Loading...
Docoh

Blue Bell Private Wealth Management

Filed: 9 Nov 21, 7:00pm

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8

COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABERDEEN EMRG MRKTS EQT INM FD COMCOM00301W105202,447SH SOLE 1,44701,000
ABERDEEN JAPAN EQUITY FD INC COMCOM00306J10932333,078SH SOLE 28,04405,034
ABERDEEN STANDARD PHYSICAL GOLD SHARES ETFCOM00326A1041,50889,552SH SOLE 73,902015,650
ABERDEEN STANDARD PHYSICAL SILVER SHARES ETFCOM0032641081085,180SH SOLE 5,120060
ABERDEEN TOTAL DYNAMIC DIVD FD COM SH BEN INTCOM00326L1001,089111,704SH SOLE 91,734019,970
ADAMS DIVERSIFIED EQUITY FD COMCOM00621210422,2171,120,810SH SOLE 942,5020178,308
ADVISORSHARES PURE CANNABIS ETFCOM00768Y495211,295SH SOLE 1,29500
AI POWERED EQUITY ETFCOM26924G8137170SH SOLE 17000
AIM ETF PRODUCTS TRUST US LRG CP BFR 10COM00888H6041,11338,609SH SOLE 32,57506,034
ALPS DISRUPTIVE TECHNOLOGIES ETFCOM00162Q47813269SH SOLE 26900
AMPLIFY ONLINE RETAIL ETFCOM03210810233300SH SOLE 30000
AMPLIFY TRANSFORMATIONAL DATA SHARING ETFCOM032108607521,176SH SOLE 1,17600
ARK GENOMIC REVOLUTION ETFCOM00214Q30222302SH SOLE 275027
ARK INNOVATION ETFCOM00214Q104107965SH SOLE 8300135
ARK ISRAEL INNOVATIVE TECHNOLOGY ETFCOM00214Q609260SH SOLE 6000
ARK NEXT GENERATION INTERNET ETFCOM00214Q40123164SH SOLE 16400
ASA GOLD AND PRECIOUS MTLS LMT SHSCOMG3156P10322511,955SH SOLE 10,15501,800
BLACKROCK ENHANCD CAP & INM FD COMCOM09256A10949824,611SH SOLE 20,28304,328
BLACKROCK ENHANCED GLOBAL DIVI COMCOM0925011051149,721SH SOLE 7,47102,250
BLACKROCK HEALTH SCIENCS TR II COM SHSCOM09260E105853,167SH SOLE 2,3670800
BLACKROCK INNOVATION AND GRW SHS BEN INTCOM09260Q1084200SH SOLE 20000
BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INTCOM09260K10151413,331SH SOLE 11,02002,311
BLUESTAR ISRAEL TECHNOLOGY ETFCOM26924G87011165SH SOLE 16500
BOULDER GROWTH & INCOME FD INC COMCOM1015071011,18189,949SH SOLE 75,896014,053
CENTRAL SECS CORP COMCOM1551231021,28830,450SH SOLE 25,05405,396
CHINA FD INC COMCOM169373107280SH SOLE 8000
CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUNDCOM81369Y40733184SH SOLE 134050
DEFIANCE NEXT GEN CONNECTIVITY ETFCOM26922A28933903SH SOLE 90300
DELL TECHNOLOGIES INC 211217C00082500COM24703L90221SHCallSOLE 001
DIREXION NASDAQ-100 EQUAL WEIGHTED INDEX SHARESCOM25459Y20782994SH SOLE 7940200
DIVIDEND & INCOME FD INC COM NEWCOM25538A2046,040414,208SH SOLE 342,898071,310
EATON VANCE TAX-MANAGED BUY- W COMCOM27828Y10814900SH SOLE 90000
EQUUS TOTAL RETURN INC COMCOM294766100229,688SH SOLE 9,68800
ETFMG ALTERNATIVE HARVEST ETFCOM26924G508594,061SH SOLE 4,06100
ETFMG PRIME CYBER SECURITY ETFCOM26924G201641,052SH SOLE 1,05200
