The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 550 | 80,000 | SH | DFND | 1,2 | 0 | 80,000 | 0 | |
ANDERSONS INC | COM | 034164103 | 379 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
APTEVO THERAPEUTICS INC | COM | 03835L108 | 79 | 120,184 | SH | DFND | 1,2 | 0 | 120,184 | 0 | |
AVID TECHNOLOGY INC | COM | 05367P100 | 343 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
AXALTA COATING SYSTEMS LTD | COM | G0750C108 | 304 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
BBX CAP CORP NEW | CL A | 05491N104 | 1,431 | 300,000 | SH | DFND | 1,2 | 0 | 300,000 | 0 | |
BIGLARI HLDGS INC | COM STK CL A | 08986R408 | 869 | 1,449 | SH | DFND | 1,2 | 0 | 1,449 | 0 | |
BIGLARI HLDGS INC | COM STK CL B | 08986R309 | 9,504 | 83,060 | SH | DFND | 1,2 | 0 | 83,060 | 0 | |
CAI INTERNATIONAL INC | COM | 12477X106 | 6,665 | 230,000 | SH | DFND | 1,2 | 0 | 230,000 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 272 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
CERENCE INC | COM | 156727109 | 566 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
CIM COML TR CORP | COM NEW | 125525584 | 1,450 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 1,516 | 1,175,000 | SH | DFND | 1,2 | 0 | 1,175,000 | 0 | |
COLONY CAPITAL INC | CL A COM | 19626G108 | 475 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
COMPUTER PROGRAMS & SYS INC | COM | 205306103 | 554 | 21,000 | SH | DFND | 1,2 | 0 | 21,000 | 0 | |
CRAWFORD & CO | CL A | 224633206 | 832 | 72,500 | SH | DFND | 1,2 | 0 | 72,500 | 0 | |
CSS INDS INC | COM | 125906107 | 1,632 | 370,000 | SH | DFND | 1,2 | 0 | 370,000 | 0 | |
CUI GLOBAL INC | COM NEW | 126576206 | 220 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 390 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
DINE BRANDS GLOBAL INC | COM | 254423106 | 668 | 8,000 | SH | DFND | 1,2 | 0 | 8,000 | 0 | |
DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 471 | 45,000 | SH | DFND | 1,2 | 0 | 45,000 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 642 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
ENZO BIOCHEM INC | COM | 294100102 | 1,912 | 727,000 | SH | DFND | 1,2 | 0 | 727,000 | 0 | |
EXTERRAN CORP | COM | 30227H106 | 744 | 95,000 | SH | DFND | 1,2 | 0 | 95,000 | 0 | |
FIESTA RESTAURANT GROUP INC | COM | 31660B101 | 593 | 60,000 | SH | DFND | 1,2 | 0 | 60,000 | 0 | |
FLOTEK INDS INC DEL | COM | 343389102 | 1,710 | 855,000 | SH | DFND | 1,2 | 0 | 855,000 | 0 | |
GCP APPLIED TECHNOLOGIES INC | COM | 36164Y101 | 341 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 551 | 62,380 | SH | DFND | 1,2 | 0 | 62,380 | 0 | |
GLOBALSCAPE INC | COM | 37940G109 | 2,163 | 220,000 | SH | DFND | 1,2 | 0 | 220,000 | 0 | |
GP STRATEGIES CORP | COM | 36225V104 | 397 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
GRAN TIERRA ENERGY INC | COM | 38500T101 | 452 | 350,000 | SH | DFND | 1,2 | 0 | 350,000 | 0 | |
GRANITE CONSTR INC | COM | 387328107 | 401 | 14,500 | SH | DFND | 1,2 | 0 | 14,500 | 0 | |
GROUPON INC | COM | 399473107 | 239 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
GULF ISLAND FABRICATION INC | COM | 402307102 | 949 | 187,176 | SH | DFND | 1,2 | 0 | 187,176 | 0 | |
HARTE-HANKS INC | COM | 416196202 | 2,013 | 562,202 | SH | DFND | 1,2 | 0 | 562,202 | 0 | |
HARVARD BIOSCIENCE INC | COM | 416906105 | 1,199 | 393,000 | SH | DFND | 1,2 | 0 | 393,000 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 482 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
HILL INTERNATIONAL INC | COM | 431466101 | 632 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
HIREQUEST INC | COM | 433535101 | 709 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
HOUSTON WIRE & CABLE CO | COM | 44244K109 | 3,550 | 805,000 | SH | DFND | 1,2 | 0 | 805,000 | 0 | |
IMMERSION CORP | COM | 452521107 | 1,858 | 250,000 | SH | DFND | 1,2 | 0 | 250,000 | 0 | |
INGREDION INC | COM | 457187102 | 372 | 4,000 | SH | DFND | 1,2 | 0 | 4,000 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 44 | 20,000 | SH | Put | DFND | 1,2 | 0 | 20,000 | 0 |
