F. Dunford, Jr. | Management | For | For | For | ||||||
1F. | Election of Director: James O. Ellis, Jr. | Management | For | For | For | ||||||
1G. | Election of Director: Thomas J. Falk | Management | For | For | For | ||||||
1H. | Election of Director: Ilene S. Gordon | Management | For | For | For | ||||||
1I. | Election of Director: Vicki A. Hollub | Management | For | For | For | ||||||
1J. | Election of Director: Jeh C. Johnson | Management | For | For | For | ||||||
1K. | Election of Director: Debra L. Reed-Klages | Management | For | For | For | ||||||
1L. | Election of Director: James D. Taiclet | Management | For | For | For | ||||||
1M. | Election of Director: Patricia E. Yarrington | Management | For | For | For | ||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022. | Management | For | For | For | ||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | Management | For | For | For | ||||||
4. | Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings. | Shareholder | Against | Against | For | ||||||
5. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | Against | Against | For | ||||||
INTERNATIONAL BUSINESS MACHINES CORP. | |||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IBM | Meeting Date | 26-Apr-2022 | ||||||||
ISIN | US4592001014 | Agenda | 935559483 - Management | ||||||||
Record Date | 25-Feb-2022 | Holding Recon Date | 25-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director for a Term of One Year: Thomas Buberl | Management | For | For | For | ||||||
1B. | Election of Director for a Term of One Year: David N. Farr | Management | For | For | For | ||||||
1C. | Election of Director for a Term of One Year: Alex Gorsky | Management | For | For | For | ||||||
1D. | Election of Director for a Term of One Year: Michelle J. Howard | Management | For | For | For | ||||||
1E. | Election of Director for a Term of One Year: Arvind Krishna | Management | For | For | For | ||||||
1F. | Election of Director for a Term of One Year: Andrew N. Liveris | Management | For | For | For | ||||||
1G. | Election of Director for a Term of One Year: F. William McNabb III | Management | For | For | For | ||||||
1H. | Election of Director for a Term of One Year: Martha E. Pollack | Management | For | For | For | ||||||
1I. | Election of Director for a Term of One Year: Joseph R. Swedish | Management | For | For | For | ||||||
1J. | Election of Director for a Term of One Year: Peter R. Voser | Management | For | For | For | ||||||
1K. | Election of Director for a Term of One Year: Frederick H. Waddell | Management | For | For | For | ||||||
1L. | Election of Director for a Term of One Year: Alfred W. Zollar | Management | For | For | For | ||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | ||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | ||||||
4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. | Shareholder | Against | Against | For | ||||||
5. | Stockholder Proposal to Have An Independent Board Chairman. | Shareholder | Against | Against | For | ||||||
6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. | Shareholder | Against | Against | For | ||||||
BANK OF AMERICA CORPORATION | |||||||||||
Security | 060505104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BAC | Meeting Date | 26-Apr-2022 | ||||||||
ISIN | US0605051046 | Agenda | 935560335 - Management | ||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Sharon L. Allen | Management | For | For | For | ||||||
1B. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | ||||||
1C. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | ||||||
1D. | Election of Director: Arnold W. Donald | Management | For | For | For | ||||||
1E. | Election of Director: Linda P. Hudson | Management | For | For | For | ||||||
1F. | Election of Director: Monica C. Lozano | Management | For | For | For | ||||||
1G. | Election of Director: Brian T. Moynihan | Management | For | For | For | ||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | For | ||||||
1I. | Election of Director: Denise L. Ramos | Management | For | For | For | ||||||
1J. | Election of Director: Clayton S. Rose | Management | For | For | For | ||||||
1K. | Election of Director: Michael D. White | Management | For | For | For | ||||||
1L. | Election of Director: Thomas D. Woods | Management | For | For | For | ||||||
1M. | Election of Director: R. David Yost | Management | For | For | For | ||||||
1N. | Election of Director: Maria T. Zuber | Management | For | For | For | ||||||
2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution) | Management | For | For | For | ||||||
3. | Ratifying the appointment of our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
4. | Ratifying the Delaware Exclusive Forum Provision in our Bylaws. | Management | For | For | For | ||||||
5. | Shareholder proposal requesting a civil rights and nondiscrimination audit. | Shareholder | Against | Against | For | ||||||
6. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies. | Shareholder | Against | Against | For | ||||||
7. | Shareholder proposal requesting a report on charitable donations. | Shareholder | Against | Against | For | ||||||
TRUIST FINANCIAL CORPORATION | |||||||||||
Security | 89832Q109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TFC | Meeting Date | 26-Apr-2022 | ||||||||
ISIN | US89832Q1094 | Agenda | 935561995 - Management | ||||||||
Record Date | 17-Feb-2022 | Holding Recon Date | 17-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director for one year term expiring at 2023: Jennifer S. Banner | Management | For | For | For | ||||||
1B. | Election of Director for one year term expiring at 2023: K. David Boyer, Jr. | Management | For | For | For | ||||||
1C. | Election of Director for one year term expiring at 2023: Agnes Bundy Scanlan | Management | For | For | For | ||||||
1D. | Election of Director for one year term expiring at 2023: Anna R. Cablik | Management | For | For | For | ||||||
1E. | Election of Director for one year term expiring at 2023: Dallas S. Clement | Management | For | For | For | ||||||
1F. | Election of Director for one year term expiring at 2023: Paul D. Donahue | Management | For | For | For | ||||||
1G. | Election of Director for one year term expiring at 2023: Patrick C. Graney III | Management | For | For | For | ||||||
1H. | Election of Director for one year term expiring at 2023: Linnie M. Haynesworth | Management | For | For | For | ||||||
1I. | Election of Director for one year term expiring at 2023: Kelly S. King | Management | For | For | For | ||||||
1J. | Election of Director for one year term expiring at 2023: Easter A. Maynard | Management | For | For | For | ||||||
1K. | Election of Director for one year term expiring at 2023: Donna S. Morea | Management | For | For | For | ||||||
1L. | Election of Director for one year term expiring at 2023: Charles A. Patton | Management | For | For | For | ||||||
