The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF | COM | 78462F103 | 90,610 | 242,354 | SH | SOLE | 201,974 | 0 | 40,380 | ||
General American Investors | COM | 368802104 | 25,180 | 676,971 | SH | SOLE | 584,352 | 0 | 92,619 | ||
Schwab U.S. Large-Cap | COM | 808524201 | 21,460 | 235,985 | SH | SOLE | 201,143 | 0 | 34,843 | ||
Adams Express Co | COM | 006212104 | 20,590 | 1,190,658 | SH | SOLE | 1,028,024 | 0 | 162,634 | ||
Tri Continental Corp | COM | 895436103 | 14,280 | 484,470 | SH | SOLE | 421,269 | 0 | 63,201 | ||
Schwab U.S. Broad Market | COM | 808524102 | 12,650 | 139,050 | SH | SOLE | 115,581 | 0 | 23,469 | ||
iShares Russell 2000 Index | COM | 464287655 | 8,150 | 41,589 | SH | SOLE | 36,057 | 0 | 5,532 | ||
Royce Value Trust | COM | 780910105 | 7,380 | 457,395 | SH | SOLE | 393,330 | 0 | 64,065 | ||
Invesco S&P 500 Equal Weight ETF | COM | 78355W106 | 6,460 | 50,664 | SH | SOLE | 42,440 | 0 | 8,224 | ||
Liberty All Star Eq Fd | COM | 530158104 | 6,190 | 896,864 | SH | SOLE | 793,002 | 0 | 103,862 | ||
SPDR Dow Jones Industrial Average ETF | COM | 78467X109 | 5,980 | 19,541 | SH | SOLE | 17,517 | 0 | 2,024 | ||
Dividend & Income Fund | COM | 25538A105 | 5,050 | 449,209 | SH | SOLE | 373,440 | 0 | 75,769 | ||
Schwab U.S. Small-Cap | COM | 808524607 | 4,980 | 55,937 | SH | SOLE | 45,129 | 0 | 10,807 | ||
Special Opptys Fund | COM | 84741T104 | 3,630 | 258,052 | SH | SOLE | 209,583 | 0 | 48,469 | ||
Schwab U.S. Mid-Cap | COM | 808524508 | 3,170 | 46,433 | SH | SOLE | 38,697 | 0 | 7,736 | ||
Schwab U.S. Large-Cap Value | COM | 808524409 | 2,960 | 49,641 | SH | SOLE | 40,436 | 0 | 9,206 | ||
Invesco QQQ Trust | COM | 631100104 | 2,720 | 8,677 | SH | SOLE | 7,029 | 0 | 1,648 | ||
Vanguard Total Stock Mkt | COM | 922908769 | 2,410 | 12,362 | SH | SOLE | 10,684 | 0 | 1,678 | ||
iShares S&P 500 Index Fund | COM | 464287200 | 2,370 | 6,326 | SH | SOLE | 5,738 | 0 | 588 | ||
Schwab U.S. Large-Cap Growth | COM | 808524300 | 2,230 | 17,338 | SH | SOLE | 14,080 | 0 | 3,259 | ||
Royce Micro-Cap TRUST | COM | 780915104 | 2,190 | 216,290 | SH | SOLE | 192,870 | 0 | 23,420 | ||
Special Opp 3.5 Pfd Conv | COM | 84741T302 | 1,890 | 73,942 | SH | SOLE | 61,495 | 0 | 12,447 | ||
Innovator S P 500 Power | COM | 45782C797 | 1,870 | 67,348 | SH | SOLE | 52,067 | 0 | 15,281 | ||
Nuveen S&P 500 Buy-Write Income | COM | 6706ER101 | 1,810 | 140,201 | SH | SOLE | 114,341 | 0 | 25,860 | ||
Innovator S And P | COM | 45782C656 | 1,580 | 56,480 | SH | SOLE | 45,141 | 0 | 11,339 | ||
AllianzGI NFJ Divid Int | COM | 65337H109 | 1,570 | 116,466 | SH | SOLE | 98,517 | 0 | 17,949 | ||
Innovator S P 500 Ultra | COM | 45782C821 | 1,570 | 58,093 | SH | SOLE | 46,411 | 0 | 11,682 | ||
Aberdeen Standard Phys SwissGold Shr ETF | COM | 26922Y105 | 1,560 | 85,528 | SH | SOLE | 69,878 | 0 | 15,650 | ||
Aberdeen Total Dynamic Dividend | COM | 021060108 | 1,290 | 145,739 | SH | SOLE | 124,883 | 0 | 20,856 | ||
Sch US Div Equity Etf | COM | 808524797 | 1,190 | 18,614 | SH | SOLE | 14,540 | 0 | 4,074 | ||
