The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADS A | 90138A103 | 7,833 | 452,535 | SH | SOLE | 452,535 | 0 | 0 | ||
ABIOMED INC | COM | 003654100 | 200 | 614 | SH | SOLE | 533 | 0 | 81 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 785 | 68,869 | SH | SOLE | 12,273 | 0 | 56,596 | ||
AES CORP | COM | 00130H105 | 402 | 17,587 | SH | SOLE | 17,587 | 0 | 0 | ||
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 847 | 87,353 | SH | SOLE | 17,958 | 0 | 69,395 | ||
ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 | 780 | 71,721 | SH | SOLE | 71,721 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 1,171 | 6,204 | SH | SOLE | 1,133 | 0 | 5,071 | ||
ARCHAEA ENERGY INC | COM CL A | 03940F103 | 355 | 18,759 | SH | SOLE | 18,759 | 0 | 0 | ||
ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | 1,507 | 81,396 | SH | SOLE | 78,645 | 0 | 2,751 | ||
AT&T INC | COM | 00206R102 | 5,672 | 210,013 | SH | SOLE | 210,013 | 0 | 0 | ||
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 21,288 | 616,866 | SH | DFND | 1 | 616,866 | 0 | 0 | |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 6,331 | 287,795 | SH | SOLE | 287,795 | 0 | 0 | ||
BLACK STONE MINERALS L P | COM UNIT | 09225M101 | 583 | 48,342 | SH | SOLE | 48,342 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 1,601 | 85,512 | SH | SOLE | 85,512 | 0 | 0 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 1,358 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 1,163 | 53,452 | SH | SOLE | 53,452 | 0 | 0 | ||
CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | 402 | 20,094 | SH | SOLE | 20,094 | 0 | 0 | ||
CHART INDS INC | COM | 16115Q308 | 306 | 1,599 | SH | SOLE | 1,176 | 0 | 423 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 47,592 | 487,272 | SH | DFND | 1 2 | 486,562 | 0 | 710 | |
CHINDATA GROUP HLDGS LTD | ADS | 16955F107 | 1,399 | 166,302 | SH | SOLE | 166,302 | 0 | 0 | ||
CIA ENERGETICA DE MINAS GERA | SP ADR N-V PFD | 204409601 | 1,504 | 596,772 | SH | SOLE | 596,772 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 1,162 | 13,330 | SH | SOLE | 13,330 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 25,693 | 848,801 | SH | DFND | 1 | 848,521 | 0 | 280 | |
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | 758 | 107,081 | SH | SOLE | 107,081 | 0 | 0 | ||
CONTANGO OIL & GAS CO | COM NEW | 21075N204 | 946 | 206,976 | SH | SOLE | 206,976 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 11,339 | 399,554 | SH | DFND | 1 | 399,554 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 2,305 | 13,300 | SH | SOLE | 13,300 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 416 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 7,307 | 94,392 | SH | SOLE | 94,392 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 982 | 120,879 | SH | SOLE | 21,447 | 0 | 99,432 | ||
DARLING INGREDIENTS INC | COM | 237266101 | 711 | 9,893 | SH | SOLE | 9,893 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 17,616 | 624,012 | SH | DFND | 1 2 | 623,082 | 0 | 930 | |
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 5,646 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 3,399 | 75,147 | SH | SOLE | 75,147 | 0 | 0 | ||
DEVON ENERGY CORP NEW | COM | 25179M103 | 776 | 21,845 | SH | SOLE | 21,845 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 3,415 | 23,642 | SH | SOLE | 23,642 | 0 | 0 | ||
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 4,891 | 105,771 | SH | DFND | 1 | 105,771 | 0 | 0 | |
ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | 3,693 | 454,745 | SH | DFND | 2 | 453,720 | 0 | 1,025 | |
ENBRIDGE INC | COM | 29250N105 | 50,244 | 1,262,400 | SH | DFND | 1 2 | 1,261,315 | 0 | 1,085 | |
ENBRIDGE INC | COM | 29250N105 | 7,960 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ENEL AMERICAS S A | SPONSORED ADR | 29274F104 | 95 | 16,241 | SH | SOLE | 16,241 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 67,047 | 6,998,677 | SH | DFND | 1 2 | 6,991,493 | 0 | 7,184 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 2,874 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 16,012 | 2,347,747 | SH | DFND | 1 2 | 2,345,397 | 0 | 2,350 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 1,364 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 6,166 | 41,118 | SH | SOLE | 41,118 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 31,256 | 1,444,385 | SH | DFND | 1 2 | 1,441,935 | 0 | 2,450 | |
EQUINIX INC | COM | 29444U700 | 1,580 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 40,314 | 3,975,788 | SH | DFND | 1 2 | 3,971,280 | 0 | 4,508 | |
EVERBRIDGE INC | COM | 29978A104 | 1,136 | 7,522 | SH | SOLE | 1,332 | 0 | 6,190 | ||
EVGO INC | CL A COM | 30052F100 | 2,264 | 277,753 | SH | SOLE | 277,753 | 0 | 0 | ||
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 559 | 14,885 | SH | SOLE | 13,589 | 0 | 1,296 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 678 | 7,107 | SH | SOLE | 1,260 | 0 | 5,847 | ||
FIRST SOLAR INC | COM | 336433107 | 322 | 3,372 | SH | SOLE | 3,372 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 3,426 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