1M. | Election of Director for one year term expiring at 2023: Nido R. Qubein | Management | For | For | For | ||||||
1N. | Election of Director for one year term expiring at 2023: David M. Ratcliffe | Management | For | For | For | ||||||
1O. | Election of Director for one year term expiring at 2023: William H. Rogers, Jr. | Management | For | For | For | ||||||
1P. | Election of Director for one year term expiring at 2023: Frank P. Scruggs, Jr. | Management | For | For | For | ||||||
1Q. | Election of Director for one year term expiring at 2023: Christine Sears | Management | For | For | For | ||||||
1R. | Election of Director for one year term expiring at 2023: Thomas E. Skains | Management | For | For | For | ||||||
1S. | Election of Director for one year term expiring at 2023: Bruce L. Tanner | Management | For | For | For | ||||||
1T. | Election of Director for one year term expiring at 2023: Thomas N. Thompson | Management | For | For | For | ||||||
1U. | Election of Director for one year term expiring at 2023: Steven C. Voorhees | Management | For | For | For | ||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
3. | Advisory vote to approve Truist's executive compensation program. | Management | For | For | For | ||||||
4. | To approve the Truist Financial Corporation 2022 Incentive Plan. | Management | For | For | For | ||||||
5. | To approve the Truist Financial Corporation 2022 Employee Stock Purchase Plan. | Management | For | For | For | ||||||
6. | Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | Shareholder | Against | Against | For | ||||||
GENUINE PARTS COMPANY | |||||||||||
Security | 372460105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GPC | Meeting Date | 28-Apr-2022 | ||||||||
ISIN | US3724601055 | Agenda | 935556312 - Management | ||||||||
Record Date | 22-Feb-2022 | Holding Recon Date | 22-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Elizabeth W. Camp | Management | For | For | For | ||||||
1B. | Election of Director: Richard Cox, Jr. | Management | For | For | For | ||||||
1C. | Election of Director: Paul D. Donahue | Management | For | For | For | ||||||
1D. | Election of Director: Gary P. Fayard | Management | For | For | For | ||||||
1E. | Election of Director: P. Russell Hardin | Management | For | For | For | ||||||
1F. | Election of Director: John R. Holder | Management | For | For | For | ||||||
1G. | Election of Director: Donna W. Hyland | Management | For | For | For | ||||||
1H. | Election of Director: John D. Johns | Management | For | For | For | ||||||
1I. | Election of Director: Jean-Jacques Lafont | Management | For | For | For | ||||||
1J. | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | For | For | For | ||||||
1K. | Election of Director: Wendy B. Needham | Management | For | For | For | ||||||
1L. | Election of Director: Juliette W. Pryor | Management | For | For | For | ||||||
1M. | Election of Director: E. Jenner Wood III | Management | For | For | For | ||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | For | ||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2022. | Management | For | For | For | ||||||
CORNING INCORPORATED | |||||||||||
Security | 219350105 | Meeting Type | Annual | ||||||||
Ticker Symbol | GLW | Meeting Date | 28-Apr-2022 | ||||||||
ISIN | US2193501051 | Agenda | 935559471 - Management | ||||||||
Record Date | 28-Feb-2022 | Holding Recon Date | 28-Feb-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Donald W. Blair | Management | For | For | For | ||||||
1B. | Election of Director: Leslie A. Brun | Management | For | For | For | ||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | For | For | ||||||
1D. | Election of Director: Richard T. Clark | Management | For | For | For | ||||||
1E. | Election of Director: Pamela J. Craig | Management | For | For | For | ||||||
1F. | Election of Director: Robert F. Cummings, Jr. | Management | For | For | For | ||||||
1G. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | For | ||||||
1H. | Election of Director: Deborah A. Henretta | Management | For | For | For | ||||||
1I. | Election of Director: Daniel P. Huttenlocher | Management | For | For | For | ||||||
1J. | Election of Director: Kurt M. Landgraf | Management | For | For | For | ||||||
1K. | Election of Director: Kevin J. Martin | Management | For | For | For | ||||||
1L. | Election of Director: Deborah D. Rieman | Management | For | For | For | ||||||
1M. | Election of Director: Hansel E. Tookes, II | Management | For | For | For | ||||||
1N. | Election of Director: Wendell P. Weeks | Management | For | For | For | ||||||
1O. | Election of Director: Mark S. Wrighton | Management | For | For | For | ||||||
2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | For | For | ||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | For | ||||||
JOHNSON & JOHNSON | |||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2022 | ||||||||
ISIN | US4781601046 | Agenda | 935562997 - Management | ||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Darius Adamczyk | Management | For | For | For | ||||||
1B. | Election of Director: Mary C. Beckerle | Management | For | For | For | ||||||
1C. | Election of Director: D. Scott Davis | Management | For | For | For | ||||||
1D. | Election of Director: Ian E. L. Davis | Management | For | For | For | ||||||
1E. | Election of Director: Jennifer A. Doudna | Management | For | For | For | ||||||
1F. | Election of Director: Joaquin Duato | Management | For | For | For | ||||||
1G. | Election of Director: Alex Gorsky | Management | For | For | For | ||||||
1H. | Election of Director: Marillyn A. Hewson | Management | For | For | For | ||||||
1I. | Election of Director: Hubert Joly | Management | For | For | For | ||||||
1J. | Election of Director: Mark B. McClellan | Management | For | For | For | ||||||
1K. | Election of Director: Anne M. Mulcahy | Management | For | For | For | ||||||
1L. | Election of Director: A. Eugene Washington | Management | For | For | For | ||||||
1M. | Election of Director: Mark A. Weinberger | Management | For | For | For | ||||||
1N. | Election of Director: Nadja Y. West | Management | For | For | For | ||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | ||||||
3. | Approval of the Company's 2022 Long- Term Incentive Plan. | Management | For | For | For | ||||||
4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Management | For | For | For | ||||||
5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shareholder | Against | None | |||||||
6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shareholder | Against | Against | For | ||||||
7. | Third Party Racial Justice Audit. | Shareholder | Against | Against | For | ||||||
8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shareholder | Against | Against | For | ||||||
9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shareholder | Against | Against | For | ||||||
10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shareholder | Against | Against | For | ||||||
