UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
360 Funds
(Exact name of registrant as specified in charter)
4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
(Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINSITRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant’s telephone number, including area code: 877.244.6235
Date of fiscal year end: June 30th
Date of reporting period: 07/01/2021 to 06/30/2022
ITEM 1. PROXY VOTING RECORD:
The filing for IMS Strategic Income Fund, a series of the 360 Funds, is attached.
IMS Strategic Income Fund -------------------------------------------------------------------------------------------------------------------------- ALTRIA GROUP, INC. Agenda Number: 935588472 -------------------------------------------------------------------------------------------------------------------------- Security: 02209S103 Meeting Type: Annual Meeting Date: 19-May-2022 Ticker: MO ISIN: US02209S1033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ian L.T. Clarke Mgmt For For 1B. Election of Director: Marjorie M. Connelly Mgmt For For 1C. Election of Director: R. Matt Davis Mgmt For For 1D. Election of Director: William F. Gifford, Mgmt For For Jr. 1E. Election of Director: Debra J. Kelly-Ennis Mgmt For For 1F. Election of Director: W. Leo Kiely III Mgmt For For 1G. Election of Director: Kathryn B. McQuade Mgmt For For 1H. Election of Director: George Muñoz Mgmt For For 1I. Election of Director: Nabil Y. Sakkab Mgmt For For 1J. Election of Director: Virginia E. Shanks Mgmt For For 1K. Election of Director: Ellen R. Strahlman Mgmt For For 1L. Election of Director: M. Max Yzaguirre Mgmt For For 2. Ratification of the Selection of Mgmt For For Independent Registered Public Accounting Firm. 3. Non-Binding Advisory Vote to Approve the Mgmt For For Compensation of Altria's Named Executive Officers. 4. Shareholder Proposal - Commission a Civil Shr For Against Rights Equity Audit. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 935580729 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 17-May-2022 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. Wanda M. Austin 1B. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Mr. Robert A. Bradway 1C. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. Brian J. Druker 1D. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Mr. Robert A. Eckert 1E. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Mr. Greg C. Garland 1F. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Mr. Charles M. Holley, Jr. 1G. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. S. Omar Ishrak 1H. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. Tyler Jacks 1I. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Ms. Ellen J. Kullman 1J. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Ms. Amy E. Miles 1K. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. Ronald D. Sugar 1L. Election of Director for a term of expiring Mgmt For For at the 2023 annual meeting: Dr. R. Sanders Williams 2. Advisory vote to approve our executive Mgmt For For compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION Agenda Number: 935564662 -------------------------------------------------------------------------------------------------------------------------- Security: 062540109 Meeting Type: Annual Meeting Date: 29-Apr-2022 Ticker: BOH ISIN: US0625401098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: S. Haunani Apoliona Mgmt For For 1B. Election of Director: Mark A. Burak Mgmt For For 1C. Election of Director: John C. Erickson Mgmt For For 1D. Election of Director: Joshua D. Feldman Mgmt For For 1E. Election of Director: Peter S. Ho Mgmt For For 1F. Election of Director: Michelle E. Hulst Mgmt For For 1G. Election of Director: Kent T. Lucien Mgmt For For 1H. Election of Director: Elliot K. Mills Mgmt For For 1I. Election of Director: Alicia E. Moy Mgmt For For 1J. Election of Director: Victor K. Nichols Mgmt For For 1K. Election of Director: Barbara J. Tanabe Mgmt For For 1L. Election of Director: Dana M. Tokioka Mgmt For For 1M. Election of Director: Raymond P. Vara, Jr Mgmt For For 1N. Election of Director: Robert W. Wo Mgmt For For 2. Say on Pay - An advisory vote to approve Mgmt Against Against executive compensation. 