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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number -- 811- 21872
MUTUAL FUND SERIES TRUST
(Exact name of registrant as specified in charter)
4221 North 203rd Street, Suite 100
Elkhorn, Nebraska 68022-3474
(Address of principal executive offices) (Zip code)
CT CORPORATION SYSTEM
1300 EAST NINTH STREET
CLEVELAND, OH 44114
(Name and address of agent for service)
Registrant’s telephone number, including area code:
866-447-4228
Date of fiscal year end: March 31, June 30, and September 30
Date of reporting period: July 1, 2022 – June 30, 2023
ITEM 1. PROXY VOTING RECORD:
Item 1 Exhibits contains the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2023 with respect to which the Registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the Registrant cast its vote on the matter; |
(h) | How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the Registrant cast its vote for or against management. |
Registrant: Mutual Fund Series Trust AlphaCentric Income Opportunities Fund | ||||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
No proxies voted during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust Fund Name - AlphaCentric LifeSci Healthcare Fund | ||||||||
Investment Compnay 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 to June 30, 2023 | ||||||||
N-PX Proxy Voting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
CENTENE CORPORATION | CNC | 15135B | 10-May-23 | ELECTION OF DIRECTORS | MGMT | Y | FOR | FOR |
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | Y | FOR | FOR | ||||
ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1 year | 1 year | ||||
RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2023. | MGMT | Y | FOR | FOR | ||||
STOCKHOLDER PROPOSAL FOR SHAREHOLDER RATIFICATION OF TERMINATION PAY. | SHLDR | Y | AGAINST | AGAINST | ||||
STOCKHOLDER PROPOSAL FOR MATERNAL MORBIDITY REDUCTION METRICS IN EXECUTIVE COMPENSATION. | SHLDR | Y | AGAINST | AGAINST | ||||
VERONA PHARMA PLC | VRNA | 925050 | 27-Apr-23 | ELECTION OF DIRECTORS | MGMT | Y | FOR | FOR |
To receive and adopt the U.K. statutory annual accounts and Directors' report for the year ended December 31, 2022. | MGMT | Y | FOR | FOR | ||||
To receive and approve, as a non-binding advisory resolution, the U.K. statutory Directors' Remuneration Report for the year ended December 31, 2022. | MGMT | Y | FOR | FOR | ||||
To re-appoint PricewaterhouseCoopers LLP as the Company's auditors, to hold office until the conclusion of the next annual general meeting of shareholders. | MGMT | Y | FOR | FOR | ||||
To authorize the Audit and Risk Committee to determine the auditors' remuneration for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory (non-binding) basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | MGMT | Y | 1 year | FOR | ||||
To approve the adoption of the Verona Pharma plc Second Amended and Restated 2017 Incentive Award Plan | MGMT | Y | FOR | FOR | ||||
To authorize the Board of Directors to exercise all the powers of the Company to allot shares in the Company or grant rights to subscribe for or to convert any security into shares in the Company up to an aggregate nominal amount of £8,145,745. | MGMT | Y | FOR | FOR | ||||
To authorize the Board of Directors to allot equity securities for cash and/or to sell ordinary shares held by the Company as treasury shares for cash as if section 561(1) of the Companies Act does not apply to any such allotment. | MGMT | Y | FOR | FOR | ||||
INMODE LTD. | INMD | M5425M | 3-Apr-23 | To re-elect Dr. Hadar Ron to serve as a Class I director of the Company, and to hold office until the annual general meeting of shareholders to be held in 2026 and until her successor is duly elected and qualified, or until her earlier resignation or retirement. | MGMT | Y | FOR | FOR |
That the Company's authorized share capital be increased from NIS 1,000,000 divided into 100,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, to NIS 2,000,000 divided into 200,000,000 Ordinary Shares of a nominal value of NIS 0.01 each, and that Article 5 of the Company's Articles of Association be amended accordingly. | MGMT | Y | FOR | FOR | ||||
To approve the amendment to the terms of engagement of Mr. Moshe Mizrahy, the Chief Executive Officer of the Company and Chairman of the Board, as described in the Proxy Statement, dated February 14, 2023. | MGMT | Y | FOR | FOR | ||||
To approve the amendment to the terms of engagement of Dr. Michael Kreindel, the Chief Technology Officer of the Company and member of the Board, as described in the Proxy Statement, dated February 14, 2023. | MGMT | Y | FOR | FOR | ||||
To approve and ratify the grant to each of the following Directors of the Company: Dr. Michael Anghel, Mr. Bruce Mann and Dr. Hadar Ron, 2,000 restricted share units under the Company's 2018 Incentive Plan totaling 6,000 restricted share units, half of which shall vest on February 13, 2024, and the remaining half shall vest on February 13, 2025, subject to their continued services on the date of vesting. | MGMT | Y | FOR | FOR | ||||
To approve the re-appointment of Kesselman & Kesselman Certified Public Accounts, a member of PWC, as the Company's independent auditors for the fiscal year ending December 31, 2023, and its service until the annual general meeting of shareholders to be held in 2024. | MGMT | Y | FOR | FOR | ||||
GALAPAGOS N V | GLPG | 36315X | 25-Apr-23 | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2022, and approval of the allocation of the annual result as proposed by the Board of Directors. | MGMT | Y | FOR | FOR |
Acknowledgement and approval of the remuneration report. | MGMT | Y | FOR | FOR | ||||
Release from liability to be granted to the members of the Board of Directors, the members of the former Supervisory Board, and the statutory auditor for the performance of their respective mandates during the financial year ended on 31 December 2022. | MGMT | Y | AGAINST | AGAINST | ||||
Remuneration of the statutory auditor for the financial year ended on 31 December 2022. | MGMT | Y | FOR | FOR | ||||
Appointment of statutory auditor. | MGMT | Y | FOR | FOR | ||||
Re-appointment of Mr. Peter Guenter as independent director. | MGMT | Y | FOR | FOR | ||||
Re-appointment of Mr. Daniel O'Day as director. | MGMT | Y | FOR | FOR | ||||
Re-appointment of Dr. Linda Higgins as director. | MGMT | Y | FOR | FOR | ||||
LANTHEUS HOLDINGS, INC. | LNTH | 516544 | 27-Apr-23 | Election of Class II Director: Ms. Minnie Baylor-Henry | MGMT | Y | FOR | FOR |
Election of Class II Director: Mr. Heinz Mäusli | MGMT | Y | FOR | FOR | ||||
Election of Class II Director: Ms. Julie McHugh | MGMT | Y | FOR | FOR | ||||
The approval, on an advisory basis, of the compensation paid to our named executive officers. | MGMT | Y | FOR | FOR | ||||
The approval of the Lantheus Holdings, Inc. 2023 Employee Stock Purchase Plan. | MGMT | Y | FOR | FOR | ||||
The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
GILEAD SCIENCES, INC. | GILD | 375558 | 3-May-23 | ELECTION OF DIRECTORS | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation | MGMT | Y | 1 YEAR | 1 YEAR | ||||
To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan | MGMT | Y | FOR | FOR | ||||
To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. | SHLDR | Y | AGAINST | AGAINST | ||||
To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting | SHLDR | Y | FOR | AGAINST | ||||
To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | SHLDR | Y | AGAINST | FOR | ||||
GSK PLC | GSK | 37733W | 3-May-23 | ELECTION OF DIRECTORS | MGMT | Y | FOR | FOR |
To re-appoint the auditor | MGMT | Y | FOR | FOR | ||||
To determine remuneration of the auditor | MGMT | Y | FOR | FOR | ||||
To approve amendments to the Directors' Remuneration policy | MGMT | Y | FOR | FOR | ||||