11. | Request for Charitable Donations Disclosure. | Shareholder | Against | Against | For | ||||||
12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shareholder | Against | Against | For | ||||||
13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shareholder | Against | Against | For | ||||||
14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shareholder | Against | Against | For | ||||||
EVERGY, INC. | |||||||||||
Security | 30034W106 | Meeting Type | Annual | ||||||||
Ticker Symbol | EVRG | Meeting Date | 03-May-2022 | ||||||||
ISIN | US30034W1062 | Agenda | 935561933 - Management | ||||||||
Record Date | 01-Mar-2022 | Holding Recon Date | 01-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: David A. Campbell | Management | For | For | For | ||||||
1B. | Election of Director: Thomas D. Hyde | Management | For | For | For | ||||||
1C. | Election of Director: B. Anthony Isaac | Management | For | For | For | ||||||
1D. | Election of Director: Paul M. Keglevic | Management | For | For | For | ||||||
1E. | Election of Director: Senator Mary L. Landrieu | Management | For | For | For | ||||||
1F. | Election of Director: Sandra A.J. Lawrence | Management | For | For | For | ||||||
1G. | Election of Director: Ann D. Murtlow | Management | For | For | For | ||||||
1H. | Election of Director: Sandra J. Price | Management | For | For | For | ||||||
1I. | Election of Director: Mark A. Ruelle | Management | For | For | For | ||||||
1J. | Election of Director: James Scarola | Management | For | For | For | ||||||
1K. | Election of Director: S. Carl Soderstrom, Jr. | Management | For | For | For | ||||||
1L. | Election of Director: C. John Wilder | Management | For | For | For | ||||||
2. | Approve the 2021 compensation of our named executive officers on an advisory non-binding basis. | Management | For | For | For | ||||||
3. | Approve the Evergy, Inc. Amended and Restated Long-Term Incentive Plan. | Management | For | For | For | ||||||
4. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
OMNICOM GROUP INC. | |||||||||||
Security | 681919106 | Meeting Type | Annual | ||||||||
Ticker Symbol | OMC | Meeting Date | 03-May-2022 | ||||||||
ISIN | US6819191064 | Agenda | 935570639 - Management | ||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: John D. Wren | Management | For | For | For | ||||||
1B. | Election of Director: Mary C. Choksi | Management | For | For | For | ||||||
1C. | Election of Director: Leonard S. Coleman, Jr. | Management | For | For | For | ||||||
1D. | Election of Director: Mark D. Gerstein | Management | For | For | For | ||||||
1E. | Election of Director: Ronnie S. Hawkins | Management | For | For | For | ||||||
1F. | Election of Director: Deborah J. Kissire | Management | For | For | For | ||||||
1G. | Election of Director: Gracia C. Martore | Management | For | For | For | ||||||
1H. | Election of Director: Patricia Salas Pineda | Management | For | For | For | ||||||
1I. | Election of Director: Linda Johnson Rice | Management | For | For | For | ||||||
1J. | Election of Director: Valerie M. Williams | Management | For | For | For | ||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | For | ||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2022 fiscal year. | Management | For | For | For | ||||||
4. | Shareholder proposal regarding political spending disclosure. | Shareholder | Against | Against | For | ||||||
BRISTOL-MYERS SQUIBB COMPANY | |||||||||||
Security | 110122108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BMY | Meeting Date | 03-May-2022 | ||||||||
ISIN | US1101221083 | Agenda | 935571782 - Management | ||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A) | Election of Director: Peter J. Arduini | Management | For | For | For | ||||||
1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | For | ||||||
1C) | Election of Director: Julia A. Haller, M.D. | Management | For | For | For | ||||||
1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | For | ||||||
1E) | Election of Director: Paula A. Price | Management | For | For | For | ||||||
1F) | Election of Director: Derica W. Rice | Management | For | For | For | ||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | For | For | ||||||
1H) | Election of Director: Gerald L. Storch | Management | For | For | For | ||||||
1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | For | ||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | For | For | ||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | For | ||||||
3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | For | ||||||
4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | Against | For | ||||||
5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | Against | For | ||||||
ENBRIDGE INC. | |||||||||||
Security | 29250N105 | Meeting Type | Annual | ||||||||
Ticker Symbol | ENB | Meeting Date | 04-May-2022 | ||||||||
ISIN | CA29250N1050 | Agenda | 935566274 - Management | ||||||||
Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||||||||
City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1 | DIRECTOR | Management | |||||||||
1 | Mayank M. Ashar | For | For | For | |||||||
2 | Gaurdie E. Banister | For | For | For | |||||||
3 | Pamela L. Carter | For | For | For | |||||||
4 | Susan M. Cunningham | For | For | For | |||||||
5 | Gregory L. Ebel | For | For | For | |||||||
6 | Jason B. Few | For | For | For | |||||||
7 | Teresa S. Madden | For | For | For | |||||||
8 | Al Monaco | For | For | For | |||||||
9 | Stephen S. Poloz | For | For | For | |||||||
10 | S. Jane Rowe | For | For | For | |||||||
11 | Dan C. Tutcher | For | For | For | |||||||
12 | Steven W. Williams | For | For | For | |||||||
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to fix their remuneration | Management | For | For | For | ||||||
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | For | ||||||
4 | Shareholder proposal Vote on the shareholder proposal, as set out in Appendix A of the Management Information Circular The Board of Directors recommends voting "AGAINST" Item 4 | Shareholder | Against | Against | For | ||||||
INTERNATIONAL FLAVORS & FRAGRANCES INC. | |||||||||||
Security | 459506101 | Meeting Type | Annual | ||||||||
Ticker Symbol | IFF | Meeting Date | 04-May-2022 | ||||||||
ISIN | US4595061015 | Agenda | 935567163 - Management | ||||||||
Record Date | 08-Mar-2022 | Holding Recon Date | 08-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kathryn J. Boor | Management | For | For | For | ||||||
1B. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Edward D. Breen | Management | For | For | For | ||||||
1C. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Barry A. Bruno | Management | For | For | For | ||||||
1D. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Frank Clyburn | Management | For | For | For | ||||||
1E. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Carol Anthony Davidson | Management | For | For | For | ||||||