EUROPEAN EQUITY FD INC COMCOM298768102625,524SH SOLE 4,23801,286
FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTINGCOM33734X1921181,123SH SOLE 1,12300
FIRST TRUST NASDAQ CEA CYBERSECURITY ETFCOM33734X84613276SH SOLE 27600
FIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUNDCOM33738R1182133,767SH SOLE 3,76700
FT CBOE VEST FUND OF BUFFER ETFSCOM33740F7551155,009SH SOLE 4,4490560
FT CBOE VEST U.S. EQUITY BUFFER ETF - APRILCOM33740U8851,17037,878SH SOLE 30,78407,094
FT CBOE VEST U.S. EQUITY BUFFER ETF - JUNECOM33740F7221413,896SH SOLE 2,37401,522
GABELLI DIVID & INCOME TR COMCOM36242H1041,15644,815SH SOLE 36,51908,296
GABELLI GLOBAL SMALL & MID CAP COMCOM36249W1041,17473,654SH SOLE 60,490013,164
GABELLI HLTHCARE & WELLNESS TR SHSCOM36246K1031,08581,965SH SOLE 67,881014,084
GENERAL AMERN INVS CO INC COMCOM36880210426,852622,427SH SOLE 524,271098,156
GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETFCOM37954Y63210315SH SOLE 31500
GLOBAL X CLOUD COMPUTING ETFCOM37954Y44213434SH SOLE 43400
GLOBAL X LITHIUM & BATTERY TECH ETFCOM37954Y85549600SH SOLE 60000
GLOBAL X ROBOTICS & ARTIFICIAL INTELLIGENCE THEMATIC ETFCOM37954Y7157200SH SOLE 20000
GYRODYNE LLC COMCOM4038291048626SH SOLE 62600
HEALTH CARE SELECT SECTOR SPDR FUNDCOM81369Y2093062,405SH SOLE 2,2070198
HERZFELD CARIBBEAN BASIN FD IN COMCOM42804T106406,994SH SOLE 6,1540840
HONEYWELL INTL INC COMCOM4385161062961,392SH SOLE 6990693
HORIZON KINETICS INFLATION BENEFICIARIES ETFCOM53656F6231354,600SH SOLE 3,9000700
INTERNATIONAL BUSINESS MACHS 220121C00120000COM45920090121SHCallSOLE 001
INDIA FD INC COMCOM45408910314600SH SOLE 60000
INDUSTRIAL SELECT SECTOR SPDR FUNDCOM81369Y7041661,682SH SOLE 1,3170365
INNOVATOR DOUBLE STACKER 9 BUFFER ETF - OCTOBERCOM45782C21960320,758SH SOLE 16,76803,990
INNOVATOR GROWTH 100 ACCELERATED PLUS ETFCOM45783Y509311,100SH SOLE 1,10000
INNOVATOR NASDAQ-100 POWER BUFFER ETF- OCTOBERCOM45782C61506SH SOLE 600
INNOVATOR RUSSELL 2000 POWER BUFFER ETF - OCTOBERCOM45782C599010SH SOLE 1000
INNOVATOR U.S EQUITY POWER BUFFER ETF A SEPTEMBERCOM45782C656118SH SOLE 1800
INNOVATOR U.S. EQUITY ACCELERATED PLUS ETFCOM45783Y40004SH SOLE 400
INNOVATOR U.S. EQUITY BUFFER ETF - APRILCOM45782C8881,30240,906SH SOLE 33,07207,834
INNOVATOR U.S. EQUITY BUFFER ETF - AUGUSTCOM45782C69876024,243SH SOLE 22,19102,052
INNOVATOR U.S. EQUITY BUFFER ETF - FEBRUARYCOM45782C4332678,679SH SOLE 5,81902,860
INNOVATOR U.S. EQUITY BUFFER ETF - JANUARYCOM45782C4093248,981SH SOLE 5,73803,243
INNOVATOR U.S. EQUITY BUFFER ETF - JULYCOM45782C78994529,913SH SOLE 22,42407,489
INNOVATOR U.S. EQUITY BUFFER ETF - JUNECOM45782C7552,71282,726SH SOLE 63,567019,159