To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditure | MGMT | Y | FOR | FOR | ||||
To authorise allotment of shares | MGMT | Y | FOR | FOR | ||||
To disapply pre-emption rights - general power (Special resolution) | MGMT | Y | FOR | FOR | ||||
To disapply pre-emption rights - in connection with an acquisition or specified capital investment (Special resolution) | MGMT | Y | FOR | FOR | ||||
To authorise the company to purchase its own shares (Special resolution) | MGMT | Y | FOR | FOR | ||||
To authorise exemption from statement of name of senior statutory auditor | MGMT | Y | FOR | FOR | ||||
To authorise reduced notice of a general meeting other than an AGM (Special resolution) | MGMT | Y | FOR | FOR | ||||
BIO-RAD LABORATORIES | BIO | 90572 | 25-Apr-23 | ELECTION OF DIRECTORS | MGMT | Y | FOR | FOR |
Proposal to ratify the selection of KPMG LLP to serve as the Company's independent auditors | MGMT | Y | FOR | FOR | ||||
dvisory vote to approve executive compensatio | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of future advisory votes to approve executive compensation | MGMT | Y | 3 YEAR | 3 YEAR | ||||
stockholder proposal regarding political disclosure | SHLDR | Y | AGAINST | FOR | ||||
INSMED INCORPORATED | INSM | 457669 | 11-May-23 | Vote Board of Directors: | MGMT | Y | FOR | FOR |
An advisory vote on the 2022 compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||
An advisory vote on the frequency of future shareholder advisory votes on compensation of our named executive officers. | MGMT | Y | 1 YEAR | 1 YEAR | ||||
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Approval of the Insmed Incorporated Amended and Restated 2019 Incentive Plan. | MGMT | Y | FOR | FOR | ||||
KARYOPHARM THERAPEUTICS INC. | KPTI | 48576U | 24-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve an amendment to the Karyopharm Therapeutics Inc. 2022 Equity Incentive Plan to increase the number of shares of our common stock available for issuance by 5,000,000 share | MGMT | Y | FOR | FOR | ||||
To approve the amendment and restatement of the Karyopharm Therapeutics Inc. 2013 Employee Stock Purchase Plan | MGMT | Y | FOR | FOR | ||||
To approve an amendment to the Karyopharm Therapeutics Inc. Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of our common stock from 200,000,000 to 400,000,000 | MGMT | Y | FOR | FOR | ||||
To approve an amendment to the Karyopharm Therapeutics Inc. Restated Certificate of Incorporation, as amended, to reflect new Delaware law provisions regarding officer exculpation | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of Karyopharm's named executive officers | MGMT | Y | FOR | FOR | ||||
To ratify the appointment of Ernst & Young LLP as Karyopharm's independent registered public accounting firm for the year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
NUVATION BIO INC. | NUVB | 67080N | 15-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of the appointment of KPMG LLP as the independent registered public accounting firm | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement | MGMT | Y | FOR | FOR | ||||
NEUROCRINE BIOSCIENCES, INC. | NBIX | 64125C | 17-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of advisory votes to approve the compensation paid to the Company's named executive officers | MGMT | Y | 1 YEAR | 1 YEAR | ||||
To approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares | MGMT | Y | FOR | FOR | ||||
To approve an amendment to the Company's 2020 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 6,600,000 shares | MGMT | Y | FOR | FOR | ||||
ELANCO ANIMAL HEALTH INCORPORATED | ELAN | 28414H | 18-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of Ernst & Young LLP as the company's independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||
Approval of the Amended and Restated Elanco Animal Health Incorporated Employee Stock Purchase Plan | MGMT | Y | FOR | FOR | ||||
Approval of the Amended and Restated 2018 Elanco Animal Health Incorporated Stock Plan | MGMT | Y | FOR | FOR | ||||
FULGENT GENETICS, INC. | FLGT | 359664 | 18-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, compensation awarded to named executive officers (Say-on-Pay). | MGMT | Y | FOR | FOR | ||||
to approve an amendment and restatement of the Fulgent Genetics, Inc. 2016 Omnibus Incentive Plan increasing the number of shares of common stock reserved for issuance thereunder by 3 million shares | MGMT | Y | FOR | FOR | ||||
BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G | 23-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | MGMT | Y | 1 YEAR | 1 YEAR | ||||
To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | MGMT | Y | FOR | FOR | ||||
To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended. | MGMT | Y | FOR | FOR | ||||
DYNAVAX TECHNOLOGIES CORPORATION | DVAX | 268158 | 26-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | MGMT | Y | FOR | FOR | ||||
To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. | MGMT | Y | 1 YEAR | 1 YEAR | ||||
HARMONY BIOSCIENCES HOLDINGS, INC. | HRMY | 413197 | 25-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR | ||||
TRAVERE THERAPEUTICS INC. | TVTX | 89422G | 17-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve the Company's 2018 Equity Incentive Plan, as amended, to increase the number of shares of common stock authorized for issuance thereunder by 2,700,000 shares. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | MGMT | Y | FOR | FOR | ||||
To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
COLLEGIUM PHARMACEUTICAL, INC | COLL | 19459J | 18-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Approval of, on an advisory basis, the compensation of the Company's named executive officers. | MGMT | Y | FOR | FOR | ||||
To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
COHERUS BIOSCIENCES, INC. | CHRS | 19249H | June 7, 2023 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). | MGMT | Y | FOR | FOR | ||||
ARCUTIS BIOTHERAPEUTICS, INC. | ARQT | 03969K | 31-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). | MGMT | Y | FOR | FOR | ||||
AURINIA PHARMACEUTICALS INC. | AUPH | 05156V | 17-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2024 annual general meeting of shareholders or until a successor is appointed. | MGMT | Y | FOR | FOR | ||||
To vote on a non-binding, advisory basis to approve the compensation of our named executive officers (a "Say-on-Pay" vote). | MGMT | Y | FOR | FOR | ||||
To approve the amendment to the Company's Equity Incentive Plan to increase the maximum number of common shares of the Company reserved for issuance pursuant to the Equity Incentive Plan, as set forth in the Company's Proxy Statement/Circular. | MGMT | Y | FOR | FOR | ||||
ULTRAGENYX PHARMACEUTICAL INC. | RARE | 90400D | 7-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm until the close of the 2024 annual general meeting of shareholders or until a successor is appointed. | MGMT | Y | FOR | FOR | ||||
Approval of the Amended & Restated Employee Stock Purchase Plan | MGMT | Y | FOR | FOR | ||||
Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | 1 | 1 | ||||
Advisory (non-binding) vote to approve the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||
MORPHOSYS AG | MOR | 617760 | 17-May-23 | Resolution on the approval of the actions of the members of the Management Board for the fiscal year 2022 | MGMT | Y | FOR | FOR |
Resolution on the approval of the actions of the members of the Supervisory Board for the fiscal year 2022 | MGMT | Y | FOR | FOR | ||||
Resolution on the election of the auditor for the financial year 2023 | MGMT | Y | FOR | FOR | ||||
Resolution on the election of member of the Supervisory Board: Individual Election of Mr. Michael Brosnan | MGMT | Y | FOR | FOR | ||||