1F. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Michael L. Ducker | Management | For | For | For | ||||||
1G. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Roger W. Ferguson, Jr. | Management | For | For | For | ||||||
1H. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: John F. Ferraro | Management | For | For | For | ||||||
1I. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Christina Gold | Management | For | For | For | ||||||
1J. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ilene Gordon | Management | For | For | For | ||||||
1K. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Matthias J. Heinzel | Management | For | For | For | ||||||
1L. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Dale F. Morrison | Management | For | For | For | ||||||
1M. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Kåre Schultz | Management | For | For | For | ||||||
1N. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stephen Williamson | Management | For | For | For | ||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | For | ||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers in 2021. | Management | For | For | For | ||||||
PHILIP MORRIS INTERNATIONAL INC. | |||||||||||
Security | 718172109 | Meeting Type | Annual | ||||||||
Ticker Symbol | PM | Meeting Date | 04-May-2022 | ||||||||
ISIN | US7181721090 | Agenda | 935568355 - Management | ||||||||
Record Date | 11-Mar-2022 | Holding Recon Date | 11-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Brant Bonin Bough | Management | For | For | For | ||||||
1B. | Election of Director: André Calantzopoulos | Management | For | For | For | ||||||
1C. | Election of Director: Michel Combes | Management | For | For | For | ||||||
1D. | Election of Director: Juan José Daboub | Management | For | For | For | ||||||
1E. | Election of Director: Werner Geissler | Management | For | For | For | ||||||
1F. | Election of Director: Lisa A. Hook | Management | For | For | For | ||||||
1G. | Election of Director: Jun Makihara | Management | For | For | For | ||||||
1H. | Election of Director: Kalpana Morparia | Management | For | For | For | ||||||
1I. | Election of Director: Lucio A. Noto | Management | For | For | For | ||||||
1J. | Election of Director: Jacek Olczak | Management | For | For | For | ||||||
1K. | Election of Director: Frederik Paulsen | Management | For | For | For | ||||||
1L. | Election of Director: Robert B. Polet | Management | For | For | For | ||||||
1M. | Election of Director: Dessislava Temperley | Management | For | For | For | ||||||
1N. | Election of Director: Shlomo Yanai | Management | For | For | For | ||||||
2. | Advisory Vote Approving Executive Compensation. | Management | For | For | For | ||||||
3. | 2022 Performance Incentive Plan. | Management | For | For | For | ||||||
4. | Ratification of the Selection of Independent Auditors. | Management | For | For | For | ||||||
5. | Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. | Shareholder | Against | Against | For | ||||||
GILEAD SCIENCES, INC. | |||||||||||
Security | 375558103 | Meeting Type | Annual | ||||||||
Ticker Symbol | GILD | Meeting Date | 04-May-2022 | ||||||||
ISIN | US3755581036 | Agenda | 935570134 - Management | ||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | For | ||||||
1B. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | For | For | For | ||||||
1C. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | For | ||||||
1D. | Election of Director: Kelly A. Kramer | Management | For | For | For | ||||||
1E. | Election of Director: Kevin E. Lofton | Management | For | For | For | ||||||
1F. | Election of Director: Harish Manwani | Management | For | For | For | ||||||
1G. | Election of Director: Daniel P. O'Day | Management | For | For | For | ||||||
1H. | Election of Director: Javier J. Rodriguez | Management | For | For | For | ||||||
1I. | Election of Director: Anthony Welters | Management | For | For | For | ||||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | For | ||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | For | For | For | ||||||
4. | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. | Management | For | For | For | ||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Against | Against | For | ||||||
6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees. | Shareholder | Against | Against | For | ||||||
7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. | Shareholder | Against | Against | For | ||||||
8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third- party review of Gilead's lobbying activities. | Shareholder | Against | Against | For | ||||||
9. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. | Shareholder | Against | Against | For | ||||||
UNITED PARCEL SERVICE, INC. | |||||||||||
Security | 911312106 | Meeting Type | Annual | ||||||||
Ticker Symbol | UPS | Meeting Date | 05-May-2022 | ||||||||
ISIN | US9113121068 | Agenda | 935570487 - Management | ||||||||
Record Date | 09-Mar-2022 | Holding Recon Date | 09-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Management | For | For | For | ||||||
1B. | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Management | For | For | For | ||||||
1C. | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Management | For | For | For | ||||||
1D. | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Management | For | For | For | ||||||
1E. | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Management | For | For | For | ||||||
1F. | Election of Director to serve until 2023 annual meeting: Angela Hwang | Management | For | For | For | ||||||
1G. | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Management | For | For | For | ||||||
1H. | Election of Director to serve until 2023 annual meeting: William R. Johnson | Management | For | For | For | ||||||
1I. | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Management | For | For | For | ||||||
1J. | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Management | For | For | For | ||||||
1K. | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Management | For | For | For | ||||||
1L. | Election of Director to serve until 2023 annual meeting: Russell Stokes | Management | For | For | For | ||||||
1M. | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Management | For | For | For | ||||||
2. | To approve on an advisory basis named executive officer compensation. | Management | For | For | For | ||||||
3. | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | For | ||||||
4. | To prepare an annual report on lobbying activities. | Shareholder | Against | Against | For | ||||||
5. | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | Shareholder | Against | Against | For | ||||||
6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shareholder | Against | Against | For | ||||||
7. | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | Shareholder | Against | Against | For | ||||||
