The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 625 | 90,000 | SH | DFND | 1,2 | 0 | 90,000 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 404 | 35,000 | SH | DFND | 1,2 | 0 | 35,000 | 0 | |
AVID TECHNOLOGY INC | COM | 05367P100 | 279 | 45,000 | SH | DFND | 1,2 | 0 | 45,000 | 0 | |
BBX CAP CORP NEW | CL A | 05491N104 | 3,746 | 802,038 | SH | DFND | 1,2 | 0 | 802,038 | 0 | |
BIGLARI HLDGS INC | COM STK CL A | 08986R408 | 2,789 | 4,970 | SH | DFND | 1,2 | 0 | 4,970 | 0 | |
BIGLARI HLDGS INC | COM STK CL B | 08986R309 | 12,318 | 113,005 | SH | DFND | 1,2 | 0 | 113,005 | 0 | |
CAI INTERNATIONAL INC | COM | 12477X106 | 11,974 | 550,000 | SH | DFND | 1,2 | 0 | 550,000 | 0 | |
CALLON PETE CO DEL | COM | 13123X102 | 434 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 439 | 89,340 | SH | DFND | 1,2 | 0 | 89,340 | 0 | |
CELSIUS HOLDINGS INC | COM NEW | 15118V207 | 70 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 2,544 | 2,003,000 | SH | DFND | 1,2 | 0 | 2,003,000 | 0 | |
CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 126 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
COMPUTER PROGRAMS & SYS INC | COM | 205306103 | 904 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
CRAWFORD & CO | CL A | 224633206 | 930 | 85,462 | SH | DFND | 1,2 | 0 | 85,462 | 0 | |
CRAWFORD & CO | CL B | 224633107 | 141 | 14,000 | SH | DFND | 1,2 | 0 | 14,000 | 0 | |
CSS INDS INC | COM | 125906107 | 913 | 230,000 | SH | DFND | 1,2 | 0 | 230,000 | 0 | |
CUI GLOBAL INC | COM NEW | 126576206 | 150 | 177,438 | SH | DFND | 1,2 | 0 | 177,438 | 0 | |
DINE BRANDS GLOBAL INC | COM | 254423106 | 948 | 12,500 | SH | DFND | 1,2 | 0 | 12,500 | 0 | |
DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 862 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
ENZO BIOCHEM INC | COM | 294100102 | 1,278 | 355,000 | SH | DFND | 1,2 | 0 | 355,000 | 0 | |
FIESTA RESTAURANT GROUP INC | COM | 31660B101 | 233 | 22,400 | SH | DFND | 1,2 | 0 | 22,400 | 0 | |
FLOTEK INDS INC DEL | COM | 343389102 | 4,142 | 1,882,800 | SH | DFND | 1,2 | 0 | 1,882,800 | 0 | |
GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 770 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 853 | 111,540 | SH | DFND | 1,2 | 0 | 111,540 | 0 | |
GLOBALSCAPE INC | COM | 37940G109 | 4,359 | 380,000 | SH | DFND | 1,2 | 0 | 380,000 | 0 | |
GREEN PLAINS INC | COM | 393222104 | 742 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
GULFPORT ENERGY CORP | COM NEW | 402635304 | 705 | 260,000 | SH | DFND | 1,2 | 0 | 260,000 | 0 | |
HARTE-HANKS INC | COM | 416196202 | 1,715 | 562,202 | SH | DFND | 1,2 | 0 | 562,202 | 0 | |
HARVARD BIOSCIENCE INC | COM | 416906105 | 2,660 | 865,000 | SH | DFND | 1,2 | 0 | 865,000 | 0 | |
HILL INTERNATIONAL INC | COM | 431466101 | 449 | 150,000 | SH | DFND | 1,2 | 0 | 150,000 | 0 | |
HIREQUEST INC | COM | 433535101 | 934 | 129,926 | SH | DFND | 1,2 | 0 | 129,926 | 0 | |
HOUSTON WIRE & CABLE CO | COM | 44244K109 | 3,293 | 697,754 | SH | DFND | 1,2 | 0 | 697,754 | 0 | |
HTG MOLECULAR DIAGNOSTICS IN | COM | 40434H104 | 27 | 40,375 | SH | DFND | 1,2 | 0 | 40,375 | 0 | |
IMMERSION CORP | COM | 452521107 | 2,907 | 380,000 | SH | DFND | 1,2 | 0 | 380,000 | 0 | |
INNOPHOS HOLDINGS INC | COM | 45774N108 | 325 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
JUST ENERGY GROUP INC | COM | 48213W101 | 604 | 255,000 | SH | DFND | 1,2 | 0 | 255,000 | 0 | |
LUBYS INC | COM | 549282101 | 2,035 | 1,069,300 | SH | DFND | 1,2 | 0 | 1,069,300 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 1,215 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