Resolution on the election of member of the Supervisory Board: Individual Election of Mr. George Golumbeski, Ph.D. | MGMT | Y | FOR | FOR | ||||
Resolution on the cancellation of Authorized Capital 2021-I and the creation of a new Authorized Capital 2023-I with the option to exclude statutory subscription rights; amendment to the Articles of Association | MGMT | Y | FOR | FOR | ||||
Resolution on the cancellation of Authorized Capital 2021-II and the creation of a new Authorized Capital 2023-II with the option to exclude statutory subscription rights; amendment to the Articles of Association | MGMT | Y | FOR | FOR | ||||
Resolution on the reduction of the Conditional Capital 2016-III, on the reduction of the Authorized Capital 2019-I as well as on the reduction of the Authorized Capital 2021-III; amendments to the Articles of Association | MGMT | Y | FOR | FOR | ||||
Resolution on the approval of the Remuneration Report 2022 | MGMT | Y | FOR | FOR | ||||
Authorization to hold a virtual shareholders' meeting | MGMT | Y | FOR | FOR | ||||
Virtual participation of Supervisory Board members in an Annual General Meeting | MGMT | Y | FOR | FOR | ||||
DOCGO INC. | DCGO | 256086 | June 20, 2023 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of the appointment of Urish Popeck & Co., LLC as the Company's independent registered public accounting firm for the year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
KINIKSA PHARMACEUTICALS, LTD. | KNSA | G5269C | 6-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
The appointment of PricewaterhouseCoopers LLP as the Company's auditor until the close of the Company's next Annual Meeting of Shareholders, the delegation to the Company's Board of Directors, through its Audit Committee, of the authority to set the auditor's remuneration for such period, and the ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 202 | MGMT | Y | FOR | FOR | ||||
To approve on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement for the 2023 Annual Meeting pursuant to the applicable compensation disclosure rules of the SEC, including the compensation tables and narrative discussion. | MGMT | Y | FOR | FOR | ||||
BIOCRYST PHARMACEUTICALS, INC. | BCRX | 09058V | 13-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the Company's executive compensation | MGMT | Y | FOR | FOR | ||||
to provide an advisory vote on the frequency of future advisory votes on the Company's executive compensation | MGMT | Y | 1 year | 1 year | ||||
To approve an amended and restated Stock Incentive Plan, increasing the number of shares available for issuance under the Stock Incentive Plan by 7,000,000 shares. | MGMT | Y | FOR | FOR | ||||
ITEOS THERAPEUTICS, INC. | ITOS | 46565G | 13-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the appointment of Deloitte Bedrijfsrevisoren / Réviseurs d'Entreprises BV/SRL as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
PACIRA BIOSCIENCES, INC. | PCRX | 695127 | 13-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Approval of our Amended and Restated 2011 Stock Incentive Plan. | MGMT | Y | FOR | FOR | ||||
2SEVENTY BIO, INC. | TSVT | 901384 | 13-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. | MGMT | Y | FOR | FOR | ||||
To approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of 2seventy bio, Inc. as permitted by recent amendments to Delaware law. | MGMT | Y | FOR | FOR | ||||
INNOVIVA INC | INVA | 45781M | 22-May-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To vote on the frequency of non-binding advisory votes on executive compensation. | MGMT | Y | 1 year | 1 year | ||||
To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Innoviva, Inc. for its fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
To approve the Innoviva, Inc. 2023 Employee Stock Purchase Plan. | MGMT | Y | FOR | FOR | ||||
POINT BIOPHARMA GLOBAL INC | PNT | 730541 | 1-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of the appointment of Armanino LLP as our independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
VIRIDIAN THERAPEUTICS, INC. | VRDN | 92790C | 14-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of the Company's named executive officers | MGMT | Y | FOR | FOR | ||||
To approve a further amendment and restatement of the Company's Amended and Restated 2016 Equity Incentive Plan, including to increase the number of shares available for issuance thereunder | MGMT | Y | FOR | FOR | ||||
INTRA-CELLULAR THERAPIES, INC. | ITCI | 46116X | 23-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. | MGMT | Y | FOR | FOR | ||||
To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statemen | MGMT | Y | FOR | FOR | ||||
ACADIA PHARMACEUTICALS INC. | ACAD | 4225 | 1-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statemen | MGMT | Y | FOR | FOR | ||||
To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers | MGMT | Y | 1 year | 1 year | ||||
To ratify the selection of Ernst & Young LLP as the Company's independent registered public accountants for 2023. | MGMT | Y | FOR | FOR | ||||
AMYLYX PHARMACEUTICALS, INC. | AMLX | 03237H | 8-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Vote Board of Directors Class II | MGMT | Y | FOR | FOR | ||||
To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
CELLDEX THERAPEUTICS, INC. | CLDX | 15117B | 15-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
To approve an amendment to our 2021 Omnibus Equity Incentive Plan, including an increase in the number of shares reserved for issuance thereunder by 600,000 shares to 4,300,000 shares | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement | MGMT | Y | 1 year | FOR | ||||
ADC THERAPEUTICS SA | ADCT | H0036K | 14-Jun-23 | The Board of Directors proposes that the Management Report, the Annual Financial Statements and the Consolidated Financial Statements for the financial year 2022 be approved, and that the Auditors' Reports be acknowledged. | MGMT | Y | FOR | FOR |
The Board of Directors proposes that the members of the Board of Directors and the Executive Committee be discharged from liability for the financial year 2022. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes that the loss of the Company be carried forward to new account. | MGMT | Y | FOR | FOR | ||||
Vote Board of Directors | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to elect the notary firm PHC Notaires, in Lausanne, Switzerland, as Independent Proxy for a term of office until completion of the 2024 Annual General Meeting. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to re-elect PricewaterhouseCoopers SA as the Company's statutory auditor for the financial year 2023. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to approve a maximum aggregate amount of compensation for the members of the Board of Directors of USD 2,500,000 for the period from the 2023 Annual General Meeting to the 2024 Annual General Meeting. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to approve a maximum aggregate amount of fixed compensation for the members of the Executive Committee of USD 3,500,000 for the financial year 2024. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to approve a maximum aggregate amount of variable compensation for the members of the Executive Committee of USD 11,000,000 for the current financial year 2023. | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to replace the current Article 4a (Authorized Share Capital) of our Articles of Association by a new Article 4a (Capital Range). | MGMT | Y | FOR | FOR | ||||
The Board of Directors proposes to amend Article 15 (Number of Directors) of our Articles of Association such as to reduce the maximum size of the Board of Directors from 12 to 9 members. | MGMT | Y | FOR | FOR | ||||