8. | To prepare a report on balancing climate measures and financial returns. | Shareholder | Against | Against | For | ||||||
9. | To prepare an annual report assessing UPS's diversity and inclusion. | Shareholder | Against | Against | For | ||||||
ABBVIE INC. | |||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||
Ticker Symbol | ABBV | Meeting Date | 06-May-2022 | ||||||||
ISIN | US00287Y1091 | Agenda | 935568141 - Management | ||||||||
Record Date | 07-Mar-2022 | Holding Recon Date | 07-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | William H.L. Burnside | For | For | For | |||||||
2 | Thomas C. Freyman | For | For | For | |||||||
3 | Brett J. Hart | For | For | For | |||||||
4 | Edward J. Rapp | For | For | For | |||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2022 | Management | For | For | For | ||||||
3. | Say on Pay - An advisory vote on the approval of executive compensation | Management | For | For | For | ||||||
4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | For | For | For | ||||||
5. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shareholder | Against | Against | For | ||||||
6. | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shareholder | Against | Against | For | ||||||
7. | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Shareholder | Against | Against | For | ||||||
8. | Stockholder Proposal - to Issue an Annual Report on Political Spending | Shareholder | Against | Against | For | ||||||
PHILLIPS 66 | |||||||||||
Security | 718546104 | Meeting Type | Annual | ||||||||
Ticker Symbol | PSX | Meeting Date | 11-May-2022 | ||||||||
ISIN | US7185461040 | Agenda | 935574372 - Management | ||||||||
Record Date | 15-Mar-2022 | Holding Recon Date | 15-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Greg C. Garland | Management | For | For | For | ||||||
1B. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Gary K. Adams | Management | For | For | For | ||||||
1C. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: John E. Lowe | Management | For | For | For | ||||||
1D. | Election of Director for a term of office expiring at the 2025 annual meeting of shareholders: Denise L. Ramos | Management | For | For | For | ||||||
2. | Advisory vote to approve our executive compensation. | Management | For | For | For | ||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2022. | Management | For | For | For | ||||||
4. | To approve the 2022 Omnibus Stock and Performance Incentive Plan. | Management | For | For | For | ||||||
5. | Shareholder proposal regarding greenhouse gas emissions targets. | Shareholder | Against | Against | For | ||||||
6. | Shareholder proposal regarding report on shift to recycled polymers for single use plastics. | Shareholder | Against | Against | For | ||||||
CVS HEALTH CORPORATION | |||||||||||
Security | 126650100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVS | Meeting Date | 11-May-2022 | ||||||||
ISIN | US1266501006 | Agenda | 935576972 - Management | ||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 10-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Fernando Aguirre | Management | For | For | For | ||||||
1B. | Election of Director: C. David Brown II | Management | For | For | For | ||||||
1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | For | ||||||
1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | For | ||||||
1E. | Election of Director: Roger N. Farah | Management | For | For | For | ||||||
1F. | Election of Director: Anne M. Finucane | Management | For | For | For | ||||||
1G. | Election of Director: Edward J. Ludwig | Management | For | For | For | ||||||
1H. | Election of Director: Karen S. Lynch | Management | For | For | For | ||||||
1I. | Election of Director: Jean-Pierre Millon | Management | For | For | For | ||||||
1J. | Election of Director: Mary L. Schapiro | Management | For | For | For | ||||||
1K. | Election of Director: William C. Weldon | Management | For | For | For | ||||||
2. | Ratification of the appointment of our independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | For | For | For | ||||||
4. | Stockholder proposal for reducing our ownership threshold to request a special stockholder meeting. | Shareholder | Against | Against | For | ||||||
5. | Stockholder proposal regarding our independent Board Chair. | Shareholder | Against | Against | For | ||||||
6. | Stockholder proposal on civil rights and non-discrimination audit focused on "non- diverse" employees. | Shareholder | Against | Against | For | ||||||
7. | Stockholder proposal requesting paid sick leave for all employees. | Shareholder | Against | Against | For | ||||||
8. | Stockholder proposal regarding a report on the public health costs of our food business to diversified portfolios. | Shareholder | Against | Against | For | ||||||
VERIZON COMMUNICATIONS INC. | |||||||||||
Security | 92343V104 | Meeting Type | Annual | ||||||||
Ticker Symbol | VZ | Meeting Date | 12-May-2022 | ||||||||
ISIN | US92343V1044 | Agenda | 935575704 - Management | ||||||||
Record Date | 14-Mar-2022 | Holding Recon Date | 14-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 11-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1a. | Election of Director: Shellye Archambeau | Management | For | For | For | ||||||
1b. | Election of Director: Roxanne Austin | Management | For | For | For | ||||||
1c. | Election of Director: Mark Bertolini | Management | For | For | For | ||||||
1d. | Election of Director: Melanie Healey | Management | For | For | For | ||||||
1e. | Election of Director: Laxman Narasimhan | Management | For | For | For | ||||||
1f. | Election of Director: Clarence Otis, Jr. | Management | For | For | For | ||||||
1g. | Election of Director: Daniel Schulman | Management | For | For | For | ||||||
1h. | Election of Director: Rodney Slater | Management | For | For | For | ||||||
1i. | Election of Director: Carol Tomé | Management | For | For | For | ||||||
1j. | Election of Director: Hans Vestberg | Management | For | For | For | ||||||
1k. | Election of Director: Gregory Weaver | Management | For | For | For | ||||||
2. | Advisory vote to approve executive compensation | Management | For | For | For | ||||||
3. | Ratification of appointment of independent registered public accounting firm | Management | For | For | For | ||||||
4. | Report on charitable contributions | Shareholder | Against | Against | For | ||||||
5. | Amend clawback policy | Shareholder | Against | Against | For | ||||||
6. | Shareholder ratification of annual equity awards | Shareholder | Against | Against | For | ||||||
7. | Business operations in China | Shareholder | Against | Against | For | ||||||
SEMPRA | |||||||||||
Security | 816851109 | Meeting Type | Annual | ||||||||
Ticker Symbol | SRE | Meeting Date | 13-May-2022 | ||||||||
ISIN | US8168511090 | Agenda | 935580565 - Management | ||||||||