INNOVATOR U.S. EQUITY BUFFER ETF - MARCHCOM45782C39162719,009SH SOLE 15,79403,215
INNOVATOR U.S. EQUITY BUFFER ETF - MAYCOM45782C3261,71054,608SH SOLE 45,72108,887
INNOVATOR U.S. EQUITY BUFFER ETF A DECEMBERCOM45782C557265SH SOLE 6500
INNOVATOR U.S. EQUITY BUFFER ETF A NOVEMBERCOM45782C58120617SH SOLE 4530164
INNOVATOR U.S. EQUITY BUFFER ETF A OCTOBERCOM45782C7712407,336SH SOLE 7,33600
INNOVATOR U.S. EQUITY BUFFER ETF A SEPTEMBERCOM45782C6641,56950,162SH SOLE 42,26807,894
INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRILCOM45782C87046916,431SH SOLE 10,48305,948
INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARYCOM45782C4171625,667SH SOLE 3,95301,714
INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULYCOM45782C81354218,207SH SOLE 14,30003,907
INNOVATOR U.S. EQUITY POWER BUFFER ETF - MAYCOM45782C318561,886SH SOLE 7001,816
INNOVATOR U.S. EQUITY POWER BUFFER ETF A DECEMBERCOM45782C5406208SH SOLE 128080
INNOVATOR U.S. EQUITY POWER BUFFER ETF A NOVEMBERCOM45782C5731354,420SH SOLE 3,9680452
INNOVATOR U.S. EQUITY POWER BUFFER ETF A OCTOBERCOM45782C7971,25042,609SH SOLE 31,064011,545
INNOVATOR U.S. EQUITY ULTRA BUFFER ETF A OCTOBERCOM45782C82123823SH SOLE 7130110
INNOVATOR US EQUITY ACCELERATED ETFCOM45783Y202271,000SH SOLE 7610239
INVESCO QQQ TRUSTCOM46090E1032,5587,143SH SOLE 5,52001,623
INVESCO S&P 500 EQUAL WEIGHT ETFCOM46137V3577,05847,052SH SOLE 39,12807,924
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETFCOM46137V2822379SH SOLE 7900
ISHARES CORE S&P 500 ETFCOM4642872005,59012,930SH SOLE 11,27201,658
ISHARES CYBERSECURITY AND TECH ETFCOM46435U13522498SH SOLE 49800
ISHARES GOLD TRUSTCOM4642852041995,957SH SOLE 5,4570500
ISHARES MSCI EMERGING MARKETS ETFCOM4642872341623,221SH SOLE 2,3310890
ISHARES MSCI ISRAEL ETFCOM464286632225SH SOLE 2500
ISHARES MSCI JAPAN ETFCOM46434G8227100SH SOLE 10000
ISHARES NORTH AMERICAN NATURAL RESOURCES ETFCOM4642873744132SH SOLE 13200
ISHARES RUSSELL 1000 GROWTH ETFCOM4642876141,1764,287SH SOLE 3,7410546
ISHARES RUSSELL 1000 VALUE ETFCOM4642875983352,137SH SOLE 1,8370300
ISHARES RUSSELL 2000 ETFCOM4642876558,30137,900SH SOLE 32,34605,554
ISHARES RUSSELL MID-CAP VALUE ETFCOM46428747358505SH SOLE 2050300
ISHARES RUSSELL TOP 200 ETFCOM46428944662606SH SOLE 550056
ISHARES S&P 100 ETFCOM4642871014822,440SH SOLE 2,44000
ISHARES S&P 500 GROWTH ETFCOM4642873095166,986SH SOLE 5,27201,714
ISHARES S&P SMALL-CAP 600 VALUE ETFCOM4642878793123,075SH SOLE 2,8740201
ISHARES SEMICONDUCTOR FUNDCOM4642875234089SH SOLE 8900
ISHARES SILVER TRUSTCOM46428Q1091306,328SH SOLE 6,2230105
ISHARES TIPS BOND ETFCOM46428717661475SH SOLE 47500
ISHARES U.S. AEROSPACE & DEFENSE ETFCOM46428876016154SH SOLE 15400
