UNITED STATES
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 21872
MUTUAL FUND SERIES TRUST
(Exact name of registrant as specified in charter)
4221 North 203rd Street, Suite 100
Elkhorn, Nebraska 68022-3474
(Address of principal executive offices) (Zip code)
CT CORPORATION SYSTEM
1300 EAST NINTH STREET
CLEVELAND, OH 44114
(Name and address of agent for service)
Registrant’s telephone number, including area code:
866-447-4228
Date of fiscal year end: March 31, June 30, and September 30
Date of reporting period: July 1, 2020 – June 30, 2021
ITEM 1. PROXY VOTING RECORD:
Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Insider Buying Fund | |||||||
Investment Company 1940 Act File # 811-21872 | |||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | |||||||||
N-PX Form Requirements | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | Annua/ Special | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Teladoc Health Inc | TDOC | 87918A105 | 10/28/2020 | Special | 1. Approval of Share Issuance. To approve the issuance of shares of Teladoc Health, Inc. ("Teledoc") common stock to the shareholders of Livongo Health, Inc. ("Livongo") pursuant to the Agreement and Plan of Merger, dated as of August 5, 2020, by and among Teladoc, Livongo, and Tempranillo Merger Sub, Inc., a wholly-owned subsidiary of Teladoc (the "Teladoc share issuance proposal") | Mgmt. | N | n/a | n/a |
2. Adoption of Charter Amendment. To adopt an amendment to the certificate of incorporation of Teladoc (the "Teladoc charter amendment proposal") | Mgmt. | N | n/a | n/a | |||||
3. Adjournment of Teladoc Shareholder Meeting. To approve the adjournment of the Teladoc shareholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Teladoc shareholder meeting to approve the Teladoc share issuance proposal and the Teladoc charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Teladoc shareholders. | Shareholder | N | n/a | n/a | |||||
Take-Two Interactive Software Inc | TTWO | 874054109 | 9/16/2020 | Annual | Election of Directors | Mgmt | N | n/a | n/a |
non-binding advisory basis, of the companesation of the Company's named executive officers' | Mgmt | N | n/a | n/a | |||||
approval of the amended and Restate 2017 stock incentive plan | Mgmt | N | n/a | n/a | |||||
Ratification of E&Y as aditors fye 3-31-2021 | Mgmt | N | n/a | n/a | |||||
Royal Gold Inc. | RGLD | 780287108 | 11/18/2020 | Annual | ELECTION OF CLASS III DIRECTORS | Mgmt. | N | n/a | n/a |
ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt. | N | n/a | n/a | |||||
RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2021 | Mgmt. | N | n/a | n/a | |||||
Wix.com Ltd. | WIX | M98068105 | 11/9/2020 | Annual | amend and readopt compensation policies for executives and directors | Mgmt. | N | n/a | n/a |
approvan an option award plan for the CEO | Mgmt. | N | n/a | n/a | |||||
amend and readop the compensation arrangement for none-executive directors | Mgmt. | N | n/a | n/a | |||||
re-elect directors | Mgmt. | N | n/a | n/a | |||||
ratify appoitment of Kost, Forer, Gabbay & Kasierero ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for the year ending December 31, 2019 and until the next annual general meeting of shareholders, and to authorize the Company’s Board of Directors (with power of delegation to its audit committee) to set the fees to be paid to such auditors. | Mgmt. | N | n/a | n/a | |||||
Peloton Interactive Inc. | PTON | 70614W100 | 12/9/2020 | Annual | Elect three Class I directors of Peloton Interactive, Inc., each to serve a three-year term expiring at the 2023 annual meeting of stockholders and until such director’s successor is duly elected and qualified. | mgmt. | N | n/a | n/a |
Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021. | mgmt. | N | n/a | n/a | |||||
Select, on a non-binding advisory basis, whether future advisory votes on the compensation paid to named executive officers should be held every one,two or three years | mgmt. | N | n/a | n/a | |||||
Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Annual | Election of Directors | Mgmt. | N | n/a | n/a |
2. Advisory vote to approve named executive officer compensation. | Mgmt. | N | n/a | n/a | |||||
3. Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021 | Mgmt. | N | n/a | n/a | |||||
4. Shareholder pProposal - Report on Employee Representation on Board of Directors | shareholder | N | n/a | n/a | |||||
Veeva Systems Inc. | VEEV | 922475108 | 1/13/2021 | Special | Adopt the amendment of our Restated Certificate of Incorporation to become a public benefit corporation | Mgmt. | N | n/a | n/a |
Adopt the amendment of our Restated Certificate of Incorporation to eliminate the classified structure of our Board | Mgmt. | N | n/a | n/a | |||||
Intercontinental Exchange Inc. | ICE | 45866F104 | 5/14/2021 | Annual | Approve all directors | MGMT | Y | For | FOR |
Intercontinental Exchange Inc. | ICE | 45866F104 | 5/14/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Intercontinental Exchange Inc. | ICE | 45866F104 | 5/14/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Intercontinental Exchange Inc. | ICE | 45866F104 | 5/14/2021 | Annual | Stockholder proposal regarding adoption of a simple majority voting standard | shareholder | Y | AGAINST | AGAINST |
Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Annual | Approve Equity Incentive Plan | MGMT | Y | FOR | FOR |
Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Alteryx Inc. | AYX | 02156B103 | 5/13/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Alteryx Inc. | AYX | 02156B103 | 5/13/2021 | Annual | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
Alteryx Inc. | AYX | 02156B103 | 5/13/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Bandwidth Inc. | BAND | 05988J103 | 5/20/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Bandwidth Inc. | BAND | 05988J103 | 5/20/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Bandwidth Inc. | BAND | 05988J103 | 5/20/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Teladoc Health Inc | TDOC | 87918A105 | 5/17/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Teladoc Health Inc | TDOC | 87918A105 | 5/17/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Teladoc Health Inc | TDOC | 87918A105 | 5/17/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
PayPal Holdings Inc. | PYPL | 70450Y103 | 5/26/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
PayPal Holdings Inc. | PYPL | 70450Y103 | 5/26/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
PayPal Holdings Inc. | PYPL | 70450Y103 | 5/26/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
PayPal Holdings Inc. | PYPL | 70450Y103 | 5/26/2021 | Annual | Stockholder proposal - Stockholder right to act by written consent | shareholder | Y | AGAINST | AGAINST |
PayPal Holdings Inc. | PYPL | 70450Y103 | 5/26/2021 | Annual | Stockholder Proposal - Assessing Inclusion in the Workplace | shareholder | Y | AGAINST | AGAINST |
DocuSign Inc. | DOCU | 256163106 | 5/28/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
DocuSign Inc. | DOCU | 256163106 | 5/28/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
DocuSign Inc. | DOCU | 256163106 | 5/28/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding dual class capital structure | shareholder | Y | AGAINST | AGAINST |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding an independent chair | shareholder | Y | AGAINST | AGAINST |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding child exploitation | shareholder | Y | AGAINST | AGAINST |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding human/civil rights expert on board | shareholder | Y | AGAINST | AGAINST |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding platform misuse | shareholder | Y | FOR | AGAINST |
Facebook Inc. | FB | 30303M102 | 5/26/2021 | Annual | A shareholder proposal regarding public benefit corporation | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Report On Customer Due Diligence | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Mandatory Independent Board Chair Policy | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting Additional Reporting On Gender/Racial Pay | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Report On Promotion Data | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Report On Packaging Materials | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Diversity And Equity Audit Report | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting An Alternative Director Candidate Policy | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Report On Competition Strategy And Risk | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting An Additional Reduction In Threshold For Calling Special Shareholder Meetings | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting Additional Reporting On Lobbying | shareholder | Y | AGAINST | AGAINST |
Amazon.com Inc. | AMZN | 023135106 | 5/26/2021 | Annual | Shareholder Proposal Requesting A Report On Customer Use Of Certain Technologies | shareholder | Y | AGAINST | AGAINST |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Approve shareholders right to call a special meeting | MGMT | Y | FOR | FOR |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Approve Equity Incentive Plan | MGMT | Y | FOR | FOR |
ServiceNow Inc. | NOW | 81762P102 | 6/7/2021 | Annual | Approve Employee Stock Purchase Plan | MGMT | Y | FOR | FOR |
SolarEdge Technologies Inc. | SEDG | 83417M104 | 6/1/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
SolarEdge Technologies Inc. | SEDG | 83417M104 | 6/1/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
SolarEdge Technologies Inc. | SEDG | 83417M104 | 6/1/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Stockholder Proposal - Political Disclosures | shareholder | Y | AGAINST | AGAINST |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Stockholder Proposal - Simple Majority Vote | shareholder | Y | AGAINST | AGAINST |
Netflix Inc. | NFLX | 64110L106 | 6/3/2021 | Annual | Stockholder Proposal - To Improve the Executive Compensation Philosophy | shareholder | Y | AGAINST | AGAINST |
Activision Blizzard Inc. | ATVI | 00507V109 | 6/14/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Activision Blizzard Inc. | ATVI | 00507V109 | 6/14/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Activision Blizzard Inc. | ATVI | 00507V109 | 6/14/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
MarketAxess Holdings Inc. | MKTX | 57060D108 | 6/9/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
MarketAxess Holdings Inc. | MKTX | 57060D108 | 6/9/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
MarketAxess Holdings Inc. | MKTX | 57060D108 | 6/9/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Square Inc. | SQ | 852234103 | 6/15/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Square Inc. | SQ | 852234103 | 6/15/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Square Inc. | SQ | 852234103 | 6/15/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Square Inc. | SQ | 852234103 | 6/15/2021 | Annual | Stockholder Proposal - Independent Chair | shareholder | Y | AGAINST | AGAINST |
Square Inc. | SQ | 852234103 | 6/15/2021 | Annual | Stockholder Proposal - Change in Stockholder Voting | shareholder | Y | AGAINST | AGAINST |
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Okta Inc. | OKTA | 679295105 | 6/17/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Okta Inc. | OKTA | 679295105 | 6/17/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Okta Inc. | OKTA | 679295105 | 6/17/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
RingCentral Inc. | RNG | 76680R206 | 6/4/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
RingCentral Inc. | RNG | 76680R206 | 6/4/2021 | Annual | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
RingCentral Inc. | RNG | 76680R206 | 6/4/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
MercadoLibre Inc. | MELI | 58733R102 | 6/8/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
MercadoLibre Inc. | MELI | 58733R102 | 6/8/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
MercadoLibre Inc. | MELI | 58733R102 | 6/8/2021 | Annual | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
Zoom Video Communications Inc. | ZM | 98980L101 | 6/17/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Zoom Video Communications Inc. | ZM | 98980L101 | 6/17/2021 | Annual | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
Zoom Video Communications Inc. | ZM | 98980L101 | 6/17/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Zoom Video Communications Inc. | ZM | 98980L101 | 6/17/2021 | Annual | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Approve Long Term Incentive Plan | MGMT | Y | FOR | FOR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Approve Non-Employee Director Equity Compensation Plan | MGMT | Y | FOR | FOR |
Mastercard Inc. | MA | 57636Q104 | 6/22/2021 | Annual | Approve removal of supermajority voting requirements | MGMT | Y | FOR | FOR |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Frequency of votes for executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Approve shareholders to call special meetings | MGMT | Y | FOR | FOR |
Veeva Systems Inc. | VEEV | 922475108 | 6/23/2021 | Annual | Stockholder Proposal - Shareholders holding 15% or more of our common stock to call special meetings | shareholder | Y | AGAINST | AGAINST |
Crowdstrike Holdings Inc. | CRWD | 22788C105 | 6/30/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Crowdstrike Holdings Inc. | CRWD | 22788C105 | 6/30/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Crowdstrike Holdings Inc. | CRWD | 22788C105 | 6/30/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Crowdstrike Holdings Inc. | CRWD | 22788C105 | 6/30/2021 | Annual | Frequency of votes for executive comp | MGMT | Y | 3 YEARS | 3 YEARS |
Crowdstrike Holdings Inc. | CRWD | 22788C105 | 6/30/2021 | Annual | Approve Employee Stock Purchase Plan | MGMT | Y | FOR | FOR |
CyberArk Software Ltd. | CYBR | M2682V108 | 6/29/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
CyberArk Software Ltd. | CYBR | M2682V108 | 6/29/2021 | Annual | Ratify appointment of Kost Forer Gabbay & Kasierer (a member firm of Ernst & Young Global) | MGMT | Y | FOR | FOR |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Insider Income Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies voting during the Reporting Period |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Multi Strategy Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies voted during the reporting period |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Pivotal Growth Fund | |||||||
Investment Company 1940 Act File # 811-21872 | |||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | |||||||||
N-PX Form Requirements | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | Annual /Special | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Select Medical Holdings Corporation | SEM | 81619Q105 | 04/29/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Select Medical Holdings Corporation | SEM | 81619Q105 | 04/29/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Select Medical Holdings Corporation | SEM | 81619Q105 | 04/29/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Berkshire Hathaway Inc. | BRK/B | 084670702 | 04/30/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Berkshire Hathaway Inc. | BRK/B | 084670702 | 04/30/21 | Annual | Shareholder proposal: Climate-related risks and opportunities | shareholder | Y | AGAINST | AGAINST |
Berkshire Hathaway Inc. | BRK/B | 084670702 | 04/30/21 | Annual | Shareholder proposal: Diversity and inclusion reporting | shareholder | Y | AGAINST | AGAINST |
Mettler-Toledo International Inc. | MTD | 592688105 | 05/06/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Mettler-Toledo International Inc. | MTD | 592688105 | 05/06/21 | Annual | Ratification Of Independent Registered Public Accounting Firm | MGMT | Y | FOR | FOR |
Mettler-Toledo International Inc. | MTD | 592688105 | 05/06/21 | Annual | Approve Executive Comp | MGMT | Y | FOR | FOR |
Mettler-Toledo International Inc. | MTD | 592688105 | 05/06/21 | Annual | Approval of Equity Incentive Plan | MGMT | Y | FOR | FOR |
West Pharmaceutical Services Inc. | WST | 955306105 | 05/04/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
West Pharmaceutical Services Inc. | WST | 955306105 | 05/04/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
West Pharmaceutical Services Inc. | WST | 955306105 | 05/04/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Domino's Pizza Inc. | DPZ | 25754A201 | 4/26/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Domino's Pizza Inc. | DPZ | 25754A201 | 4/26/2021 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Domino's Pizza Inc. | DPZ | 25754A201 | 4/26/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Triton International Ltd. | TRTN | G9078F107 | 04/27/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Triton International Ltd. | TRTN | G9078F107 | 04/27/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Triton International Ltd. | TRTN | G9078F107 | 04/27/21 | Annual | Ratify appointment of KPMG LLP | MGMT | Y | FOR | FOR |
Triton International Ltd. | TRTN | G9078F107 | 04/27/21 | Annual | Approve Amendments to the Bye-Laws | MGMT | Y | FOR | FOR |
CSX Corporation | CSX | 126408103 | 05/06/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
CSX Corporation | CSX | 126408103 | 05/06/21 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
CSX Corporation | CSX | 126408103 | 05/06/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | election of directors | Mgmt. | N | N/A | N/A |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | Ratify Deloitte & Touche LLP as Auditors | Mgmt. | N | N/A | N/A |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt. | N | N/A | N/A |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | Approve Qualified Employee Stock Purchase Plan | Mgt | N | N/A | N/A |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | Report on Efforts to Eliminate Deforestation | shareholder | N | N/A | N/A |
The Procter & Gamble Co | PG | 742718109 | 10/13/20 | Annual | Publish Annually a Report Assessing Diversity and Inclusion Efforts | shareholder | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | election of directors | mgtm | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | Approve Omnibus Stock Plan | mgmt | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | Ratify Ernst & Young LLP as Auditors | mgmt | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | Report on Gender Pay Gap | shareholder | N | N/A | N/A |
Oracle Corp | ORCL | 68389X105 | 11/04/20 | Annual | Require Independent Board Chair | shareholder | N | N/A | N/A |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Amendment to Articles of Organization: Lower voting requirement for approval of mergers | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Amendment to Articles of Organization: Act by majority written consent | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Approve Stock Purchase Plan | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Approve the Equity and Cash Compensation Incentive Plan | MGMT | Y | FOR | FOR |
Teradyne Inc. | TER | 880770102 | 05/07/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Annual | election of directors | mgmt | N | n/a | n/a |
Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | mgmt | N | n/a | n/a |
Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Annual | Ratify Deloitte & Touche LLP as Auditors | mgmt | N | n/a | n/a |
Microsoft Corporation | MSFT | 594918104 | 12/02/20 | Annual | Report on Employee Representation on the Board of Directors | mgmt | N | n/a | n/a |
Keysight Technologies Inc. | KEYS | 49338L103 | 03/18/21 | Annual | Elect three directors to a 3-year term; | mgmt | N | n/a | n/a |
Keysight Technologies Inc. | KEYS | 49338L103 | 03/18/21 | Annual | Ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as Keysight’s independent registered public accounting firm; | mgmt | N | n/a | n/a |
Keysight Technologies Inc. | KEYS | 49338L103 | 03/18/21 | Annual | Approve, on a non-binding advisory basis, the compensation of Keysight’s named executive officers; and | mgmt | N | n/a | n/a |
FactSet Research Systems Inc. | FDS | 303075105 | 12/17/20 | Annual | To elect five directors to the Board of Directors. | mgmt | N | n/a | n/a |
FactSet Research Systems Inc. | FDS | 303075105 | 12/17/20 | Annual | To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2021. | mgmt | N | n/a | n/a |
FactSet Research Systems Inc. | FDS | 303075105 | 12/17/20 | Annual | to vote on a non-binding advisory resolution to approve the compensation of our named executive officers. | mgmt | N | n/a | n/a |
Apple Inc. | AAPL | 037833100 | 2/23/2021 | Annual | election of directors | mgmt | N | n/a | n/a |
Apple Inc. | AAPL | 037833100 | 2/23/2021 | Annual | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | mgmt | N | n/a | n/a |
Apple Inc. | AAPL | 037833100 | 2/23/2021 | Annual | Advisory vote to approve executive compensation. | mgmt | N | n/a | n/a |
Apple Inc. | AAPL | 037833100 | 2/23/2021 | Annual | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | shareholder | N | n/a | n/a |
Apple Inc. | AAPL | 037833100 | 2/23/2021 | Annual | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | shareholder | N | n/a | n/a |
Mr Cooper Group Inc. | COOP | 62482R107 | 05/13/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Mr Cooper Group Inc. | COOP | 62482R107 | 05/13/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Mr Cooper Group Inc. | COOP | 62482R107 | 05/13/21 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Pool Corporation | POOL | 73278L105 | 05/03/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Pool Corporation | POOL | 73278L105 | 05/03/21 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Pool Corporation | POOL | 73278L105 | 05/03/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
SS&C Technologies Holdings Inc. | SSNC | 78467J100 | 05/19/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
SS&C Technologies Holdings Inc. | SSNC | 78467J100 | 05/19/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
SS&C Technologies Holdings Inc. | SSNC | 78467J100 | 05/19/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Chemed Corporation | CHE | 16359R103 | 05/17/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Chemed Corporation | CHE | 16359R103 | 05/17/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Chemed Corporation | CHE | 16359R103 | 05/17/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Chemed Corporation | CHE | 16359R103 | 05/17/21 | Annual | Shareholder proposal: Political spending and political contributions | shareholder | Y | AGAINST | AGAINST |
Dropbox Inc. | DBX | 26210C104 | 5/20/2021 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Dropbox Inc. | DBX | 26210C104 | 5/20/2021 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Dropbox Inc. | DBX | 26210C104 | 5/20/2021 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Approve Stock Incentive Plan | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Approve amendment to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders | MGMT | Y | FOR | FOR |
Dollar General Corporation | DG | 256677105 | 05/25/21 | Annual | Shareholder proposal regarding shareholders' ability to call special meetings of shareholders | Shareholder | Y | AGAINST | AGAINST |
TriNet Group Inc. | TNET | 896288107 | 05/27/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
TriNet Group Inc. | TNET | 896288107 | 05/27/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
TriNet Group Inc. | TNET | 896288107 | 05/27/21 | Annual | Frequency of votes for executive comp | MGMT | Y | 1 YEAR | 1 YEAR |
TriNet Group Inc. | TNET | 896288107 | 05/27/21 | Annual | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
Big Lots Inc. | BIG | 089302103 | 05/26/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Big Lots Inc. | BIG | 089302103 | 05/26/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Big Lots Inc. | BIG | 089302103 | 05/26/21 | Annual | Ratify appointment of Deloitte & Touche LLP | MGMT | Y | FOR | FOR |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Ratify appointment of Ernst & Young LLP | MGMT | Y | FOR | FOR |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Report on Refrigerants Released from Operations | shareholder | Y | AGAINST | AGAINST |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Report on Lobbying Disclosures | shareholder | Y | AGAINST | AGAINST |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Report on Alignment of Racial Justice Goals and Starting Wages | shareholder | Y | AGAINST | AGAINST |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Create a Pandemic Workforce Advisory Council | shareholder | Y | AGAINST | AGAINST |
Walmart Inc. | WMT | 931142103 | 06/02/21 | Annual | Report on Statement of the Purpose of a Corporation | shareholder | Y | AGAINST | AGAINST |
Masimo Corporation | MASI | 574795100 | 05/27/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Masimo Corporation | MASI | 574795100 | 05/27/21 | Annual | Ratify appointment of Grant Thornton | MGMT | Y | FOR | FOR |
Masimo Corporation | MASI | 574795100 | 05/27/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Quanta Services Inc. | PWR | 74762E102 | 05/27/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Quanta Services Inc. | PWR | 74762E102 | 05/27/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Quanta Services Inc. | PWR | 74762E102 | 05/27/21 | Annual | Ratify appointment of PricewaterhouseCoopers LLC | MGMT | Y | FOR | FOR |
Qualys Inc. | QLYS | 74758T303 | 06/09/21 | Annual | Approve all directors | MGMT | Y | FOR | FOR |
Qualys Inc. | QLYS | 74758T303 | 06/09/21 | Annual | Ratify appointment of Grant Thornton | MGMT | Y | FOR | FOR |
Qualys Inc. | QLYS | 74758T303 | 06/09/21 | Annual | Approve executive comp | MGMT | Y | FOR | FOR |
Qualys Inc. | QLYS | 74758T303 | 06/09/21 | Annual | Approve Stock Purchase Plan | MGMT | Y | FOR | FOR |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Systematic Alpha Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies were voted during the Reporting Period. |
Registrant: MUTUAL FUND SERIES TRUST | Day Hagan Logix Smart Value Fund | ||||||||
Investment Company Act file number: 811-21872 | |||||||||
Reporting Period: July 1, 2020 through June 30, 2021 | |||||||||
N-PX Form Requirements | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
Cardinal Health Inc. | CAH | 14149Y108 | 11/4/2020 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2021. | MGMT | Y | For | For | ||||
3 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | MGMT | Y | For | For | ||||
4 | To approve an amendment to our Restated Code of Regulations to reduce the shae ownership threshold for calling a special meeting of shareholders | MGMT | Y | For | For | ||||
5 | Shareholder proposal to reduce the share ownership threshold for calling a special meeting of shareholders, if properly presented | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder proposal to adopt a policy that the chairman of the board be an independent director, if properly presented | SHAREHOLDER | N | Against | For | ||||
Oracle Corp | ORCL | 68389X105 | 11/4/2020 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory vote to approve compensation of Named Executive Officers | MGMT | Y | For | For | ||||
3 | Approve the Oracle Corp 2020 Equity Incentive Plan | MGMT | Y | For | For | ||||
4 | Ratification of selection of Independent Registered Public Accounting Firm | MGMT | Y | For | For | ||||
5 | Stockholder proposal regarding Pay Equity Report | SHAREHOLDER | N | Against | For | ||||
6 | Stockholder proposal regarding Independent Board Chair | SHAREHOLDER | N | Against | For | ||||
Amdocs Limited | DOX | G02602103 | 1/29/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Proposal to increase the dividend rate from $0.3275 to $0.36 per share | MGMT | Y | For | For | ||||
3 | To approve the Consolidated Financial Statements for the fiscal year ended September 30, 2020 | MGMT | Y | For | For | ||||
4 | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending September 30, 2021. | MGMT | Y | For | For | ||||
Tyson Foods, Inc. | TSN | 902494103 | 2/11/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To ratify selection of PricewaterhouseCoopers as independent registered accounting firm for fiscal year ending October 2, 2021 | MGMT | Y | For | For | ||||
3 | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | MGMT | Y | For | For | ||||
4 | Shareholder proposal to request a report regarding human rights due diligence | SHAREHOLDER | N | Against | For | ||||
5 | Shareholder proposal regarding share voting | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications | SHAREHOLDER | N | Against | For | ||||
Amerisourcebergen Corp. | ABC | 3.073E+108 | 3/11/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting frm for fiscal year 2021. | MGMT | Y | For | For | ||||
3 | Advisory vote to approve the compensation of named executive officers. | MGMT | Y | For | For | ||||
4 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | SHAREHOLDER | N | Against | For | ||||
The Bank of Mew York Mellon Corp. | BK | 06405-8100 | 4/13/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory Resolution to approve 2020 Compensation of named executive officers | MGMT | Y | For | For | ||||
3 | Ratification of KPMG LLP as independent auditor for 2021 | MGMT | Y | For | For | ||||
4 | Stockholder proposal regarding stockholder requests for a record date to initiate written consent | SHAREHOLDER | N | Against | For | ||||
Pfizer | PFE | 717081103 | 4/22/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratify the selection of KPMG LLLP as independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
3 | 2021 advisory approval of executive compensation | MGMT | Y | For | For | ||||
4 | Shareholder proposal regarding independent chair policy | SHAREHOLDER | N | Against | For | ||||
5 | Shareholder proposal regarding political spending report | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder proposal regarding access to COVID-19 products | SHAREHOLDER | N | Against | For | ||||
Northern TR Corporation | NTRS | 665859104 | 4/20/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Approval, by an advisory vote, of the 2020 compensation of the Corporation's named executive officers | MGMT | Y | For | For | ||||
3 | Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021 | MGMT | Y | For | For | ||||
Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021 | MGMT | Y | For | For | ||||
3 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay) | MGMT | Y | For | For | ||||
4 | Stockholder Proposal to Adopt Stockholder Action by Written Consent | SHAREHOLDER | N | Against | For | ||||
5 | Stockholder Proposal to Issue a Report on Human Rights Due Diligence | SHAREHOLDER | N | Against | For | ||||