Record Date | 17-Mar-2022 | Holding Recon Date | 17-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1a. | Election of Director: Alan L. Boeckmann | Management | For | For | For | ||||||
1b. | Election of Director: Andrés Conesa | Management | For | For | For | ||||||
1c. | Election of Director: Maria Contreras-Sweet | Management | For | For | For | ||||||
1d. | Election of Director: Pablo A. Ferrero | Management | For | For | For | ||||||
1e. | Election of Director: Jeffrey W. Martin | Management | For | For | For | ||||||
1f. | Election of Director: Bethany J. Mayer | Management | For | For | For | ||||||
1g. | Election of Director: Michael N. Mears | Management | For | For | For | ||||||
1h. | Election of Director: Jack T. Taylor | Management | For | For | For | ||||||
1i. | Election of Director: Cynthia L. Walker | Management | For | For | For | ||||||
1j. | Election of Director: Cynthia J. Warner | Management | For | For | For | ||||||
1k. | Election of Director: James C. Yardley | Management | For | For | For | ||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | ||||||
3. | Advisory Approval of Our Executive Compensation. | Management | For | For | For | ||||||
4. | Shareholder Proposal Requiring an Independent Board Chairman. | Shareholder | Against | Against | For | ||||||
JPMORGAN CHASE & CO. | |||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||
Ticker Symbol | JPM | Meeting Date | 17-May-2022 | ||||||||
ISIN | US46625H1005 | Agenda | 935580515 - Management | ||||||||
Record Date | 18-Mar-2022 | Holding Recon Date | 18-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 16-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | For | ||||||
1b. | Election of Director: Stephen B. Burke | Management | For | For | For | ||||||
1c. | Election of Director: Todd A. Combs | Management | For | For | For | ||||||
1d. | Election of Director: James S. Crown | Management | For | For | For | ||||||
1e. | Election of Director: James Dimon | Management | For | For | For | ||||||
1f. | Election of Director: Timothy P. Flynn | Management | For | For | For | ||||||
1g. | Election of Director: Mellody Hobson | Management | For | For | For | ||||||
1h. | Election of Director: Michael A. Neal | Management | For | For | For | ||||||
1i. | Election of Director: Phebe N. Novakovic | Management | For | For | For | ||||||
1j. | Election of Director: Virginia M. Rometty | Management | For | For | For | ||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For | ||||||
3. | Ratification of independent registered public accounting firm | Management | For | For | For | ||||||
4. | Fossil fuel financing | Shareholder | Against | Against | For | ||||||
5. | Special shareholder meeting improvement | Shareholder | Against | Against | For | ||||||
6. | Independent board chairman | Shareholder | Against | Against | For | ||||||
7. | Board diversity resolution | Shareholder | Against | Against | For | ||||||
8. | Conversion to public benefit corporation | Shareholder | Against | Against | For | ||||||
9. | Report on setting absolute contraction targets | Shareholder | Against | Against | For | ||||||
AT&T INC. | |||||||||||
Security | 00206R102 | Meeting Type | Annual | ||||||||
Ticker Symbol | T | Meeting Date | 19-May-2022 | ||||||||
ISIN | US00206R1023 | Agenda | 935579409 - Management | ||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | For | ||||||
1B. | Election of Director: Scott T. Ford | Management | For | For | For | ||||||
1C. | Election of Director: Glenn H. Hutchins | Management | For | For | For | ||||||
1D. | Election of Director: William E. Kennard | Management | For | For | For | ||||||
1E. | Election of Director: Debra L. Lee | Management | For | For | For | ||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | For | For | ||||||
1G. | Election of Director: Michael B. McCallister | Management | For | For | For | ||||||
1H. | Election of Director: Beth E. Mooney | Management | For | For | For | ||||||
1I. | Election of Director: Matthew K. Rose | Management | For | For | For | ||||||
1J. | Election of Director: John T. Stankey | Management | For | For | For | ||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | For | For | ||||||
1L. | Election of Director: Luis A. Ubiñas | Management | For | For | For | ||||||
1M. | Election of Director: Geoffrey Y. Yang | Management | For | For | For | ||||||
2. | Ratification of the appointment of independent auditors | Management | For | For | For | ||||||
3. | Advisory approval of executive compensation | Management | For | For | For | ||||||
4. | Improve executive compensation program | Shareholder | Against | Against | For | ||||||
5. | Independent board chairman | Shareholder | Against | Against | For | ||||||
6. | Political congruency report | Shareholder | Against | Against | For | ||||||
7. | Civil rights and non-discrimination audit | Shareholder | Against | Against | For | ||||||
THE HOME DEPOT, INC. | |||||||||||
Security | 437076102 | Meeting Type | Annual | ||||||||
Ticker Symbol | HD | Meeting Date | 19-May-2022 | ||||||||
ISIN | US4370761029 | Agenda | 935581290 - Management | ||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | ||||||
1B. | Election of Director: Ari Bousbib | Management | For | For | For | ||||||
1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | ||||||
1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | ||||||
1E. | Election of Director: J. Frank Brown | Management | For | For | For | ||||||
1F. | Election of Director: Albert P. Carey | Management | For | For | For | ||||||
1G. | Election of Director: Edward P. Decker | Management | For | For | For | ||||||
1H. | Election of Director: Linda R. Gooden | Management | For | For | For | ||||||
1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | ||||||
1J. | Election of Director: Manuel Kadre | Management | For | For | For | ||||||
1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | ||||||
1L. | Election of Director: Craig A. Menear | Management | For | For | For | ||||||
1M. | Election of Director: Paula Santilli | Management | For | For | For | ||||||
1N. | Election of Director: Caryn Seidman-Becker | Management | For | For | For | ||||||
2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | ||||||
4. | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Management | For | For | For | ||||||
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | Against | Against | For | ||||||
6. | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against | For | ||||||
7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | Against | Against | For | ||||||
8. | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shareholder | Against | Against | For | ||||||
9. | Shareholder Proposal Regarding Report on Deforestation | Shareholder | Against | Against | For | ||||||
10. | Shareholder Proposal Regarding Racial Equity Audit | Shareholder | Against | Against | For | ||||||
ALTRIA GROUP, INC. | |||||||||||
Security | 02209S103 | Meeting Type | Annual | ||||||||