DECIPHERA PHARMACEUTICALS, INC. | DCPH | 24344T | 21-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To approve, on a non-binding, advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. | MGMT | Y | FOR | FOR | ||||
To ratify the appointment of PricewaterhouseCoopers LLP as Deciphera Pharmaceuticals, Inc.'s independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
UNITED THERAPEUTICS CORPORATION | UTHR | 91307C | June 26, 2023 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Advisory resolution to approve executive compensation | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of future advisory votes on executive compensation | MGMT | Y | 1 year | FOR | ||||
Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023 | MGMT | Y | FOR | FOR | ||||
PETIQ, INC. | PETQ | 71639T | 21-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||
ADAPTHEALTH CORP. | AHCO | 00653Q | 21-Jun-23 | Vote Board of Directors | MGMT | Y | FOR | FOR |
Ratification of Appointment of KPMG LLP - To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
Say-on-Pay - Non-binding advisory vote to approve the compensation paid to AdaptHealth's named executive officer | MGMT | Y | FOR | FOR |
Registrant: Mutual Fund Series Trust | Fund Name: AlphaCentric Premium Opportunities Fund | |||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Voting Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
No proxies were filed during the reporting period ended June 30, 2023. |
Registrant: Mutual Fund Series Trust | Fund Name - AlphaCentric Robotics and Automation Fund | |||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
ABB Ltd. | ABBN | H0010V101 | Extraordinary Shareholders 9-7-2023 | Approve Spin-Off of Accelleron Industries AG | Management | Yes | For | For | ||
Transact Other Business (Voting) | Management | Yes | Against | For | ||||||
Accuray Incorporated | ARAY | 004397105 | Annual 11-20-22 | Elect Director Anne B. Le Grand | Management | Yes | For | For | ||
Elect Director Joseph E. Whitters | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||
AeroVironment, Inc. | AVAV | 008073108 | Annual 9-23-22 | Elect Director Charles Thomas Burbage | Management | Yes | For | For | ||
Elect Director Edward R. Muller | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Allied Motion Technologies Inc. | AMOT | 019330109 | Annual 5-3-23 | Elect Director Robert B. Engel | Management | Yes | For | For | ||
Elect Director Richard D. Federico | Management | Yes | For | For | ||||||
Elect Director Steven C. Finch | Management | Yes | For | For | ||||||
Elect Director James J. Tanous | Management | Yes | For | For | ||||||
Elect Director Nicole R. Tzetzo | Management | Yes | For | For | ||||||
Elect Director Richard S. Warzala | Management | Yes | For | For | ||||||
Elect Director Michael R. Winter | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Asensus Surgical, Inc. | ASXC | 04367G103 | Annual 6-6-23 | Elect Director Andrea Biffi | Management | Yes | For | For | ||
Elect Director Anthony Fernando | Management | Yes | For | For | ||||||
Elect Director Kevin Hobert | Management | Yes | For | For | ||||||
Elect Director Elizabeth Kwo | Management | Yes | For | For | ||||||
Elect Director David B. Milne | Management | Yes | For | For | ||||||
Elect Director Richard C. Pfenniger, Jr. | Management | Yes | For | For | ||||||
Elect Director William N. Starling | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Ratify BDO USA, LLP as Auditors | Management | Yes | For | For | ||||||
ATS Automation Tooling Systems Inc. | ATA | 001940105 | Annual 8-11-22 | Elect Director Dave W. Cummings | Management | Yes | For | For | ||
Elect Director Joanne S. Ferstman | Management | Yes | For | For | ||||||
Elect Director Andrew P. Hider | Management | Yes | For | For | ||||||
Elect Director Kirsten Lange | Management | Yes | For | For | ||||||
Elect Director Michael E. Martino | Management | Yes | For | For | ||||||
Elect Director David L. McAusland | Management | Yes | For | For | ||||||
Elect Director Philip B. Whitehead | Management | Yes | For | For | ||||||
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
BioXcel Therapeutics, Inc. | BTAI | 09075P105 | Annual 6-23-23 | Elect Director Sandeep Laumas | Management | Yes | Withhold | For | ||
Elect Director Michael Miller | Management | Yes | For | For | ||||||
Elect Director Michal Votruba | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
CyberOptics Corporation | CYBE | 232517102 | Special 11-2-22 | Approve Merger Agreement | Management | Yes | For | For | ||
Advisory Vote on Golden Parachutes | Management | Yes | For | For | ||||||
Daifuku Co., Ltd. | DAIFUKU | J08988107 | Annual 3-3-23 | Amend Articles to Make Technical Changes | Management | Yes | For | For | ||
Elect Director Geshiro, Hiroshi | Management | Yes | For | For | ||||||
Elect Director Sato, Seiji | Management | Yes | For | For | ||||||
Elect Director Hayashi, Toshiaki | Management | Yes | For | For | ||||||
Elect Director Nobuta, Hiroshi | Management | Yes | For | For | ||||||
Elect Director Takubo, Hideaki | Management | Yes | For | For | ||||||
Elect Director Ozawa, Yoshiaki | Management | Yes | For | For | ||||||
Elect Director Sakai, Mineo | Management | Yes | For | For | ||||||
Elect Director Kato, Kaku | Management | Yes | For | For | ||||||
Elect Director Kaneko, Keiko | Management | Yes | For | For | ||||||
Elect Director Gideon Franklin | Management | Yes | For | For | ||||||
Appoint Statutory Auditor Wada, Nobuo | Management | Yes | For | For | ||||||
Draganfly Inc. | DPRO | 26142Q205 | Annual/Special 6-21-23 | Fix Number of Directors at Seven | Management | Yes | For | For | ||
Elect Director Cameron Chell | Management | Yes | For | For | ||||||
Elect Director John M. Mitnick | Management | Yes | For | For | ||||||
Elect Director Scott Larson | Management | Yes | For | For | ||||||
Elect Director Olen Aasen | Management | Yes | For | For | ||||||
Elect Director Denis Silva | Management | Yes | For | For | ||||||
Elect Director Andrew Hill Card, Jr. | Management | Yes | For | For | ||||||
Elect Director Julie Myers Wood | Management | Yes | For | For | ||||||
Approve Dale Matheson Carr-Hilton LaBonte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
Re-approve Share Compensation Plan | Management | Yes | Against | For | ||||||
FANUC Corp. | 6954 | J13440102 | Annual June 28, 2023 | Approve Allocation of Income, with a Final Dividend of JPY 271.64 | Management | Yes | For | For | ||
Elect Director Inaba, Yoshiharu | Management | Yes | For | For | ||||||
Elect Director Yamaguchi, Kenji | Management | Yes | For | For | ||||||
Elect Director Sasuga, Ryuji | Management | Yes | For | For | ||||||
Elect Director Michael J. Cicco | Management | Yes | For | For | ||||||
Elect Director Yamazaki, Naoko | Management | Yes | For | For | ||||||
Elect Director Uozumi, Hiroto | Management | Yes | For | For | ||||||
Elect Director Takeda, Yoko | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Okada, Toshiya | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Yokoi, Hidetoshi | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Tomita, Mieko | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Igashima, Shigeo | Management | Yes | For | For | ||||||
FBR Limited | FBR | Q3R26D108 | Extraordinary Shareholders 11-28-22 | Ratify Past Issuance of 2021 Placement Shares to Institutional and Sophisticated Investors | Management | Yes | For | For | ||
Ratify Past Issuance of July Placement Shares to Horsley Park Holdings Pty Ltd | Management | Yes | For | For | ||||||
Ratify Past Issuance of 1.56 Million June Placement Shares to Institutional and Sophisticated Investors | Management | Yes | For | For | ||||||
Ratify Past Issuance of 220.66 Million June Placement Shares to Institutional and Sophisticated Investors | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Elect Nancy Milne as Director | Management | Yes | For | For | ||||||