ISHARES U.S. ENERGY ETFCOM4642877964150SH SOLE 00150
JAPAN SMALLER CAPITALIZATION F COMCOM47109U104606,600SH SOLE 6,2500350
JPMORGAN HEDGED EQUITY CLASS ACOM46637K31521797SH SOLE 79700
LAZARD GLOBAL TOTAL RETURN & I COMCOM52106W103158SH SOLE 5800
LIBERTY ALL STAR EQUITY FD SH BEN INTCOM53015810447455,042SH SOLE 46,95908,083
Liberty All-Star GrowthCOM5299001022,170250,845SH SOLE 221,528029,317
LONCAR CANCER IMMUNOTHERAPY ETFCOM26922A826421,374SH SOLE 1,37400
MEXICO EQUITY & INCOME FD COMCOM592834105151,400SH SOLE 1,2000200
MORGAN STANLEY INDIA INVT FD I COMCOM61745C10528210,189SH SOLE 9,2140975
MICRON TECHNOLOGY INC 211015C00075000COM59511290301SHCallSOLE 001
MICRON TECHNOLOGY INC 211015P00075000COM59511295301SHPutSOLE 001
NEUBERGER BERMAN NEXT GENERATI COMMON STOCKCOM64133Q108462,399SH SOLE 2,39900
NRX PHARMACEUTICALS INC 211217C00012500COM62944490003SHCallSOLE 003
NUVEEN S&P 500 BUY-WRITE INCOM COMCOM6706ER10181257,015SH SOLE 45,729011,286
PACER SWAN SOS FLEX ETFCOM69374H4772,334106,003SH SOLE 88,897017,106
PROSHARES ONLINE RETAIL ETFCOM74347B16919286SH SOLE 28600
INVESCO QQQ TR 211015P00380000COM46090E90342SHPutSOLE 002
RENN FD INC COMCOM75972010531,067SH SOLE 1,06700
ROUNDHILL BITKRAFT ESPORTS & DIGITAL ENTERTAINMENT ETFCOM53656F70611425SH SOLE 42500
ROYCE MICRO-CAP TR INC COMCOM7809151042,576225,539SH SOLE 199,039026,500
ROYCE VALUE TR INC COMCOM7809101058,293459,177SH SOLE 392,591066,586
SCHWAB 1000 INDEX ETFCOM8085247223287,704SH SOLE 6,48801,216
SCHWAB EMERGING MARKETS EQUITY ETFCOM8085247061,06434,908SH SOLE 25,05409,854
SCHWAB INTERNATIONAL EQUITY ETFCOM80852480557314,808SH SOLE 12,13202,676
SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETFCOM80852488850912,252SH SOLE 8,58903,663
SCHWAB U.S. BROAD MARKET ETFCOM80852410216,160155,465SH SOLE 125,256030,209
SCHWAB U.S. LARGE-CAP ETFCOM80852420126,029249,927SH SOLE 206,136043,791
SCHWAB U.S. LARGE-CAP GROWTH ETFCOM8085243002,28415,414SH SOLE 12,98202,432
SCHWAB U.S. LARGE-CAP VALUE ETFCOM8085244093,49951,808SH SOLE 42,26309,545
SCHWAB U.S. MID-CAP ETFCOM8085245083,57046,517SH SOLE 38,29708,220
SCHWAB U.S. SMALL-CAP ETFCOM8085246075,93159,203SH SOLE 46,283012,920
SCHWAB U.S. TIPS ETFCOM80852487054859SH SOLE 6170242
SCHWAB US DIVIDEND EQUITY ETFCOM8085247971,30317,517SH SOLE 13,69103,826
SIREN ETF TR NSD NXGN ECO ETFCOM82965820226575SH SOLE 57500
SPDR DOW JONES INDUSTRIAL AVERAGE ETFCOM78467X1096,02317,745SH SOLE 15,13102,614
SPDR GOLD SHARESCOM78463V1075743,500SH SOLE 3,3150185
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETFCOM78464A284115SH SOLE 1500
SPDR PORTFOLIO EUROPE ETFCOM78463X10343410,634SH SOLE 7,82402,810
SPDR PORTFOLIO S&P 500 GROWTH ETFCOM78464A40973611,503SH SOLE 11,50300