Aflac Incorporated | AFL | 00105-5102 | 5/3/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To consider the following non-binding proposal: Resolved, on an advisory basis, the shareholders of Aflac approve the compensation of the named wxecutive officers | MGMT | Y | For | For | ||||
3 | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2021 | MGMT | Y | For | For | ||||
Bank of America Corporation | BAC | 06050-5104 | 4/20/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Approving our executive compensation (an advisory, Non-binding "Say on Pay" resolution) | MGMT | Y | For | For | ||||
3 | Ratifying the appointment of our independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
4 | Amending and restating the Bank of America Corporation Key Employee Equity Plan | MGMT | Y | For | For | ||||
5 | Shareholder proposal requesting amendments to our proxy access by law | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder proposal requesting amendments to allow shareholders to act by written consent | SHAREHOLDER | N | Against | For | ||||
7 | Shareholder proposal requesting a change in organizational form | SHAREHOLDER | N | Against | For | ||||
8 | Shareholder proposal requesting a racial equity audit | SHAREHOLDER | N | Against | For | ||||
Goldman Sachs Group, Inc | GS | 38141G104 | 4/29/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory Vote to Approve Executive Compensation (Say on Pay) | MGMT | Y | For | For | ||||
3 | Approval of the Goldman Sachs Amended and Restated Stock Incentive Plan (2021) | MGMT | Y | For | For | ||||
4 | Ratification of PricewaterhouseCoopers LLP as oru Independent Registered Public Accounting Firm for 2021 | MGMT | Y | For | For | ||||
5 | Shareholder Proposal Regarding Shareholder Right to Act By Written Consent | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration | SHAREHOLDER | N | Against | For | ||||
7 | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation | SHAREHOLDER | N | Against | For | ||||
8 | Shareholder Proposal Regarding a Racial Equity Audit | SHAREHOLDER | N | Against | For | ||||
Abbvie Inc | ABBV | 00287Y109 | 5/7/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of Ernst & Young LLP as Abbvie's independent accounting firm for 2021 | MGMT | Y | For | For | ||||
3 | Say on Pay - An advisory vote on the approval of executive compensation | MGMT | Y | For | For | ||||
4 | Approval of the Amended and Restated 2013 Incentive Stock Program | MGMT | Y | For | For | ||||
5 | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-US employees | MGMT | Y | For | For | ||||
6 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | MGMT | Y | For | For | ||||
7 | Stockholder Proposal - To Issue an Annual Report on Lobbying | SHAREHOLDER | N | Against | For | ||||
8 | Stockholder Porposal - to Adopt a Policy to Require Independent Chariman | SHAREHOLDER | N | Against | For | ||||
General Dynamics Corp. | GD | 369550108 | 5/5/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory Vote on the Selection of Independent Auditors | MGMT | Y | For | For | ||||
3 | Advisory Vote to Approve Executive Compensation | MGMT | Y | For | For | ||||
4 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting | SHAREHOLDER | N | Against | For | ||||
Omnicom Group, Inc. | OMC | 681919106 | 5/4/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory resolution to approve executive compensation | MGMT | Y | For | For | ||||
3 | Ratification of the appointment of KPMG LLP as the Company's independent auditors for the 2021 fiscal year | MGMT | Y | For | For | ||||
4 | Approval of the Omnicom Group Inc 2021 Incentive Award Plan | MGMT | Y | For | For | ||||
5 | Shareholder proposal regarding political spending disclsoure | SHAREHOLDER | N | Against | For | ||||
Verizon Communications Inc | VZ | 92343V104 | 5/13/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory Vote to Approve Executive Compensation | MGMT | Y | For | For | ||||
3 | Ratification of Appointment of Independent Registered Public Accounting Firm | MGMT | Y | For | For | ||||
4 | Sharehodler Action by Written Consent | SHAREHOLDER | N | Against | For | ||||
5 | Amend Clawback Policy | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder Ratification of Annual Equity Awards | SHAREHOLDER | N | Against | For | ||||
T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers | MGMT | Y | For | For | ||||
3 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
4 | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change | SHAREHOLDER | N | Against | For | ||||
First American Financial Corporation | FAF | 31847R102 | 5/11/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory vote to approve executive compensation | MGMT | Y | For | For | ||||
3 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021 | MGMT | Y | For | |||||
For | |||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of the appointment of KPMG LLP a sthe Company's independent registered public accounting firm for fiscal year 2021 | MGMT | Y | For | For | ||||
3 | Advisory approval of the Company's executive compensation | MGMT | Y | For | For | ||||
4 | Shareholder Proposal - Special Shareholder Meeting Vote Threshold | SHAREHOLDER | N | Against | For | ||||
5 | Shareholder Proporsl - Report on Sugar and Public Health | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder Proposal - Report on External Public Health Costs | SHAREHOLDER | N | Against | For | ||||
The Home Depot, Inc. | HD | 437076102 | 5/20/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of the Appointment of KPMG LLP | MGMT | Y | For | For | ||||
3 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | MGMT | Y | For | For | ||||
4 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | SHAREHOLDER | N | Against | For | ||||
5 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | SHAREHOLDER | N | Against | For | ||||
6 | Shareholder Porposal Regarding Report on Prison Labor in the Supply Chain | SHAREHOLDER | N | Against | For | ||||
Gilead Sciences, Inc, | GILD | 375558103 | 5/12/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm for the fiscal year ending December 31, 2021 | MGMT | Y | For | For | ||||
3 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presneted in the Proxy Statement | MGMT | Y | For | For | ||||
4 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairman of the Board of Directors be an independent director | SHAREHOLDER | N | Against | |||||
For | |||||||||
CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of the appointment of our independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
3 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation | MGMT | Y | For | For | ||||
4 | Stockholder proposal for reducing the threshold for our stockholder right to act by wwitten consent | SHAREHOLDER | N | Against | For | ||||
5 | Stockholder proposal regarding our independent Board Chair | SHAREHOLDER | N | Against | |||||
For | |||||||||
Juniper Networks, Inc. | JNPR | 48203R104 | 5/13/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our aduitors for the fiscal year ending December 31, 2021 | MGMT | Y | For | For | ||||
3 | Apporval of a non-binding advisory resolution on executive compensation | MGMT | Y | For | For | ||||
The Travelers Companies, Inc | TRV | 89417E109 | 5/20/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of the appointment of KPMG LLP as the Travelers Companies Inc's independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
3 | Non-binding vote to approve executive compensation | MGMT | Y | For | For | ||||
4 | Approve an amendment to The Travelers Companies Inc Amended and Restated 2014 Stock Incentive Plan | MGMT | Y | For | For | ||||
For | |||||||||
The Interpublic Group of Companies | IPG | 460690100 | 5/27/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic's independent registered public accounting firm for 2021 | MGMT | Y | For | For | ||||
3 | Advisory vote to approve named executive officer compensation | MGMT | Y | For | For | ||||
4 | Stockholder proposal entitled "Special Stockholder Meetings" | SHAREHOLDER | N | Against | For | ||||
For | |||||||||
JPMorgan Chase & Co | JPM | 46625H100 | 5/18/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory resolution to approve executive compensation | MGMT | Y | For | For | ||||
3 | Approval of Amended and Restated Long-Term Incentive Plan effective May 18, 2021 | MGMT | Y | For | For | ||||
4 | Ratification of independent registered public accounting firm | MGMT | Y | For | For | ||||
5 | Improve shareholder written consent | SHAREHOLDER | N | Against | For | ||||
6 | Racial equity audit and report | SHAREHOLDER | N | Against | For | ||||
7 | Independent board chairman | SHAREHOLDER | N | Against | For | ||||
8 | Political and electioneering expenditure report | SHAREHOLDER | N | Against | For | ||||
Morgan Stanley | MS | 617446448 | 5/20/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To ratify the appointment of Deloitte & Touche LLP as independent auditor | MGMT | Y | For | For | ||||
3 | To approve the compensation of executives as disclosed in the proxy statement (non-binding vote) | MGMT | Y | For | For | ||||
4 | To approve the amended and restated Equity Incentive Compensation Plan | MGMT | Y | For | |||||
For | |||||||||
Unitedhealth Group Inc | UNH | 91324P102 | 6/7/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Advisory approval of the Company's executive compensation | MGMT | Y | For | For | ||||
3 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021 | MGMT | Y | For | For | ||||
4 | Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan | MGMT | Y | For | For | ||||
5 | If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders | SHAREHOLDER | N | Against | For | ||||
For | |||||||||
MetLife Inc | MET | 59156R108 | 6/15/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.s Independent Auditor for 2021 | MGMT | Y | For | For | ||||
3 | Advisory (non-binding) vote to approve the compensation paid to MetLife Inc's Named Executive Officers | MGMT | Y | For | |||||
For | |||||||||
Best Buy Co., Inc. | BBY | 08651-6101 | 6/16/2021 | 1 | ELECTION OF DIRECTORS | MGMT | Y | For | For |
2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 29,2022 | MGMT | Y | For | For | ||||
3 | To approve in a non-binding advisory vote our named executive officer compensation | MGMT | Y | For | For | ||||
4 | To vote on a shareholder proposal entitled "Right to Act by Written Consent" | SHAREHOLDER | N | Against | For |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Core Bond Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies voted for period July 28, 2020 (commencement of operations) through June 30, 2021 |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Dividend Opportunities Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Proxy Voting | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Richard C. Breeden, Feldmann, Kosecoff, Lewis, Rosebrough, Jr. Shah, Sohi, and Steeves | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Constellation Software Inc. | CSU | 21037X100 | Special; 08/05/2020 | Elect Director John Billowits | Management | Yes | Withhold | Against |
Constellation Software Inc. | CSU | 21037X100 | Special; 08/05/2020 | Elect Director Donna Parr | Management | Yes | For | For |
Constellation Software Inc. | CSU | 21037X100 | Special; 08/05/2020 | Elect Director Andrew Pastor | Management | Yes | Withhold | Against |
Constellation Software Inc. | CSU | 21037X100 | Special; 08/05/2020 | Elect Director Barry Symons | Management | Yes | Withhold | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director John Van Siclen | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Michael Capone | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Stephen Lifshatz | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Peter J. Bensen, Blixt, Coviello, Hawaus, Jurgensen, Mauer, Niblock, Moddelmog, Sharepe & Werner | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Edward Barnholl, Calderoni, Hanley, Higashi, Kennedy, Moore, Myers, Patel, Peng Rango, and Wallace | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Adopt Proxy Access Right | Shareholder | Yes | For | Against |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Matthew C. Flanigan, Prim, Wilson, Jr., Fiegel, Wimsett, Kelly, Miyashire, Brown and Foss | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Daniel J. Brutto, Cassaday, Frank, Glassock, Halverson, Hinshaw, Hourican, Koerber , Lundquist, Peltz, Shirtly and Talton | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Donald R. Horton, Allen, Anderson, Buchanan, Hewat & Miller | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Mala Anand | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Koh Boon Hwee | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Michael R. McMullen | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Daniel K. Podolsky | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Aart J. de Geus, Chan, Chaffin, Chizen, Johnson Nikias, Sargent, Schwarz, and Vallee | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Susan D. Austin | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Robert J. Byrne | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Peter H. Kind | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director James L. Robo | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Tim E. Bentsen, Blair, Brooke, Jr., Butler, Camp, Cherry, Murphy, Pastides, Prochaska, jr., Stallworth, Stelling, Storey & White | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Nonqualified Employee Stock Purchase Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Nonqualified Director Stock Purchase Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Kerrii B. Anderson, Anton, Fettig, Kramer, Morikis, Poon, Powell, Thaman, Thornton, III, and Wunning | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director Kathryn A. Byrne | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director Maggie Timoney | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director George Tsunis | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Authorize Share Repurchase Program | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Increase Authorized Common Stock | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Janet G. Davidson, Gluski, Khanna, Koeppel, Laulis, Miller, Monie, Morse, Jr., Naim and Sebastoam | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Yes | Against | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Harry V. Barton, Jr., Burdick, Byrd, Casbon, Compton, Davison, Fenstermaker, Jordon, Kemp., Sr., Maples, Palmer, Reed, Shea III, Stewart, Subramaniam, Surgranes, and Taylor | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Henry A. Fernandez, Ashe, Edmunds, Kinney, Perold, Rattray, Riefler, Smith, and Volent | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Jonathan Bram, Anschuetz, Ford, MacLennan, McClean, More, O'Neal, Sotos, and Stanley | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Michael A. Bradley, Burns, Clark, Gentilcore, Kanouff, Lederer, Loy, Olson, Saleki-Gerhardt, and Sullivan | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Hamid R. Moghadam, Bita, Fotiades, Kennard, Lyons, II, Modjtabai, O'Connor, Piani, Skelton, Webb and Zollars | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Mona Abutaleb Stephenson, Bryan, Glenn, Harris, Knight, Jones, Speetzen, Stauch, and Williamson | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Amend Non-Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Peter D. Arvan, Graven, Oler, dela Mesa, Seymour, Sledd, Stokely, & Whalen | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Peter G. Bowie, Chan, Harder, Kotagiro. Lauk, MacLellan, Maher, Niekamp, Rush, Samarasekera, Westlake, and Young | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Jeffrey N. Edwards, Goss, Hagen, Harris, Johnson, Kampling, Kurz, Lynch, MacKenzie, Starvidis,and Yates | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director James H. Herbert, II, AugustdeWilde, Erkan, Fahrenkopf, Jr., Groysberg, Hernandez, Joyner, Levy, Niederauer, and Parker | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director William M. Cook | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director Mark A. Buthman | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director Lakecia N. Gunter | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Alan S. Batey, Beebe, Furey, Griffin, King McGlade, Schriesheim, and Stevenson | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Adopt Simple Majority Vote | Shareholder | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Elect Director Mary S. Chan | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Elect Director George R. Krouse, Jr. | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Elect Director Christopher B. Begley, Bernard, Farrell, Hagermann, Hanson, Higgins, Hilado, Jafry, Koli, Michelson | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Amend Non-Employee Director Omnibus Stock Plan | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Amend Deferred Compensation Plan | Management | Yes | For | For |
Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | Annual; 05/14/2021 | Provide Right to Call Special Meeting | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Joel S. Marcus, Hash, Cain, Freire, Goldstein, Klein, and Woronoff | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Sherry A. Aaholm, Congdon, Congdon, Jr., Gabosch, Gantt, Hanley, Kasarda, Stallings, Stith, II, Suggs and Wray | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Samuel G. Liss | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Bruce E. Hansen | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Therese M. Vaughan | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Kathleen A. Hogenson | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Sanjay Khosla | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Antoinette R. Leatherberry | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Willie M. Reed | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Linda Rhodes | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Adopt Simple Majority Vote | Share Holder | Yes | For | Against |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director P. Robert Bartolo, Brown, Christy, Fitzgerald, Goldsmith, Hogan, Jones, Martin, Melone, Moreland Stephens and Thornton III | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Approve Discharge of Board Members | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Kurt Sievers as Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Peter Bonfield as Non-Executive Director | Management | Yes | Against | Against |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Elect Annette Clayton as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Elect Anthony Foxx as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Kenneth A. Goldman as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Josef Kaeser as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Lena Olving as Non-Executive Director | Management | Yes | Against | Against |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Peter Smitham as Non-Executive Director | Management | Yes | Against | Against |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Julie Southern as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Jasmin Staiblin as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Gregory L. Summe as Non-Executive Director | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Reelect Karl-Henrik Sundström as Non-Executive Director | Management | Yes | Against | Against |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Authorize Share Repurchase Program | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Approve Cancellation of Ordinary Shares | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Approve Remuneration of the Non Executive Members of the Board | Management | Yes | For | For |
NXP Semiconductors N.V. | NXPI | N6596X109 | Annual; 05/26/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Raul Alvarez, Batchelder, Braly, Cochran, Douglas, Dreiling, Ellison, Heinnrich, Rogers, Scott and West | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Amend Proxy Access Right | Shareholder | Yes | For | Against |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Jeffrey W. Eckel, Armbrister, Brenner, Eckhart, Floyd, Lagomarsino, O'Neil, Osborne, and Osgood | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Kirk E. Arnold, Berzin, Bruton, Cohon, Forsee, Hudson, Lamach, Lee, Boise, Peetz, Surma and White | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Issue of Equity | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Renew Directors' Authority to Issue Shares for Cash | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Allocation of Income and Dividends | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Dividends | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Jonathan C. Burrell | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Joseph J. Hartnett | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Min H. Kao | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Catherine A. Lewis | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Charles W. Peffer | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Clifton A. Pemble | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Min H. Kao as Board Chairman | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Designate Wuersch & Gering LLP as Independent Proxy | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Shellye L. Archambeau, Brinkley, Fort, III, Hunn, Johnson, Thatcher, Wallman, and Wright | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Nasdaq, Inc. | NDAQ | 631103108 | Annual; 06/15/2021 | Elect Director Melissa M. Arnoldi, Begley, Black, Friedman, Kazin, Kloet, Rainey, Splinter, Wallenberg, and Zollar | Management | Yes | For | For |
Nasdaq, Inc. | NDAQ | 631103108 | Annual; 06/15/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Nasdaq, Inc. | NDAQ | 631103108 | Annual; 06/15/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Nasdaq, Inc. | NDAQ | 631103108 | Annual; 06/15/2021 | Provide Right to Act by Written Consent | Shareholder | Yes | Against | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director Robert D. Dixon | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director David A. Ramon | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director William D. Jenkins, Jr. | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director Kathryn V. Roedel | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Jeffrey Blidner, Cutler, Filho, Dorn, Mann, Maroun, Shah, Westwell and Zuccotti | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Exponential Technologies Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX PROXY REPORTING | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reelect Philippe Botteri as Director | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reelect Jonathan Kolber as Director | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Sohail U. Ahmed | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Timothy M. Archer | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Eric K. Brandt | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Michael R. Cannon | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Catherine P. Lego | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Bethany J. Mayer | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Abhijit Y. Talwalkar | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Lih Shyng (Rick L.) Tsai | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Leslie F. Varon | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Nikesh Arora | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Carl Eschenbach | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Lorraine Twohill | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide Right to Act by Written Consent | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide Right to Call Special Meeting | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Approve New Bylaws | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Adjourn Meeting | Management | Yes | Against | Against |
Advanced Micro Devices, Inc. | AMD | 007903107 | Special; 04/07/2021 | Issue Shares in Connection with Merger | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Special; 04/07/2021 | Adjourn Meeting | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Aart J. de Geus | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Chi-Foon Chan | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Janice D. Chaffin | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Bruce R. Chizen | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Mercedes Johnson | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Chrysostomos L. "Max" Nikias | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Jeannine P. Sargent | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director John Schwarz | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Elect Director Roy Vallee | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Synopsys, Inc. | SNPS | 871607107 | Annual; 04/08/2021 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Elect Director G. Tyson Tuttle | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Elect Director Sumit Sadana | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Elect Director Gregg Lowe | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Silicon Laboratories Inc. | SLAB | 826919102 | Annual; 04/22/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Mitesh Dhruv | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Keith Enright | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Henry Schuck | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Michael A. Bradley | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director R. Nicholas Burns | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Rodney Clark | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James F. Gentilcore | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Yvette Kanouff | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James P. Lederer | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Bertrand Loy | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Paul L.H. Olson | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Azita Saleki-Gerhardt | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Brian F. Sullivan | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Paycom Software, Inc. | PAYC | 70432V102 | Annual; 05/03/2021 | Elect Director Robert J. Levenson | Management | Yes | Withhold | Against |
Paycom Software, Inc. | PAYC | 70432V102 | Annual; 05/03/2021 | Elect Director Frederick C. Peters, II | Management | Yes | Withhold | Against |
Paycom Software, Inc. | PAYC | 70432V102 | Annual; 05/03/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For |
Paycom Software, Inc. | PAYC | 70432V102 | Annual; 05/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Paycom Software, Inc. | PAYC | 70432V102 | Annual; 05/03/2021 | Report on Plans to Improve Diversity of Executive Leadership | Shareholder | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director James R. Anderson | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director Robin A. Abrams | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director Mark E. Jensen | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director Anjali Joshi | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director James P. Lederer | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director Krishna Rangasayee | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Elect Director D. Jeffrey Richardson | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Lattice Semiconductor Corporation | LSCC | 518415104 | Annual; 05/07/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Niraj Shah | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Steven Conine | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael Choe | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Andrea Jung | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael Kumin | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Jeffrey Naylor | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Anke Schaferkordt | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael E. Sneed | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director Michael Burdiek | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director David DeWalt | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director Susan Barsamian | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Alan S. Batey | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Kevin L. Beebe | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Timothy R. Furey | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Liam K. Griffin | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Christine King | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director David P. McGlade | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Robert A. Schriesheim | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Kimberly S. Stevenson | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Adopt Simple Majority Vote | Shareholder | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director John E. Caldwell | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Nora M. Denzel | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Mark Durcan | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Michael P. Gregoire | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Joseph A. Householder | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director John W. Marren | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Lisa T. Su | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Elect Director Abhi Y. Talwalkar | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Advanced Micro Devices, Inc. | AMD | 007903107 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sprout Social, Inc. | SPT | 85209W109 | Annual; 05/26/2021 | Elect Director Justyn Howard | Management | Yes | Withhold | Against |
Sprout Social, Inc. | SPT | 85209W109 | Annual; 05/26/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Elect Director David R. Pickles | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Elect Director Gokul Rajaram | Management | Yes | Withhold | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Elect Director Enrique Salem | Management | Yes | Withhold | Against |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Elect Director Peter Solvik | Management | Yes | Withhold | Against |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Elect Director Inhi Cho Suh | Management | Yes | Withhold | Against |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Elect Director Mary Agnes "Maggie" Wilderotter | Management | Yes | Withhold | Against |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