Gabelli Div And Inc Tr | COM | 36242H104 | 1,140 | 52,955 | SH | SOLE | 42,473 | 0 | 10,482 | ||
Swiss Helvetia Fund | COM | 870875101 | 1,080 | 121,015 | SH | SOLE | 99,759 | 0 | 21,256 | ||
iShares Russell 1000 Growth | COM | 464287614 | 1,050 | 4,365 | SH | SOLE | 3,819 | 0 | 546 | ||
Liberty All-Star Gr Fund | COM | 529900102 | 1,050 | 127,824 | SH | SOLE | 118,501 | 0 | 9,323 | ||
Gabelli Healthcare TRUST | COM | 36246K103 | 1,040 | 87,199 | SH | SOLE | 76,027 | 0 | 11,172 | ||
Schwab Emerging Markets Equity | COM | 808524706 | 1,020 | 33,136 | SH | SOLE | 23,358 | 0 | 9,778 | ||
Innovator S&P 500 Power Buffer ETF | COM | 45782C508 | 950 | 31,100 | SH | SOLE | 20,074 | 0 | 11,026 | ||
Gabelli Global Small and Mid Cap Value Trust | COM | 36249W104 | 910 | 69,655 | SH | SOLE | 56,969 | 0 | 12,686 | ||
Vanguard S&P 500 ETF | COM | 922908413 | 760 | 2,203 | SH | SOLE | 2,183 | 0 | 20 | ||
Central Securities Corp | COM | 155123102 | 750 | 22,972 | SH | SOLE | 19,496 | 0 | 3,476 | ||
SPDR Gold Shares | COM | 863307104 | 690 | 3,859 | SH | SOLE | 3,737 | 0 | 122 | ||
Boulder Growth & Income | COM | 101507101 | 650 | 58,586 | SH | SOLE | 51,495 | 0 | 7,091 | ||
Innovator S And P | COM | 45782C813 | 650 | 22,556 | SH | SOLE | 17,845 | 0 | 4,711 | ||
Blackrock Enhcd Cap & Incm | COM | 09256A109 | 640 | 37,047 | SH | SOLE | 32,349 | 0 | 4,698 | ||
Voya Glb Eqty Div & Prem Opps | COM | 92912T100 | 640 | 122,845 | SH | SOLE | 98,618 | 0 | 24,227 | ||
BlackRock Science & Technology Trust II | COM | 09260K101 | 460 | 12,567 | SH | SOLE | 10,282 | 0 | 2,285 | ||
iShares S&P 500 Growth | COM | 464287309 | 440 | 6,966 | SH | SOLE | 5,252 | 0 | 1,714 | ||
SPDR S&P Regional Bking | COM | 78464A698 | 430 | 8,350 | SH | SOLE | 8,050 | 0 | 300 | ||
Templeton Emrgng Mkt Fd | COM | 880191101 | 430 | 22,851 | SH | SOLE | 20,124 | 0 | 2,727 | ||
SPDR Portfolio Europe ETF | COM | 78463X103 | 410 | 10,958 | SH | SOLE | 8,108 | 0 | 2,850 | ||
iShares S&P 100 Index Fund | COM | 464287101 | 390 | 2,261 | SH | SOLE | 2,261 | 0 | 0 | ||
Aberdeen Japan Equity Fund Common | COM | 00306J109 | 380 | 40,175 | SH | SOLE | 36,683 | 0 | 3,492 | ||
iShares Russell 1000 Value | COM | 464287598 | 380 | 2,767 | SH | SOLE | 2,467 | 0 | 300 | ||
Schwab International Small-Cap Equity | COM | 808524888 | 370 | 9,834 | SH | SOLE | 6,403 | 0 | 3,432 | ||
Madison/Claymore Covered Call & Eq Strtg | COM | 556582104 | 370 | 54,259 | SH | SOLE | 47,206 | 0 | 7,053 | ||
Honeywell International | COM | 438516106 | 330 | 1,540 | SH | SOLE | 799 | 0 | 741 | ||
Blackrock Global Opptys | COM | 092501105 | 310 | 28,250 | SH | SOLE | 20,823 | 0 | 7,427 | ||
Royce Focus TRUST Inc | COM | 78080N108 | 280 | 41,165 | SH | SOLE | 36,004 | 0 | 5,161 | ||
MS India Investment Fund | COM | 61745C105 | 280 | 13,317 | SH | SOLE | 12,050 | 0 | 1,267 | ||
Health Care Select Sector SPDR | COM | 81369Y209 | 280 | 2,480 | SH | SOLE | 2,382 | 0 | 98 | ||