Elect Greg Smith as Director | Management | Yes | For | For | ||||||
Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | Yes | For | For | ||||||
Approve Issuance of Short Term Loan Funded Shares for Michael Pivac | Management | Yes | Against | For | ||||||
Approve Issuance of Long Term Loan Funded Shares for Michael Pivac | Management | Yes | Against | For | ||||||
Approve Issuance of Short Term Loan Funded Shares for Mark Pivac | Management | Yes | Against | For | ||||||
Approve Issuance of Long Term Loan Funded Shares for Mark Pivac | Management | Yes | Against | For | ||||||
GEA Group AG | G1A | D28304109 | Annual 4-27-2023 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | Yes | ||||
Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Approve Discharge of Management Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Ratify KPMG AG as Auditors for Fiscal Year 2023 | Management | Yes | For | For | ||||||
Elect Hans Kempf to the Supervisory Board | Management | Yes | For | For | ||||||
Amend Articles Re: Supervisory Board Term of Office | Management | Yes | For | For | ||||||
Amend Articles Re: By-Elections to the Supervisory Board | Management | Yes | For | For | ||||||
Approve Remuneration of Supervisory Board | Management | Yes | For | For | ||||||
Approve Virtual-Only Shareholder Meetings Until 2025 | Management | Yes | For | For | ||||||
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | Management | Yes | For | For | ||||||
Amend Articles Re: General Meeting Chair and Procedure | Management | Yes | For | For | ||||||
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | For | ||||||
Infineon Technologies AG | IFX | D35415104 | Annual 2-16-23 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | Yes | ||||
Approve Allocation of Income and Dividends of EUR 0.32 per Share | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Constanze Hufenbecher for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Sven Schneider for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Andreas Urschitz (from June 1, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Rutger Wijburg (from April 1, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Reinhard Ploss (until March 31, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Helmut Gassel (until May 31, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Xiaoqun Clever for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Friedrich Eichiner for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Melanie Riedl for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Ulrich Spiesshofer for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Mirco Synde (from June 1, 2023) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Kerstin Schulzendorf (until May 31, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Reports for the First Half of Fiscal Year 2023 | Management | Yes | For | For | ||||||
Elect Herbert Diess to the Supervisory Board | Management | Yes | For | For | ||||||
Elect Klaus Helmrich to the Supervisory Board | Management | Yes | For | For | ||||||
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | For | ||||||
Authorize Use of Financial Derivatives when Repurchasing Shares | Management | Yes | For | For | ||||||
Amend Article Re: Location of Annual Meeting | Management | Yes | For | For | ||||||
Approve Virtual-Only Shareholder Meetings Until 2028 | Management | Yes | For | For | ||||||
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | Management | Yes | For | For | ||||||
Approve Remuneration Policy | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Intuitive Surgical, Inc. | ISRG | 46120E602 | Annual 4-27-23 | Elect Director Craig H. Barratt | Management | Yes | For | For | ||
Elect Director Joseph C. Beery | Management | Yes | For | For | ||||||
Elect Director Gary S. Guthart | Management | Yes | For | For | ||||||
Elect Director Amal M. Johnson | Management | Yes | For | For | ||||||
Elect Director Don R. Kania | Management | Yes | For | For | ||||||
Elect Director Amy L. Ladd | Management | Yes | For | For | ||||||
Elect Director Keith R. Leonard, Jr. | Management | Yes | For | For | ||||||
Elect Director Alan J. Levy | Management | Yes | For | For | ||||||
Elect Director Jami Dover Nachtsheim | Management | Yes | For | For | ||||||
Elect Director Monica P. Reed | Management | Yes | For | For | ||||||
Elect Director Mark J. Rubash | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Report on Gender/Racial Pay Gap | Shareholder | Yes | For | Against | ||||||
Kardex Holding AG | KARN | H44577189 | Annual 4-20-23 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||
Approve Remuneration Report (Non-Binding) | Management | Yes | For | For | ||||||
Approve Allocation of Income and Dividends of CHF 3.50 per Share | Management | Yes | For | For | ||||||
Approve Discharge of Board and Senior Management | Management | Yes | For | For | ||||||
Reelect Philipp Buhofer as Director | Management | Yes | For | For | ||||||
Reelect Eugen Elmiger as Director | Management | Yes | For | For | ||||||
Reelect Andreas Haeberli as Director | Management | Yes | For | For | ||||||
Reelect Ulrich Looser as Director | Management | Yes | For | For | ||||||
Reelect Jennifer Maag as Director | Management | Yes | For | For | ||||||
Elect Maria Vacalli as Director | Management | Yes | For | For | ||||||
Reelect Felix Thoeni as Director | Management | Yes | For | For | ||||||
Reelect Felix Thoeni as Board Chair | Management | Yes | For | For | ||||||
Reappoint Philipp Buhofer as Member of the Compensation and Nomination Committee | Management | Yes | For | For | ||||||
Reappoint Ulrich Looser as Member of the Compensation and Nomination Committee | Management | Yes | Against | For | ||||||
Appoint Maria Vacalli as Member of the Compensation and Nomination Committee | Management | Yes | For | For | ||||||
Designate Wenger Vieli AG as Independent Proxy | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers AG as Auditors | Management | Yes | For | For | ||||||
Approve Remuneration of Directors in the Amount of CHF 1.3 Million | Management | Yes | For | For | ||||||
Approve Remuneration of Executive Committee in the Amount of CHF 5.5 Million | Management | Yes | For | For | ||||||
Amend Corporate Purpose | Management | Yes | For | For | ||||||
Amend Articles Re: Annulment of the Opting Up Clause | Management | Yes | For | For | ||||||
Approve Virtual-Only Shareholder Meetings | Management | Yes | For | For | ||||||
Amend Articles of Association | Management | Yes | Against | For | ||||||
Transact Other Business (Voting) | Management | Yes | Against | For | ||||||
KEYENCE Corp. | 6861 | J32491102 | Annual 6-14-23 | Approve Allocation of Income, with a Final Dividend of JPY 150 | Management | Yes | For | For | ||
Elect Director Takizaki, Takemitsu | Management | Yes | For | For | ||||||
Elect Director Nakata, Yu | Management | Yes | For | For | ||||||
Elect Director Yamaguchi, Akiji | Management | Yes | For | For | ||||||
Elect Director Yamamoto, Hiroaki | Management | Yes | For | For | ||||||
Elect Director Nakano, Tetsuya | Management | Yes | For | For | ||||||
Elect Director Yamamoto, Akinori | Management | Yes | For | For | ||||||
Elect Director Taniguchi, Seiichi | Management | Yes | For | For | ||||||
Elect Director Suenaga, Kumiko | Management | Yes | For | For | ||||||
Elect Director Yoshioka, Michifumi | Management | Yes | For | For | ||||||
Appoint Statutory Auditor Komura, Koichiro | Management | Yes | For | For | ||||||
Appoint Alternate Statutory Auditor Yamamoto, Masaharu | Management | Yes | For | For | ||||||
KION GROUP AG | KGX | D4S14D103 | Annual 5-17-23 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | Yes | ||||