3. Ratification of Re-appointment of Ernst & Mgmt For For Young LLP for 2022. -------------------------------------------------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Agenda Number: 935533299 -------------------------------------------------------------------------------------------------------------------------- Security: 291011104 Meeting Type: Annual Meeting Date: 01-Feb-2022 Ticker: EMR ISIN: US2910111044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. B. Bolten Mgmt For For W. H. Easter III Mgmt For For S. L. Karsanbhai Mgmt For For L. M. Lee Mgmt For For 2. Ratification of KPMG LLP as Independent Mgmt For For Registered Public Accounting Firm. 3. Approval, by non-binding advisory vote, of Mgmt For For Emerson Electric Co. executive compensation. -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935570134 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D. 1B. Election of Director: Jeffrey A. Bluestone, Mgmt For For Ph.D. 1C. Election of Director: Sandra J. Horning, Mgmt For For M.D. 1D. Election of Director: Kelly A. Kramer Mgmt For For 1E. Election of Director: Kevin E. Lofton Mgmt For For 1F. Election of Director: Harish Manwani Mgmt For For 1G. Election of Director: Daniel P. O'Day Mgmt For For 1H. Election of Director: Javier J. Rodriguez Mgmt For For 1I. Election of Director: Anthony Welters Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To approve the Gilead Sciences, Inc. 2022 Mgmt For For Equity Incentive Plan. 5. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. 6. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board include one member from Gilead's non-management employees. 7. To vote on a stockholder proposal, if Shr For Against properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. 8. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting that the Board publish a third-party review of Gilead's lobbying activities. 9. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. -------------------------------------------------------------------------------------------------------------------------- HANESBRANDS INC. Agenda Number: 935558998 -------------------------------------------------------------------------------------------------------------------------- Security: 410345102 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: HBI ISIN: US4103451021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cheryl K. Beebe Mgmt For For 1B. Election of Director: Stephen B. Bratspies Mgmt For For 1C. Election of Director: Geralyn R. Breig Mgmt For For 1D. Election of Director: Bobby J. Griffin Mgmt For For 1E. Election of Director: James C. Johnson Mgmt For For 1F. Election of Director: Franck J. Moison Mgmt For For 1G. Election of Director: Robert F. Moran Mgmt For For 1H. Election of Director: Ronald L. Nelson Mgmt For For 1I. Election of Director: William S. Simon Mgmt For For 1J. Election of Director: Ann E. Ziegler Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2022 fiscal year. 3. To approve, on an advisory basis, named Mgmt For For executive officer compensation as described in the proxy statement for the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- HASBRO, INC. Agenda Number: 935634659 -------------------------------------------------------------------------------------------------------------------------- Security: 418056107 Meeting Type: Annual Meeting Date: 08-Jun-2022 Ticker: HAS ISIN: US4180561072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth A. Bronfin Mgmt For For Michael R. Burns Mgmt For For Hope F. Cochran Mgmt For For Christian P. Cocks Mgmt For For Lisa Gersh Mgmt For For Elizabeth Hamren Mgmt For For Blake Jorgensen Mgmt For For Tracy A. Leinbach Mgmt For For Edward M. Philip Mgmt For For Laurel J. Richie Mgmt For For Richard S. Stoddart Mgmt For For Mary Beth West Mgmt For For Linda Zecher Higgins Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for fiscal 2022. -------------------------------------------------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Agenda Number: 935542301 -------------------------------------------------------------------------------------------------------------------------- Security: 423452101 Meeting Type: Annual Meeting Date: 01-Mar-2022 Ticker: HP ISIN: US4234521015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Delaney M. Bellinger Mgmt For For 1B. Election of Director: Belgacem Chariag Mgmt For For 1C. Election of Director: Kevin G. Cramton Mgmt For For 1D. Election of Director: Randy A. Foutch Mgmt For For 1E. Election of Director: Hans Helmerich Mgmt For For 1F. Election of Director: John W. Lindsay Mgmt For For 1G. Election of Director: José R. Mas Mgmt For For 1H. Election of Director: Thomas A. Petrie Mgmt For For 1I. Election of Director: Donald F. Robillard, Mgmt For For Jr. 1J. Election of Director: Edward B. Rust, Jr. Mgmt For For 1K. Election of Director: Mary M. VanDeWeghe Mgmt For For 1L. Election of Director: John D. Zeglis Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For Helmerich & Payne, Inc.'s independent auditors for 2022. 