Sector Spdr Tech Select | COM | 81369Y803 | 250 | 1,911 | SH | SOLE | 1,808 | 0 | 103 | ||
iShares Gold Trust | COM | 464285105 | 240 | 13,391 | SH | SOLE | 12,391 | 0 | 1,000 | ||
Innovator S And P | COM | 45782C755 | 240 | 7,540 | SH | SOLE | 5,704 | 0 | 1,836 | ||
Schwab 1000 Index ETF | COM | 808524722 | 220 | 5,897 | SH | SOLE | 4,965 | 0 | 932 | ||
Schwab International Equity | COM | 808524805 | 220 | 6,111 | SH | SOLE | 4,258 | 0 | 1,853 | ||
Guggenheim Enhanced Eqty | COM | 40167B100 | 220 | 32,869 | SH | SOLE | 26,588 | 0 | 6,281 | ||
First Trust NASDAQ Technology Dividend | COM | 33738R118 | 210 | 4,307 | SH | SOLE | 4,307 | 0 | 0 | ||
Herzfeld Caribbn Basn Fd | COM | 42804T106 | 210 | 41,489 | SH | SOLE | 33,790 | 0 | 7,699 | ||
Asa Gold & Precs Mtls | COM | G3156P103 | 210 | 9,635 | SH | SOLE | 7,535 | 0 | 2,100 | ||
Ishares Semiconductor Index | COM | 464287523 | 200 | 539 | SH | SOLE | 539 | 0 | 0 | ||
SPDR S&P 500 GROWTH ETF | COM | 464287309 | 200 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Innovator S And P | COM | 45782C573 | 190 | 6,557 | SH | SOLE | 5,999 | 0 | 558 | ||
Sector Spdr Indl Select | COM | 81369Y704 | 180 | 1,982 | SH | SOLE | 1,642 | 0 | 340 | ||
Innovator S And P | COM | 45782C789 | 170 | 5,606 | SH | SOLE | 3,834 | 0 | 1,772 | ||
iShares MSCI Emrg Mkt ETF | COM | 464287234 | 160 | 3,192 | SH | SOLE | 2,422 | 0 | 770 | ||
Innovator S And P | COM | 45782C664 | 160 | 5,500 | SH | SOLE | 3,703 | 0 | 1,797 | ||
Aberdeen Standard Phys Silver Shrs ETF | COM | 26922X107 | 160 | 6,270 | SH | SOLE | 6,210 | 0 | 60 | ||
iShares Silver Trust | COM | 46428Q109 | 150 | 6,088 | SH | SOLE | 5,983 | 0 | 105 | ||
Vanguard Large Cap ETF | COM | 922908637 | 130 | 743 | SH | SOLE | 721 | 0 | 22 | ||
BlackRock Enhanced Dividend Achievers | COM | 09251A104 | 130 | 14,963 | SH | SOLE | 12,227 | 0 | 2,736 | ||
Ark Innovation Etf | COM | 00214Q104 | 120 | 979 | SH | SOLE | 904 | 0 | 75 | ||
Amplify Online Retail | COM | 032108102 | 110 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Tekla Healthcare Investors | COM | 404052102 | 110 | 4,781 | SH | SOLE | 4,531 | 0 | 250 | ||
SPDR S&P MidCap 400 | COM | 78467Y107 | 110 | 270 | SH | SOLE | 211 | 0 | 59 | ||
Vanguard Dividend Appreciation ETF | COM | 921908844 | 110 | 799 | SH | SOLE | 599 | 0 | 200 | ||
Vertical Capital Income | COM | 92535C104 | 110 | 10,908 | SH | SOLE | 8,537 | 0 | 2,371 | ||
SPDR S&P International Dividend | COM | 78463X772 | 100 | 2,756 | SH | SOLE | 1,747 | 0 | 1,009 | ||
First Trust Cloud Computing ETF | COM | 33734X192 | 90 | 938 | SH | SOLE | 938 | 0 | 0 | ||
Innovator S And P | COM | 45782C748 | 90 | 2,940 | SH | SOLE | 2,135 | 0 | 805 | ||
Nuveen S&P 500 Dynamic Overwrite | COM | 6706EW100 | 90 | 5,601 | SH | SOLE | 4,061 | 0 | 1,540 | ||
Direxion Shares Etf | COM | 25459Y207 | 80 | 1,019 | SH | SOLE | 819 | 0 | 200 | ||
Vanguard Russell 2000 | COM | 92206C664 | 70 | 440 | SH | SOLE | 440 | 0 | 0 | ||
Innovator S And P | COM | 45782C680 | 70 | 2,420 | SH | SOLE | 1,275 | 0 | 1,145 | ||