DocuSign, Inc. | DOCU | 256163106 | Annual; 05/28/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Brian Halligan | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Ron Gill | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Jill Ward | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Outset Medical, Inc. | OM | 690145107 | Annual; 06/03/2021 | Elect Director Leslie Trigg | Management | Yes | Withhold | Against |
Outset Medical, Inc. | OM | 690145107 | Annual; 06/03/2021 | Elect Director Karen Drexler | Management | Yes | For | For |
Outset Medical, Inc. | OM | 690145107 | Annual; 06/03/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Vladimir Shmunis | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Kenneth Goldman | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Michelle McKenna | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Robert Theis | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Allan Thygesen | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Neil Williams | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Mignon Clyburn | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Arne Duncan | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Kofi Owusu Amoo-Gottfried | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Brent Drever | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Karl Khoury | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Elect Director Alexis Le-Quoc | Management | Yes | Withhold | Against |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Elect Director Michael Callahan | Management | Yes | Withhold | Against |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Elect Director Eugen Elmiger | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Elect Director Jeff Zhou | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Shift4 Payments, Inc. | FOUR | 82452J109 | Annual; 06/10/2021 | Elect Director Jared Isaacman | Management | Yes | Withhold | Against |
Shift4 Payments, Inc. | FOUR | 82452J109 | Annual; 06/10/2021 | Elect Director Andrew Frey | Management | Yes | Withhold | Against |
Shift4 Payments, Inc. | FOUR | 82452J109 | Annual; 06/10/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Jeff Lawson | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Byron Deeter | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Jeffrey Epstein | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Alissa Abdullah | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Brent Frei | Management | Yes | Withhold | Against |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Michael Gregoire | Management | Yes | Withhold | Against |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Rowan Trollope | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director Roelof Botha | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director Dev Ittycheria | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director John McMahon | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Roxanne S. Austin | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Sameer K. Gandhi | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Gerhard Watzinger | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Gilead Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Voting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 07/06/2020 | Elect Director Denis J. O'Leary | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 07/06/2020 | Elect Director Joseph E. Sexton | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 07/06/2020 | Elect Director Godfrey R. Sullivan | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 07/06/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 07/10/2020 | Elect Director Archana Agrawal | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 07/10/2020 | Elect Director Hope Cochran | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 07/10/2020 | Elect Director Dwight Merriman | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 07/10/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 07/10/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Eli Casdin | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director James E. Doyle | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Freda Lewis-Hall | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Kathleen G. Sebelius | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Increase Authorized Common Stock | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reelect Philippe Botteri as Director | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reelect Jonathan Kolber as Director | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Fiverr International Ltd. | FVRR | M4R82T106 | Annual; 08/20/2020 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director John Van Siclen | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Michael Capone | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Stephen Lifshatz | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Peter J. Bensen | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Charles A. Blixt | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Robert J. Coviello | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Andre J. Hawaux | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director W.G. Jurgensen | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Thomas P. Maurer | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Robert A. Niblock | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Hala G. Moddelmog | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Maria Renna Sharpe | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Elect Director Thomas P. Werner | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lamb Weston Holdings, Inc. | LW | 513272104 | Annual; 09/24/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Gerald S. Adolph | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director John F. Barrett | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Melanie W. Barstad | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Karen L. Carnahan | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Robert E. Coletti | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Scott D. Farmer | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Joseph Scaminace | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Elect Director Ronald W. Tysoe | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Cintas Corporation | CTAS | 172908105 | Annual; 10/27/2020 | Report on Political Contributions Disclosure | Share Holder | Yes | For | Against |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Sohail U. Ahmed | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Timothy M. Archer | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Eric K. Brandt | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Michael R. Cannon | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Catherine P. Lego | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Bethany J. Mayer | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Abhijit Y. Talwalkar | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Lih Shyng (Rick L.) Tsai | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Elect Director Leslie F. Varon | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lam Research Corporation | LRCX | 512807108 | Annual; 11/03/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Nikesh Arora | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Carl Eschenbach | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Elect Director Lorraine Twohill | Management | Yes | Withhold | Against |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Palo Alto Networks, Inc. | PANW | 697435105 | Annual; 12/09/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Change the Conditions for the Conversion of All Outstanding Shares of Class B Common Stock Into Class A Common Stock | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide Right to Act by Written Consent | shareholder | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide Right to Call Special Meeting | shareholder | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Provide that Class A Common Stock Will Be Entitled to Elect One Director if the Total Number of Directors is Eight or Fewer or Two Directors if the Total Number of Directors is Nine or Greater | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Approve New Bylaws | Management | Yes | Against | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Special; 12/22/2020 | Adjourn Meeting | Management | Yes | Against | Against |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Donald R. Horton | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Barbara K. Allen | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Brad S. Anderson | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Michael R. Buchanan | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Michael W. Hewatt | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Maribess L. Miller | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director David R. Parkinson | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Richard M. Glickman | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Gary Sollis | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Franklin M. Berger | Management | Yes | Withhold | Against |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Scott Requadt | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Marella Thorell | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Alex Martin | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Sanford Zweifach | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Ari Brettman | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Approve Omnibus Incentive Plan | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Amend Stock Option Plan | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Amend Articles | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Elect Director Hassan M. Ahmed | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Elect Director Bruce L. Claflin | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Elect Director T. Michael Nevens | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Elect Director Patrick T. Gallagher | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Ciena Corporation | CIEN | 171779309 | Annual; 04/01/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Susan D. Austin | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Robert J. Byrne | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Peter H. Kind | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director James L. Robo | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Craig H. Barratt | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Joseph C. Beery | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Gary S. Guthart | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Amal M. Johnson | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Don R. Kania | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Amy L. Ladd | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Keith R. Leonard, Jr. | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Alan J. Levy | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Jami Dover Nachtsheim | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Monica P. Reed | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Elect Director Mark J. Rubash | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual; 04/22/2021 | Amend Omnibus Stock Plan | Management | Yes | Against | Against |
Rollins, Inc. | ROL | 775711104 | Annual; 04/27/2021 | Elect Director Gary W. Rollins | Management | Yes | For | For |
Rollins, Inc. | ROL | 775711104 | Annual; 04/27/2021 | Elect Director Harry J. Cynkus | Management | Yes | For | For |
Rollins, Inc. | ROL | 775711104 | Annual; 04/27/2021 | Elect Director Pamela R. Rollins | Management | Yes | For | For |
Rollins, Inc. | ROL | 775711104 | Annual; 04/27/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For |
Rollins, Inc. | ROL | 775711104 | Annual; 04/27/2021 | Increase Authorized Common Stock | Management | Yes | For | For |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Mitesh Dhruv | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Keith Enright | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Elect Director Henry Schuck | Management | Yes | Withhold | Against |
ZoomInfo Technologies, Inc. | ZI | 98980F104 | Annual; 04/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Remuneration Report | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Dividends of EUR 2.75 Per Share | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Discharge of Management Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Discharge of Supervisory Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Number of Shares for Management Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Certain Adjustments to the Remuneration Policy for Management Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Approve Certain Adjustments to the Remuneration Policy for Supervisory Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Elect B. Conix to Supervisory Board | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Ratify KPMG Accountants N.V. as Auditors | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for General Purposes | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Grant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares Up to 5 Percent in Case of Merger or Acquisition | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Authorize Board to Exclude Preemptive Rights from Share Issuances under 11.c | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
ASML Holding NV | ASML | N07059210 | Annual; 04/29/2021 | Authorize Cancellation of Repurchased Shares | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Jonathan Bram | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Nathaniel Anschuetz | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Brian R. Ford | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Bruce MacLennan | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Ferrell P. McClean | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Daniel B. More | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director E. Stanley O'Neal | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Christopher S. Sotos | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Scott Stanley | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Michael A. Bradley | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director R. Nicholas Burns | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Rodney Clark | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James F. Gentilcore | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Yvette Kanouff | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James P. Lederer | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Bertrand Loy | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Paul L.H. Olson | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Azita Saleki-Gerhardt | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Brian F. Sullivan | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Kevin P. Clark | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Richard L. Clemmer | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Nancy E. Cooper | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Nicholas M. Donofrio | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Rajiv L. Gupta | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Joseph L. Hooley | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Merit E. Janow | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Sean O. Mahoney | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Paul M. Meister | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Robert K. Ortberg | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Colin J. Parris | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Elect Director Ana G. Pinczuk | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Aptiv PLC | APTV | G6095L109 | Annual; 04/30/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Peter D. Arvan | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Timothy M. Graven | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Debra S. Oler | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Manuel J. Perez de la Mesa | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Harlan F. Seymour | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Robert C. Sledd | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director John E. Stokely | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director David G. Whalen | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Julia P. Gregory | Management | Yes | Against | Against |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Michael T. Heffernan | Management | Yes | Against | Against |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Robert J. Hugin | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Cognex Corporation | CGNX | 192422103 | Annual; 05/05/2021 | Elect Director Sachin Lawande | Management | Yes | For | For |
Cognex Corporation | CGNX | 192422103 | Annual; 05/05/2021 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For |
Cognex Corporation | CGNX | 192422103 | Annual; 05/05/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Peter G. Bowie | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Mary S. Chan | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director V. Peter Harder | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Seetarama S. Kotagiri | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Kurt J. Lauk | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Robert F. MacLellan | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Mary Lou Maher | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Cynthia A. Niekamp | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director William A. Ruh | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Indira V. Samarasekera | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Lisa S. Westlake | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director William L. Young | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Robert F. Spoerry | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Wah-Hui Chu | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Domitille Doat-Le Bigot | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Olivier A. Filliol | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Elisha W. Finney | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Richard Francis | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Michael A. Kelly | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Elect Director Thomas P. Salice | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | Annual; 05/06/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Elect Director James E. Cline | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Elect Director Bryan H. Fairbanks | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Elect Director Gena C. Lovett | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Elect Director Patricia B. Robinson | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trex Company, Inc. | TREX | 89531P105 | Annual; 05/06/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Niraj Shah | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Steven Conine | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael Choe | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Andrea Jung | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael Kumin | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Jeffrey Naylor | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Anke Schaferkordt | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Elect Director Michael E. Sneed | Management | Yes | For | For |
Wayfair Inc. | W | 94419L101 | Annual; 05/11/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Brad Jacobs | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Gena Ashe | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Marlene Colucci | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director AnnaMaria DeSalva | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Michael Jesselson | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Adrian Kingshott | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Jason Papastavrou | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Elect Director Oren Shaffer | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Require Independent Board Chair | Shareholder | Yes | For | Against |
XPO Logistics, Inc. | XPO | 983793100 | Annual; 05/11/2021 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Yes | For | Against |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director Michael Burdiek | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director David DeWalt | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Elect Director Susan Barsamian | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Five9, Inc. | FIVN | 338307101 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Elect Director Bruce L. Claflin | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Elect Director Asha S. Collins | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Elect Director Daniel M. Junius | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Elect Director Sam Samad | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
IDEXX Laboratories, Inc. | IDXX | 45168D104 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Alan S. Batey, Beebe, Furey, Griffin, King, McGlad, Schriesheim, Stevenson | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Adopt Simple Majority Vote | Shareholder | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Lonny J. Carpenter | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Deborah DiSanzo | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Matthijs Glastra | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Brian D. King | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Ira J. Lamel | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Maxine L. Mauricio | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Katherine A. Owen | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Thomas N. Secor | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Elect Director Frank A. Wilson | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Amend By-Law Number 1 | Management | Yes | For | For |
Novanta Inc. | NOVT | 67000B104 | Annual/Special; 05/13/2021 | Authorize New Class of Blank Check Preferred Stock | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Edward E. "Ned" Guillet | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Michael W. Harlan | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Larry S. Hughes | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Worthing F. Jackman | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Elise L. Jordan | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Susan "Sue" Lee | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director Ronald J. Mittelstaedt | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Elect Director William J. Razzouk | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Waste Connections, Inc. | WCN | 94106B101 | Annual; 05/14/2021 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Beyond Meat, Inc. | BYND | 08862E109 | Annual; 05/19/2021 | Elect Director Sally Grimes | Management | Yes | For | For |
Beyond Meat, Inc. | BYND | 08862E109 | Annual; 05/19/2021 | Elect Director Muktesh "Micky" Pant | Management | Yes | For | For |
Beyond Meat, Inc. | BYND | 08862E109 | Annual; 05/19/2021 | Elect Director Ned Segal | Management | Yes | Withhold | Against |
Beyond Meat, Inc. | BYND | 08862E109 | Annual; 05/19/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Beyond Meat, Inc. | BYND | 08862E109 | Annual; 05/19/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Sherry A. Aaholm | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director David S. Congdon | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director John R. Congdon, Jr. | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Bradley R. Gabosch | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Greg C. Gantt | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Patrick D. Hanley | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director John D. Kasarda | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Wendy T. Stallings | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Thomas A. Stith, III | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Leo H. Suggs | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director D. Michael Wray | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Samuel G. Liss | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Bruce E. Hansen | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Therese M. Vaughan | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Elect Director Kathleen A. Hogenson | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | Annual; 05/19/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Rita Balice-Gordon | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Garen Bohlin | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Gwen Melincoff | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Theodore Schroeder | Management | Yes | Against | Against |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Lennox International Inc. | LII | 526107107 | Annual; 05/20/2021 | Elect Director Sherry L. Buck | Management | Yes | For | For |
Lennox International Inc. | LII | 526107107 | Annual; 05/20/2021 | Elect Director Gregory T. Swienton | Management | Yes | For | For |
Lennox International Inc. | LII | 526107107 | Annual; 05/20/2021 | Elect Director Todd J. Teske | Management | Yes | For | For |
Lennox International Inc. | LII | 526107107 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lennox International Inc. | LII | 526107107 | Annual; 05/20/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
YETI Holdings, Inc. | YETI | 98585X104 | Annual; 05/20/2021 | Elect Director Tracey D. Brown | Management | Yes | For | For |
YETI Holdings, Inc. | YETI | 98585X104 | Annual; 05/20/2021 | Elect Director Alison Dean | Management | Yes | For | For |
YETI Holdings, Inc. | YETI | 98585X104 | Annual; 05/20/2021 | Elect Director David L. Schnadig | Management | Yes | For | For |
YETI Holdings, Inc. | YETI | 98585X104 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
YETI Holdings, Inc. | YETI | 98585X104 | Annual; 05/20/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director P. Robert Bartolo | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Jay A. Brown | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Cindy Christy | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Ari Q. Fitzgerald | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Andrea J. Goldsmith | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Lee W. Hogan | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Tammy K. Jones | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director J. Landis Martin | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Anthony J. Melone | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director W. Benjamin Moreland | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Kevin A. Stephens | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Matthew Thornton, III | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Phathom Pharmaceuticals, Inc. | PHAT | 71722W107 | Annual; 05/21/2021 | Elect Director Michael F. Cola | Management | Yes | Withhold | Against |
Phathom Pharmaceuticals, Inc. | PHAT | 71722W107 | Annual; 05/21/2021 | Elect Director Asit Parikh | Management | Yes | Withhold | Against |
Phathom Pharmaceuticals, Inc. | PHAT | 71722W107 | Annual; 05/21/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Sprout Social, Inc. | SPT | 85209W109 | Annual; 05/26/2021 | Elect Director Justyn Howard | Management | Yes | Withhold | Against |
Sprout Social, Inc. | SPT | 85209W109 | Annual; 05/26/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Elect Director David R. Pickles | Management | Yes | For | For |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Elect Director Gokul Rajaram | Management | Yes | Withhold | Against |
The Trade Desk, Inc. | TTD | 88339J105 | Annual; 05/27/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Elect Chairman of Meeting | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Receive Company Activity Report | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Treatment of Net Loss | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect James I Healy as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect Jan Moller Mikkelsen as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect Lisa Morrison as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Ratify Deloitte as Auditors | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Warrant Plan | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Authorize Share Repurchase Program | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Raul Alvarez | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director David H. Batchelder | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Angela F. Braly | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Sandra B. Cochran | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Laurie Z. Douglas | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Richard W. Dreiling | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Marvin R. Ellison | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Daniel J. Heinrich | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Brian C. Rogers | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Bertram L. Scott | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Mary Beth West | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Amend Proxy Access Right | Shareholder | Yes | For | Against |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Jeffrey W. Eckel | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Clarence D. Armbrister | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Teresa M. Brenner | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Michael T. Eckhart | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Nancy C. Floyd | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Simone F. Lagomarsino | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Charles M. O'Neil | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Richard J. Osborne | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Steven G. Osgood | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Brian Halligan | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Ron Gill | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Elect Director Jill Ward | Management | Yes | Against | Against |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