3. Advisory vote on executive compensation. Mgmt Against Against 4. Approval of the Helmerich & Payne, Inc. Mgmt For For Amended and Restated 2020 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Agenda Number: 935568521 -------------------------------------------------------------------------------------------------------------------------- Security: 460146103 Meeting Type: Annual Meeting Date: 09-May-2022 Ticker: IP ISIN: US4601461035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director (one-year term): Mgmt For For Christopher M. Connor 1B. Election of Director (one-year term): Ahmet Mgmt For For C. Dorduncu 1C. Election of Director (one-year term): Ilene Mgmt For For S. Gordon 1D. Election of Director (one-year term): Mgmt For For Anders Gustafsson 1E. Election of Director (one-year term): Mgmt For For Jacqueline C. Hinman 1F. Election of Director (one-year term): Mgmt For For Clinton A. Lewis, Jr. 1G. Election of Director (one-year term): Mgmt For For Donald G. (DG) Macpherson 1H. Election of Director (one-year term): Mgmt For For Kathryn D. Sullivan 1I. Election of Director (one-year term): Mark Mgmt For For S. Sutton 1J. Election of Director (one-year term): Anton Mgmt For For V. Vincent 1K. Election of Director (one-year term): Ray Mgmt For For G. Young 2. Ratification of Deloitte & Touche LLP as Mgmt For For the Company's Independent Auditor for 2022 3. A Non-Binding Resolution to Approve the Mgmt For For Compensation of the Company's Named Executive Officers 4. Shareowner Proposal Concerning an Shr Against For Independent Board Chair 5. Shareowner Proposal Concerning a Report on Shr Against For Environmental Expenditures -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935562997 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Darius Adamczyk Mgmt For For 1B. Election of Director: Mary C. Beckerle Mgmt For For 1C. Election of Director: D. Scott Davis Mgmt For For 1D. Election of Director: Ian E. L. Davis Mgmt For For 1E. Election of Director: Jennifer A. Doudna Mgmt For For 1F. Election of Director: Joaquin Duato Mgmt For For 1G. Election of Director: Alex Gorsky Mgmt For For 1H. Election of Director: Marillyn A. Hewson Mgmt For For 1I. Election of Director: Hubert Joly Mgmt For For 1J. Election of Director: Mark B. McClellan Mgmt For For 1K. Election of Director: Anne M. Mulcahy Mgmt For For 1L. Election of Director: A. Eugene Washington Mgmt For For 1M. Election of Director: Mark A. Weinberger Mgmt For For 1N. Election of Director: Nadja Y. West Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 3. Approval of the Company's 2022 Long-Term Mgmt For For Incentive Plan. 4. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. 5. Proposal Withdrawn (Federal Securities Laws Shr Against Mandatory Arbitration Bylaw). 6. Civil Rights, Equity, Diversity & Inclusion Shr Against For Audit Proposal. 7. Third Party Racial Justice Audit. Shr For Against 8. Report on Government Financial Support and Shr Against For Access to COVID-19 Vaccines and Therapeutics. 9. Report on Public Health Costs of Protecting Shr Against For Vaccine Technology. 10. Discontinue Global Sales of Baby Powder Shr For Against Containing Talc. 11. Request for Charitable Donations Shr Against For Disclosure. 12. Third Party Review and Report on Lobbying Shr Against For Activities Alignment with Position on Universal Health Coverage. 13. Adopt Policy to Include Legal and Shr For Against Compliance Costs in Incentive Compensation Metrics. 