The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
A10 NETWORKS INC | COM | 002121101 | 217 | 35,000 | SH | DFND | 1,2 | 0 | 35,000 | 0 | |
AECOM | COM | 00766T100 | 299 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 430 | 125,000 | SH | DFND | 1,2 | 0 | 125,000 | 0 | |
APERGY CORP | COM | 03755L104 | 115 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
AVID TECHNOLOGY INC | COM | 05367P100 | 168 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
BIGLARI HLDGS INC | COM STK CL A | 08986R408 | 484 | 1,629 | SH | DFND | 1,2 | 0 | 1,629 | 0 | |
BIGLARI HLDGS INC | COM STK CL B | 08986R309 | 4,080 | 79,383 | SH | DFND | 1,2 | 0 | 79,383 | 0 | |
BOOKING HLDGS INC | COM | 09857L108 | 202 | 150 | SH | DFND | 1,2 | 0 | 150 | 0 | |
BRINKS CO | COM | 109696104 | 364 | 7,000 | SH | DFND | 1,2 | 0 | 7,000 | 0 | |
BROADVISION INC | COM PAR | 111412706 | 124 | 28,796 | SH | DFND | 1,2 | 0 | 28,796 | 0 | |
CIRCOR INTL INC | COM | 17273K109 | 116 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
COMPASS MINERALS INTL INC | COM | 20451N101 | 231 | 6,000 | SH | DFND | 1,2 | 0 | 6,000 | 0 | |
COMPUTER PROGRAMS & SYS INC | COM | 205306103 | 1,402 | 63,000 | SH | DFND | 1,2 | 0 | 63,000 | 0 | |
CRAWFORD & CO | CL A | 224633206 | 337 | 46,748 | SH | DFND | 1,2 | 0 | 46,748 | 0 | |
CRAWFORD & CO | CL B | 224633107 | 178 | 27,820 | SH | DFND | 1,2 | 0 | 27,820 | 0 | |
CUI GLOBAL INC | COM NEW | 126576206 | 655 | 735,000 | SH | DFND | 1,2 | 0 | 735,000 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 297 | 7,500 | SH | DFND | 1,2 | 0 | 7,500 | 0 | |
DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 171 | 32,500 | SH | DFND | 1,2 | 0 | 32,500 | 0 | |
EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 296 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
EXTERRAN CORP | COM | 30227H106 | 216 | 45,000 | SH | DFND | 1,2 | 0 | 45,000 | 0 | |
GLOBALSCAPE INC | COM | 37940G109 | 402 | 56,500 | SH | DFND | 1,2 | 0 | 56,500 | 0 | |
GP STRATEGIES CORP | COM | 36225V104 | 195 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 | |
GREEN DOT CORP | CL A | 39304D102 | 254 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
HARTE-HANKS INC | COM | 416196202 | 813 | 517,828 | SH | DFND | 1,2 | 0 | 517,828 | 0 | |
HARVARD BIOSCIENCE INC | COM | 416906105 | 221 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
HIREQUEST INC | COM | 433535101 | 428 | 71,746 | SH | DFND | 1,2 | 0 | 71,746 | 0 | |
HOUSTON WIRE & CABLE CO | COM | 44244K109 | 362 | 165,100 | SH | DFND | 1,2 | 0 | 165,100 | 0 | |
IMMERSION CORP | COM | 452521107 | 2,519 | 470,000 | SH | DFND | 1,2 | 0 | 470,000 | 0 | |
INGREDION INC | COM | 457187102 | 982 | 13,000 | SH | DFND | 1,2 | 0 | 13,000 | 0 | |
INSPERITY INC | COM | 45778Q107 | 336 | 9,000 | SH | DFND | 1,2 | 0 | 9,000 | 0 | |
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 205 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 539 | 7,000 | SH | DFND | 1,2 | 0 | 7,000 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 405 | 4,500 | SH | DFND | 1,2 | 0 | 4,500 | 0 | |
LAUREATE EDUCATION INC | CL A | 518613203 | 210 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
LEAF GROUP LTD | COM | 52177G102 | 114 | 85,000 | SH | DFND | 1,2 | 0 | 85,000 | 0 | |