Approve Allocation of Income and Dividends of EUR 0.19 per Share | Management | Yes | For | For | ||||||
Approve Discharge of Management Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Ratify KPMG AG as Auditors for Fiscal Year 2023 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2023 | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | Against | For | ||||||
Approve Virtual-Only Shareholder Meetings Until 2028 | Management | Yes | For | For | ||||||
Elect Nicolas Peter to the Supervisory Board | Management | Yes | For | For | ||||||
Kraken Robotics Inc. | PNG | 50077N102 | Annual/Special 6-27-23 | Fix Number of Directors at Five | Management | Yes | For | For | ||
Kraken Robotics Inc. | PNG | 50077N102 | Elect Director Greg Reid | Management | Yes | Withhold | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Elect Director Shaun McEwan | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Elect Director Larry Puddister | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Elect Director Michael Connor | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Elect Director Bernard Mills | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Re-approve Stock Option Plan | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Approve Restricted Share Unit Plan | Management | Yes | For | For | |||
Kraken Robotics Inc. | PNG | 50077N102 | Approve Stock Consolidation | Management | Yes | For | For | |||
Krones AG | KRN | D47441171 | Annual 5-23-23 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | Yes | ||||
Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | Yes | For | For | ||||||
Approve Discharge of Management Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023 | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Approve Virtual-Only or Hybrid Shareholder Meetings Until 2025; Amend Articles Re: Online Participation; General Meeting Chair | Management | Yes | For | For | ||||||
Elect Norbert Broger to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Nora Diepold to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Robert Friedmann to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Volker Kronseder to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Susanne Nonnast to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Petra Schadeberg-Herrmann to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Stephan Seifert to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Matthias Winkler to the Supervisory Board | Management | Yes | Against | For | ||||||
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | For | ||||||
Microbot Medical Inc. | MBOT | 59503A204 | Annual 9-21-22 | Elect Director Harel Gadot | Management | Yes | For | For | ||
Elect Director Martin Madden | Management | Yes | Withhold | For | ||||||
Elect Director Tal Wenderow | Management | Yes | For | For | ||||||
Ratify Brightman Almagor Zohar & Co. as Auditors | Management | Yes | For | For | ||||||
Mobileye Global, Inc. | MBLY | 60741F104 | Annual 9-21-22 | Elect Director Amnon Shashua | Management | Yes | Withhold | For | ||
Elect Director Patrick P. Gelsinger | Management | Yes | Withhold | For | ||||||
Elect Director Eyal Desheh | Management | Yes | For | For | ||||||
Elect Director Jon M. Huntsman, Jr. | Management | Yes | For | For | ||||||
Elect Director Claire C. McCaskill | Management | Yes | For | For | ||||||
Elect Director Christine Pambianchi | Management | Yes | Withhold | For | ||||||
Elect Director Frank D. Yeary | Management | Yes | For | For | ||||||
Elect Director Saf Yeboah-Amankwah | Management | Yes | Withhold | For | ||||||
Ratify PricewaterhouseCoopers International Limited as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Nano Dimension Ltd. | NNDM | 63008G203 | Proxy Contest 12-13'-22 | Non-Voting Agenda | Management | Yes | ||||
Nano Dimension Ltd. | NNDM | 63008G203 | Amend and Restate Article 41 | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Amend and Restate Clause (f) of Article 42 | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Remove Yoav Stern as Director | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Remove Oded Gera as Director | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Remove Igal Rotem as Director | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Remove Yoav Nissan-Cohen as Director | Shareholder | Yes | For | For | |||
Nano Dimension Ltd. | NNDM | 63008G203 | Remove Any and All New Directors Appointed by the Board (if Any) following December19, 2022 and until the Conclusion of the Meeting | Shareholder | Yes | For | For | |||
Elect Kenneth H. Traub as Director | Shareholder | Yes | For | For | ||||||
Elect Joshua Rosensweig as Director | Shareholder | Yes | For | For | ||||||
Omnicell, Inc. | OMCL | 68213N109 | Annual 5-23-2023 | Elect Director Joanne B. Bauer | Management | Yes | For | For | ||
Elect Director Robin G. Seim | Management | Yes | Withhold | For | ||||||
Elect Director Sara J. White | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
PROCEPT BioRobotics Corporation | PRCT | 74276L105 | Annual 6-15-23 | Elect Director Frederic Moll | Management | Yes | For | For | ||
Elect Director Antal Desai | Management | Yes | Withhold | For | ||||||
Elect Director Mary Garrett | Management | Yes | Withhold | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Renishaw Plc | RSW | G75006117 | Annual 11-30-22 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Approve Remuneration Policy | Management | Yes | For | For | ||||||
Approve Increase in the Aggregate Limit on Directors' Remuneration | Management | Yes | For | For | ||||||
Approve Final Dividend | Management | Yes | For | For | ||||||
Re-elect Sir David McMurtry as Director | Management | Yes | Against | For | ||||||
Re-elect John Deer as Director | Management | Yes | Against | For | ||||||
Re-elect Will Lee as Director | Management | Yes | For | For | ||||||
Re-elect Allen Roberts as Director | Management | Yes | For | For | ||||||
Re-elect Catherine Glickman as Director | Management | Yes | For | For | ||||||
Re-elect Sir David Grant as Director | Management | Yes | For | For | ||||||
Elect Juliette Stacey as Director | Management | Yes | For | For | ||||||
Elect Stephen Wilson as Director | Management | Yes | For | For | ||||||
Reappoint Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Authorise the Audit Committee of the Board to Fix Remuneration of Auditors | Management | Yes | For | For | ||||||
Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | ||||||
Scott Technology Limited | SCT | Q8381G108 | Annual 4-19-23 | Elect Derek Charge as Director | Management | Yes | For | For | ||
Elect John Berry as Director | Management | Yes | For | For | ||||||
Approve Deloitte as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
Siemens Healthineers AG | SHL | D6T479107 | Annual 2-15-23 | Receive Financial Statements and Statutory Reports for Fiscal Year 2022 (Non-Voting) | Management | Yes | ||||
Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Bernhard Montag for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Jochen Schmitz for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Darleen Caron for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Elisabeth Staudinger-Leibrecht (since Dec. 1, 2021) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Management Board Member Christoph Zindel (until March 31, 2022) for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Ralf Thomas for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Norbert Gaus for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Roland Busch for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Marion Helmes for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Andreas Hoffmann for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Philipp Roesler for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Peer Schatz for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Gregory Sorensen for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Approve Discharge of Supervisory Board Member Karl-Heinz Streibich for Fiscal Year 2022 | Management | Yes | For | For | ||||||
Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2023 | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Elect Ralf Thomas to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Veronika Bienert to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Marion Helmes to the Supervisory Board | Management | Yes | For | For | ||||||
Elect Peter Koerte to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Sarena Lin to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Nathalie von Siemens to the Supervisory Board | Management | Yes | Against | For | ||||||
Elect Karl-Heinz Streibich to the Supervisory Board | Management | Yes | For | For | ||||||
Elect Dow Wilson to the Supervisory Board | Management | Yes | Against | For | ||||||
Approve Remuneration of Supervisory Board | Management | Yes | For | For | ||||||
Approve Virtual-Only Shareholder Meetings Until 2028 | Management | Yes | Against | For | ||||||
Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | Management | Yes | For | For | ||||||
Amend Articles Re: Participation of Supervisory Board Members in the Virtual General Meeting by Means of Audio and Video Transmission | Management | Yes | For | For | ||||||
Approve Affiliation Agreement with Siemens Healthineers Holding I GmbH | Management | Yes | For | For | ||||||
Smith & Nephew plc | SN | G82343164 | Annual 4-26-23 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For | ||
Approve Remuneration Policy | Management | Yes | For | For | ||||||
Approve Remuneration Report | Management | Yes | For | For | ||||||
Approve Final Dividend | Management | Yes | For | For | ||||||
Elect Rupert Soames as Director | Management | Yes | For | For | ||||||
Re-elect Erik Engstrom as Director | Management | Yes | For | For | ||||||
Re-elect Jo Hallas as Director | Management | Yes | For | For | ||||||
Re-elect John Ma as Director | Management | Yes | For | For | ||||||
Re-elect Katarzyna Mazur-Hofsaess as Director | Management | Yes | For | For | ||||||
Re-elect Rick Medlock as Director | Management | Yes | For | For | ||||||
Re-elect Deepak Nath as Director | Management | Yes | For | For | ||||||
Re-elect Anne-Francoise Nesmes as Director | Management | Yes | For | For | ||||||
Re-elect Marc Owen as Director | Management | Yes | For | For | ||||||
Re-elect Roberto Quarta as Director | Management | Yes | For | For | ||||||
Re-elect Angie Risley as Director | Management | Yes | For | For | ||||||
Re-elect Bob White as Director | Management | Yes | For | For | ||||||
Reappoint KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For | ||||||
Authorise Issue of Equity | Management | Yes | For | For | ||||||
Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For | ||||||
Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For | ||||||
Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For | ||||||
Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | Yes | For | For | ||||||
SoundHound AI, Inc. | SOUN | 836100107 | Annual 6-29-23 | Elect Director Keyvan Mohajer | Management | Yes | For | For | ||
Elect Director James Hom | Management | Yes | For | For | ||||||
Elect Director Larry Marcus | Management | Yes | Withhold | For | ||||||
Elect Director Diana Sroka | Management | Yes | For | For | ||||||
Elect Director Eric R. Ball | Management | Yes | Withhold | For | ||||||
Ratify Armanino LLP as Auditors | Management | Yes | For | For | ||||||
Stereotaxis, Inc. | STXS | 85916J409 | Annual 5-18-23 | Elect Director David W. Benfer | Management | Yes | For | For | ||
Elect Director Arun S. Menawat | Management | Yes | For | For | ||||||
Elect Director Myriam Curet | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Three Years | ||||||
Synopsys, Inc. | SNPS | 871607107 | Annual 4-12-2023 | Elect Director Aart J. de Geus | Management | Yes | For | For | ||
Elect Director Luis Borgen | Management | Yes | For | For | ||||||
Elect Director Marc N. Casper | Management | Yes | For | For | ||||||
Elect Director Janice D. Chaffin | Management | Yes | For | For | ||||||
Elect Director Bruce R. Chizen | Management | Yes | For | For | ||||||
Elect Director Mercedes Johnson | Management | Yes | For | For | ||||||
Elect Director Jeannine P. Sargent | Management | Yes | For | For | ||||||
Elect Director John G. Schwarz | Management | Yes | For | For | ||||||
Elect Director Roy Vallee | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Vicarious Surgical, Inc. | RBOT | 92561V109 | Annual 6-1-2023 | Elect Director Adam Sachs | Management | Yes | For | For | ||
Elect Director Sammy Khalifa | Management | Yes | For | For | ||||||
Elect Director David Styka | Management | Yes | Withhold | For | ||||||
Elect Director Victoria Carr-Brendel | Management | Yes | For | For | ||||||
Elect Director Ric Fulop | Management | Yes | Withhold | For | ||||||
Elect Director David Ho | Management | Yes | For | For | ||||||
Elect Director Beverly Huss | Management | Yes | For | For | ||||||
Elect Director Donald Tang | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | Against | For | ||||||
Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | Yes | Against | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
YASKAWA Electric Corp. | 6506 | J9690T102 | Annual 5-24-23 | Elect Director Ogasawara, Hiroshi | Management | Yes | For | For | ||
Elect Director Ogawa, Masahiro | Management | Yes | For | For | ||||||
Elect Director Murakami, Shuji | Management | Yes | For | For | ||||||
Elect Director Morikawa, Yasuhiko | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Nakayama, Yuji | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Ikuyama, Takeshi | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Koike, Toshikazu | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Matsuhashi, Kaori | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Nishio, Keiji | Management | Yes | For | For | ||||||
Elect Director and Audit Committee Member Hodaka, Yaeko | Management | Yes | For | For |
Registrant: Mutual Fund Series Trust Fund Name: AlphaCentric Strategic Income Fund | ||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||
N-PX Proxy Filing Requirements | ||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management |
D.R. HORTON, INC. | DHI | 23331A109 | Annual; 01/18/2023 | Election of Director: Donald R. Horton, Barbara K. Allen, Brad S. Anderson, Michael R. Buchanan, Benjamin S. Carson, Sr., and Maribess Miller | MGMT | Y | FOR | FOR |
Approval of the advisory resolution on executive compensation. | MGMT | Y | FOR | FOR | ||||
Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | MGMT | Y | FOR | FOR | ||||
ISTAR INC. | STAR | 45031U101 | Special; 03/09/2023 | A proposal to approve the merger of Safehold, Inc. ("SAFE") with and into iStar Inc. ("STAR"), with STAR continuing as the surviving corporation (the "Merger") and operating under the name "Safehold Inc." ("New SAFE"), as contemplated by the Agreement and Plan of Merger, dated as of August 10, 2022, by and between STAR and SAFE (the "STAR Merger Proposal"). | MGMT | Y | FOR | FOR |
A proposal to approve the issuance of shares of New SAFE common stock in connection with the Merger (the "STAR Stock Issuance Proposal"). | MGMT | Y | FOR | FOR | ||||
A proposal to approve, on a non-binding, advisory basis, certain compensation that STAR's named executive officers may receive in connection with the Merger, as more particularly described in the joint proxy statement/prospectus. | MGMT | Y | FOR | FOR | ||||