MDC PARTNERS INC | CL A SUB VTG | 552697104 | 790 | 280,000 | SH | DFND | 1,2 | 0 | 280,000 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 4,112 | 1,587,600 | SH | DFND | 1,2 | 0 | 1,587,600 | 0 | |
MONTAGE RES CORP | COM | 61179L100 | 964 | 255,000 | SH | DFND | 1,2 | 0 | 255,000 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 1,089 | 305,000 | SH | DFND | 1,2 | 0 | 305,000 | 0 | |
NXT ID INC | COM NEW | 67091J206 | 1,090 | 2,055,075 | SH | DFND | 1,2 | 0 | 2,055,075 | 0 | |
OHA INVT CORP | COM | 67091U102 | 780 | 600,000 | SH | DFND | 1,2 | 0 | 600,000 | 0 | |
OPIANT PHARMACEUTICALS INC | COM | 683750103 | 4,291 | 285,148 | SH | DFND | 1,2 | 0 | 285,148 | 0 | |
ORION GROUP HOLDINGS INC | COM | 68628V308 | 1,260 | 280,000 | SH | DFND | 1,2 | 0 | 280,000 | 0 | |
PITNEY BOWES INC | COM | 724479100 | 663 | 145,000 | SH | DFND | 1,2 | 0 | 145,000 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 1,570 | 360,000 | SH | DFND | 1,2 | 0 | 360,000 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 720 | 65,000 | SH | DFND | 1,2 | 0 | 65,000 | 0 | |
RED LION HOTELS CORP | COM | 756764106 | 1,555 | 240,000 | SH | DFND | 1,2 | 0 | 240,000 | 0 | |
RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | 333 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
RMR GROUP INC | CL A | 74967R106 | 569 | 12,500 | SH | DFND | 1,2 | 0 | 12,500 | 0 | |
ROAN RES INC | CL A COM | 769755109 | 529 | 430,000 | SH | DFND | 1,2 | 0 | 430,000 | 0 | |
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 2,620 | 281,747 | SH | DFND | 1,2 | 0 | 281,747 | 0 | |
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 908 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 121 | 600 | SH | DFND | 1,2 | 0 | 600 | 0 | |
STARS GROUP INC | COM | 85570W100 | 449 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 1,523 | 118,960 | SH | DFND | 1,2 | 0 | 118,960 | 0 | |
STERICYCLE INC | COM | 858912108 | 509 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
STRATUS PPTYS INC | COM NEW | 863167201 | 3,793 | 129,152 | SH | DFND | 1,2 | 0 | 129,152 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 395 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
SUPPORT COM INC | COM NEW | 86858W200 | 2,005 | 1,301,874 | SH | DFND | 1,2 | 0 | 1,301,874 | 0 | |
SYMANTEC CORP | COM | 871503108 | 709 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
SYNACOR INC | COM | 871561106 | 1,465 | 1,046,568 | SH | DFND | 1,2 | 0 | 1,046,568 | 0 | |
TEEKAY OFFSHORE PARTNERS L P | PARTNERSHIP UN | Y8565J101 | 232 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 1,257 | 625,566 | SH | DFND | 1,2 | 0 | 625,566 | 0 | |
TIVITY HEALTH INC | COM | 88870R102 | 582 | 35,000 | SH | DFND | 1,2 | 0 | 35,000 | 0 | |
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 557 | 45,855 | SH | DFND | 1,2 | 0 | 45,855 | 0 | |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 2,357 | 1,772,360 | SH | DFND | 1,2 | 0 | 1,772,360 | 0 | |
TRIBUNE PUBG CO NEW | COM | 89609W107 | 686 | 80,000 | SH | DFND | 1,2 | 0 | 80,000 | 0 | |
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 871 | 720,000 | SH | DFND | 1,2 | 0 | 720,000 | 0 | |
UNIVERSAL STAINLESS & ALLOY | COM | 913837100 | 936 | 60,000 | SH | DFND | 1,2 | 0 | 60,000 | 0 | |
VAALCO ENERGY INC | COM NEW | 91851C201 | 5,016 | 2,471,000 | SH | DFND | 1,2 | 0 | 2,471,000 | 0 | |
VALHI INC NEW | COM | 918905100 | 523 | 275,000 | SH | DFND | 1,2 | 0 | 275,000 | 0 | |
VENATOR MATLS PLC | SHS | G9329Z100 | 610 | 250,000 | SH | DFND | 1,2 | 0 | 250,000 | 0 | |
VOXX INTL CORP | CL A | 91829F104 | 900 | 191,509 | SH | DFND | 1,2 | 0 | 191,509 | 0 | |
WORLD FUEL SVCS CORP | COM | 981475106 | 999 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 |