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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 21872
MUTUAL FUND SERIES TRUST
(Exact name of registrant as specified in charter)
4221 North 203rd Street, Suite 100
Elkhorn, Nebraska 68022-3474
(Address of principal executive offices) (Zip code)
CT CORPORATION SYSTEM
1300 EAST NINTH STREET
CLEVELAND, OH 44114
(Name and address of agent for service)
Registrant’s telephone number, including area code:
866-447-4228
Date of fiscal year end: March 31, June 30, and September 30
Date of reporting period: July 1, 2021 – June 30, 2022
ITEM 1. PROXY VOTING RECORD:
Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2022 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
Registrant: Mutual Fund Series Trust | Fund Name - | Catalyst Systematic Alpha Fund | ||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2021 - June 30, 2022 | ||||||||
N-PX Form Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
Atkore Inc. | ATKR | 047649108 | 1/27/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Atkore Inc. | ATKR | 047649108 | 1/27/2022 | Approval of Auditors | MGMT | Y | For | For |
Atkore Inc. | ATKR | 047649108 | 1/27/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Simply Good Foods Co. | SMPL | 82900L102 | 1/20/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Simply Good Foods Co. | SMPL | 82900L102 | 1/20/2022 | Approval of Auditors | MGMT | Y | For | For |
Simply Good Foods Co. | SMPL | 82900L102 | 1/20/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Apple Inc. | AAPL | 037833100 | 3/4/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Apple Inc. | AAPL | 037833100 | 3/4/2022 | Approval of Auditors | MGMT | Y | For | For |
Apple Inc. | AAPL | 037833100 | 3/4/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Apple Inc. | AAPL | 037833100 | 3/4/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
Clearfield, Inc. | CLFD | 18482P103 | 2/24/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Clearfield, Inc. | CLFD | 18482P103 | 2/24/2022 | Approval of Auditors | MGMT | Y | For | For |
Clearfield, Inc. | CLFD | 18482P103 | 2/24/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Huntsman Corp. | HUN | 447011107 | 3/25/2022 | Directors in contested elections | MGMT | Y | For | For |
Huntsman Corp. | HUN | 447011107 | 3/25/2022 | Approval of Auditors | MGMT | Y | For | For |
Huntsman Corp. | HUN | 447011107 | 3/25/2022 | Confidential voting | MGMT | Y | For | For |
Huntsman Corp. | HUN | 447011107 | 3/25/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Triton International Limited | TRTN | G9078F107 | 4/25/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Triton International Limited | TRTN | G9078F107 | 4/25/2022 | Approval of Auditors | MGMT | Y | For | For |
Triton International Limited | TRTN | G9078F107 | 4/25/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Sonic Automotive Inc. | SAH | 83545G102 | 4/27/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Sonic Automotive Inc. | SAH | 83545G102 | 4/27/2022 | Approval of Auditors | MGMT | Y | For | For |
Sonic Automotive Inc. | SAH | 83545G102 | 4/27/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Coterra Energy Inc | CTRA | 127097103 | 4/28/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Coterra Energy Inc | CTRA | 127097103 | 4/28/2022 | Approval of Auditors | MGMT | Y | For | For |
Coterra Energy Inc | CTRA | 127097103 | 4/28/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Matson Inc | MATX | 57686G105 | 4/27/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Matson Inc | MATX | 57686G105 | 4/27/2022 | Approval of Auditors | MGMT | Y | For | For |
Matson Inc | MATX | 57686G105 | 4/27/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Centene Corporation | CNC | 15135B101 | 4/25/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Centene Corporation | CNC | 15135B101 | 4/25/2022 | Approval of Auditors | MGMT | Y | For | For |
Centene Corporation | CNC | 15135B101 | 4/25/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