LUBYS INC | COM | 549282101 | 239 | 357,000 | SH | DFND | 1,2 | 0 | 357,000 | 0 | |
LYDALL INC DEL | COM | 550819106 | 711 | 110,000 | SH | DFND | 1,2 | 0 | 110,000 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 295 | 12,500 | SH | DFND | 1,2 | 0 | 12,500 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 678 | 1,166,225 | SH | DFND | 1,2 | 0 | 1,166,225 | 0 | |
MICROSOFT CORP | COM | 594918104 | 315 | 2,000 | SH | DFND | 1,2 | 0 | 2,000 | 0 | |
MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 476 | 55,000 | SH | DFND | 1,2 | 0 | 55,000 | 0 | |
NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | 116 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
NXT ID INC | COM NEW | 67091J206 | 856 | 2,445,767 | SH | DFND | 1,2 | 0 | 2,445,767 | 0 | |
OPIANT PHARMACEUTICALS INC | COM | 683750103 | 3,011 | 314,300 | SH | DFND | 1,2 | 0 | 314,300 | 0 | |
PIONEER FLOATING RATE TR | COM | 72369J102 | 77 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
PLX PHARMA INC | COM | 72942A107 | 23 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
PORTMAN RIDGE FIN CORP | COM | 73688F102 | 168 | 179,100 | SH | DFND | 1,2 | 0 | 179,100 | 0 | |
PRIMO WATER CORPORATION | COM | 74167P108 | 136 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
QUANTUM CORP | COM NEW | 747906501 | 457 | 155,000 | SH | DFND | 1,2 | 0 | 155,000 | 0 | |
QUMU CORP | COM | 749063103 | 1,403 | 845,063 | SH | DFND | 1,2 | 0 | 845,063 | 0 | |
ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | 1,021 | 212,611 | SH | DFND | 1,2 | 0 | 212,611 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 216 | 1,500 | SH | DFND | 1,2 | 0 | 1,500 | 0 | |
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 711 | 7,500 | SH | DFND | 1,2 | 0 | 7,500 | 0 | |
STARBUCKS CORP | COM | 855244109 | 329 | 5,000 | SH | DFND | 1,2 | 0 | 5,000 | 0 | |
SUPPORT COM INC | COM NEW | 86858W200 | 1,419 | 1,301,874 | SH | DFND | 1,2 | 0 | 1,301,874 | 0 | |
SYNACOR INC | COM | 871561106 | 2,169 | 2,126,125 | SH | DFND | 1,2 | 0 | 2,126,125 | 0 | |
SYSCO CORP | COM | 871829107 | 342 | 7,500 | SH | DFND | 1,2 | 0 | 7,500 | 0 | |
TRANSGLOBE ENERGY CORP | COM | 893662106 | 961 | 2,675,276 | SH | DFND | 1,2 | 0 | 2,675,276 | 0 | |
TRIBUNE PUBG CO NEW | COM | 89609W107 | 162 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
TRINITY BIOTECH PLC | SPON ADR NEW | 896438306 | 253 | 230,000 | SH | DFND | 1,2 | 0 | 230,000 | 0 | |
UGI CORP NEW | COM | 902681105 | 213 | 8,000 | SH | DFND | 1,2 | 0 | 8,000 | 0 | |
UNIVERSAL STAINLESS & ALLOY | COM | 913837100 | 617 | 80,000 | SH | DFND | 1,2 | 0 | 80,000 | 0 | |
UNIVERSAL TECHNICAL INST INC | COM | 913915104 | 89 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
VAALCO ENERGY INC | COM NEW | 91851C201 | 2,229 | 2,471,000 | SH | DFND | 1,2 | 0 | 2,471,000 | 0 | |
VALVOLINE INC | COM | 92047W101 | 196 | 15,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 461 | 20,000 | SH | DFND | 1,2 | 0 | 20,000 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 279 | 4,000 | SH | DFND | 1,2 | 0 | 4,000 | 0 | |
VMWARE INC | CL A COM | 928563402 | 242 | 2,000 | SH | DFND | 1,2 | 0 | 2,000 | 0 | |
ZIX CORP | COM | 98974P100 | 129 | 30,000 | SH | DFND | 1,2 | 0 | 30,000 | 0 |