HubSpot, Inc. | HUBS | 443573100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director Richard J. Barry | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director M. Kathleen Behrens | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director Claude Nicaise | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Kirk E. Arnold | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Ann C. Berzin | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director John Bruton | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Jared L. Cohon | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Gary D. Forsee | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Linda P. Hudson | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Michael W. Lamach | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Myles P. Lee | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director April Miller Boise | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Karen B. Peetz | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director John P. Surma | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Tony L. White | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Issue of Equity | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Renew Directors' Authority to Issue Shares for Cash | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Vladimir Shmunis | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Kenneth Goldman | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Michelle McKenna | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Robert Theis | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Allan Thygesen | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Neil Williams | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Mignon Clyburn | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Elect Director Arne Duncan | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
RingCentral, Inc. | RNG | 76680R206 | Annual; 06/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Amendment to Rules and Procedures for Election of Directors | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Issuance of Restricted Stocks | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Kofi Owusu Amoo-Gottfried | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Brent Drever | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Elect Director Karl Khoury | Management | Yes | For | For |
Vital Farms, Inc. | VITL | 92847W103 | Annual; 06/09/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Elect Director Alexis Le-Quoc | Management | Yes | Withhold | Against |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Elect Director Michael Callahan | Management | Yes | Withhold | Against |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Datadog, Inc. | DDOG | 23804L103 | Annual; 06/10/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Entasis Therapeutics Holdings Inc. | ETTX | 293614103 | Annual; 06/10/2021 | Elect Director David C. Hastings | Management | Yes | For | For |
Entasis Therapeutics Holdings Inc. | ETTX | 293614103 | Annual; 06/10/2021 | Elect Director Manoussos Perros | Management | Yes | For | For |
Entasis Therapeutics Holdings Inc. | ETTX | 293614103 | Annual; 06/10/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Entasis Therapeutics Holdings Inc. | ETTX | 293614103 | Special; 06/10/2021 | Approve Stock Option Exchange Program | Management | Yes | Against | Against |
Entasis Therapeutics Holdings Inc. | ETTX | 293614103 | Special; 06/10/2021 | Approve Issuance of Shares for a Private Placement | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Elect Director Eugen Elmiger | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Elect Director Jeff Zhou | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual; 06/10/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Shellye L. Archambeau | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Amy Woods Brinkley | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director John F. Fort, III | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director L. Neil Hunn | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Robert D. Johnson | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Laura G. Thatcher | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Richard F. Wallman | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Christopher Wright | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Jeff Lawson | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Byron Deeter | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Elect Director Jeffrey Epstein | Management | Yes | Withhold | Against |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Twilio Inc. | TWLO | 90138F102 | Annual; 06/16/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director Robert D. Dixon | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director David A. Ramon | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director William D. Jenkins, Jr. | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Elect Director Kathryn V. Roedel | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Generac Holdings Inc. | GNRC | 368736104 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Okta, Inc. | OKTA | 679295105 | Annual; 06/17/2021 | Elect Director Todd McKinnon | Management | Yes | Withhold | Against |
Okta, Inc. | OKTA | 679295105 | Annual; 06/17/2021 | Elect Director Michael Stankey | Management | Yes | Withhold | Against |
Okta, Inc. | OKTA | 679295105 | Annual; 06/17/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Okta, Inc. | OKTA | 679295105 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Alissa Abdullah | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Brent Frei | Management | Yes | Withhold | Against |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Michael Gregoire | Management | Yes | Withhold | Against |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Elect Director Rowan Trollope | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Smartsheet Inc. | SMAR | 83200N103 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Jeffrey Blidner | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Scott Cutler | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Eleazar de Carvalho Filho | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Nancy Dorn | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director David Mann | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Lou Maroun | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Sachin Shah | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Stephen Westwell | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Patricia Zuccotti | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director Roelof Botha | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director Dev Ittycheria | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Elect Director John McMahon | Management | Yes | Withhold | Against |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MongoDB, Inc. | MDB | 60937P106 | Annual; 06/29/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director Hoyoung Huh | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director Neil Exter | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director David Pyott | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Roxanne S. Austin | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Sameer K. Gandhi | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Elect Director Gerhard Watzinger | Management | Yes | Withhold | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
CrowdStrike Holdings, Inc. | CRWD | 22788C105 | Annual; 06/30/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Paul Clancy | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Pierre Jacquet | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Daniel Levangie | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Healthcare & Life Sciences Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Proxy Voting | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Eli Casdin | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director James E. Doyle | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Freda Lewis-Hall | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Elect Director Kathleen G. Sebelius | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 07/23/2020 | Increase Authorized Common Stock | Management | Yes | For | For |
Immunovant, Inc. | IMVT | 45258J102 | Annual; 08/19/2020 | Elect Director Peter Salzmann | Management | Yes | For | For |
Immunovant, Inc. | IMVT | 45258J102 | Annual; 08/19/2020 | Elect Director Andrew Fromkin | Management | Yes | For | For |
Immunovant, Inc. | IMVT | 45258J102 | Annual; 08/19/2020 | Elect Director George Migausky | Management | Yes | For | For |
Immunovant, Inc. | IMVT | 45258J102 | Annual; 08/19/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
KalVista Pharmaceuticals, Inc. | KALV | 483497103 | Annual; 10/01/2020 | Elect Director Daniel B. Soland | Management | Yes | Withhold | Against |
KalVista Pharmaceuticals, Inc. | KALV | 483497103 | Annual; 10/01/2020 | Elect Director Edward W. Unkart | Management | Yes | Withhold | Against |
KalVista Pharmaceuticals, Inc. | KALV | 483497103 | Annual; 10/01/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
KalVista Pharmaceuticals, Inc. | KALV | 483497103 | Annual; 10/01/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
KalVista Pharmaceuticals, Inc. | KALV | 483497103 | Annual; 10/01/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Eidos Therapeutics, Inc. | EIDX | 28249H104 | Special; 01/19/2021 | Approve Merger Agreement | Management | Yes | For | For |
Eidos Therapeutics, Inc. | EIDX | 28249H104 | Special; 01/19/2021 | Advisory Vote on Golden Parachutes | Management | Yes | For | For |
Eidos Therapeutics, Inc. | EIDX | 28249H104 | Special; 01/19/2021 | Adjourn Meeting | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Approve SPAC Transaction | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Approve Proposed Charter | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Increase Authorized Common Stock | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Amend Votes Per Share of Class B Common Stock | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Restrict Right to Act by Written Consent | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Adopt Supermajority Vote Requirement to Amend Charter | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Adopt Supermajority Vote Requirement to Amend Bylaws | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Fill Vacancies in Accordance with the Voting Agreement | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Approve Issuance of Shares in Connection with the Business Combination | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director Jonathan M. Rothberg | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director Larry Robbins | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director Todd M. Fruchterman | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director Dawn Carfora | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director John Hammergren | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director Gianluca Pettiti | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Elect Director S. Louise Phanstiel | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Longview Acquisition Corp. | LGVW | 543195101 | Special; 02/12/2021 | Adjourn Meeting | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director David R. Parkinson | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Richard M. Glickman | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Gary Sollis | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Franklin M. Berger | Management | Yes | Withhold | Against |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Scott Requadt | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Marella Thorell | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Alex Martin | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Sanford Zweifach | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Elect Director Ari Brettman | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Approve Omnibus Incentive Plan | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Amend Stock Option Plan | Management | Yes | For | For |
ESSA Pharma Inc. | EPIX | 29668H708 | Annual/Special; 02/25/2021 | Amend Articles | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Julia P. Gregory | Management | Yes | Against | Against |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Michael T. Heffernan | Management | Yes | Against | Against |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Elect Director Robert J. Hugin | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Biohaven Pharmaceutical Holding Company Ltd. | BHVN | G11196105 | Annual; 05/05/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zymeworks Inc. | ZYME | 98985W102 | Annual; 05/05/2021 | Elect Director Susan Mahony | Management | Yes | Withhold | Against |
Zymeworks Inc. | ZYME | 98985W102 | Annual; 05/05/2021 | Elect Director Kelvin Neu | Management | Yes | Withhold | Against |
Zymeworks Inc. | ZYME | 98985W102 | Annual; 05/05/2021 | Elect Director Ali Tehrani | Management | Yes | Withhold | Against |
Zymeworks Inc. | ZYME | 98985W102 | Annual; 05/05/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zymeworks Inc. | ZYME | 98985W102 | Annual; 05/05/2021 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Nurix Therapeutics, Inc. | NRIX | 67080M103 | Annual; 05/06/2021 | Elect Director David Lacey | Management | Yes | Withhold | Against |
Nurix Therapeutics, Inc. | NRIX | 67080M103 | Annual; 05/06/2021 | Elect Director Julia P. Gregory | Management | Yes | Withhold | Against |
Nurix Therapeutics, Inc. | NRIX | 67080M103 | Annual; 05/06/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Adopt Remuneration Policy | Management | Yes | Against | Against |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Approve Remuneration Report | Management | Yes | Against | Against |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Adopt Financial Statements and Statutory Reports | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Approve Allocation of Losses to the Retained Earnings of the Company | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Approve Discharge of Directors | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Elect Yvonne Greenstreet as Non-Executive Director | Management | Yes | Against | Against |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Reelect Anthony Rosenberg as Non-Executive Director | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | Yes | For | For |
argenx SE | ARGX | 04016X101 | Annual; 05/11/2021 | Ratify Deloitte Accountants B.V. as Auditors | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Charles M. Baum | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Bruce L.A. Carter | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Julie M. Cherrington | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Aaron I. Davis | Management | Yes | Withhold | Against |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Henry J. Fuchs | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Michael Grey | Management | Yes | Withhold | Against |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Faheem Hasnain | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Craig Johnson | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Maya Martinez-Davis | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Elect Director Shalini Sharp | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Mirati Therapeutics, Inc. | MRTX | 60468T105 | Annual; 05/12/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Tony J. Hunt | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Karen A. Dawes | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Nicolas M. Barthelemy | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Carrie Eglinton Manner | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Rohin Mhatre | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Glenn P. Muir | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Elect Director Thomas F. Ryan, Jr. | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Repligen Corporation | RGEN | 759916109 | Annual; 05/13/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | Annual; 05/13/2021 | Elect Director Jennifer Jarrett | Management | Yes | Withhold | Against |
Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | Annual; 05/13/2021 | Elect Director William Meury | Management | Yes | Withhold | Against |
Syndax Pharmaceuticals, Inc. | SNDX | 87164F105 | Annual; 05/13/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Neurocrine Biosciences, Inc. | NBIX | 64125C109 | Annual; 05/19/2021 | Elect Director William H. Rastetter | Management | Yes | For | For |
Neurocrine Biosciences, Inc. | NBIX | 64125C109 | Annual; 05/19/2021 | Elect Director George J. Morrow | Management | Yes | For | For |
Neurocrine Biosciences, Inc. | NBIX | 64125C109 | Annual; 05/19/2021 | Elect Director Leslie V. Norwalk | Management | Yes | For | For |
Neurocrine Biosciences, Inc. | NBIX | 64125C109 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Neurocrine Biosciences, Inc. | NBIX | 64125C109 | Annual; 05/19/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Elect Director Thomas J. Schall | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Elect Director Joseph M. Feczko | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
ChemoCentryx, Inc. | CCXI | 16383L106 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Rita Balice-Gordon | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Garen Bohlin | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Gwen Melincoff | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Elect Director Theodore Schroeder | Management | Yes | Against | Against |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Collegium Pharmaceutical, Inc. | COLL | 19459J104 | Annual; 05/20/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Allakos Inc. | ALLK | 01671P100 | Annual; 05/25/2021 | Elect Director Daniel Janney | Management | Yes | For | For |
Allakos Inc. | ALLK | 01671P100 | Annual; 05/25/2021 | Elect Director Robert E. Andreatta | Management | Yes | For | For |
Allakos Inc. | ALLK | 01671P100 | Annual; 05/25/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Allakos Inc. | ALLK | 01671P100 | Annual; 05/25/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sotera Health Company | SHC | 83601L102 | Annual; 05/27/2021 | Elect Director Constantine S. Mihas | Management | Yes | Against | Against |
Sotera Health Company | SHC | 83601L102 | Annual; 05/27/2021 | Elect Director James C. Neary | Management | Yes | Against | Against |
Sotera Health Company | SHC | 83601L102 | Annual; 05/27/2021 | Elect Director Michael B. Petras, Jr. | Management | Yes | Against | Against |
Sotera Health Company | SHC | 83601L102 | Annual; 05/27/2021 | Elect Director David E. Wheadon | Management | Yes | For | For |
Sotera Health Company | SHC | 83601L102 | Annual; 05/27/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Elect Chairman of Meeting | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Receive Company Activity Report | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Treatment of Net Loss | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect James I Healy as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect Jan Moller Mikkelsen as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Reelect Lisa Morrison as Director | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Ratify Deloitte as Auditors | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Creation of DKK 9 Million Pool of Capital without Preemptive Rights | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Approve Warrant Plan | Management | Yes | For | For |
Ascendis Pharma A/S | ASND | 04351P101 | Annual; 05/28/2021 | Authorize Share Repurchase Program | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Carol G. Ashe | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Denis Burger | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Caroline M. Loewy | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Erich Platzer | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director William G. Rice | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Mark D. Vincent | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Elect Director Warren Whitehead | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Aptose Biosciences Inc. | APS | 03835T200 | Annual/Special; 06/01/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Keros Therapeutics, Inc. | KROS | 492327101 | Annual; 06/01/2021 | Elect Director Jasbir Seehra | Management | Yes | Withhold | Against |
Keros Therapeutics, Inc. | KROS | 492327101 | Annual; 06/01/2021 | Elect Director Nima Farzan | Management | Yes | Withhold | Against |
Keros Therapeutics, Inc. | KROS | 492327101 | Annual; 06/01/2021 | Elect Director Julius Knowles | Management | Yes | Withhold | Against |
Keros Therapeutics, Inc. | KROS | 492327101 | Annual; 06/01/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
89bio, Inc. | ETNB | 282559103 | Annual; 06/02/2021 | Elect Director Steven M. Altschuler | Management | Yes | For | For |
89bio, Inc. | ETNB | 282559103 | Annual; 06/02/2021 | Elect Director Michael Hayden | Management | Yes | For | For |
89bio, Inc. | ETNB | 282559103 | Annual; 06/02/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Annexon, Inc. | ANNX | 03589W102 | Annual; 06/02/2021 | Elect Director William H. Carson | Management | Yes | For | For |
Annexon, Inc. | ANNX | 03589W102 | Annual; 06/02/2021 | Elect Director Muneer A. Satter | Management | Yes | For | For |
Annexon, Inc. | ANNX | 03589W102 | Annual; 06/02/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Blueprint Medicines Corporation | BPMC | 09627Y109 | Annual; 06/02/2021 | Elect Director George D. Demetri | Management | Yes | Withhold | Against |
Blueprint Medicines Corporation | BPMC | 09627Y109 | Annual; 06/02/2021 | Elect Director Lynn Seely | Management | Yes | Withhold | Against |
Blueprint Medicines Corporation | BPMC | 09627Y109 | Annual; 06/02/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Blueprint Medicines Corporation | BPMC | 09627Y109 | Annual; 06/02/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | Annual; 06/02/2021 | Elect Director Simeon J. George | Management | Yes | For | For |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | Annual; 06/02/2021 | Elect Director Carol Gallagher | Management | Yes | For | For |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | Annual; 06/02/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | Annual; 06/02/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Turning Point Therapeutics, Inc. | TPTX | 90041T108 | Annual; 06/02/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director Richard J. Barry | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director M. Kathleen Behrens | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Elect Director Claude Nicaise | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sarepta Therapeutics, Inc. | SRPT | 803607100 | Annual; 06/03/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Sutro Biopharma, Inc. | STRO | 869367102 | Annual; 06/03/2021 | Elect Director Joseph M. Lobacki | Management | Yes | For | For |
Sutro Biopharma, Inc. | STRO | 869367102 | Annual; 06/03/2021 | Elect Director Daniel H. Petree | Management | Yes | For | For |
Sutro Biopharma, Inc. | STRO | 869367102 | Annual; 06/03/2021 | Elect Director Shalini Sharp | Management | Yes | For | For |
Sutro Biopharma, Inc. | STRO | 869367102 | Annual; 06/03/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Simon N. Pimstone | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Mohammad Azab | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Steven Gannon | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Elizabeth Garofalo | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Michael Hayden | Management | Yes | Withhold | Against |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Patrick Machado | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Ian Mortimer | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Gary Patou | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Elect Director Dawn Svoronos | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Xenon Pharmaceuticals Inc. | XENE | 98420N105 | Annual; 06/03/2021 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Silverback Therapeutics, Inc. | SBTX | 82835W108 | Annual; 06/04/2021 | Elect Director Vickie L. Capps | Management | Yes | For | For |
Silverback Therapeutics, Inc. | SBTX | 82835W108 | Annual; 06/04/2021 | Elect Director Robert Hershberg | Management | Yes | For | For |
Silverback Therapeutics, Inc. | SBTX | 82835W108 | Annual; 06/04/2021 | Elect Director Maria Koehler | Management | Yes | For | For |
Silverback Therapeutics, Inc. | SBTX | 82835W108 | Annual; 06/04/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Zentalis Pharmaceuticals, Inc. | ZNTL | 98943L107 | Annual; 06/04/2021 | Elect Director Kimberly Blackwell | Management | Yes | For | For |
Zentalis Pharmaceuticals, Inc. | ZNTL | 98943L107 | Annual; 06/04/2021 | Elect Director Enoch Kariuki | Management | Yes | For | For |
Zentalis Pharmaceuticals, Inc. | ZNTL | 98943L107 | Annual; 06/04/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Zentalis Pharmaceuticals, Inc. | ZNTL | 98943L107 | Annual; 06/04/2021 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Veracyte, Inc. | VCYT | 92337F107 | Annual; 06/07/2021 | Elect Director Muna Bhanji | Management | Yes | For | For |
Veracyte, Inc. | VCYT | 92337F107 | Annual; 06/07/2021 | Elect Director John L. Bishop | Management | Yes | For | For |
Veracyte, Inc. | VCYT | 92337F107 | Annual; 06/07/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Veracyte, Inc. | VCYT | 92337F107 | Annual; 06/07/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Praxis Precision Medicines, Inc. | PRAX | 74006W108 | Annual; 06/08/2021 | Elect Director Dean Mitchell | Management | Yes | For | For |
Praxis Precision Medicines, Inc. | PRAX | 74006W108 | Annual; 06/08/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Luke Beshar | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Michael Kamarck | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Paul Walker | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Paolo Pucci | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Jan Skvarka | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Helen Tayton-Martin | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Elect Director Scott Myers | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
Trillium Therapeutics Inc. | TRIL | 89620X506 | Annual/Special; 06/08/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Treatment of Net Loss | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Creation of CHF 3.1 Million Pool of Capital without Preemptive Rights | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Increase in Size of Board to Twelve Members | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Ron Squarer as Director and Board Chairman | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Peter Corr as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Stephen Evans-Freke as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Michael Forer as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Peter Hug as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Christopher Martin as Director | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Thomas Pfisterer as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Thomas Rinderknecht as Director | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Tyrell Rivers as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Victor Sandor as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reelect Jacques Theurillat as Director | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Elect Viviane Monges as Director | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reappoint Peter Corr as Member of the Compensation Committee | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reappoint Stephen Evans-Freke as Member of the Compensation Committee | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Reappoint Peter Hug as Member of the Compensation Committee | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Designate Martin Habs as Independent Proxy | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Ratify PricewaterhouseCoopers SA as Auditors | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Remuneration of Directors in the Amount of USD 5 Million | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Fixed Remuneration of Executive Committee in the Amount of USD 7.1 Million | Management | Yes | For | For |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Approve Variable Remuneration of Executive Committee in the Amount of USD 26.5 Million | Management | Yes | Against | Against |
ADC Therapeutics SA | ADCT | H0036K147 | Annual; 06/10/2021 | Transact Other Business (Voting) | Management | Yes | Against | Against |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | Annual; 06/10/2021 | Elect Director Corey Goodman | Management | Yes | Withhold | Against |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | Annual; 06/10/2021 | Elect Director Jason Lettmann | Management | Yes | Withhold | Against |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | Annual; 06/10/2021 | Elect Director Sophia Randolph | Management | Yes | For | For |
ALX Oncology Holdings, Inc. | ALXO | 00166B105 | Annual; 06/10/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director James O. Armitage | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director John Brancaccio | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Mark Erlander | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Rodney S. Markin | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Mani Mohindru | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Gary W. Pace | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Renee P. Tannenbaum | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Elect Director Lale White | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For |
Cardiff Oncology, Inc. | CRDF | 14147L108 | Annual; 06/10/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Elect Director Habib J. Dable | Management | Yes | For | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Elect Director Terrence C. Kearney | Management | Yes | For | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Elect Director Karen L. Smith | Management | Yes | For | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Acceleron Pharma Inc. | XLRN | 00434H108 | Annual; 06/16/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Karuna Therapeutics, Inc. | KRTX | 48576A100 | Annual; 06/16/2021 | Elect Director Christopher J. Coughlin | Management | Yes | For | For |
Karuna Therapeutics, Inc. | KRTX | 48576A100 | Annual; 06/16/2021 | Elect Director James Healy | Management | Yes | For | For |
Karuna Therapeutics, Inc. | KRTX | 48576A100 | Annual; 06/16/2021 | Elect Director Jeffrey Jonas | Management | Yes | For | For |