Centene Corporation | CNC | 15135B101 | 4/25/2022 | Shareholder Proposals | MGMT | Y | For | For |
TIM S.A. | TIMB | 88706T108 | 3/24/2022 | Directors in uncontested elections | MGMT | Y | For | For |
JB Hunt | JBHT | 445658107 | 4/27/2022 | Directors in uncontested elections | MGMT | Y | For | For |
JB Hunt | JBHT | 445658107 | 4/27/2022 | Approval of Auditors | MGMT | Y | For | For |
JB Hunt | JBHT | 445658107 | 4/27/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Stellantis N.V. | STLD | 5/4/2022 | Directors in uncontested elections | MGMT | Y | For | For | |
Stellantis N.V. | STLD | 5/4/2022 | Approval of Auditors | MGMT | Y | For | For | |
Stellantis N.V. | STLD | 5/4/2022 | Disclosure of executive compensation | MGMT | Y | For | For | |
Crown Holdings, inc. | CCK | 228368106 | 4/28/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Crown Holdings, inc. | CCK | 228368106 | 4/28/2022 | Approval of Auditors | MGMT | Y | For | For |
Crown Holdings, inc. | CCK | 228368106 | 4/28/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
Crown Holdings, inc. | CCK | 228368106 | 4/28/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Crown Holdings, inc. | CCK | 228368106 | 4/28/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
ABB Ltd. | ABBV | 000375204 | 5/6/2022 | Directors in uncontested elections | MGMT | Y | For | For |
ABB Ltd. | ABBV | 000375204 | 5/6/2022 | Approval of Auditors | MGMT | Y | For | For |
ABB Ltd. | ABBV | 000375204 | 5/6/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
ABB Ltd. | ABBV | 000375204 | 5/6/2022 | Shareholders ’ ability to remove directors | MGMT | Y | For | For |
ABB Ltd. | ABBV | 000375204 | 5/6/2022 | Issue new class of common stock with unequal voting rights | MGMT | Y | For | For |
The Andersons, Inc | ANDE | 034164103 | 5/6/2022 | Directors in uncontested elections | MGMT | Y | For | For |
The Andersons, Inc | ANDE | 034164103 | 5/6/2022 | Approval of Auditors | MGMT | Y | For | For |
The Andersons, Inc | ANDE | 034164103 | 5/6/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
The Andersons, Inc | ANDE | 034164103 | 5/6/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
Innoviva, Inc. | INVA | 45781M101 | 4/24/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Innoviva, Inc. | INVA | 45781M101 | 4/24/2022 | Approval of Auditors | MGMT | Y | For | For |
Innoviva, Inc. | INVA | 45781M101 | 4/24/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Axcelis Technologies, Inc. | ACLS | 054540208 | 5/9/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Axcelis Technologies, Inc. | ACLS | 054540208 | 5/9/2022 | Approval of Auditors | MGMT | Y | For | For |
Axcelis Technologies, Inc. | ACLS | 054540208 | 5/9/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Nu Holdings, Ltd. | NUE | 5/11/2022 | Directors in uncontested elections | MGMT | Y | For | For | |
Nu Holdings, Ltd. | NUE | 5/11/2022 | Approval of Auditors | MGMT | Y | For | For | |
Nu Holdings, Ltd. | NUE | 5/11/2022 | Disclosure of executive compensation | MGMT | Y | For | For | |
Continental Resources, Inc | CLR | 212015101 | 5/18/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Continental Resources, Inc | CLR | 212015101 | 5/18/2022 | Approval of Auditors | MGMT | Y | For | For |
Continental Resources, Inc | CLR | 212015101 | 5/18/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Continental Resources, Inc | CLR | 212015101 | 5/18/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
The Mosaic Company | MOS | 61945C103 | 5/18/2022 | Directors in uncontested elections | MGMT | Y | For | For |
The Mosaic Company | MOS | 61945C103 | 5/18/2022 | Approval of Auditors | MGMT | Y | For | For |
The Mosaic Company | MOS | 61945C103 | 5/18/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Knight-Swift Transportation Holdings, Inc. | KNX | 499049104 | 5/16/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Knight-Swift Transportation Holdings, Inc. | KNX | 499049104 | 5/16/2022 | Approval of Auditors | MGMT | Y | For | For |