LEAF GROUP LTD | COM | 52177G102 | 573 | 143,187 | SH | DFND | 1,2 | 0 | 143,187 | 0 | |
LUBYS INC | COM | 549282101 | 1,936 | 880,200 | SH | DFND | 1,2 | 0 | 880,200 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 723 | 12,000 | SH | DFND | 1,2 | 0 | 12,000 | 0 | |
MDC PARTNERS INC | CL A SUB VTG | 552697104 | 278 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 2,385 | 1,094,225 | SH | DFND | 1,2 | 0 | 1,094,225 | 0 | |
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 324 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
MONTAGE RES CORP | COM | 61179L100 | 715 | 90,000 | SH | DFND | 1,2 | 0 | 90,000 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 372 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
NXT ID INC | COM NEW | 67091J206 | 1,009 | 2,241,569 | SH | DFND | 1,2 | 0 | 2,241,569 | 0 | |
OPIANT PHARMACEUTICALS INC | COM | 683750103 | 3,815 | 264,900 | SH | DFND | 1,2 | 0 | 264,900 | 0 | |
ORION GROUP HOLDINGS INC | COM | 68628V308 | 428 | 82,500 | SH | DFND | 1,2 | 0 | 82,500 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 785 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
PDL BIOPHARMA INC | COM | 69329Y104 | 730 | 225,000 | SH | DFND | 1,2 | 0 | 225,000 | 0 | |
PLX PHARMA INC | COM | 72942A107 | 44 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
PORTMAN RIDGE FIN CORP | COM | 73688F102 | 755 | 356,280 | SH | DFND | 1,2 | 0 | 356,280 | 0 | |
POTBELLY CORP | COM | 73754Y100 | 295 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
READING INTERNATIONAL INC | CL A | 755408101 | 168 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 733 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
RED LION HOTELS CORP | COM | 756764106 | 163 | 43,614 | SH | DFND | 1,2 | 0 | 43,614 | 0 | |
RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | 743 | 22,500 | SH | DFND | 1,2 | 0 | 22,500 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 298 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
RMR GROUP INC | CL A | 74967R106 | 525 | 11,500 | SH | DFND | 1,2 | 0 | 11,500 | 0 | |
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 2,667 | 288,947 | SH | DFND | 1,2 | 0 | 288,947 | 0 | |
SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 1,357 | 151,000 | SH | DFND | 1,2 | 0 | 151,000 | 0 | |
SPARK NETWORKS SE | SPONSORED ADR | 846517100 | 408 | 90,000 | SH | DFND | 1,2 | 0 | 90,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 29 | 10,000 | SH | Put | DFND | 1,2 | 0 | 10,000 | 0 |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 1,422 | 60,000 | SH | DFND | 1,2 | 0 | 60,000 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 484 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
STRATUS PPTYS INC | COM NEW | 863167201 | 1,996 | 64,420 | SH | DFND | 1,2 | 0 | 64,420 | 0 | |
SUPPORT COM INC | COM NEW | 86858W200 | 1,419 | 1,301,874 | SH | DFND | 1,2 | 0 | 1,301,874 | 0 | |
SYNACOR INC | COM | 871561106 | 2,862 | 1,883,000 | SH | DFND | 1,2 | 0 | 1,883,000 | 0 | |
TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 1,823 | 930,000 | SH | DFND | 1,2 | 0 | 930,000 | 0 | |
THIRD PT REINS LTD | COM | G8827U100 | 579 | 55,000 | SH | DFND | 1,2 | 0 | 55,000 | 0 | |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 4,825 | 3,482,660 | SH | DFND | 1,2 | 0 | 3,482,660 | 0 | |
TRIBUNE PUBG CO NEW | COM | 89609W107 | 163 | 12,390 | SH | DFND | 1,2 | 0 | 12,390 | 0 | |
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 970 | 938,600 | SH | DFND | 1,2 | 0 | 938,600 | 0 | |
UNIVERSAL STAINLESS & ALLOY | COM | 913837100 | 764 | 51,243 | SH | DFND | 1,2 | 0 | 51,243 | 0 | |
VAALCO ENERGY INC | COM NEW | 91851C201 | 5,486 | 2,471,000 | SH | DFND | 1,2 | 0 | 2,471,000 | 0 | |
VENATOR MATLS PLC | SHS | G9329Z100 | 632 | 165,000 | SH | DFND | 1,2 | 0 | 165,000 | 0 | |
VOXX INTL CORP | CL A | 91829F104 | 366 | 83,500 | SH | DFND | 1,2 | 0 | 83,500 | 0 | |
ZAGG INC | COM | 98884U108 | 487 | 60,000 | SH | DFND | 1,2 | 0 | 60,000 | 0 |