Innovator S&P 500 Buffer | COM | 45782C888 | 70 | 2,285 | SH | SOLE | 1,397 | 0 | 888 | ||
iShares Barclays TIPS Bond Fund | COM | 464287176 | 70 | 525 | SH | SOLE | 525 | 0 | 0 | ||
Cohen & Steers Quality | COM | 19247L106 | 60 | 5,021 | SH | SOLE | 4,643 | 0 | 378 | ||
Clough Global Opportunities | COM | 18914E106 | 60 | 5,535 | SH | SOLE | 5,535 | 0 | 0 | ||
Schwab U.S. TIPS ETF | COM | 808524870 | 60 | 959 | SH | SOLE | 713 | 0 | 246 | ||
ETFMG Prime Cyber Security ETF | COM | 30304R407 | 60 | 1,002 | SH | SOLE | 1,002 | 0 | 0 | ||
Lazard Glbl Total Retrun | COM | 52106W103 | 60 | 3,195 | SH | SOLE | 2,020 | 0 | 1,175 | ||
Eaton Vance Tax Managed | COM | 27829F108 | 60 | 6,368 | SH | SOLE | 4,528 | 0 | 1,840 | ||
iShares Russell Top 200 ETF | COM | 464289446 | 60 | 613 | SH | SOLE | 557 | 0 | 56 | ||
ETFMG Alternative Harvest ETF | COM | 26924G508 | 50 | 3,723 | SH | SOLE | 3,723 | 0 | 0 | ||
H&Q Life Sciences Invtrs | COM | 404053100 | 50 | 2,310 | SH | SOLE | 2,310 | 0 | 0 | ||
Loncar Cancer Immunotherapy ETF | COM | 26922A826 | 50 | 1,434 | SH | SOLE | 1,434 | 0 | 0 | ||
Vanguard Small Cap | COM | 922908751 | 40 | 221 | SH | SOLE | 221 | 0 | 0 | ||
New Ireland Fund Inc | COM | 645673104 | 40 | 4,130 | SH | SOLE | 4,130 | 0 | 0 | ||
Blackrock Health Science | COM | 09250W107 | 40 | 1,455 | SH | SOLE | 1,030 | 0 | 425 | ||
Amplify Transformational Data Shrg ETF | COM | 032108607 | 40 | 1,175 | SH | SOLE | 1,175 | 0 | 0 | ||
Eaton Vance Tax Mgd Glbl | COM | 27829C105 | 30 | 3,317 | SH | SOLE | 3,317 | 0 | 0 | ||
Global X Lithium & Battery Tech ETF | COM | 37954Y855 | 30 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Vanguard Mega Cap Growth | COM | 921910816 | 30 | 150 | SH | SOLE | 120 | 0 | 30 | ||
WisdomTree U.S. Quality Dividend Growth Fund | COM | 97717X669 | 30 | 550 | SH | SOLE | 483 | 0 | 67 | ||
VanEck Vdo Gaming and eSprts ETF | COM | 92189F114 | 30 | 417 | SH | SOLE | 417 | 0 | 0 | ||
Ishares Russell Midcap Value Index | COM | 464287473 | 30 | 300 | SH | SOLE | 0 | 0 | 300 | ||
Gabelli Go Anywhere Cf | COM | 36250J109 | 30 | 2,253 | SH | SOLE | 1,507 | 0 | 746 | ||
Equus II Inc | COM | 294766100 | 30 | 12,488 | SH | SOLE | 12,488 | 0 | 0 | ||
Defiance Next Gen | COM | 26922A289 | 30 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Vaneck Vectors | COM | 92189F676 | 30 | 120 | SH | SOLE | 120 | 0 | 0 | ||
Reality Shares Nasdaq NexGen Economy ETF | COM | 75605A702 | 20 | 575 | SH | SOLE | 575 | 0 | 0 | ||
3d Printing Etf | COM | 00214Q500 | 20 | 700 | SH | SOLE | 700 | 0 | 0 | ||
ProShares Online Retail ETF | COM | 74347B169 | 20 | 285 | SH | SOLE | 285 | 0 | 0 | ||
Invesco S&P500 Eq Weight Technology | COM | 78355W817 | 20 | 79 | SH | SOLE | 79 | 0 | 0 | ||
Calamos Long Short Equit | COM | 12812C106 | 20 | 1,090 | SH | SOLE | 900 | 0 | 190 | ||
Call SPY MAR21 at 294 | COM | 78462F903 | 20 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Gyrodyne Company of America | COM | 403820103 | 20 | 963 | SH | SOLE | 963 | 0 | 0 | ||