Knight-Swift Transportation Holdings, Inc. | KNX | 499049104 | 5/16/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Knight-Swift Transportation Holdings, Inc. | KNX | 499049104 | 5/16/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
Nutrien Ltd. | NTR | 67077M108 | 5/12/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Nutrien Ltd. | NTR | 67077M108 | 5/12/2022 | Approval of Auditors | MGMT | Y | For | For |
Nutrien Ltd. | NTR | 67077M108 | 5/12/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 5/17/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 5/17/2022 | Approval of Auditors | MGMT | Y | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 5/17/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 5/17/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
Harmony Biosciences Holdings, Inc. | HRMY | 413197104 | 5/19/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Harmony Biosciences Holdings, Inc. | HRMY | 413197104 | 5/19/2022 | Approval of Auditors | MGMT | Y | For | For |
Harmony Biosciences Holdings, Inc. | HRMY | 413197104 | 5/19/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
AstraZeneca plc | AZN | 046353108 | 4/21/2022 | Approval of Auditors | MGMT | Y | For | For |
AstraZeneca plc | AZN | 046353108 | 4/21/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
AstraZeneca plc | AZN | 046353108 | 4/21/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
AstraZeneca plc | AZN | 046353108 | 4/21/2022 | Share repurchase programs (when all shareholders may participate on equal terms) | MGMT | Y | For | For |
AstraZeneca plc | AZN | 046353108 | 4/21/2022 | Pre-emptive Rights | MGMT | Y | For | For |
Cheniere Energy, Inc. | LNG | 16411R208 | 5/11/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Cheniere Energy, Inc. | LNG | 16411R208 | 5/11/2022 | Approval of Auditors | MGMT | Y | For | For |
Cheniere Energy, Inc. | LNG | 16411R208 | 5/11/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Air Transport Services Group, Inc. | ATSG | 00922R105 | 5/24/2022 | Directors in uncontested elections | MGMT | Y | For | For |
Air Transport Services Group, Inc. | ATSG | 00922R105 | 5/24/2022 | Approval of Auditors | MGMT | Y | For | For |
Air Transport Services Group, Inc. | ATSG | 00922R105 | 5/24/2022 | Shareholder Right to Call Special Meetings | MGMT | Y | For | For |
Air Transport Services Group, Inc. | ATSG | 00922R105 | 5/24/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
Air Transport Services Group, Inc. | ATSG | 00922R105 | 5/24/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
TriNet Group Inc | TNET | 896288107 | 5/23/2022 | Directors in uncontested elections | MGMT | Y | For | For |
TriNet Group Inc | TNET | 896288107 | 5/23/2022 | Approval of Auditors | MGMT | Y | For | For |
TriNet Group Inc | TNET | 896288107 | 5/23/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
TriNet Group Inc | TNET | 896288107 | 5/23/2022 | Employee Stock Ownership Plans | MGMT | Y | For | For |
The Allstate Corporation | ALL | 020002101 | 5/23/2022 | Directors in uncontested elections | MGMT | Y | For | For |
The Allstate Corporation | ALL | 020002101 | 5/23/2022 | Approval of Auditors | MGMT | Y | For | For |
The Allstate Corporation | ALL | 020002101 | 5/23/2022 | Disclosure of executive compensation | MGMT | Y | For | For |
CONTENT KEY: | ||||||||
(a) Issuers Name - (security name from ballot voted) | ||||||||
(b) Exchange Ticker Symbol | ||||||||
(c) Cusip # | ||||||||
(d) Meeting Type & Date - e.g., ANNUAL or SPECIAL; MM/DD/YYYY | ||||||||
(e )Brief Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | ||||||||
(f) Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | ||||||||
(g) Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | ||||||||
(h) How Vote Cast - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | ||||||||
(I) Voted with mgmt's recommendation or against mgmt. recommendation |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Mutual Fund Series Trust
By (Signature and Title) /s/ Michael Schoonover
President and Principal Executive Officer
Date: January 3, 2022