Karuna Therapeutics, Inc. | KRTX | 48576A100 | Annual; 06/16/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Oric Pharmaceuticals, Inc. | ORIC | 68622P109 | Annual; 06/16/2021 | Elect Director Richard Heyman | Management | Yes | For | For |
Oric Pharmaceuticals, Inc. | ORIC | 68622P109 | Annual; 06/16/2021 | Elect Director Lori Kunkel | Management | Yes | For | For |
Oric Pharmaceuticals, Inc. | ORIC | 68622P109 | Annual; 06/16/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Elect Director Martin Freed | Management | Yes | Withhold | Against |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Elect Director Ilan Ganot | Management | Yes | Withhold | Against |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Elect Director Georgia Keresty | Management | Yes | For | For |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Elect Director Ian F. Smith | Management | Yes | Withhold | Against |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Solid Biosciences Inc. | SLDB | 83422E105 | Annual; 06/16/2021 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
908 Devices, Inc. | MASS | 65443P102 | Annual; 06/17/2021 | Elect Director Fenel M. Eloi | Management | Yes | For | For |
908 Devices, Inc. | MASS | 65443P102 | Annual; 06/17/2021 | Elect Director Jeffrey P. George | Management | Yes | For | For |
908 Devices, Inc. | MASS | 65443P102 | Annual; 06/17/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Elect Director Eric Aguiar | Management | Yes | For | For |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Elect Director Ali Satvat | Management | Yes | For | For |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Elect Director Jennifer E. Cook | Management | Yes | For | For |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
BridgeBio Pharma, Inc. | BBIO | 10806X102 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director Karen L. Shoos | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director Anthony S. Marucci | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director Keith L. Brownlie | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director Herbert J. Conrad | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director James J. Marino | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Elect Director Harry H. Penner, Jr. | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Celldex Therapeutics, Inc. | CLDX | 15117B202 | Annual; 06/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Kala Pharmaceuticals, Inc. | KALA | 483119103 | Annual; 06/17/2021 | Elect Director Andrew I. Koven | Management | Yes | Withhold | Against |
Kala Pharmaceuticals, Inc. | KALA | 483119103 | Annual; 06/17/2021 | Elect Director Gregory D. Perry | Management | Yes | Withhold | Against |
Kala Pharmaceuticals, Inc. | KALA | 483119103 | Annual; 06/17/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Kura Oncology, Inc. | KURA | 50127T109 | Annual; 06/22/2021 | Elect Director Troy E. Wilson | Management | Yes | Withhold | Against |
Kura Oncology, Inc. | KURA | 50127T109 | Annual; 06/22/2021 | Elect Director Faheem Hasnain | Management | Yes | Withhold | Against |
Kura Oncology, Inc. | KURA | 50127T109 | Annual; 06/22/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Kura Oncology, Inc. | KURA | 50127T109 | Annual; 06/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Bassil I. Dahiyat | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Ellen G. Feigal | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Kevin C. Gorman | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Kurt A. Gustafson | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Yujiro S. Hata | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director A. Bruce Montgomery | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Richard J. Ranieri | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Elect Director Dagmar Rosa-Bjorkeson | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Ratify RSM US LLP as Auditors | Management | Yes | For | For |
Xencor, Inc. | XNCR | 98401F105 | Annual; 06/24/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Cullinan Oncology, Inc. | CGEM | 230031106 | Annual; 06/25/2021 | Elect Director Thomas Ebeling | Management | Yes | Withhold | Against |
Cullinan Oncology, Inc. | CGEM | 230031106 | Annual; 06/25/2021 | Elect Director Morana Jovan-Embiricos | Management | Yes | Withhold | Against |
Cullinan Oncology, Inc. | CGEM | 230031106 | Annual; 06/25/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Elect Director Kevin Lee | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Elect Director Jose-Carlos Gutierrez-Ramos | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Ratify PricewaterhouseCoopers LLP as U.S. Independent Registered Public Accounting Firm | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Ratify PricewaterhouseCoopers LLP as UK Statutory Auditors | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Approve Remuneration Report | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Authorise Issuance of Equity | Management | Yes | For | For |
Bicycle Therapeutics Plc | BCYC | 088786108 | Annual; 06/28/2021 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Approve Remuneration Report | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Approve Remuneration Policy | Management | Yes | Against | Against |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Appoint Deloitte LLP as Auditors | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Chris Hollowood as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Theresa Heggie as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Amit Nathwani as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Martin Andrews as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Jeffrey Chodakewitz as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Julia Gregory as Director | Management | Yes | For | For |
Freeline Therapeutics Holdings Plc | FRLN | 35655L107 | Annual; 06/28/2021 | Elect Colin Love as Director | Management | Yes | For | For |
Pharvaris NV | PHVS | N69605108 | Annual; 06/29/2021 | Adopt Financial Statements | Management | Yes | For | For |
Pharvaris NV | PHVS | N69605108 | Annual; 06/29/2021 | Approve Discharge of Directors | Management | Yes | For | For |
Pharvaris NV | PHVS | N69605108 | Annual; 06/29/2021 | Elect Viviane Monges as Non-Executive Director | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director Hoyoung Huh | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director Neil Exter | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Elect Director David Pyott | Management | Yes | For | For |
Pliant Therapeutics, Inc. | PLRX | 729139105 | Annual; 06/29/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Paul Clancy | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Pierre Jacquet | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Elect Director Daniel Levangie | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Exact Sciences Corporation | EXAS | 30063P105 | Annual; 06/30/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Limited Term Bond Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
No proxies voted during the Reporting Period. |
Registrant: Mutual Fund Series Trust | Fund Name - | Eventide Multi-Asset Income Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Voting Records | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Richard C. Breeden | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Cynthia L. Feldmann | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Jacqueline B. Kosecoff | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director David B. Lewis | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Walter M Rosebrough, Jr. | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Nirav R. Shah | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Mohsen M. Sohi | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Elect Director Richard M. Steeves | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Appoint Ernst & Young Chartered Accountants as Irish Statutory Auditor | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
STERIS plc | STE | G8473T100 | Annual; 07/28/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director John Van Siclen | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Michael Capone | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Elect Director Stephen Lifshatz | Management | Yes | Against | Against |
Dynatrace, Inc. | DT | 268150109 | Annual; 08/25/2020 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Edward Barnholt | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Robert Calderoni | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Jeneanne Hanley | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Emiko Higashi | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Kevin Kennedy | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Gary Moore | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Marie Myers | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Kiran Patel | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Victor Peng | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Robert Rango | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Elect Director Richard Wallace | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
KLA Corporation | KLAC | 482480100 | Annual; 11/04/2020 | Adopt Proxy Access Right | Shareholder | Yes | For | Against |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Matthew C. Flanigan | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director John F. Prim | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Thomas H. Wilson, Jr. | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Jacque R. Fiegel | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Thomas A. Wimsett | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Laura G. Kelly | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Shruti S. Miyashiro | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director Wesley A. Brown | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Elect Director David B. Foss | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Eliminate Supermajority Vote Requirement for Acquisition Transactions | Management | Yes | For | For |
Jack Henry & Associates, Inc. | JKHY | 426281101 | Annual; 11/17/2020 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Daniel J. Brutto | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director John M. Cassaday | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Joshua D. Frank | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Larry C. Glasscock | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Bradley M. Halverson | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director John M. Hinshaw | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Kevin P. Hourican | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Hans-Joachim Koerber | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Stephanie A. Lundquist | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Nelson Peltz | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Edward D. Shirley | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Elect Director Sheila G. Talton | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sysco Corporation | SYY | 871829107 | Annual; 11/20/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Donald R. Horton | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Barbara K. Allen | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Brad S. Anderson | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Michael R. Buchanan | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Michael W. Hewatt | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Elect Director Maribess L. Miller | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
D.R. Horton, Inc. | DHI | 23331A109 | Annual; 01/20/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Mala Anand | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Koh Boon Hwee | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Michael R. McMullen | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Elect Director Daniel K. Podolsky | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | Annual; 03/17/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Susan D. Austin | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Robert J. Byrne | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director Peter H. Kind | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Elect Director James L. Robo | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
NextEra Energy Partners, LP | NEP | 65341B106 | Annual; 04/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Tim E. Bentsen | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Kevin S. Blair | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director F. Dixon Brooke, Jr. | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Stephen T. Butler | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Elizabeth W. Camp | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Pedro P. Cherry | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Diana M. Murphy | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Harris Pastides | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Joseph J. Prochaska, Jr. | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director John L. Stallworth | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Kessel D. Stelling | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Barry L. Storey | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Elect Director Teresa White | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Nonqualified Employee Stock Purchase Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Nonqualified Director Stock Purchase Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Synovus Financial Corp. | SNV | 87161C501 | Annual; 04/21/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Kerrii B. Anderson | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Arthur F. Anton | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Jeff M. Fettig | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Richard J. Kramer | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director John G. Morikis | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Christine A. Poon | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Aaron M. Powell | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Michael H. Thaman | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Matthew Thornton, III | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Elect Director Steven H. Wunning | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
The Sherwin-Williams Company | SHW | 824348106 | Annual; 04/21/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director Kathryn A. Byrne | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director Maggie Timoney | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Elect Director George Tsunis | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Authorize Share Repurchase Program | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Increase Authorized Common Stock | Management | Yes | For | For |
Signature Bank | SBNY | 82669G104 | Annual; 04/22/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Janet G. Davidson | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Andres R. Gluski | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Tarun Khanna | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Holly K. Koeppel | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Julia M. Laulis | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director James H. Miller | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Alain Monie | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director John B. Morse, Jr. | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Moises Naim | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Elect Director Teresa M. Sebastian | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
The AES Corporation | AES | 00130H105 | Annual; 04/22/2021 | Require Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors | Shareholder | Yes | Against | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Harry V. Barton, Jr. | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Kenneth A. Burdick | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Daryl G. Byrd | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director John N. Casbon | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director John C. Compton | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Wendy P. Davidson | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director William H. Fenstermaker | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director D. Bryan Jordan | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director J. Michael Kemp, Sr. | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Rick E. Maples | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Vicki R. Palmer | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Colin V. Reed | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director E. Stewart Shea, III | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Cecelia D. Stewart | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Rajesh Subramaniam | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director Rosa Sugranes | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Elect Director R. Eugene Taylor | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
First Horizon Corporation | FHN | 320517105 | Annual; 04/27/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Henry A. Fernandez | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Robert G. Ashe | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Wayne Edmunds | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Catherine R. Kinney | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Jacques P. Perold | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Sandy C. Rattray | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Linda H. Riefler | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Marcus L. Smith | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Elect Director Paula Volent | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
MSCI Inc. | MSCI | 55354G100 | Annual; 04/27/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Jonathan Bram | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Nathaniel Anschuetz | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Brian R. Ford | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Bruce MacLennan | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Ferrell P. McClean | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Daniel B. More | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director E. Stanley O'Neal | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Christopher S. Sotos | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Elect Director Scott Stanley | Management | Yes | Withhold | Against |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Clearway Energy, Inc. | CWEN | 18539C204 | Annual; 04/29/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Michael A. Bradley | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director R. Nicholas Burns | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Rodney Clark | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James F. Gentilcore | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Yvette Kanouff | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director James P. Lederer | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Bertrand Loy | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Paul L.H. Olson | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Azita Saleki-Gerhardt | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Elect Director Brian F. Sullivan | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Entegris, Inc. | ENTG | 29362U104 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Hamid R. Moghadam | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Cristina G. Bita | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director George L. Fotiades | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Lydia H. Kennard | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Irving F. Lyons, III | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Avid Modjtabai | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director David P. O'Connor | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Olivier Piani | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Jeffrey L. Skelton | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director Carl B. Webb | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Elect Director William D. Zollars | Management | Yes | For | For |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Prologis, Inc. | PLD | 74340W103 | Annual; 04/29/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Mona Abutaleb Stephenson | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Glynis A. Bryan | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director T. Michael Glenn | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Theodore L. Harris | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Gregory E. Knight | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director David A. Jones | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Michael T. Speetzen | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director John L. Stauch | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Elect Director Billie I. Williamson | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Amend Non-Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | Yes | For | For |
Pentair plc | PNR | G7S00T104 | Annual; 05/04/2021 | Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Peter D. Arvan | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Timothy M. Graven | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Debra S. Oler | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Manuel J. Perez de la Mesa | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Harlan F. Seymour | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director Robert C. Sledd | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director John E. Stokely | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Elect Director David G. Whalen | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For |
Pool Corporation | POOL | 73278L105 | Annual; 05/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Peter G. Bowie | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Mary S. Chan | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director V. Peter Harder | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Seetarama S. Kotagiri | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Kurt J. Lauk | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Robert F. MacLellan | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Mary Lou Maher | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Cynthia A. Niekamp | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director William A. Ruh | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Indira V. Samarasekera | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director Lisa S. Westlake | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Elect Director William L. Young | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Approve Deloitte LLP as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | Yes | For | For |
Magna International Inc. | MG | 559222401 | Annual; 05/06/2021 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Jeffrey N. Edwards | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Martha Clark Goss | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Veronica M. Hagen | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Kimberly J. Harris | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Julia L. Johnson | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Patricia L. Kampling | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Karl F. Kurz | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Walter J. Lynch | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director George MacKenzie | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director James G. Stavridis | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Elect Director Lloyd M. Yates | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
American Water Works Company, Inc. | AWK | 030420103 | Annual; 05/12/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director James H. Herbert, II | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Katherine August-deWilde | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Hafize Gaye Erkan | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Frank J. Fahrenkopf, Jr. | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Boris Groysberg | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Sandra R. Hernandez | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Pamela J. Joyner | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Reynold Levy | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director Duncan L. Niederauer | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Elect Director George G.C. Parker | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
First Republic Bank | FRC | 33616C100 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director William M. Cook | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director Mark A. Buthman | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Elect Director Lakecia N. Gunter | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
IDEX Corporation | IEX | 45167R104 | Annual; 05/12/2021 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Alan S. Batey | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Kevin L. Beebe | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Timothy R. Furey | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Liam K. Griffin | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Christine King | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director David P. McGlade | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Robert A. Schriesheim | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Elect Director Kimberly S. Stevenson | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | Annual; 05/12/2021 | Adopt Simple Majority Vote | Share Holder | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Elect Director Mary S. Chan | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Elect Director George R. Krouse, Jr. | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
SBA Communications Corporation | SBAC | 78410G104 | Annual; 05/13/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Joel S. Marcus | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Steven R. Hash | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director James P. Cain | Management | Yes | Against | Against |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Maria C. Freire | Management | Yes | Against | Against |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Jennifer Friel Goldstein | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Richard H. Klein | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Elect Director Michael A. Woronoff | Management | Yes | Against | Against |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual; 05/18/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Sherry A. Aaholm | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director David S. Congdon | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director John R. Congdon, Jr. | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Bradley R. Gabosch | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Greg C. Gantt | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Patrick D. Hanley | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director John D. Kasarda | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Wendy T. Stallings | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Thomas A. Stith, III | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director Leo H. Suggs | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Elect Director D. Michael Wray | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | Annual; 05/19/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Sanjay Khosla | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Antoinette R. Leatherberry | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Willie M. Reed | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Elect Director Linda Rhodes | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Ratify KPMG LLP as Auditor | Management | Yes | For | For |
Zoetis Inc. | ZTS | 98978V103 | Annual; 05/20/2021 | Adopt Simple Majority Vote | Shareholder | Yes | For | Against |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director P. Robert Bartolo | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Jay A. Brown | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Cindy Christy | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Ari Q. Fitzgerald | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Andrea J. Goldsmith | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Lee W. Hogan | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Tammy K. Jones | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director J. Landis Martin | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Anthony J. Melone | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director W. Benjamin Moreland | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Kevin A. Stephens | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Elect Director Matthew Thornton, III | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Crown Castle International Corp. | CCI | 22822V101 | Annual; 05/21/2021 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Raul Alvarez | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director David H. Batchelder | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Angela F. Braly | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Sandra B. Cochran | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Laurie Z. Douglas | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Richard W. Dreiling | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Marvin R. Ellison | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Daniel J. Heinrich | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Brian C. Rogers | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Bertram L. Scott | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Elect Director Mary Beth West | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | Annual; 05/28/2021 | Amend Proxy Access Right | Shareholder | Yes | For | Against |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Jeffrey W. Eckel | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Clarence D. Armbrister | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Teresa M. Brenner | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Michael T. Eckhart | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Nancy C. Floyd | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Simone F. Lagomarsino | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Charles M. O'Neil | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Richard J. Osborne | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Elect Director Steven G. Osgood | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | HASI | 41068X100 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Kirk E. Arnold | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Ann C. Berzin | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director John Bruton | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Jared L. Cohon | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Gary D. Forsee | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Linda P. Hudson | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Michael W. Lamach | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Myles P. Lee | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director April Miller Boise | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Karen B. Peetz | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director John P. Surma | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Elect Director Tony L. White | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Issue of Equity | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Renew Directors' Authority to Issue Shares for Cash | Management | Yes | For | For |