Ticker Symbol | MO | Meeting Date | 19-May-2022 | ||||||||
ISIN | US02209S1033 | Agenda | 935588472 - Management | ||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 18-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Ian L.T. Clarke | Management | For | For | For | ||||||
1B. | Election of Director: Marjorie M. Connelly | Management | For | For | For | ||||||
1C. | Election of Director: R. Matt Davis | Management | For | For | For | ||||||
1D. | Election of Director: William F. Gifford, Jr. | Management | For | For | For | ||||||
1E. | Election of Director: Debra J. Kelly-Ennis | Management | For | For | For | ||||||
1F. | Election of Director: W. Leo Kiely III | Management | For | For | For | ||||||
1G. | Election of Director: Kathryn B. McQuade | Management | For | For | For | ||||||
1H. | Election of Director: George Muñoz | Management | For | For | For | ||||||
1I. | Election of Director: Nabil Y. Sakkab | Management | For | For | For | ||||||
1J. | Election of Director: Virginia E. Shanks | Management | For | For | For | ||||||
1K. | Election of Director: Ellen R. Strahlman | Management | For | For | For | ||||||
1L. | Election of Director: M. Max Yzaguirre | Management | For | For | For | ||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | For | For | For | ||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | For | For | For | ||||||
4. | Shareholder Proposal - Commission a Civil Rights Equity Audit. | Shareholder | Against | Against | For | ||||||
THE TRAVELERS COMPANIES, INC. | |||||||||||
Security | 89417E109 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRV | Meeting Date | 25-May-2022 | ||||||||
ISIN | US89417E1091 | Agenda | 935603490 - Management | ||||||||
Record Date | 29-Mar-2022 | Holding Recon Date | 29-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Alan L. Beller | Management | For | For | For | ||||||
1B. | Election of Director: Janet M. Dolan | Management | For | For | For | ||||||
1C. | Election of Director: Patricia L. Higgins | Management | For | For | For | ||||||
1D. | Election of Director: William J. Kane | Management | For | For | For | ||||||
1E. | Election of Director: Thomas B. Leonardi | Management | For | For | For | ||||||
1F. | Election of Director: Clarence Otis Jr. | Management | For | For | For | ||||||
1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | For | ||||||
1H. | Election of Director: Philip T. Ruegger III | Management | For | For | For | ||||||
1I. | Election of Director: Rafael Santana | Management | For | For | For | ||||||
1J. | Election of Director: Todd C. Schermerhorn | Management | For | For | For | ||||||
1K. | Election of Director: Alan D. Schnitzer | Management | For | For | For | ||||||
1L. | Election of Director: Laurie J. Thomsen | Management | For | For | For | ||||||
1M. | Election of Director: Bridget van Kralingen | Management | For | For | For | ||||||
2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
3. | Non-binding vote to approve executive compensation. | Management | For | For | For | ||||||
4. | Shareholder proposal relating to additional disclosure of lobbying, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | Against | For | ||||||
5. | Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | Against | For | ||||||
6. | Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | Against | For | ||||||
7. | Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | Against | For | ||||||
8. | Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders. | Shareholder | Against | Against | For | ||||||
CHEVRON CORPORATION | |||||||||||
Security | 166764100 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVX | Meeting Date | 25-May-2022 | ||||||||
ISIN | US1667641005 | Agenda | 935603882 - Management | ||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Wanda M. Austin | Management | For | For | For | ||||||
1B. | Election of Director: John B. Frank | Management | For | For | For | ||||||
1C. | Election of Director: Alice P. Gast | Management | For | For | For | ||||||
1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | For | ||||||
1E. | Election of Director: Marillyn A. Hewson | Management | For | For | For | ||||||
1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | For | ||||||
1G. | Election of Director: Charles W. Moorman | Management | For | For | For | ||||||
1H. | Election of Director: Dambisa F. Moyo | Management | For | For | For | ||||||
1I. | Election of Director: Debra Reed-Klages | Management | For | For | For | ||||||
1J. | Election of Director: Ronald D. Sugar | Management | For | For | For | ||||||
1K. | Election of Director: D. James Umpleby III | Management | For | For | For | ||||||
1L. | Election of Director: Michael K. Wirth | Management | For | For | For | ||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | For | ||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | ||||||
4. | Approve the 2022 Long-Term Incentive Plan of Chevron Corporation | Management | For | For | For | ||||||
5. | Adopt Medium- and Long-Term GHG Reduction Targets | Shareholder | Against | Against | For | ||||||
6. | Report on Impacts of Net Zero 2050 Scenario | Shareholder | Against | Against | For | ||||||
7. | Report on Reliability of Methane Emission Disclosures | Management | For | For | For | ||||||
8. | Report on Business with Conflict-Complicit Governments | Shareholder | Against | Against | For | ||||||
9. | Report on Racial Equity Audit | Shareholder | Against | Against | For | ||||||
10. | Special Meetings | Shareholder | Against | Against | For | ||||||
BLACKROCK, INC. | |||||||||||
Security | 09247X101 | Meeting Type | Annual | ||||||||
Ticker Symbol | BLK | Meeting Date | 25-May-2022 | ||||||||
ISIN | US09247X1019 | Agenda | 935606890 - Management | ||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Bader M. Alsaad | Management | For | For | For | ||||||
1B. | Election of Director: Pamela Daley | Management | For | For | For | ||||||
1C. | Election of Director: Laurence D. Fink | Management | For | For | For | ||||||
1D. | Election of Director: Beth Ford | Management | For | For | For | ||||||
1E. | Election of Director: William E. Ford | Management | For | For | For | ||||||
1F. | Election of Director: Fabrizio Freda | Management | For | For | For | ||||||
1G. | Election of Director: Murry S. Gerber | Management | For | For | For | ||||||
1H. | Election of Director: Margaret "Peggy" L. Johnson | Management | For | For | For | ||||||
1I. | Election of Director: Robert S. Kapito | Management | For | For | For | ||||||
1J. | Election of Director: Cheryl D. Mills | Management | For | For | For | ||||||
1K. | Election of Director: Gordon M. Nixon | Management | For | For | For | ||||||
1L. | Election of Director: Kristin C. Peck | Management | For | For | For | ||||||
1M. | Election of Director: Charles H. Robbins | Management | For | For | For | ||||||
1N. | Election of Director: Marco Antonio Slim Domit | Management | For | For | For | ||||||