14. CEO Compensation to Weigh Workforce Pay and Shr Against For Ownership. -------------------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935468529 -------------------------------------------------------------------------------------------------------------------------- Security: 649445103 Meeting Type: Special Meeting Date: 04-Aug-2021 Ticker: NYCB ISIN: US6494451031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve the issuance of New Mgmt For For York Community Bancorp, Inc. ("NYCB") common stock to holders of Flagstar Bancorp, Inc. ("Flagstar") common stock pursuant to the Agreement and Plan of Merger, dated as of April 24, 2021 (as it may be amended from time to time), by and among NYCB, 615 Corp. and Flagstar (the "NYCB share issuance proposal"). 2. A proposal to adjourn the NYCB special Mgmt For For meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the NYCB share issuance proposal, or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of NYCB common stock. -------------------------------------------------------------------------------------------------------------------------- NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935616764 -------------------------------------------------------------------------------------------------------------------------- Security: 649445103 Meeting Type: Annual Meeting Date: 01-Jun-2022 Ticker: NYCB ISIN: US6494451031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Marshall J. Lux Mgmt For For 1b. Election of Director: Ronald A. Rosenfeld Mgmt For For 1c. Election of Director: Lawrence J. Savarese Mgmt For For 2. The ratification of the appointment of KPMG Mgmt For For LLP as the independent registered public accounting firm of New York Community Bancorp, Inc. for the fiscal year ending December 31, 2022. 3. An advisory vote to approve compensation Mgmt For For for our executive officers disclosed in the accompanying Proxy Statement. 4. A proposal to amend the Amended and Mgmt For For Restated Certificate of Incorporation of the Company to provide for shareholder action by written consent. 5. A shareholder proposal requesting board Shr For action to amend the Amended and Restated Certificate of Incorporation of the Company in order to phase out the classification of the board of directors and provide instead for the annual election of directors. -------------------------------------------------------------------------------------------------------------------------- NEWELL BRANDS INC. Agenda Number: 935566109 -------------------------------------------------------------------------------------------------------------------------- Security: 651229106 Meeting Type: Annual Meeting Date: 05-May-2022 Ticker: NWL ISIN: US6512291062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bridget Ryan Berman Mgmt For For 1B. Election of Director: Patrick D. Campbell Mgmt For For 1C. Election of Director: James R. Craigie Mgmt For For 1D. Election of Director: Brett M. Icahn Mgmt For For 1E. Election of Director: Jay L. Johnson Mgmt For For 1F. Election of Director: Gerardo I. Lopez Mgmt For For 1G. Election of Director: Courtney R. Mather Mgmt For For 1H. Election of Director: Ravichandra K. Mgmt For For Saligram 1I. Election of Director: Judith A. Sprieser Mgmt For For 1J. Election of Director: Robert A. Steele Mgmt For For 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. 3. Advisory resolution to approve executive Mgmt For For compensation. 4. Approve the Newell Brands Inc. 2022 Mgmt For For Incentive Plan. 5. A stockholder proposal to amend the Shr Against For stockholder right to call a special meeting of stockholders. -------------------------------------------------------------------------------------------------------------------------- PATTERSON COMPANIES, INC. Agenda Number: 935478506 -------------------------------------------------------------------------------------------------------------------------- Security: 703395103 Meeting Type: Annual Meeting Date: 13-Sep-2021 Ticker: PDCO ISIN: US7033951036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to have terms expiring Mgmt For For in 2022: John D. Buck 1B. Election of Director to have terms expiring Mgmt For For in 2022: Alex N. Blanco 1C. Election of Director to have terms expiring Mgmt For For in 2022: Jody H. Feragen 1D. Election of Director to have terms expiring Mgmt For For in 2022: Robert C. Frenzel 1E. Election of Director to have terms expiring Mgmt For For in 2022: Francis J. Malecha 1F. Election of Director to have terms expiring Mgmt For For in 2022: Ellen A. Rudnick 1G. Election of Director to have terms expiring Mgmt For For in 2022: Neil A. Schrimsher 1H. Election of Director to have terms expiring Mgmt For For in 2022: Mark S. Walchirk 2. Approval of amendment to Amended and Mgmt For For Restated 2015 Omnibus Incentive Plan. 3. Advisory approval of executive Mgmt For For compensation. 4. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending April 30, 2022. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935561642 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Michele Burns Mgmt For For 1B. Election of Director: Drew Faust Mgmt For For 1C. Election of Director: Mark Flaherty Mgmt For For 1D. Election of Director: Kimberley Harris Mgmt For For 1E. Election of Director: Ellen Kullman Mgmt For For 1F. Election of Director: Lakshmi Mittal Mgmt For For 1G. Election of Director: Adebayo Ogunlesi Mgmt For For 1H. Election of Director: Peter Oppenheimer Mgmt For For 1I. Election of Director: David Solomon Mgmt For For 1J. Election of Director: Jan Tighe Mgmt For For 1K. Election of Director: Jessica Uhl Mgmt For For 1L. Election of Director: David Viniar Mgmt For For 1M. Election of Director: Mark Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation (Say on Pay) 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as our Independent Registered Public Accounting Firm for 2022 4. Shareholder Proposal Regarding Charitable Shr Against For Giving Reporting 5. Shareholder Proposal Regarding a Policy for Shr Against For an Independent Chair 6. Shareholder Proposal Regarding a Policy to Shr Against For Ensure Lending and Underwriting do not Contribute to New Fossil Fuel Development 7. Shareholder Proposal Regarding Special Shr For Against Shareholder Meeting Thresholds -------------------------------------------------------------------------------------------------------------------------- THE KRAFT HEINZ COMPANY Agenda Number: 935569561 -------------------------------------------------------------------------------------------------------------------------- Security: 500754106 Meeting Type: Annual Meeting Date: 05-May-2022 Ticker: KHC ISIN: US5007541064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gregory E. Abel Mgmt Against Against 1B. Election of Director: John T. Cahill Mgmt Against Against 1C. Election of Director: João M. Castro-Neves Mgmt Against Against 1D. Election of Director: Lori Dickerson Fouché Mgmt For For 1E. Election of Director: Timothy Kenesey Mgmt Against Against 1F. Election of Director: Alicia Knapp Mgmt Against Against 1G. Election of Director: Elio Leoni Sceti Mgmt For For 1H. Election of Director: Susan Mulder Mgmt For For 1I. Election of Director: James Park Mgmt For For 1J. Election of Director: Miguel Patricio Mgmt Against Against 1K. Election of Director: John C. Pope Mgmt For For 2. Advisory vote to approve executive Mgmt Against Against compensation. 3. Advisory vote on the frequency of holding Mgmt 1 Year For an advisory vote to approve executive compensation. 4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2022. 5. Stockholder Proposal - Report on water Shr Against For risk, if properly presented. -------------------------------------------------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935558607 -------------------------------------------------------------------------------------------------------------------------- Security: 693475105 Meeting Type: Annual Meeting Date: 27-Apr-2022 Ticker: PNC ISIN: US6934751057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph Alvarado Mgmt For For 1B. Election of Director: Debra A. Cafaro Mgmt For For 1C. Election of Director: Marjorie Rodgers Mgmt For For Cheshire 1D. Election of Director: William S. Demchak Mgmt For For 1E. Election of Director: Andrew T. Feldstein Mgmt For For 1F. Election of Director: Richard J. Harshman Mgmt For For 1G. Election of Director: Daniel R. Hesse Mgmt For For 1H. Election of Director: Linda R. Medler Mgmt For For 1I. Election of Director: Robert A. Niblock Mgmt For For 1J. Election of Director: Martin Pfinsgraff Mgmt For For 1K. Election of Director: Bryan S. Salesky Mgmt For For 1L. Election of Director: Toni Townes-Whitley Mgmt For For 1M. Election of Director: Michael J. Ward Mgmt For For 2. Ratification of the Audit Committee's Mgmt For For selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2022. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal regarding report on Shr Against For risk management and the nuclear weapons industry. -------------------------------------------------------------------------------------------------------------------------- UMPQUA HOLDINGS CORPORATION Agenda Number: 935533516 -------------------------------------------------------------------------------------------------------------------------- Security: 904214103 Meeting Type: Special Meeting Date: 26-Jan-2022 Ticker: UMPQ ISIN: US9042141039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Agreement and Plan of Merger, Mgmt For For dated as of October 11, 2021, as it may be amended from time to time, by and among Umpqua Holdings Corporation, an Oregon corporation ("Umpqua"), Columbia Banking System, Inc., a Washington corporation ("Columbia"), and Cascade Merger Sub, Inc., a Delaware corporation and a direct wholly-owned subsidiary of Columbia (the "merger agreement"). 2. Approve, on an advisory (non-binding) Mgmt For For basis, the merger-related compensation payments that will or may be paid to the named executive officers of Umpqua in connection with the transactions contemplated by the merger agreement. 3. Adjourn the Umpqua special meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Umpqua special meeting to approve the merger agreement. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 935570487 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 05-May-2022 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until 2023 Mgmt For For annual meeting: Carol B. Tomé 1B. Election of Director to serve until 2023 Mgmt For For annual meeting: Rodney C. Adkins 1C. Election of Director to serve until 2023 Mgmt For For annual meeting: Eva C. Boratto 1D. Election of Director to serve until 2023 Mgmt For For annual meeting: Michael J. Burns 1E. Election of Director to serve until 2023 Mgmt For For annual meeting: Wayne M. Hewett 1F. Election of Director to serve until 2023 Mgmt For For annual meeting: Angela Hwang 1G. Election of Director to serve until 2023 Mgmt For For annual meeting: Kate E. Johnson 1H. Election of Director to serve until 2023 Mgmt For For annual meeting: William R. Johnson 1I. Election of Director to serve until 2023 Mgmt For For annual meeting: Ann M. Livermore 1J. Election of Director to serve until 2023 Mgmt For For annual meeting: Franck J. Moison 1K. Election of Director to serve until 2023 Mgmt For For annual meeting: Christiana Smith Shi 1L. Election of Director to serve until 2023 Mgmt For For annual meeting: Russell Stokes 1M. Election of Director to serve until 2023 Mgmt For For annual meeting: Kevin Warsh 2. To approve on an advisory basis named Mgmt For For executive officer compensation. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022. 4. To prepare an annual report on lobbying Shr Against For activities. 5. To prepare a report on alignment of Shr For Against lobbying activities with the Paris Climate Agreement. 6. To reduce the voting power of UPS class A Shr For Against stock from 10 votes per share to one vote per share. 7. To require adoption of independently Shr For Against verified science-based greenhouse gas emissions reduction targets. 8. To prepare a report on balancing climate Shr Against For measures and financial returns. 9. To prepare an annual report assessing UPS's Shr For Against diversity and inclusion. -------------------------------------------------------------------------------------------------------------------------- VISTRA CORP. Agenda Number: 935596140 -------------------------------------------------------------------------------------------------------------------------- Security: 92840M102 Meeting Type: Annual Meeting Date: 03-May-2022 Ticker: VST ISIN: US92840M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Scott B. Helm Mgmt For For 1b. Election of Director: Hilary E. Ackermann Mgmt For For 1c. Election of Director: Arcilia C. Acosta Mgmt For For 1d. Election of Director: Gavin R. Baiera Mgmt For For 1e. Election of Director: Paul M. Barbas Mgmt For For 1f. Election of Director: Lisa Crutchfield Mgmt For For 1g. Election of Director: Brian K. Ferraioli Mgmt For For 1h. Election of Director: Jeff D. Hunter Mgmt For For 1i. Election of Director: Curtis A. Morgan Mgmt For For 1j. Election of Director: John R. Sult Mgmt For For 2. Approve, on an advisory basis, the 2021 Mgmt For For compensation of the Company's named executive officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
By Randy Linscott | |
President | |
Date: August 25, 2022 |