Trane Technologies Plc | TT | G8994E103 | Annual; 06/03/2021 | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Allocation of Income and Dividends | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Dividends | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Jonathan C. Burrell | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Joseph J. Hartnett | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Min H. Kao | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Catherine A. Lewis | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Charles W. Peffer | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Director Clifton A. Pemble | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Elect Min H. Kao as Board Chairman | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Jonathan C. Burrell as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Catherine A. Lewis as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Designate Wuersch & Gering LLP as Independent Proxy | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Ratify Ernst & Young LLP as Auditors and Ernst & Young Ltd as Statutory Auditor | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Fiscal Year 2022 Maximum Aggregate Compensation for the Executive Management | Management | Yes | For | For |
Garmin Ltd. | GRMN | H2906T109 | Annual; 06/04/2021 | Approve Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2021 AGM and the 2022 AGM | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Business Operations Report and Financial Statements | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Amendment to Rules and Procedures for Election of Directors | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Approve Issuance of Restricted Stocks | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Mark Liu, with Shareholder No. 10758, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect C.C. Wei, with Shareholder No. 370885, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect F.C. Tseng, with Shareholder No. 104, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Ming Hsin Kung. a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Non-independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Peter L. Bonfield, with Shareholder No. 504512XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Kok Choo Chen, with Shareholder No. A210358XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Michael R. Splinter, with Shareholder No. 488601XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Moshe N. Gavrielov, with Shareholder No. 505930XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect Yancey Hai, with Shareholder No. D100708XXX, as Independent Director | Management | Yes | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | Annual; 06/08/2021 | Elect L. Rafael Reif, with Shareholder No. 545784XXX, as Independent Director | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Shellye L. Archambeau | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Amy Woods Brinkley | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director John F. Fort, III | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director L. Neil Hunn | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Robert D. Johnson | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Laura G. Thatcher | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Richard F. Wallman | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Elect Director Christopher Wright | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Roper Technologies, Inc. | ROP | 776696106 | Annual; 06/14/2021 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Jeffrey Blidner | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Scott Cutler | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Eleazar de Carvalho Filho | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Nancy Dorn | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director David Mann | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Lou Maroun | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Sachin Shah | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Stephen Westwell | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Elect Director Patricia Zuccotti | Management | Yes | For | For |
Brookfield Renewable Corporation | BEPC | 11284V105 | Annual; 06/22/2021 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust | Fund Name - Catalyst/MAP GLOBAL BALANCED FUND | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to allot shares. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Company to purchase its own shares. (Special Resolution) | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise political donations and expenditure. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To re-elect Gerard Kleisterlee, Read, Della Valle, Davis, Demare, Frse, Gooding, James, Martiinezm Ahuja, Thodey, Nish and van Boxmeer as a Director | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Mgmt | Y | For | For |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Mgmt | Y | For | For |
TIGER BRANDS LTD | TBS SJ | S84594142 | 15-Sep-2020 | APPROVAL OF FINANCIAL ASSISTANCE TO TIGER CONSUMER BRANDS LIMITED | Mgmt | Y | For | For |
TIGER BRANDS LTD | TBS SJ | S84594142 | 15-Sep-2020 | GENERAL AUTHORITY | Mgmt | Y | For | For |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Mgmt | Y | For | For |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | Election of Director: Fabiola R. Arredondo, Averill, Bilbrey, Clouse, Dorrance, Hilado, Hofstetter, Lautenbach, Malone, McLoulin Schmidt and van Beuren | Mgmt | Y | For | For |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Mgmt | Y | For | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Mgmt | Y | For | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Mgmt | Y | Against | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Reid G. Hoffman, Johnston, List-Stoll, Nadella, Peterson, Pritzker, Scharf, Sorenson, Stanton, Thompson, Walmsley, Warrior | Mgmt | Y | For | For |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Advisory vote to approve named executive officer compensation. | Mgmt | Y | For | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Mgmt | Y | For | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of the reincorporation of Cisco from California to Delaware. | Mgmt | Y | For | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: M. Michele Burns, Bush, Capella, Garrett, Johnson, McGeary, Robbins, Sarin, Saunders, and Su | Mgmt | Y | For | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Mgmt | Y | For | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | shareholder | Y | Against | For |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval, on an advisory basis, of executive compensation. | Mgmt | Y | For | For |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Mgmt | Y | For | For |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | Election of Director: Richard M. Beyer, Dugle, Gomo, McCarthy, Mehrotta, Switz, and Wright | Mgmt | Y | For | For |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Y | For | For |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ADOPTION OF THE MINUTES OF THE 2020 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 31 JANUARY 2020 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 TOGETHER WITH THE AUDITOR REPORT | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. CHAROEN SIRIVADHANABHAKDI | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: KHUNYING WANNA SIRIVADHANABHAKDI | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MS. POTJANEE THANAVARANIT | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: DR. CHATRI BANCHUIN | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: ASSOC. PROF. DR. KRITIKA KONGSOMPONG | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPOINTMENT OF NEW DIRECTOR: MR. WEE JOO YEOW, Chutiwongse, Loharjum, Mathelin | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2021 TO DECEMBER 2021 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2021 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE PURCHASE OF DIRECTORS AND OFFICERS LIABILITY INSURANCE (D AND O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE THAIBEV LONG TERM INCENTIVE PLAN 2021 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 39,315,352 FROM BAHT 25,155,025,000 TO BAHT 25,115,709,648 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 44,290,351 FROM BAHT 25,115,709,648 TO BAHT 25,159,999,999 | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE ALLOCATION OF THE NEWLY-ISSUED ORDINARY SHARES OF THE COMPANY TO ACCOMMODATE THE ORDINARY SHARES WHICH MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN 2021 ("LTIP") AND THE RELEASE OF FINAL AWARDS IN RESPECT OF AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN ("INITIAL LTIP") | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | OTHER BUSINESS (IF ANY) | Mgmt | Y | For | Against |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 511515 DUE TO CHANGE IN RECORD DATE FROM 8TH JAN 2021 TO 7TH JAN 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2020 AND THE REPORT OF THE BOARD OF DIRECTORS | Mgmt | n/a | n/a | n/a |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Ratification of Independent Registered Public Accounting Firm for 2021. | Mgmt | Y | For | For |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Election of Director for a term expiring in 2022: Frank S. Hermance, Chair | Mgmt | Y | For | For |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Election of Director for a term expiring in 2022: M. Shawn Bort, Dorsch, Haris, Longhi, Marrazzo, Miller, Romano, Stallings, Jr. and Walsh | Mgmt | Y | For | For |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Approval of the Company's 2021 Incentive Award Plan. | Mgmt | Y | For | For |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Advisory Vote on Executive Compensation. | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Re-appointment of Auditors | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Disapplication of pre-emption rights (Special Resolution) | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Authority to allot securities | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | To declare a final dividend | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Purchase of own shares (Special Resolution) | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Directors' Remuneration Policy | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | International Sharesave Plan Rules | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Political donations/expenditure | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Notice period for general meetings (Special Resolution) | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | To re-elect Ms S M Clark, Esperdy, Langeller, Stanbrook, Stanton, Tant, Bomhard, Johnson, Kenze-Concewitz, and Sivignon | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Deferred Share Bonus Plan Rules | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Long Term Incentive Plan Rules | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Remuneration of Auditors | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Annual Report and Accounts | Mgmt | Y | For | For |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Directors' Remuneration Report | Mgmt | Y | For | For |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | ADOPTION OF REMUNERATION REPORT | Mgmt | Y | For | For |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | RE-ELECTION OF DIRECTOR- MR DANIEL MANGELSDORF | Mgmt | Y | For | For |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | FY20 LONG TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO THE MD AND CEO | Mgmt | Y | For | For |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | FY21 LONG TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO THE MD AND CEO | Mgmt | Y | For | For |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4.A, 4.B AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Mgmt | Y | Against | For |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt | Y | For | For |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | Election of Director: Dan L. Batrack, Birkenbeuel, Haden, Lewis, Maguire, Ritrievi, Thompson and Volpi | Mgmt | Y | For | For |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | To approve, on an advisory basis, the Company's executive compensation. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Statutory Auditor. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Further Share Repurchases. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Independent Proxy. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Joerg Reinhardt as Member and Chairman. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Nancy C. Andrews, Buecher, Bula, Doherty, Rudge, Heller, Houten, Moroney, Planta, Sawyers, Vanni and Winters | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula to the Compensation Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller to the Compensation Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni to the Compensation Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-Election of William T. Winters to the Compensation Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Election of Simon Moroney to the Compensation Committee. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Reduction of Share Capital. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Mgmt | Y | For | For |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Advisory Vote on the 2020 Compensation Report. | Mgmt | Y | For | For |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | DIRECTORS | Mgmt | Y | For | For |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Mgmt | Y | For | For |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Mgmt | Y | For | For |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Advisory approval of named executive officer compensation | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | DIRECTORS | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Election of Auditor for the financial year 2022. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the number of members of the Board of Directors. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Addressing the Remuneration Report. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration to the members of the Board of Directors. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration of the Auditor. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Adoption of the Annual Accounts. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the use of the profit shown on the balance sheet. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | DIRECTORS | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Election of Auditor for the financial year 2022. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the number of members of the Board of Directors. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Addressing the Remuneration Report. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration to the members of the Board of Directors. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration of the Auditor. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Adoption of the Annual Accounts. | Mgmt | Y | For | For |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the use of the profit shown on the balance sheet. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | shareholder | Y | Against | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Acceptance of the Compensation Report 2020 (advisory vote). | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Pablo Isla | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Patrick Aebischer | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Dick Boer | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Kasper Rorsted | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the compensation of the Board of Directors. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the compensation of the Executive Board. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Discharge to the members of the Board of Directors and of the Management. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Capital reduction (by cancellation of shares). | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Support of Nestlé's Climate Roadmap (advisory vote). | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Re-election of the member of the Board of Director: Ulf Mark Schneider, deCastries, Fassbind, Isla, Veneman, Chen, Aebischer, Rorsted, Boer, Paliwa and deMora | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election to the Board of Director: Lindiwe Majele Sibanda | Mgmt | Y | For | For |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Mgmt | Y | For | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | shareholder | Y | For | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Civil Rights Audit. | shareholder | Y | For | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Mgmt | Y | For | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mary C. Beckerle, Scott Davis, E.L. Dvis, Doudna, Gorsky, Hewson, Joly, McClellan, Mulcahy, Prince, Washington, Weiberger, West and Williams | Mgmt | Y | For | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Independent Board Chair. | shareholder | Y | Against | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Executive Compensation Bonus Deferral. | shareholder | Y | Against | For |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE REPORTS REFERRED TO IN SECTION IV OF ARTICLE 28 OF THE LEY DEL MERCADO DE VALORES REGARDING THE PROGRESS OF THE COMPANY'S BUSINESS DURING THE FINANCIAL YEAR FROM JANUARY 1ST, 2020 AS OF DECEMBER 31ST, 2020, WHICH INCLUDE, I. THE COMPANY'S FINANCIAL STATEMENTS FOR SAID YEAR, II. THE ANNUAL REPORTS ON THE ACTIVITIES OF THE AUDIT COMMITTEE AND THE COMPANY'S CORPORATE PRACTICES COMMITTEE REFERRED TO IN ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES III. THE REPORT OF THE GENERAL DIRECTOR OF THE COMPANY IN TERMS OF SECTION XI OF ARTICLE 44 OF THE LEY DEL MERCADO DE VALORES, ACCOMPANIED BY THE OPINION OF THE EXTERNAL AUDITOR, IV. THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF THE CEOS REPORT, V. THE REPORT REFERRED TO IN ARTICLE 172, SUBSECTION B. OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, AND VI. THE REPORT ON THE OPERATIONS AND ACTIVITIES IN WHICH THE COMPANY HAS INTERVENED IN ACCORDANCE WITH THE PROVISIONS OF THE LEY DEL MERCADO DE VALORES | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | RESOLUTIONS REGARDING THE APPLICATION OF THE COMPANY'S RESULTS FOR THE FISCAL YEAR FROM JANUARY 1ST, 2020 TO DECEMBER 31ST, 2020. PROPOSAL AND, WHERE APPROPRIATE, APPROVAL FOR THE PAYMENT OF A DIVIDEND AT A RATE OF 1.20 PESOS PER SHARE, PAYABLE IN TWO EXHIBITIONS, MAY 12TH AND OCTOBER 13RD, 2021 | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OR, WHERE APPROPRIATE, RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE IN COMPLIANCE WITH ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES, AS WELL AS THE APPOINTMENT OR RATIFICATION OF THE SECRETARY AND PRO SECRETARY, NONMEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE DETERMINATION OF EMOLUMENTS OR REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, SECRETARY AND PRO SECRETARY WHO ARE NOT MEMBERS OF THE BOARD OF DIRECTORS, AS WELL AS THE MEMBERS THAT MAKE UP THE AUDIT AND AUDIT COMMITTEES. CORPORATE PRACTICES | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | DISCUSSION, AND WHERE APPROPRIATE, RESOLUTION OF THE MAXIMUM AMOUNT OF RESOURCES THAT THE COMPANY MAY ALLOCATE FOR THE PURCHASE OF OWN SHARES IN THE AMOUNT OF MXN 1,500,000, ONE THOUSAND FIVE HUNDRED MILLION PESOS 00 100 NATIONAL CURRENCY, IN TERMS OF SECTION IV OF ARTICLE 56 OF THE LEY DEL MERCADO DE VALORES, AS WELL AS, WHERE APPROPRIATE, THE CANCELLATION OF SHARES REPRESENTING THE VARIABLE PART OF THE CAPITAL STOCK, FROM THE SHARE BUY BACK PROGRAM | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OR, WHERE APPROPRIATE, RATIFICATION OF THE PERSONS WHO WILL PRESIDE OVER THE AUDIT COMMITTEE AND THE COMPANY'S CORPORATE PRACTICES COMMITTEE | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION OF THE REPORT ON COMPLIANCE WITH THE TAX OBLIGATIONS OF THE COMPANY IN ACCORDANCE WITH THE PROVISIONS OF SECTION XIX OF ARTICLE 76 OF THE LEY DEL IMPUESTO SOBRE LA RENTA | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OF SPECIAL DELEGATES | Mgmt | Y | For | For |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | READING AND APPROVAL OF THE MEETING MINUTES | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | DISCHARGE OF THE DIRECTORS: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | DISCHARGE OF THE STATUTORY AUDITOR: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: APPOINTMENT OF A DIRECTOR: PROPOSAL TO APPOINT JACQUES VEYRAT AS DIRECTOR FOR A FOUR-YEAR TERM AND TO ACKNOWLEDGE THE INDEPENDENCE OF JACQUES VEYRAT WHO MEETS THE CRITERIA LISTED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, CLAUDE GENEREUX WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, JOCELYN LEFEBVRE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE OF AGNES TOURAINE WHO MEETS THE CRITERIA MENTIONED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS STATUTORY AUDITOR PRICEWATERHOUSECOOPERS BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES FOR A THREE-YEAR TERM AND TO SET ITS FEES AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR INFORMATION, IT IS STATED THAT THE STATUTORY AUDITOR WILL BE REPRESENTED BY ALEXIS VAN BAVEL | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | REMUNERATION REPORT: PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2020 FINANCIAL YEAR | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN ADDITIONAL ALLOCATION OF OPTIONS TO THE CEO, MADE IN DECEMBER 2020. THESE OPTIONS HAVE THE SAME CHARACTERISTICS AS THE OPTIONS ALLOCATED TO HIM IN THE FIRST HALF OF 2020. THESE CHARACTERISTICS ARE DESCRIBED IN THE REMUNERATION REPORT. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS GRANTED TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR 4.32 MILLION. IT IS SPECIFIED THAT THE POSSIBILITY FOR THE CEO TO EXERCISE THESE OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN SUBJECT TO THE APPROVAL OF THIS GENERAL MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS ALSO MADE IN DECEMBER 2020 IN FAVOR OF STAFF MEMBERS | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE STOCK OPTION PLAN FOR 2021 UNDER WHICH THE CEO MAY RECEIVE IN 2021 OPTIONS RELATING TO EXISTING SHARES OF A SUBSIDIARY OF THE COMPANY. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS THAT MAY BE GRANTED TO THE CEO IN 2021 AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS WILL BE SUBJECT TO THE EXERCISE CONDITIONS SPECIFIED IN THE REMUNERATION POLICY. THE 2021 STOCK OPTION PLAN WILL ALSO BENEFIT STAFF MEMBERS | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS WITH RESPECT TO THE GUARANTEES REFERRED TO IN THE FOLLOWING RESOLUTION PROPOSAL | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF GUARATEES TO ONE OR SEVERAL BANKS WITH RESPECT TO THE CREDITS GRANTED BY THAT OR THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLANS | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | 01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | 01 APR 2021: PLEASE NOTE THAT THE MEETING REVISED DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Mgmt | Y | For | For |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR ON THE 2020 FINANCIAL YEAR | non vote | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: PRESENTATION OF THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020. THIS ITEM DOES NOT REQUIRE A VOTE | non vote | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: ACKNOWLEDGMENT OF THE RESIGNATION OF GERARD LAMARCHE AS DIRECTOR AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | non vote | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE RESIGNATION, AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING, OF DELOITTE REVISEURS D'ENTREPRISES SCRL, REPRESENTED BY CORINE MAGNIN AS STATUTORY AUDITOR | non vote | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MISCELLANEOUS | non vote | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Serge Weinberg, Chairman of the Board. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Appropriation of results for the year ended December 31, 2020 and declaration of dividend. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for directors. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for the Chairman of the Board of Directors. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for the Chief Executive Officer. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide on ...(due to space limits, see proxy statement for full proposal). | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Reappointment of Fabienne Lecorvaisier as a Director. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Reappointment of Melanie Lee as a director. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Ratification of the co-opting of Gilles Schnepp as a director. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Appointment of Barbara Lavernos as a director. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the consolidated financial statements for the year ended December 31, 2020. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the individual company financial statements for the year ended December 31, 2020. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Amendment to Article 13 of the Articles of Association to allow the Board of Directors to take decisions by written consultation. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Amendment to Articles 14 and 17 of the Articles of Association to align their content with the PACTE law. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Powers for formalities. | Mgmt | Y | For | For |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Paul Hudson, Chief Executive Officer. | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | ADVISORY VOTE ON THE COMPENSATION REPORT | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | APPROPRIATION OF AVAILABLE EARNINGS: THE BOARD OF DIRECTORS' MOTION IS THAT THE AVAILABLE EARNINGS OF CHF 14,824 MILLION (COMPRISING RETAINED EARNINGS OF CHF 13,343 MILLION CARRIED FORWARD FROM THE PREVIOUS YEAR AND NET INCOME FOR 2020 OF CHF 1,481 MILLION) BE CARRIED FORWARD TO THE NEW ACCOUNT | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES: THE BOARD OF DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00 PER REGISTERED SHARE OF CHF 2.00 PAR VALUE UP TO AN AMOUNT OF CHF 1,224 MILLION | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | CHANGE OF NAME OF HOLDING COMPANY: THE BOARD OF DIRECTORS' MOTION IS TO AMEND THE FIRST PART OF ART. 1 OF THE ARTICLES OF INCORPORATION AS FOLLOWS (CHANGES ARE HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM S.A.) SHALL EXIST A CORPORATION UNDER SWISS LAW, OF UNDETERMINED DURATION | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RELOCATION OF REGISTERED OFFICE OF HOLDING COMPANY | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF PROF. DR. PHILIPPE BLOCK, Fausing, Hall, Kiwai, Kron, Loader, Oleas, Ramrez, Sorren, Splati AS A MEMBER OF THE BOARD OF DIRECTORS | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | ELECTION OF JAN JENISCH AS A MEMBER OF THE BOARD OF DIRECTORS | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF COLIN HALL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH, SWITZERLAND | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF THE INDEPENDENT PROXY: RE-ELECTION OF DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND, AS THE INDEPENDENT PROXY FOR A TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER THE COMPLETION OF THE ANNUAL GENERAL MEETING 2022 | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN = ABSTENTION | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528775 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Mgmt | Y | For | For |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Shareholder proposal regarding a report on the soy supply chain. | Shareholder | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Shareholder proposal regarding simple majority vote. | Shareholder | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Sheila Bair | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Carol M. Browner | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Paul Fribourg | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: J. Erik Fyrwald | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Gregory A. Heckman | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Bernardo Hees | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Kathleen Hyle | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Henry W. Winship | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Mark N. Zenuk | Mgmt | Y | For | For |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Advisory vote to approve executive compensation. | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE THE SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF COURT MEETING DATED 8 APRIL 2021 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE: A) THE REDUCTION OF THE SHARE PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY USD1,800,000,000 AND THE REPAYMENT OF PART OF SUCH AMOUNT TO BE SATISFIED BY ANGLO AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED SHARE CAPITAL OF THUNGELA RESOURCES LIMITED TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE DEMERGER RECORD TIME OF ONE THUNGELO RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO AMERICAN PLC SHARES HELD BY THEM; B) THE AUTHORISCTION OF THE DIRECTORS OF ANGLO AMERICAN PLC TO TAKE THE NECESSARY ACTIONS TO CARRY THE SCHEME INTO EFFECT; AND C) THE AMENDMENTS TO THE ANGLO AMERICAN PLC ARTICLES OF ASSOCIATION IN CONNECTION WITH (A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO AMERICAN PLC GENERAL MEETING | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY AND THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO DECLARE A FINAL DIVIDEND OF 72 US CENTS PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021 TO THOSE SHAREHOLDERS REGISTERED AT THE CLOSE OF BUSINESS ON 19 MARCH 2021 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO ELECT ELISABETH BRINTON AS A DIRECTOR OF THE COMPANY | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 JUNE 2021 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RE-ELECT IAN ASHBY,Bastos, Chambers, Cutifani, Grote, Nyasulu, Nysembezi, O'Neill, Pearce and Stevens AS A DIRECTOR OF THE COMPANY | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE THE IMPLEMENTATION REPORT SECTION OF THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE INTEGRATED ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES OF THE COMPANY UP TO A NOMINAL VALUE OF USD 37,448,261.45 MILLION, WHICH REPRESENTS NOT MORE THAN 5% OF THE TOTAL ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2 MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2022 (WHICHEVER IS EARLIER). SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 ABOVE AND TO SELL TREASURY SHARES WHOLLY FOR CASH, IN EACH CASE - A) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND B) OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF USD 18,724,130.73 MILLION, WHICH REPRESENTS NO MORE THAN 2.5% OF THE TOTAL ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY, IN ISSUE AT 2 MARCH 2021 - AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR THE CLOSE OF BUSINESS ON 30 JUNE 2022 BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 561 OF THE COMPANIES ACT 2006 | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT THE COMPANY BE AND IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY AUTHORISED TO BE ACQUIRED IS 204,331,400 MILLION; B) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5486/91 US CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT (EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER OF (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATION FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 (EXCEPT IN RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK TIME) ON THE DAY OF THE ANGLO AMERICAN PLC 2021 ANNUAL GENERAL MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Mgmt | Y | For | For |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | For | For |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Mgmt | Y | For | For |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Election of Director: Thomas Everist, Fagg, Goodin, Johnson, Moss, Rosenthan, Ryan, Sparby, and Wang | Mgmt | Y | For | For |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt | Y | For | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Mgmt | Y | For | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Y | Against | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Election of Director: Patrick P. Gelsinger, Goetz, Henry, Ishrak, Mourey, Liu, Smith, Weisler and Yeary | Mgmt | Y | For | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Y | Against | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Advisory vote to approve executive compensation of our listed officers. | Mgmt | Y | For | For |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Mgmt | Y | For | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | Y | For | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Action by Written Consent | Shareholder | Y | Against | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Amend Clawback Policy | Shareholder | Y | Against | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Ratification of Annual Equity Awards | Shareholder | Y | Against | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Shellye L. Archambeau, Austin, Bertolini, Healey, Otis, Jr., Schulman, Slater, Vestberg and Weaver | Mgmt | Y | For | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Advisory Vote to Approve Executive Compensation | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of KPMG as statutory auditor. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of Salustro Reydel as alternate statutory auditor. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Appointment of Deloitte as statutory auditor. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Appointment of BEAS as alternate statutory auditor. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Amendment to the thirty-first resolution - Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). | Shareholder | Y | Against | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | Shareholder | Y | Against | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225-37-2 of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Ratification of the transfer of the corporate head office. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-first resolution during a takeover offer period for the Company's securities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-third resolution during a takeover offer period for the Company's securities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-sixth resolution during a takeover offer period for the Company's securities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Overall limit of authorizations. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization given to the Board of Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Powers for formalities. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of Bpifrance Participations. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Allocation of income for the fiscal year ended December 31, 2020 as stated in the Company's annual financial statements. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Agreements provided for in Article L. 225-38 of the French Commercial Code. | Mgmt | Y | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the information referred to in Article L. 225-37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. | Mgmt | Y | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt | Y | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Stockholder proposal relating to adoption of written consent right. | Shareholder | Y | Against | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Election of Director: Cheryl K. Beebe, Bernardes, Ebel, Gitzel, Johnson, Koenig, C O"Rouke, Seaton, Selbert, Pires, Watkins and Westbrook | Mgmt | Y | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt | Y | For | For |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF THE ANNUAL REPORT AND RATIFICATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 | Mgmt | Y | For | For |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL FOR THE USE OF THE COMPANY'S NET INCOME FOR THE FISCAL YEAR END ED ON DECEMBER 31, 2020 | Mgmt | Y | For | For |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF THE APPOINTMENT OF PUBLIC ACCOUNTING OFFICE TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR END ED ON DECEMBER 31, 2021 | Mgmt | Y | For | For |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL FOR THE CHANGE IN THE COMPOSITION OF THE COMPANY'S MANAGEMENT | Mgmt | Y | For | For |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION OF THE COMPANY IN ACCORDANCE WITH FINANCIAL SERVICE AUTHORITY (OJK) REGULATION | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | 11 JUNE 2021: PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | 11 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF NON-VOTABLE RESOLUTION. THANK YOU | Mgmt | Y | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | TO PROVIDE INSIGHTS AND UPDATES ON THAIBEV'S BUSINESS | non-vote | n/a | n/a | n/a |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Mgmt | Y | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Appropriation of Surplus | Mgmt | Y | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Partial Amendment to the Articles of Incorporation | Mgmt | Y | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Election of Director who is not Audit and Supervisory Committee Member: Christophe Weber, Iwasaki, Plump, Saroukos, Sakane, Booun, Butel, Clark, Fujimori, Gillis, Keniya, Shiga, Ilijma | Mgmt | Y | For | For |
Registrant: Mutual Fund Series Trust | Fund Name - Catalyst/MAP Global Equity Fund | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2020 - June 30, 2021 | ||||||||
N-PX Reporting | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Directors to allot shares. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Company to purchase its own shares. (Special Resolution) | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise political donations and expenditure. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To re-elect Gerard Kleisterlee, Read, Della Valle, Davis, Demare, Furse, Goding, James, Martinez, Ahuja, Thodey, Nish & Boxmeer as Directors | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Mgmt. | Yes | F | F |
VODAFONE GROUP PLC | VOD | 92857W308 | 28-Jul-2020 | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Mgmt. | Yes | F | F |
TIGER BRANDS LTD | TBS SJ | S84594142 | 15-Sep-2020 | APPROVAL OF FINANCIAL ASSISTANCE TO TIGER CONSUMER BRANDS LIMITED | Mgmt. | Yes | F | F |
TIGER BRANDS LTD | TBS SJ | S84594142 | 15-Sep-2020 | GENERAL AUTHORITY | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | ADOPTION OF AUDITED ANNUAL FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 JUNE 2020 | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | REAPPOINTMENT OF (I) PRICEWATERHOUSECOOPERS INC. AS INDEPENDENT AUDITORS OF THE COMPANY FOR THE 2020/2021 FINANCIAL YEAR AND (II) MS RIKA LABUSCHAIGNE AS INDIVIDUAL DESIGNATED AUDITOR | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | RE-ELECTION OF DIRECTOR - G P DINGAAN | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | RE-ELECTION OF DIRECTOR - C A OTTO | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | RE-ELECTION OF DIRECTOR - C E SEVILLANO-BARREDO | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | ELECTION OF AUDIT COMMITTEE MEMBER - GP DINGAAN | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | ELECTION OF AUDIT COMMITTEE MEMBER - DR DP DU PLESSIS | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | ELECTION OF AUDIT COMMITTEE MEMBER - EG MATENGE-SEBESHO | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | ELECTION OF AUDIT COMMITTEE MEMBER - CE SEVILLANO-BARREDO | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | AUTHORITY TO PLACE UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | NON-BINDING ENDORSEMENT OF THE COMPANY'S REMUNERATION POLICY | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | NON-BINDING ENDORSEMENT OF THE IMPLEMENTATION REPORT ON THE COMPANY'S REMUNERATION POLICY | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | APPROVAL OF NON-EXECUTIVE DIRECTORS' REMUNERATION FOR THE YEAR ENDED 30 JUNE 2021 | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | APPROVAL OF REMUNERATION OF NON-EXECUTIVE DIRECTORS FOR ADDITIONAL SERVICES PERFORMED ON BEHALF OF THE COMPANY | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | FINANCIAL ASSISTANCE FOR SUBSCRIPTION OF SECURITIES IN TERMS OF SECTION 44 OF THE COMPANIES ACT | Mgmt. | Yes | F | F |
DISTELL GROUP HOLDINGS LIMITED | DGH SJ | S21939103 | 21-Oct-2020 | FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE COMPANIES ACT | Mgmt. | Yes | F | F |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent registered public accounting firm for fiscal 2021. | Mgmt. | Yes | F | F |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | Election of Director: Fabiola R. Arredondo, Averill, Biblbrey, Clouse, Dorrance, Hildo, Hofstetter, Latenach, Malone, McLoughlin, Schmidt, and van Beuren | Mgmt. | Yes | F | F |
CAMPBELL SOUP COMPANY | CPB | 134429109 | 18-Nov-2020 | To vote on an advisory resolution to approve the fiscal 2020 compensation of our named executive officers, commonly referred to as "say on pay" vote. | Mgmt. | Yes | F | F |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Mgmt. | Yes | F | F |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Shareholder Proposal - Report on Employee Representation on Board of Directors. | shareholder | Yes | N | F |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Reid G. Hoffman, Johnston, List-Stoll, Nadella, Peterson Pritzler, Scjarf, Sorenson, Stanton, Thompson, Walmsley, Warrior | Mgmt. | Yes | F | F |
MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Advisory vote to approve named executive officer compensation. | Mgmt. | Yes | F | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021. | Mgmt. | Yes | F | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of the reincorporation of Cisco from California to Delaware. | Mgmt. | Yes | F | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Election of Director: M. Michele Burns, Bush, Capellas, Garret, Johnson, McGeary, Robbins, Sarin, Saunders and Su | Mgmt. | Yes | F | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval of amendment and restatement of the 2005 Stock Incentive Plan. | Mgmt. | Yes | F | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Mgmt. | Yes | N | F |
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2020 | Approval, on an advisory basis, of executive compensation. | Mgmt. | Yes | F | F |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 2, 2021. | Mgmt. | Yes | F | F |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | Election of Director: Richard M. Beyer, Dugle, Gomo, McCarthy, Mehrotra, Switz & Wright | Mgmt. | Yes | F | F |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO APPROVE OUR AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN AND INCREASE THE SHARES RESERVED FOR ISSUANCE THEREUNDER BY 35 MILLION AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F |
MICRON TECHNOLOGY, INC. | MU | 595112103 | 14-Jan-2021 | PROPOSAL BY THE COMPANY TO APPROVE A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ADOPTION OF THE MINUTES OF THE 2020 ANNUAL GENERAL MEETING OF SHAREHOLDERS WHICH WAS HELD ON 31 JANUARY 2020 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 30 SEPTEMBER 2020 TOGETHER WITH THE AUDITOR REPORT | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE DIVIDEND PAYMENT AND THE APPROPRIATION FOR LEGAL RESERVE AND THE DETERMINATION OF THE BOOK CLOSURE DATE FOR DIVIDEND PAYMENT | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MR. CHAROEN SIRIVADHANABHAKDI | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: KHUNYING WANNA SIRIVADHANABHAKDI | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: MS. POTJANEE THANAVARANIT | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: DR. CHATRI BANCHUIN | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ELECTION OF THE DIRECTOR TO REPLACE THOSE WHO RETIRE BY ROTATION: ASSOC. PROF. DR. KRITIKA KONGSOMPONG | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPOINTMENT OF NEW DIRECTOR: MR. WEE JOO YEOW | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPOINTMENT OF NEW DIRECTOR: PROF. KHEMCHAI CHUTIWONGSE | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPOINTMENT OF NEW DIRECTOR: MR. PASU LOHARJUN | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPOINTMENT OF NEW DIRECTOR: MRS. BUSAYA MATHELIN | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | DETERMINATION OF THE DIRECTOR AUTHORITIES | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE PAYMENT OF DIRECTOR REMUNERATION FOR THE PERIOD FROM JANUARY 2021 TO DECEMBER 2021 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE APPOINTMENT AND THE DETERMINATION OF THE REMUNERATION FOR THE COMPANY'S AUDITOR FOR THE YEAR 2021 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE PURCHASE OF DIRECTORS AND OFFICERS LIABILITY INSURANCE (D AND O INSURANCE) FOR DIRECTORS AND EXECUTIVES | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE RENEWAL OF THE SHAREHOLDERS MANDATE FOR INTERESTED PERSON TRANSACTIONS (SHAREHOLDERS' MANDATE) | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE THAIBEV LONG TERM INCENTIVE PLAN 2021 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 39,315,352 FROM BAHT 25,155,025,000 TO BAHT 25,115,709,648 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE REDUCTION IN THE REGISTERED CAPITAL OF THE COMPANY | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY BY BAHT 44,290,351 FROM BAHT 25,115,709,648 TO BAHT 25,159,999,999 | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE AMENDMENT TO CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION TO BE IN ACCORDANCE WITH THE INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | APPROVAL ON THE ALLOCATION OF THE NEWLY-ISSUED ORDINARY SHARES OF THE COMPANY TO ACCOMMODATE THE ORDINARY SHARES WHICH MAY BE ISSUED PURSUANT TO AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN 2021 ("LTIP") AND THE RELEASE OF FINAL AWARDS IN RESPECT OF AWARDS GRANTED UNDER THE THAIBEV LONG TERM INCENTIVE PLAN ("INITIAL LTIP") | Mgmt. | Yes | F | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | OTHER BUSINESS (IF ANY) | Mgmt. | Yes | F | N |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 511515 DUE TO CHANGE IN RECORD DATE FROM 8TH JAN 2021 TO 7TH JAN 2021. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Mgmt. | Yes | M | F |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 29-Jan-2021 | ACKNOWLEDGEMENT OF THE BUSINESS OPERATION FOR THE YEAR ENDED 30 SEPTEMBER 2020 AND THE REPORT OF THE BOARD OF DIRECTORS | Mgmt. | Yes | M | F |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Ratification of Independent Registered Public Accounting Firm for 2021. | Mgmt. | Yes | F | F |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Election of Director for a term expiring in 2022: Frank S. Hermance, Chair, Bort,Dosch, Harris,Loghi, Marrazzo, Miller, Romano, Stallings, Jr. & Walsj | Mgmt. | Yes | F | F |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Approval of the Company's 2021 Incentive Award Plan. | Mgmt. | Yes | F | F |
UGI CORPORATION | UGI | 902681105 | 29-Jan-2021 | Advisory Vote on Executive Compensation. | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Re-appointment of Auditors | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Disapplication of pre-emption rights (Special Resolution) | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Authority to allot securities | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | To declare a final dividend | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Purchase of own shares (Special Resolution) | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Directors' Remuneration Policy | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | International Sharesave Plan Rules | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Political donations/expenditure | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Notice period for general meetings (Special Resolution) | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | To re-elect Ms S M Clark, Esperdy, Langeller, Stanbrook, Stanton, Tant, Bombard, Johnson, Krunze-Corncewit & Sivignon | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Deferred Share Bonus Plan Rules | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Long Term Incentive Plan Rules | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Remuneration of Auditors | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Annual Report and Accounts | Mgmt. | Yes | F | F |
IMPERIAL BRANDS PLC | IMBBY | 45262P102 | 03-Feb-2021 | Directors' Remuneration Report | Mgmt. | Yes | F | F |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | ADOPTION OF REMUNERATION REPORT | Mgmt. | Yes | F | F |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | RE-ELECTION OF DIRECTOR- MR DANIEL MANGELSDORF | Mgmt. | Yes | F | F |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | FY20 LONG TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO THE MD AND CEO | Mgmt. | Yes | F | F |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | FY21 LONG TERM INCENTIVE GRANT OF PERFORMANCE RIGHTS TO THE MD AND CEO | Mgmt. | Yes | F | F |
GRAINCORP LIMITED | GNC AU | Q42655102 | 11-Feb-2021 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 4.A, 4.B AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | non voting | n/a | n/a | n/a |
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | shareholder | Yes | N | F |
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Mgmt. | Yes | F | F |
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | shareholder | Yes | N | F |
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Election of Director: James Bell, Cook, Gore, June, Levinson, Lozano, Sugar and Wagner | Mgmt. | Yes | F | F |
APPLE INC. | AAPL | 037833100 | 23-Feb-2021 | Advisory vote to approve executive compensation. | Mgmt. | Yes | F | F |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Mgmt. | Yes | F | F |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | Election of Director: Dan L. Batrack, Birkenbeuel, Haden, Lewis, Maguire, Ritrievi, Thompson & Volpi | Mgmt. | Yes | F | F |
TETRA TECH, INC. | TTEK | 88162G103 | 24-Feb-2021 | To approve, on an advisory basis, the Company's executive compensation. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Statutory Auditor. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Appropriation of Available Earnings of Novartis AG as per Balance Sheet and Declaration of Dividend for 2020. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Further Share Repurchases. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of the Independent Proxy. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Amendment to Article 20 Paragraph 3 of the Articles of Incorporation. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | General instructions in case of alternative motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Joerg Reinhardt as Member and Chairman. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Nancy C. Andrews, Buechner, Bula, Doherty, Fudege, Heller, Houten, Moroney, Plana, Sawyers, Vanni and Winters | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Patrice Bula to the Compensation Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Bridgette Heller to the Compensation Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-election of Enrico Vanni to the Compensation Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Re-Election of William T. Winters to the Compensation Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Election of Simon Moroney to the Compensation Committee. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Approval of the Operating and Financial Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2020 Financial Year. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Reduction of Share Capital. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Board of Directors from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Binding Vote on the Maximum Aggregate Amount of Compensation for the Executive Committee for the Financial Year 2022. | Mgmt. | Yes | F | F |
NOVARTIS AG | NVS | 66987V109 | 02-Mar-2021 | Advisory Vote on the 2020 Compensation Report. | Mgmt. | Yes | F | F |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | DIRECTORS elected | Mgmt. | Yes | F | F |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Mgmt. | Yes | F | F |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Mgmt. | Yes | F | F |
NATIONAL FUEL GAS COMPANY | NFG | 636180101 | 11-Mar-2021 | Advisory approval of named executive officer compensation | Mgmt. | Yes | F | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2021. | Mgmt. | Yes | F | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Approval of the Omnibus Employees' Stock Purchase Plan. | Mgmt. | Yes | F | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Approval of the amended and restated Employee Stock Incentive Plan. | Mgmt. | Yes | F | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Shareholder proposal to improve the executive compensation program and policy to include CEO pay ratio and other factors. | shareholder | Yes | against | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Election of Director: Rani Borkar, Bruner, Chen, deGeus, Dickerson, Iannotti, Karsner, Ma, Mcgill and McGregor | Mgmt. | Yes | F | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Shareholder proposal to adopt a policy, and amend our governing documents as necessary, to require the Chairman of the Board to be independent whenever possible including the next Chairman of the Board transition. | shareholder | Yes | against | F |
APPLIED MATERIALS, INC. | AMAT | 038222105 | 11-Mar-2021 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2020. | Mgmt. | Yes | F | F |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Mgmt. | Yes | F | F |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | POWERS TO CARRY OUT FORMALITIES | Mgmt. | Yes | F | F |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/202103102100488-30 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 29-Mar-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | non voting | n/a | n/a | n/a |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | DIRECTORS elected | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Election of Auditor for the financial year 2022. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the number of members of the Board of Directors. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Addressing the Remuneration Report. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration to the members of the Board of Directors. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration of the Auditor. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Adoption of the Annual Accounts. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the use of the profit shown on the balance sheet. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Election of Auditor for the financial year 2022. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the discharge of the members of the Board of Directors and the President and CEO from liability for the financial year 2020. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to repurchase the Company's own shares. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the number of members of the Board of Directors. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Authorization to the Board of Directors to resolve to issue shares and special rights entitling to shares. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Addressing the Remuneration Report. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration to the members of the Board of Directors. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the remuneration of the Auditor. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Adoption of the Annual Accounts. | Mgmt. | Yes | F | F |
NOKIA CORPORATION | NOK | 654902204 | 08-Apr-2021 | Resolution on the use of the profit shown on the balance sheet. | Mgmt. | Yes | F | F |
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | JDSHF | G50764102 | 12-Apr-2021 | APPROVE THE AMALGAMATION AGREEMENT | Mgmt. | No | ||
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | JDSHF | G50764102 | 12-Apr-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | non voting | n/a | n/a | n/a |
JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | JDSHF | G50764102 | 12-Apr-2021 | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | non voting | n/a | n/a | n/a |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. | non voting | n/a | n/a | n/a |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Acceptance of the Compensation Report 2020 (advisory vote). | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Pablo Isla | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Patrick Aebischer | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Dick Boer | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the member of the Compensation Committee: Kasper Rorsted | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the compensation of the Board of Directors. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the compensation of the Executive Board. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2020. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Discharge to the members of the Board of Directors and of the Management. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Capital reduction (by cancellation of shares). | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Support of Nestlé's Climate Roadmap (advisory vote). | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Re-election of the member of the Board of Director: Paul Bulcke, as member and Chairman | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Re-election of the member of the Board of Director: Ulf Mark Schneider, deCastries, Fassbind, Isla, Veneman, Cheng, Aebischer, Rorsted, Ross, Boe, Paliwal, de Mora | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election of the statutory auditors Ernst & Young Ltd: Lausanne branch. | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Election to the Board of Director: Lindiwe Majele Sibanda | Mgmt. | Yes | F | F |
NESTLE S.A. | NSRGY | 641069406 | 15-Apr-2021 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2020. | Mgmt. | Yes | F | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | shareholder | Yes | against | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Civil Rights Audit. | shareholder | Yes | against | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021. | Mgmt. | Yes | F | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Election of Director: Mary C. Beckerle, Scott Davis, E.L. Davis, Doudna, Gorsky, Hewson, Joly, McClellan, Mulcahy, Prince, Washington, Weinberger, West and Williams | Mgmt. | Yes | F | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Independent Board Chair. | shareholder | Yes | against | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Executive Compensation Bonus Deferral. | shareholder | Yes | against | F |