Ishares US Aerospace | COM | 464288760 | 10 | 154 | SH | SOLE | 154 | 0 | 0 | ||
Call DIA MAR21 at 240 | COM | 78467X909 | 10 | 2 | SH | Call | SOLE | 2 | 0 | 0 | |
Sector Spdr Consumer Fd | COM | 81369Y407 | 10 | 82 | SH | SOLE | 82 | 0 | 0 | ||
Schwab Short-Term U.S. Treasury ETF | COM | 808524862 | 10 | 249 | SH | SOLE | 0 | 0 | 249 | ||
Roundhill Esports & Digital Entertainment ETF | COM | 53656F706 | 10 | 422 | SH | SOLE | 422 | 0 | 0 | ||
Alps Disruptive | COM | 00162Q478 | 10 | 269 | SH | SOLE | 269 | 0 | 0 | ||
First TRUST Nasdaq | COM | 33734X846 | 10 | 276 | SH | SOLE | 276 | 0 | 0 | ||
Ishares Cybersecurity | COM | 46435U135 | 10 | 283 | SH | SOLE | 283 | 0 | 0 | ||
iShares MSCI EAFE Growth Index | COM | 464288885 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Sprott Physical Gold & Silver | COM | 153501101 | 10 | 500 | SH | SOLE | 500 | 0 | 0 | ||
Vaneck Vectors Gaming | COM | 92189F882 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
Sprott Phys Gld Tr Etn | COM | 85207H104 | 10 | 614 | SH | SOLE | 0 | 0 | 614 | ||
Global X Future Analytics Tech ETF | COM | 37954Y632 | 10 | 315 | SH | SOLE | 315 | 0 | 0 | ||
Global X Cloud Computing | COM | 37954Y442 | 10 | 300 | SH | SOLE | 300 | 0 | 0 | ||
Call QQQ MAR21 at 237 | COM | 46090E903 | 10 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Putnam High Incm Bond Fd | COM | 746779107 | 10 | 870 | SH | SOLE | 870 | 0 | 0 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 10 | 736 | SH | SOLE | 0 | 0 | 736 | ||
Ishares Msci Jpn Idx Fd | COM | 464286848 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Global X Robotics & Artfcl Intllgnc ETF | COM | 37954Y715 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AI Powered Equity ETF | COM | 26924G813 | 10 | 170 | SH | SOLE | 170 | 0 | 0 | ||
Bluestar Israel | COM | 26924G870 | 0 | 65 | SH | SOLE | 65 | 0 | 0 | ||
Call SPY JAN21 at 340 | COM | 78462F903 | 0 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Ishares Tr Goldman Sachs Natural Resources | COM | 464287374 | 0 | 132 | SH | SOLE | 132 | 0 | 0 | ||
iShares DJ US Energy | COM | 464287796 | 0 | 150 | SH | SOLE | 0 | 0 | 150 | ||
Call SPY JAN21 at 370 | COM | 78462F903 | 0 | 3 | SH | Call | SOLE | 3 | 0 | 0 | |
Call SPY JAN21 at 365 | COM | 78462F903 | 0 | 2 | SH | Call | SOLE | 0 | 0 | 2 | |
Call IWM MAR21 at 180 | COM | 464287905 | 0 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Proshares Inverse S&P 500 | COM | 74347R503 | 0 | 100 | SH | SOLE | 100 | 0 | 0 | ||
Vaneck Vectors Israel | COM | 92189F635 | 0 | 40 | SH | SOLE | 40 | 0 | 0 | ||
Ark Israel Innovative | COM | 00214Q609 | 0 | 60 | SH | SOLE | 60 | 0 | 0 | ||
Ishares Msci Israel Etf | COM | 464286632 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
Call QQQ JAN21 at 305 | COM | 46090E903 | 0 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
Schwab US Aggregate Bond | COM | 808524839 | 0 | 14 | SH | SOLE | 14 | 0 | 0 | ||
Put SPY JAN21 at 305 | COM | 78462F953 | 0 | 1 | SH | Put | SOLE | 1 | 0 | 0 |