SPDR PORTFOLIO S&P 500 VALUE ETFCOM78464A50842610,911SH SOLE 7,62403,287
SPDR S&P 500 ETFCOM78462F10397,606227,057SH SOLE 186,669040,388
SPDR S&P INTERNATIONAL DIVIDEND ETFCOM78463X772982,580SH SOLE 1,6440936
SPDR S&P MIDCAP 400 ETFCOM78467Y107120248SH SOLE 189059
SPDR S&P REGIONAL BANKING ETFCOM78464A6984606,750SH SOLE 6,4500300
SPECIAL OPPORTUNITIES FD INC COMCOM84741T1044,266277,280SH SOLE 231,107046,173
SPROTT FOCUS TR INC COMCOM85208J10928734,667SH SOLE 32,00002,667
SPROTT PHYSICAL GOLD & SILVER TR UNITCOM85208R1019500SH SOLE 50000
SPROTT PHYSICAL GOLD TR UNITCOM85207H1048614SH SOLE 00614
SPROTT PHYSICAL SILVER TR TR UNITCOM85207K1076736SH SOLE 00736
SPDR S&P 500 ETF TR 211015C00435000COM78462F10312SHCallSOLE 002
SPDR S&P 500 ETF TR 220121C00375000COM78462F103488SHCallSOLE 008
SPDR S&P 500 ETF TR 220218C00350000COM78462F103425SHCallSOLE 005
SPDR S&P 500 ETF TR 220218C00365000COM78462F103365SHCallSOLE 005
SPDR S&P 500 ETF TR 220218C00375000COM78462F103315SHCallSOLE 005
SPDR S&P 500 ETF TR 220218C00380000COM78462F1035810SHCallSOLE 0010
SPDR S&P 500 ETF TR 220318C00355000COM78462F103577SHCallSOLE 007
SPDR S&P 500 ETF TR 220318C00365000COM78462F10305SHCallSOLE 005
SPDR S&P 500 ETF TR 220318C00375000COM78462F1036410SHCallSOLE 0010
SPDR S&P 500 ETF TR 220318C00390000COM78462F103265SHCallSOLE 005
SWISS HELVETIA FD INC COMCOM870875101979106,724SH SOLE 85,878020,846
TECHNOLOGY SELECT SECTOR SPDR FUNDCOM81369Y803101670SH SOLE 605065
TEMPLETON EMERGING MKTS FD COMCOM88019110134720,491SH SOLE 18,01302,478
THE 3D PRINTING ETFCOM00214Q50025700SH SOLE 70000
TRI CONTL CORP COMCOM89543610315,103452,029SH SOLE 387,583064,446
VANECK GAMING ETFCOM92189F88210200SH SOLE 20000
VANECK ISRAEL ETFCOM92189F635240SH SOLE 4000
VANECK SEMICONDUCTOR ETFCOM92189F67631120SH SOLE 12000
VANECK SHORT MUNI ETFCOM92189F5284215SH SOLE 21500
VANECK VIDEO GAMING AND ESPORTS ETFCOM92189F11427417SH SOLE 41700
VANGUARD DIVIDEND APPRECIATION INDEX FUNDCOM921908844116758SH SOLE 5580200
VANGUARD LARGE-CAP INDEX FUNDCOM92290863788440SH SOLE 44000
VANGUARD MEGA CAP GROWTH ETFCOM9219108161250SH SOLE 20030
VANGUARD RUSSELL 2000 ETFCOM92206C6642432,745SH SOLE 1,8900855
VANGUARD S&P 500 ETFCOM92290836310,63326,916SH SOLE 22,11904,797
VANGUARD SMALL-CAP INDEX FUNDCOM92290875133151SH SOLE 15100
VANGUARD TOTAL STOCK MARKET INDEX FUNDCOM92290876911,82553,194SH SOLE 42,818010,376
VERTICAL CAP INCOME FD SHS BEN INTCOM92535C104262,510SH SOLE 97401,536
VIRTUS ALLIANZGI ARTIFICIAL COMCOM92838Y10021800SH SOLE 80000
VIRTUS DIVIDEND INTEREST & PR COMCOM92840R1011,723116,121SH SOLE 93,067023,054
VOYA GLBL EQTY DIV & PREM OPP COMCOM92912T1001111SH SOLE 11100