FUELCELL ENERGY INC | COM | 35952H601 | 145 | 21,651 | SH | SOLE | 21,651 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 8,031 | 141,863 | SH | SOLE | 141,863 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 365 | 36,640 | SH | DFND | 2 | 35,655 | 0 | 985 | |
GOODRICH PETE CORP | COM PAR | 382410843 | 765 | 32,321 | SH | SOLE | 32,321 | 0 | 0 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 2,182 | 18,757 | SH | SOLE | 18,757 | 0 | 0 | ||
HESS MIDSTREAM LP | CL A SHS | 428103105 | 29,454 | 1,044,095 | SH | DFND | 1 2 | 1,043,420 | 0 | 675 | |
HOLOGIC INC | COM | 436440101 | 202 | 2,742 | SH | SOLE | 2,472 | 0 | 270 | ||
HUBSPOT INC | COM | 443573100 | 1,270 | 1,879 | SH | SOLE | 304 | 0 | 1,575 | ||
INGEVITY CORP | COM | 45688C107 | 1,044 | 14,624 | SH | SOLE | 2,479 | 0 | 12,145 | ||
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 285 | 7,640 | SH | SOLE | 5,623 | 0 | 2,017 | ||
ITRON INC | COM | 465741106 | 1,212 | 16,027 | SH | SOLE | 16,027 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 562 | 12,258 | SH | SOLE | 12,258 | 0 | 0 | ||
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 547 | 38,744 | SH | SOLE | 38,744 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 33,280 | 1,989,251 | SH | DFND | 1 2 | 1,987,271 | 0 | 1,980 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 1,050 | 7,251 | SH | SOLE | 1,581 | 0 | 5,670 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 24,305 | 533,248 | SH | DFND | 1 2 | 532,563 | 0 | 685 | |
MARATHON PETE CORP | COM | 56585A102 | 19,607 | 317,207 | SH | DFND | 1 2 | 316,912 | 0 | 295 | |
MPLX LP | COM UNIT REP LTD | 55336V100 | 47,353 | 1,663,268 | SH | DFND | 1 2 | 1,660,873 | 0 | 2,395 | |
NEW FORTRESS ENERGY INC | COM CL A | 644393100 | 341 | 12,294 | SH | SOLE | 12,294 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 4,490 | 57,183 | SH | SOLE | 57,183 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 33,145 | 439,828 | SH | DFND | 1 2 | 439,458 | 0 | 370 | |
NIO INC | SPON ADS | 62914V106 | 817 | 22,935 | SH | SOLE | 22,935 | 0 | 0 | ||
NIU TECHNOLOGIES | ADS | 65481N100 | 440 | 18,999 | SH | SOLE | 18,107 | 0 | 892 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 6,783 | 430,970 | SH | SOLE | 430,970 | 0 | 0 | ||
OASIS MIDSTREAM PARTNERS LP | COM UNITS REPS | 67420T206 | 5,583 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 43,497 | 750,071 | SH | DFND | 1 2 | 749,276 | 0 | 795 | |
OVINTIV INC | COM | 69047Q102 | 769 | 23,384 | SH | SOLE | 23,384 | 0 | 0 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 42,629 | 1,345,200 | SH | DFND | 1 2 | 1,344,070 | 0 | 1,130 | |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,227 | 120,680 | SH | DFND | 2 | 117,445 | 0 | 3,235 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 55,808 | 5,179,382 | SH | DFND | 1 2 | 5,176,177 | 0 | 3,205 | |
PLANET FITNESS INC | CL A | 72703H101 | 1,021 | 12,999 | SH | SOLE | 2,466 | 0 | 10,533 | ||
PLUG POWER INC | COM NEW | 72919P202 | 2,505 | 98,067 | SH | SOLE | 98,067 | 0 | 0 | ||
RAPID7 INC | COM | 753422104 | 1,340 | 11,855 | SH | SOLE | 1,767 | 0 | 10,088 | ||
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 21,093 | 1,796,695 | SH | DFND | 1 | 1,796,695 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 681 | 3,130 | SH | SOLE | 759 | 0 | 2,371 | ||
SABRE CORP | COM | 78573M104 | 951 | 80,337 | SH | SOLE | 80,337 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 6,745 | 573,072 | SH | SOLE | 573,072 | 0 | 0 | ||
SMARTSHEET INC | COM CL A | 83200N103 | 1,032 | 14,998 | SH | SOLE | 2,792 | 0 | 12,206 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 7,239 | 27,294 | SH | SOLE | 27,294 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 318 | 9,656 | SH | SOLE | 9,656 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 11,028 | 250,626 | SH | SOLE | 250,626 | 0 | 0 | ||
SVB FINANCIAL GROUP | COM | 78486Q101 | 1,331 | 2,058 | SH | SOLE | 402 | 0 | 1,656 | ||
TARGA RES CORP | COM | 87612G101 | 66,789 | 1,357,230 | SH | DFND | 1 2 | 1,355,685 | 0 | 1,545 | |
TC ENERGY CORP | COM | 87807B107 | 34,743 | 722,465 | SH | DFND | 1 2 | 721,760 | 0 | 705 | |
TELLURIAN INC NEW | COM | 87968A104 | 3,987 | 1,019,741 | SH | DFND | 1 | 1,019,741 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 839 | 1,082 | SH | SOLE | 1,082 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 1,745 | 51,714 | SH | SOLE | 50,973 | 0 | 741 | ||
UNION PAC CORP | COM | 907818108 | 470 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
VIEW INC | COM CL A | 92671V106 | 717 | 132,210 | SH | SOLE | 30,484 | 0 | 101,726 | ||
VISTRA CORP | COM | 92840M102 | 1,283 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 5,794 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 19,633 | 936,703 | SH | DFND | 1 2 | 935,398 | 0 | 1,305 | |
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 2,096 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
WILLIAMS COS INC | COM | 969457100 | 5,188 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
WILLIAMS COS INC | COM | 969457100 | 40,915 | 1,577,313 | SH | DFND | 1 2 | 1,575,612 | 0 | 1,701 |