JOHNSON & JOHNSON | JNJ | 478160104 | 22-Apr-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt. | Yes | F | F |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE REPORTS REFERRED TO IN SECTION IV OF ARTICLE 28 OF THE LEY DEL MERCADO DE VALORES REGARDING THE PROGRESS OF THE COMPANY'S BUSINESS DURING THE FINANCIAL YEAR FROM JANUARY 1ST, 2020 AS OF DECEMBER 31ST, 2020, WHICH INCLUDE, I. THE COMPANY'S FINANCIAL STATEMENTS FOR SAID YEAR, II. THE ANNUAL REPORTS ON THE ACTIVITIES OF THE AUDIT COMMITTEE AND THE COMPANY'S CORPORATE PRACTICES COMMITTEE REFERRED TO IN ARTICLE 43 OF THE LEY DEL MERCADO DE VALORES III. THE REPORT OF THE GENERAL DIRECTOR OF THE COMPANY IN TERMS OF SECTION XI OF ARTICLE 44 OF THE LEY DEL MERCADO DE VALORES, ACCOMPANIED BY THE OPINION OF THE EXTERNAL AUDITOR, IV. THE OPINION OF THE BOARD OF DIRECTORS ON THE CONTENT OF THE CEOS REPORT, V. THE REPORT REFERRED TO IN ARTICLE 172, SUBSECTION B. OF THE LEY GENERAL DE SOCIEDADES MERCANTILES, AND VI. THE REPORT ON THE OPERATIONS AND ACTIVITIES IN WHICH THE COMPANY HAS INTERVENED IN ACCORDANCE WITH THE PROVISIONS OF THE LEY DEL MERCADO DE VALORES | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | RESOLUTIONS REGARDING THE APPLICATION OF THE COMPANY'S RESULTS FOR THE FISCAL YEAR FROM JANUARY 1ST, 2020 TO DECEMBER 31ST, 2020. PROPOSAL AND, WHERE APPROPRIATE, APPROVAL FOR THE PAYMENT OF A DIVIDEND AT A RATE OF 1.20 PESOS PER SHARE, PAYABLE IN TWO EXHIBITIONS, MAY 12TH AND OCTOBER 13RD, 2021 | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OR, WHERE APPROPRIATE, RATIFICATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, QUALIFICATION OF THEIR INDEPENDENCE IN COMPLIANCE WITH ARTICLE 26 OF THE LEY DEL MERCADO DE VALORES, AS WELL AS THE APPOINTMENT OR RATIFICATION OF THE SECRETARY AND PRO SECRETARY, NONMEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION AND, WHERE APPROPRIATE, APPROVAL OF THE DETERMINATION OF EMOLUMENTS OR REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, SECRETARY AND PRO SECRETARY WHO ARE NOT MEMBERS OF THE BOARD OF DIRECTORS, AS WELL AS THE MEMBERS THAT MAKE UP THE AUDIT AND AUDIT COMMITTEES. CORPORATE PRACTICES | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | DISCUSSION, AND WHERE APPROPRIATE, RESOLUTION OF THE MAXIMUM AMOUNT OF RESOURCES THAT THE COMPANY MAY ALLOCATE FOR THE PURCHASE OF OWN SHARES IN THE AMOUNT OF MXN 1,500,000, ONE THOUSAND FIVE HUNDRED MILLION PESOS 00 100 NATIONAL CURRENCY, IN TERMS OF SECTION IV OF ARTICLE 56 OF THE LEY DEL MERCADO DE VALORES, AS WELL AS, WHERE APPROPRIATE, THE CANCELLATION OF SHARES REPRESENTING THE VARIABLE PART OF THE CAPITAL STOCK, FROM THE SHARE BUY BACK PROGRAM | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OR, WHERE APPROPRIATE, RATIFICATION OF THE PERSONS WHO WILL PRESIDE OVER THE AUDIT COMMITTEE AND THE COMPANY'S CORPORATE PRACTICES COMMITTEE | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | PRESENTATION OF THE REPORT ON COMPLIANCE WITH THE TAX OBLIGATIONS OF THE COMPANY IN ACCORDANCE WITH THE PROVISIONS OF SECTION XIX OF ARTICLE 76 OF THE LEY DEL IMPUESTO SOBRE LA RENTA | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | APPOINTMENT OF SPECIAL DELEGATES | non voting | n/a | n/a | n/a |
GRUPO HERDEZ SAB DE CV | HERDEZ MM | P4951Q155 | 22-Apr-2021 | READING AND APPROVAL OF THE MEETING MINUTES | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: APPROVAL OF ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | DISCHARGE OF THE DIRECTORS: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE DIRECTORS FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | DISCHARGE OF THE STATUTORY AUDITOR: PROPOSAL FOR THE DISCHARGE TO BE GRANTED TO THE STATUTORY AUDITOR FOR DUTIES PERFORMED DURING THE YEAR ENDED DECEMBER 31, 2020 | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: APPOINTMENT OF A DIRECTOR: PROPOSAL TO APPOINT JACQUES VEYRAT AS DIRECTOR FOR A FOUR-YEAR TERM AND TO ACKNOWLEDGE THE INDEPENDENCE OF JACQUES VEYRAT WHO MEETS THE CRITERIA LISTED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, CLAUDE GENEREUX WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HIS CAPACITY AS DIRECTOR, JOCELYN LEFEBVRE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: RENEWAL OF DIRECTORS' TERM OF OFFICE: PROPOSAL TO RE-ELECT FOR A FOUR-YEAR TERM, IN HER CAPACITY AS DIRECTOR, AGNES TOURAINE WHOSE CURRENT TERM OF OFFICE EXPIRES AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING AND TO ACKNOWLEDGE THE INDEPENDENCE OF AGNES TOURAINE WHO MEETS THE CRITERIA MENTIONED IN ARTICLE 7:87, SECTION1 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND INCLUDED IN THE GBL CORPORATE GOVERNANCE CHARTER | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ON THE RECOMMENDATION OF THE AUDIT COMMITTEE, PROPOSAL TO APPOINT AS STATUTORY AUDITOR PRICEWATERHOUSECOOPERS BEDRIJFSREVISOREN-REVISEURS D'ENTREPRISES FOR A THREE-YEAR TERM AND TO SET ITS FEES AT EUR 91,000 A YEAR EXCLUSIVE OF VAT. FOR INFORMATION, IT IS STATED THAT THE STATUTORY AUDITOR WILL BE REPRESENTED BY ALEXIS VAN BAVEL | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | REMUNERATION REPORT: PROPOSAL TO APPROVE THE BOARD OF DIRECTORS' REMUNERATION REPORT FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: PROPOSAL TO CONFIRM AN ADDITIONAL ALLOCATION OF OPTIONS TO THE CEO, MADE IN DECEMBER 2020. THESE OPTIONS HAVE THE SAME CHARACTERISTICS AS THE OPTIONS ALLOCATED TO HIM IN THE FIRST HALF OF 2020. THESE CHARACTERISTICS ARE DESCRIBED IN THE REMUNERATION REPORT. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS GRANTED TO THE CEO IN DECEMBER 2020 AMOUNTS TO EUR 4.32 MILLION. IT IS SPECIFIED THAT THE POSSIBILITY FOR THE CEO TO EXERCISE THESE OPTIONS HAS, AMONG OTHER CONDITIONS, BEEN SUBJECT TO THE APPROVAL OF THIS GENERAL MEETING. AN ADDITIONAL GRANT OF OPTIONS WAS ALSO MADE IN DECEMBER 2020 IN FAVOR OF STAFF MEMBERS | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE STOCK OPTION PLAN FOR 2021 UNDER WHICH THE CEO MAY RECEIVE IN 2021 OPTIONS RELATING TO EXISTING SHARES OF A SUBSIDIARY OF THE COMPANY. THE UNDERLYING VALUE OF THE ASSETS OF THE SUBSIDIARY COVERED BY THE OPTIONS THAT MAY BE GRANTED TO THE CEO IN 2021 AMOUNTS TO EUR 4.32 MILLION. THESE OPTIONS WILL BE SUBJECT TO THE EXERCISE CONDITIONS SPECIFIED IN THE REMUNERATION POLICY. THE 2021 STOCK OPTION PLAN WILL ALSO BENEFIT STAFF MEMBERS | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: REPORT OF THE BOARD OF DIRECTORS DRAWN UP PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS WITH RESPECT TO THE GUARANTEES REFERRED TO IN THE FOLLOWING RESOLUTION PROPOSAL | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | LONG TERM INCENTIVE: PURSUANT TO ARTICLE 7:227 OF THE CODE ON COMPANIES AND ASSOCIATIONS, TO THE EXTENT NECESSARY, PROPOSAL TO APPROVE THE GRANT BY GBL OF GUARATEES TO ONE OR SEVERAL BANKS WITH RESPECT TO THE CREDITS GRANTED BY THAT OR THESE BANKS TO ONE OR SEVERAL SUBSIDIARIES OF GBL, PERMITTING THE LATTER TO ACQUIRE GBL SHARES IN THE FRAMEWORK OF THE AFOREMENTIONED PLANS | Mgmt. | Yes | F | F |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | 01 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | 01 APR 2021: PLEASE NOTE THAT THE MEETING REVISED DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MANAGEMENT REPORT OF THE BOARD OF DIRECTORS AND REPORTS OF THE STATUTORY AUDITOR ON THE 2020 FINANCIAL YEAR | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020: PRESENTATION OF THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020. THIS ITEM DOES NOT REQUIRE A VOTE | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF DIRECTOR: ACKNOWLEDGMENT OF THE RESIGNATION OF GERARD LAMARCHE AS DIRECTOR AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | RESIGNATION AND APPOINTMENT OF THE STATUTORY AUDITOR: ACKNOWLEDGMENT OF THE RESIGNATION, AT THE CONCLUSION OF THIS GENERAL SHAREHOLDERS' MEETING, OF DELOITTE REVISEURS D'ENTREPRISES SCRL, REPRESENTED BY CORINE MAGNIN AS STATUTORY AUDITOR | non voting | n/a | n/a | n/a |
GROUPE BRUXELLES LAMBERT SA | GBLB BB | B4746J115 | 27-Apr-2021 | MISCELLANEOUS | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to carry out consideration-free allotments of existing or new shares to some or all of the salaried employees and corporate officers of the Group. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Serge Weinberg, Chairman of the Board. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Appropriation of results for the year ended December 31, 2020 and declaration of dividend. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the report on the compensation of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for directors. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for the Chairman of the Board of Directors. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the compensation policy for the Chief Executive Officer. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to carry out transactions in the Company's shares (usable outside the period of a public tender offer). | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to increase ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence with a view ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide to ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Delegation to the Board of Directors of competence to decide on ...(due to space limits, see proxy statement for full proposal). | non voting | n/a | n/a | n/a |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Reappointment of Fabienne Lecorvaisier as a Director. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Reappointment of Melanie Lee as a director. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Ratification of the co-opting of Gilles Schnepp as a director. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Appointment of Barbara Lavernos as a director. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the consolidated financial statements for the year ended December 31, 2020. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the individual company financial statements for the year ended December 31, 2020. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Amendment to Article 13 of the Articles of Association to allow the Board of Directors to take decisions by written consultation. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Amendment to Articles 14 and 17 of the Articles of Association to align their content with the PACTE law. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Authorization to the Board of Directors to reduce the share capital by cancellation of treasury shares. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Powers for formalities. | Mgmt. | Yes | F | F |
SANOFI | SNY | 80105N105 | 30-Apr-2021 | Approval of the components of the compensation paid or awarded in respect of the year ended December 31, 2020 to Paul Hudson, Chief Executive Officer. | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP, AND THE ANNUAL FINANCIAL STATEMENTS OF LAFARGEHOLCIM LTD | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | ADVISORY VOTE ON THE COMPENSATION REPORT | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | APPROPRIATION OF AVAILABLE EARNINGS: THE BOARD OF DIRECTORS' MOTION IS THAT THE AVAILABLE EARNINGS OF CHF 14,824 MILLION (COMPRISING RETAINED EARNINGS OF CHF 13,343 MILLION CARRIED FORWARD FROM THE PREVIOUS YEAR AND NET INCOME FOR 2020 OF CHF 1,481 MILLION) BE CARRIED FORWARD TO THE NEW ACCOUNT | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | DISTRIBUTION PAYABLE OUT OF CAPITAL CONTRIBUTION RESERVES: THE BOARD OF DIRECTORS' MOTION IS TO DISTRIBUTE CHF 2.00 PER REGISTERED SHARE OF CHF 2.00 PAR VALUE UP TO AN AMOUNT OF CHF 1,224 MILLION | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | CHANGE OF NAME OF HOLDING COMPANY: THE BOARD OF DIRECTORS' MOTION IS TO AMEND THE FIRST PART OF ART. 1 OF THE ARTICLES OF INCORPORATION AS FOLLOWS (CHANGES ARE HIGHLIGHTED IN ITALICS): ARTICLE 1: UNDER THE NAME HOLCIM LTD (HOLCIM AG) (HOLCIM S.A.) SHALL EXIST A CORPORATION UNDER SWISS LAW, OF UNDETERMINED DURATION | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RELOCATION OF REGISTERED OFFICE OF HOLDING COMPANY | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF DR. BEAT HESS AS A MEMBER AND RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF PROF. DR. PHILIPPE BLOCK, Fausing, Hall, Kidwai, Kron, Loader, Oleas, Ramirez, Sorensen, Splati, Jenisch AS A MEMBER OF THE BOARD OF DIRECTORS | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF COLIN HALL AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF ADRIAN LOADER AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF CLAUDIA SENDER RAMIREZ AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF HANNE BIRGITTE BREINBJERG SORENSEN AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | ELECTION OF DR. DIETER SPALTI AS A MEMBER OF THE NOMINATION, COMPENSATION & GOVERNANCE COMMITTEE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF THE AUDITOR: CONFERRAL OF THE MANDATE FOR THE AUDITOR FOR THE FINANCIAL YEAR 2021 ON DELOITTE AG, ZURICH, SWITZERLAND | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | RE-ELECTION OF THE INDEPENDENT PROXY: RE-ELECTION OF DR. SABINE BURKHALTER KAIMAKLIOTIS OF VOSER ATTORNEYS AT LAW, STADTTURMSTRASSE 19, 5401 BADEN, SWITZERLAND, AS THE INDEPENDENT PROXY FOR A TERM OF OFFICE OF ONE YEAR, EXPIRING AFTER THE COMPLETION OF THE ANNUAL GENERAL MEETING 2022 | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2022 | Mgmt. | Yes | F | F |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | GENERAL INSTRUCTIONS ON UNANNOUNCED PROPOSALS/NEW ITEMS ON THE AGENDA. FOR = IN ACCORDANCE WITH THE BOARD OF DIRECTORS, AGAINST = REJECTION, ABSTAIN = ABSTENTION | non voting | non voting | non voting | non voting |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. | non voting | non voting | non voting | non voting |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 528775 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | non voting | non voting | non voting | non voting |
LAFARGEHOLCIM LTD | HOLN SW | H4768E105 | 04-May-2021 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | non voting | non voting | non voting | non voting |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. | Mgmt. | Yes | F | F |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Amendment to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. | Mgmt. | Yes | F | F |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Shareholder proposal regarding a report on the soy supply chain. | shareholder | Yes | against | against |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Shareholder proposal regarding simple majority vote. | shareholder | Yes | against | F |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Election of Director: Sheila Bair, Bowner, Frigourg, Fyrwald, Heckman, Hees, Hyle, Winship and Zenuk | Mgmt. | Yes | F | F |
BUNGE LIMITED | BG | G16962105 | 05-May-2021 | Advisory vote to approve executive compensation. | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE THE SCHEME OF ARRANGEMENT CONTAINED IN THE NOTICE OF COURT MEETING DATED 8 APRIL 2021 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. | non voting | n/a | n/a | n/a |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE: A) THE REDUCTION OF THE SHARE PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY USD1,800,000,000 AND THE REPAYMENT OF PART OF SUCH AMOUNT TO BE SATISFIED BY ANGLO AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED SHARE CAPITAL OF THUNGELA RESOURCES LIMITED TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE DEMERGER RECORD TIME OF ONE THUNGELO RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO AMERICAN PLC SHARES HELD BY THEM; B) THE AUTHORISCTION OF THE DIRECTORS OF ANGLO AMERICAN PLC TO TAKE THE NECESSARY ACTIONS TO CARRY THE SCHEME INTO EFFECT; AND C) THE AMENDMENTS TO THE ANGLO AMERICAN PLC ARTICLES OF ASSOCIATION IN CONNECTION WITH (A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO AMERICAN PLC GENERAL MEETING | non voting | n/a | n/a | n/a |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY AND THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 | non voting | n/a | n/a | n/a |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO DECLARE A FINAL DIVIDEND OF 72 US CENTS PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021 TO THOSE SHAREHOLDERS REGISTERED AT THE CLOSE OF BUSINESS ON 19 MARCH 2021 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO ELECT ELISABETH BRINTON AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO ELECT HILARY MAXSON AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 JUNE 2021 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RE-ELECT IAN ASHBY, Basto, Chambers, Cufifani, Grote, Nyasulu, Nyembeze, O'Neill, Pearce, Stevans AS A DIRECTOR OF THE COMPANY | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITOR | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO APPROVE THE IMPLEMENTATION REPORT SECTION OF THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE INTEGRATED ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES OF THE COMPANY UP TO A NOMINAL VALUE OF USD 37,448,261.45 MILLION, WHICH REPRESENTS NOT MORE THAN 5% OF THE TOTAL ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2 MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2022 (WHICHEVER IS EARLIER). SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 ABOVE AND TO SELL TREASURY SHARES WHOLLY FOR CASH, IN EACH CASE - A) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND B) OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF USD 18,724,130.73 MILLION, WHICH REPRESENTS NO MORE THAN 2.5% OF THE TOTAL ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY, IN ISSUE AT 2 MARCH 2021 - AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR THE CLOSE OF BUSINESS ON 30 JUNE 2022 BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 561 OF THE COMPANIES ACT 2006 | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT THE COMPANY BE AND IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY AUTHORISED TO BE ACQUIRED IS 204,331,400 MILLION; B) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5486/91 US CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT (EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER OF (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATION FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 (EXCEPT IN RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK TIME) ON THE DAY OF THE ANGLO AMERICAN PLC 2021 ANNUAL GENERAL MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Mgmt. | Yes | F | F |
ANGLO AMERICAN PLC | AAL LN | G03764134 | 05-May-2021 | TO RESOLVE THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt. | Yes | F | F |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Mgmt. | Yes | F | F |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Election of Director: Thomas Everist, Fagg, Goodin, Johnson, Moss, Rosenthal, Ryan, Sparby Wang | Mgmt. | Yes | F | F |
MDU RESOURCES GROUP, INC. | MDU | 552690109 | 11-May-2021 | Advisory Vote to Approve the Compensation Paid to the Company's Named Executive Officers. | Mgmt. | Yes | F | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Mgmt. | Yes | F | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | shareholder | Yes | against | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Election of Director: Patrick P. Gelsinger, Goetz, Henry, Ishrak, Lavizzo-Mourey, Liu, Smith, Welsher, and Yeary | Mgmt. | Yes | F | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | shareholder | Yes | against | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Advisory vote to approve executive compensation of our listed officers. | Mgmt. | Yes | F | F |
INTEL CORPORATION | INTC | 458140100 | 13-May-2021 | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | shareholder | Yes | against | F |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt. | Yes | F | F |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Action by Written Consent | shareholder | Yes | against | F |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Amend Clawback Policy | shareholder | Yes | against | F |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Shareholder Ratification of Annual Equity Awards | shareholder | Yes | against | F |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Election of Director: Shellye L. Archambeau, Austin, Bertolini, Healey, Otis, Jr. Schulman, Slater, Vestberg, Weaver | Mgmt. | Yes | For | For |
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 13-May-2021 | Advisory Vote to Approve Executive Compensation | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of KPMG as statutory auditor. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of Salustro Reydel as alternate statutory auditor. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Appointment of Deloitte as statutory auditor. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Appointment of BEAS as alternate statutory auditor. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Amendment to the thirty-first resolution - Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). | shareholder | Yes | against | F |
ORANGE | ORAN | 684060106 | 18-May-2021 | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | shareholder | Yes | against | F |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225-37-2 of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Ratification of the transfer of the corporate head office. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-first resolution during a takeover offer period for the Company's securities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-third resolution during a takeover offer period for the Company's securities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty-sixth resolution during a takeover offer period for the Company's securities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Overall limit of authorizations. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization given to the Board of Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Powers for formalities. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Renewal of the term of office of Bpifrance Participations. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Allocation of income for the fiscal year ended December 31, 2020 as stated in the Company's annual financial statements. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Agreements provided for in Article L. 225-38 of the French Commercial Code. | Mgmt. | Yes | For | For |
ORANGE | ORAN | 684060106 | 18-May-2021 | Approval of the information referred to in Article L. 225-37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. | Mgmt. | Yes | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2021. | Mgmt. | Yes | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Stockholder proposal relating to adoption of written consent right. | shareholder | Yes | agaonst | F |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | Election of Director: Cheryl K. Beebe, Bernardes, Ebel, Fitzel, Johnson, Koeni, C. O'Rourke, Seaton, Selbert, Pires, watkis and Westbrook | Mgmt. | Yes | For | For |
THE MOSAIC COMPANY | MOS | 61945C103 | 20-May-2021 | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Mgmt. | Yes | For | For |
KRATOS DEFENSE & SEC SOLUTIONS, INC. | KTOS | 50077B207 | 26-May-2021 | DIRECTORS | Mgmt. | Yes | For | For |
KRATOS DEFENSE & SEC SOLUTIONS, INC. | KTOS | 50077B207 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 26, 2021. | Mgmt. | Yes | For | For |
KRATOS DEFENSE & SEC SOLUTIONS, INC. | KTOS | 50077B207 | 26-May-2021 | An advisory vote to approve the compensation of the Company's named executive officers, as presented in the proxy statement. | Mgmt. | Yes | For | For |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding dual class capital structure. | shareholder | Yes | against | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | DIRECTORS | Mgmt. | Yes | For | For |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt. | Yes | For | For |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding platform misuse. | shareholder | Yes | against | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding public benefit corporation. | shareholder | Yes | against | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | To approve an amendment to the director compensation policy. | Mgmt. | Yes | F | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding an independent chair. | shareholder | Yes | against | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding child exploitation. | shareholder | Yes | against | F |
FACEBOOK, INC. | FB | 30303M102 | 26-May-2021 | A shareholder proposal regarding human/civil rights expert on board. | shareholder | Yes | against | F |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF THE ANNUAL REPORT AND RATIFICATION OF THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 | shareholder | Yes | F | F |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL FOR THE USE OF THE COMPANY'S NET INCOME FOR THE FISCAL YEAR END ED ON DECEMBER 31, 2020 | Mgmt. | Yes | F | F |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF THE APPOINTMENT OF PUBLIC ACCOUNTING OFFICE TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR END ED ON DECEMBER 31, 2021 | Mgmt. | Yes | F | F |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL FOR THE CHANGE IN THE COMPOSITION OF THE COMPANY'S MANAGEMENT | Mgmt. | Yes | F | F |
PT HANJAYA MANDALA SAMPOERNA TBK | HMSP IJ | Y7121Z146 | 27-May-2021 | APPROVAL OF AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION OF THE COMPANY IN ACCORDANCE WITH FINANCIAL SERVICE AUTHORITY (OJK) REGULATION | Mgmt. | Yes | F | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Report on Alignment of Racial Justice Goals and Starting Wages. | shareholder | Yes | againt | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Report on Refrigerants Released from Operations. | shareholder | Yes | N | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Report on Lobbying Disclosures. | shareholder | Yes | N | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Ratification of Ernst & Young LLP as Independent Accountants. | Mgmt. | Yes | F | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Create a Pandemic Workforce Advisory Council. | shareholder | Yes | against | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Report on Statement of the Purpose of a Corporation. | shareholder | Yes | against | F |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Election of Director: Cesar Conde, Flynn, Friar, Harris, Horton, Mayer, McMillion, Penner, Reinemund, Stephenson, Rbson Walton, and L. Walton | Mgmt. | Yes | For | For |
WALMART INC. | WMT | 931142103 | 02-Jun-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO ELECT MR IAN KIRK AS A DIRECTOR | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO RE-ELECT EACH OF THE FOLLOWING DIRECTORS BY WAY OF SEPARATE VOTE: MS NOLITHA FAKUDE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO RE-ELECT EACH OF THE FOLLOWING DIRECTORS BY WAY OF SEPARATE VOTE: DR MANTSIKA MATOOANE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO RE-ELECT EACH OF THE FOLLOWING DIRECTORS BY WAY OF SEPARATE VOTE: MS AARTI TAKOORDEEN | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO RE-ELECT MS NONKULULEKO NYEMBEZI AS A DIRECTOR FOR THE ENSUING YEAR | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO REAPPOINT ERNST AND YOUNG INC. AS THE INDEPENDENT AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND MR IMRAAN AKOODIE AS THE DESIGNATED AUDITOR FOR THE ENSUING YEAR | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO REAPPOINT DR SURESH KANA TO SERVE AS A MEMBER AND CHAIRMAN OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO REAPPOINT MS ZARINA BASSA TO SERVE AS A MEMBER OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO REAPPOINT MS SIOBHAN CLEARY TO SERVE AS A MEMBER OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | TO REAPPOINT MS FAITH KHANYILE TO SERVE AS A MEMBER OF THE GROUP AUDIT COMMITTEE | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | AUTHORISATION FOR A DIRECTOR OR GROUP COMPANY SECRETARY OF THE COMPANY TO IMPLEMENT RESOLUTIONS | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | NON-BINDING ADVISORY VOTE: NON-BINDING ADVISORY VOTE ON THE REMUNERATION POLICY AS SET OUT IN THE REMUNERATION REPORT OF THE COMPANY | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | NON-BINDING ADVISORY VOTE: NON-BINDING ADVISORY VOTE ON THE IMPLEMENTATION REPORT AS SET OUT IN THE REMUNERATION REPORT OF THE COMPANY | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | GENERAL AUTHORITY TO REPURCHASE SHARES | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | GENERAL AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE TO SUBSIDIARIES IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT | Mgmt. | Yes | For | For |
JSE LIMITED | JSE SJ | S4254A102 | 03-Jun-2021 | NON-EXECUTIVE DIRECTORS EMOLUMENTS FOR 2021 | Mgmt. | Yes | For | For |
EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Ratification of appointment of independent auditors. | Mgmt. | Yes | For | For |
EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Executive Compensation, if properly presented. | shareholder | Yes | Againt | for |
EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Right to Act by Written Consent, if properly presented. | shareholder | Yes | Againt | for |
EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Election of Director: Anthony J. Bates, Brown, Farrell, Green, Hammer, Hayles, Iannone, Mitic, Murphy, Pressler, Shroff, Swan and Traquina | Mgmt. | Yes | For | For |
EBAY INC. | EBAY | 278642103 | 15-Jun-2021 | Advisory vote to approve named executive officer compensation. | Mgmt. | Yes | For | For |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | 11 JUNE 2021: PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THERE ARE NO PROPOSALS TO BE VOTED ON. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY REQUEST AN ENTRANCE CARD. THANK YOU. | non voting | n/a | n/a | n/a |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | 11 JUNE 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF NON-VOTABLE RESOLUTION. THANK YOU | non voting | n/a | n/a | n/a |
THAI BEVERAGE PUBLIC CO LTD | THBEV SP | Y8588A103 | 21-Jun-2021 | TO PROVIDE INSIGHTS AND UPDATES ON THAIBEV'S BUSINESS | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT-ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Mgmt. | Yes | For | For |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/202105122101684-57 AND https://www.journal-officiel.gouv.fr/balo/document/202106042102385-67 | non voting | n/a | n/a | n/a |
VIVENDI SE | VIV FP | F97982106 | 22-Jun-2021 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | non voting | n/a | n/a | n/a |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members | Mgmt. | Yes | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Appropriation of Surplus | Mgmt. | Yes | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Partial Amendment to the Articles of Incorporation | Mgmt. | Yes | For | For |
TAKEDA PHARMACEUTICAL CO LTD | TAK | 874060205 | 29-Jun-2021 | Election of Director who is not Audit and Supervisory Committee Member: Christophe Weber , Iwasaki, Plump, Saroukos, Sakane, Dohoun, Butel, Clark, Fujimori, Gillis, Kunlya, Shiga, and Ilijima | Mgmt. | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Mutual Fund Series Trust
By (Signature and Title) /s/Jerry Szilagyi President and Principal Executive Officer
Date: August 30, 2021