1O. | Election of Director: Hans E. Vestberg | Management | For | For | For | ||||||
1P. | Election of Director: Susan L. Wagner | Management | For | For | For | ||||||
1Q. | Election of Director: Mark Wilson | Management | For | For | For | ||||||
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For | For | ||||||
3. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2022. | Management | For | For | For | ||||||
4. | Shareholder Proposal - Adopt stewardship policies designed to curtail corporate activities that externalize social and environmental costs. | Shareholder | Against | Against | For | ||||||
MORGAN STANLEY | |||||||||||
Security | 617446448 | Meeting Type | Annual | ||||||||
Ticker Symbol | MS | Meeting Date | 26-May-2022 | ||||||||
ISIN | US6174464486 | Agenda | 935584878 - Management | ||||||||
Record Date | 28-Mar-2022 | Holding Recon Date | 28-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 25-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of Director: Alistair Darling | Management | For | For | For | ||||||
1B. | Election of Director: Thomas H. Glocer | Management | For | For | For | ||||||
1C. | Election of Director: James P. Gorman | Management | For | For | For | ||||||
1D. | Election of Director: Robert H. Herz | Management | For | For | For | ||||||
1E. | Election of Director: Erika H. James | Management | For | For | For | ||||||
1F. | Election of Director: Hironori Kamezawa | Management | For | For | For | ||||||
1G. | Election of Director: Shelley B. Leibowitz | Management | For | For | For | ||||||
1H. | Election of Director: Stephen J. Luczo | Management | For | For | For | ||||||
1I. | Election of Director: Jami Miscik | Management | For | For | For | ||||||
1J. | Election of Director: Masato Miyachi | Management | For | For | For | ||||||
1K. | Election of Director: Dennis M. Nally | Management | For | For | For | ||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | For | For | ||||||
1M. | Election of Director: Perry M. Traquina | Management | For | For | For | ||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | For | ||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | For | ||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non- binding advisory vote) | Management | For | For | For | ||||||
4. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Against | Against | For | ||||||
LINCOLN NATIONAL CORPORATION | |||||||||||
Security | 534187109 | Meeting Type | Annual | ||||||||
Ticker Symbol | LNC | Meeting Date | 27-May-2022 | ||||||||
ISIN | US5341871094 | Agenda | 935577330 - Management | ||||||||
Record Date | 21-Mar-2022 | Holding Recon Date | 21-Mar-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 26-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1A. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Deirdre P. Connelly | Management | For | For | For | ||||||
1B. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Ellen G. Cooper | Management | For | For | For | ||||||
1C. | Election of director for a one-year term expiring at the 2023 Annual Meeting: William H. Cunningham | Management | For | For | For | ||||||
1D. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Reginald E. Davis | Management | For | For | For | ||||||
1E. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Dennis R. Glass | Management | For | For | For | ||||||
1F. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Eric G. Johnson | Management | For | For | For | ||||||
1G. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Gary C. Kelly | Management | For | For | For | ||||||
1H. | Election of director for a one-year term expiring at the 2023 Annual Meeting: M. Leanne Lachman | Management | For | For | For | ||||||
1I. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Dale LeFebvre | Management | For | For | For | ||||||
1J. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Janet Liang | Management | For | For | For | ||||||
1K. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Michael F. Mee | Management | For | For | For | ||||||
1L. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Patrick S. Pittard | Management | For | For | For | ||||||
1M. | Election of director for a one-year term expiring at the 2023 Annual Meeting: Lynn M. Utter | Management | For | For | For | ||||||
2. | The ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. | Management | For | For | For | ||||||
3. | The approval of an advisory resolution on the compensation of our named executive officers. | Management | For | For | For | ||||||
4. | The approval of an amendment to the Lincoln National Corporation 2020 Incentive Compensation Plan. | Management | For | For | For | ||||||
5. | Shareholder proposal to amend our governing documents to provide an independent chair of the board. | Shareholder | Against | Against | For | ||||||
6. | Shareholder proposal to require shareholder ratification of executive termination pay. | Shareholder | Against | Against | For | ||||||
COMCAST CORPORATION | |||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CMCSA | Meeting Date | 01-Jun-2022 | ||||||||
ISIN | US20030N1019 | Agenda | 935613693 - Management | ||||||||
Record Date | 04-Apr-2022 | Holding Recon Date | 04-Apr-2022 | ||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2022 | ||||||
SEDOL(s) | Quick Code | ||||||||||
Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||
1. | DIRECTOR | Management | |||||||||
1 | Kenneth J. Bacon | For | For | For | |||||||
2 | Madeline S. Bell | For | For | For | |||||||
3 | Edward D. Breen | For | For | For | |||||||
4 | Gerald L. Hassell | For | For | For | |||||||
5 | Jeffrey A. Honickman | For | For | For | |||||||
6 | Maritza G. Montiel | For | For | For | |||||||
7 | Asuka Nakahara | For | For | For | |||||||
8 | David C. Novak | For | For | For | |||||||
9 | Brian L. Roberts | For | For | For | |||||||
2. | Advisory vote on executive compensation | Management | For | For | For | ||||||
3. | Ratification of the appointment of our independent auditors | Management | For | For | For | ||||||
4. | To report on charitable donations | Shareholder | Against | Against | For | ||||||
5. | To perform independent racial equity audit | Shareholder | Against | Against | For | ||||||
6. | To report on risks of omitting "viewpoint" and "ideology" from EEO policy | Shareholder | Against | Against | For | ||||||
7. | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shareholder | Against | Against | For | ||||||
8. | To report on how retirement plan options align with company climate goals | Shareholder | Against | Against | For | ||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Investment Managers Series Trust
By (Signature and Title)* | /s/ Maureen Quill | ||
Maureen Quill, President and Principal Executive Officer | |||
Date | July 14, 2022 | ||
* | Print the name and title of each signing officer under his or her signature. |