A proposal to approve the adjournment from time to time of the STAR special meeting, or any adjournment or postponement thereof, to approve each of the STAR Merger Proposal and the STAR Stock Issuance Proposal. | MGMT | Y | FOR | FOR | ||||
A proposal (the "SAFE merger proposal") to approve the transactions described in the Agreement and Plan of Merger, dated as of August 10, 2022, by and between Safehold Inc. ("SAFE") and iStar Inc. ("STAR"), including that SAFE will merge with and into STAR, with STAR continuing as the surviving corporation (the "Merger") and operating under the name "Safehold Inc." | MGMT | Y | FOR | FOR | ||||
A proposal to approve certain changes to SAFE's Caret program, as more particularly described in the joint proxy statement/prospectus. | MGMT | Y | FOR | FOR | ||||
A proposal to approve the adjournment from time to time of the SAFE Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to adopt the SAFE merger proposal at the time of the SAFE Special Meeting or any adjournment or postponement thereof. | MGMT | Y | FOR | FOR | ||||
LENNAR CORPORATION | LEN | 526057104 | Annual; 04/12/2023 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Amy Banse, Rick Beckwitt, Tig Gilliam, Sherrill W. Hudson, Jonathan M. Jaffe, Sidney Lapidus, Teri P. McClure, Stuart Miller, Armando Olivera, and Jeffrey Sonnenfeld | MGMT | Y | FOR | FOR |
Approval, on an advisory basis, of the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||
Approval, on an advisory basis, of the frequency of the stockholder vote on the compensation of our named executive officers. | MGMT | Y | One Year | FOR | ||||
Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2023. | MGMT | Y | FOR | FOR | ||||
Vote on a stockholder proposal regarding the elimination of our dual-class common stock voting structure. | SHAREHOLDER | Y | FOR | AGAINST | ||||
AGNC INVESTMENT CORP. | AGNC | 00123Q104 | Annual; 04/20/2023 | Election of Director: Donna J. Blank, Morris A. Davis, Peter J. Federico, John D. Fisk, Andrew A. Johnson, Jr., Gary D. Kain, Prue B. Larocca, Paul E. Mullings, and Frances R. Spark | MGMT | Y | FOR | FOR |
Advisory vote to approve the compensation of our named executive officers. | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of future advisory votes on executive compensation. | MGMT | Y | One Year | FOR | ||||
Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend certain provisions of our Amended and Restated Certificate of Incorporation. | MGMT | Y | FOR | FOR | ||||
Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: amend our Fourth Amended and Restated Bylaws. | MGMT | Y | FOR | FOR | ||||
Approve amendments to our Amended and Restated Certificate of Incorporation eliminating supermajority voting requirements for stockholders to: remove directors. | MGMT | Y | FOR | FOR | ||||
MGIC INVESTMENT CORPORATION | MTG | 552848103 | Annual; 04/27/2023 | Election of Directors - Analisa M. Allen, Daniel A. Arrigoni, C. Edward Chaplin, Curt S Culver, Jay C. Hartzell, Timonthy A. Holt, Jodeen A. Kozlak, Michael E. Lehman, Teresita M. Lowman, Timothy J. Mattke, Sheryl L. Sculley, and Mark M. Zandi | MGMT | Y | FOR | FOR |
Advisory Vote to Approve our Executive Compensation. | MGMT | Y | FOR | FOR | ||||
Advisory Vote on the Frequency of Holding Future Advisory Votes on Executive Compensation. | MGMT | Y | One year | FOR | ||||
Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||
MR. COOPER GROUP INC. | COOP | 62482R107 | Annual; 05/11/2023 | Election of Director: Jay Bray, Busy Burr, Roay Guthrie, Daniela Jorge, Michael Malone, Shveta Mujumdar, Tagar Olson, and Steven Scheiwe | MGMT | Y | FOR | FOR |
Election of Director: Busy Burr | MGMT | Y | FOR | FOR | ||||
To conduct an advisory vote on named executive officer compensation. | MGMT | Y | FOR | FOR | ||||
To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
ENACT HOLDINGS, INC. | ACT | 29249E109 | Annual; 05/12/2023 | Election of Directors - Dominic J. Addesso, Michael A. Bless, John D. Fisk, Rohit, Gupta, Sheila Hooda, Thomas J. McInerney, Robert P. Restrepo, Jr., Debra W. Still, Westley V. Thompson, Jerome T. Upton and Anne G. Waleski | MGMT | Y | FOR | FOR |
Advisory vote to approve executive compensation. | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of KPMG LLP as the Corporation's independent registered public accounting firm for fiscal year 2023. | MGMT | Y | FOR | FOR | ||||
ELLINGTON FINANCIAL INC. | EFC | 28852N109 | Annual; 05/16/2023 | Election of Directors - Stephen J. Dannhauser, Lisa Mumford, Laurence E. Penn, Edward Resendez, and Ronald I. Simon, Pd.D. | MGMT | Y | FOR | FOR |
The approval of an amendment to our Certificate of Incorporation to increase the total authorized number of shares of common stock for issuance from 100,000,000 to 200,000,000 shares with a corresponding increase in the total authorized number of shares from 200,000,000 to 300,000,000. | MGMT | Y | FOR | FOR | ||||
The approval, on an advisory basis, of the compensation of the named executive officers. | MGMT | Y | FOR | FOR | ||||
The approval, on an advisory basis, of the frequency of a stockholder vote to approve the compensation of our named executive officers. | MGMT | Y | One Year | FOR | ||||
The ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
ANNALY CAPITAL MANAGEMENT, INC. | NLY | 035710839 | Annual; 05/17/2023 | Election of Director: Francine J. Bovich, David L Finkelstein, Thomas Hamilton, Kathy Hopinkah Hannan, Micael Haylon, Martin Laguerre, Eric A. Reeves, John H. Schaefer, Glenn A. Voken, and Vicki Williams | MGMT | Y | FOR | FOR |
Advisory approval of the Company's executive compensation. | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of future advisory votes to approve the Company's executive compensation. | MGMT | Y | One Year | FOR | ||||
Amendment to the Company's Charter to decrease the number of authorized shares of stock. | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Advisory stockholder proposal to further reduce the ownership threshold to call a special meeting. | SHAREHOLDER | Y | AGAINST | FOR | ||||
STARWOOD PROPERTY TRUST, INC. | STWD | 85571B105 | Annual; 05/18/2023 | Election of Directors - Richard D. Bronson, Jeffrey G. Dishner, Camile J. Douglas, Deborah L. Harmon, Solomon J. Kumin, Fred Perpall, Fred S. Ridley, Barry S. Sternlicht, and Strauss Zelnick | MGMT | Y | FOR | FOR |
The approval, on an advisory basis, of the Company's executive compensation. | MGMT | Y | FOR | FOR | ||||
The approval, on an advisory basis, of the frequency of the advisory vote on the Company's executive compensation. | MGMT | Y | 1 | FOR | ||||
The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
DYNEX CAPITAL, INC. | DX | 26817Q886 | Annual; 05/18/2023 | Election of Director: Byron L. Boston, Julia L. Coronado, PdD, Michael R. Hughes, Joy D. Palmer, Robert A. Salcetti, and David Stevens | MGMT | Y | FOR | FOR |
Election of Director: Julia L. Coronado, Ph.D. | MGMT | Y | FOR | FOR | ||||
To approve, in an advisory and non-binding vote, the compensation of the Company's named executive officers as disclosed in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR | ||||
To vote, on an advisory and non-binding basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | MGMT | Y | One Year | FOR | ||||
To ratify the selection of BDO USA, LLP, independent certified public accountants, as auditors for the Company for the 2023 fiscal year. | MGMT | Y | FOR | FOR | ||||
To approve an amendment to the Company's Articles of Incorporation to increase the number of shares of common stock authorized. | MGMT | Y | FOR | FOR | ||||
REDWOOD TRUST, INC. | RWT | 758075402 | Annual; 05/23/2023 | Election of Director: Greg H. Kubicek, Christopher J. Abate, Armando Falcon, Douglas B. Hansen, Debora D. Horvath, George W. Madison, Georganne C. Proctor, Dashiell I. Robins, and Faith A. Schwartz | MGMT | Y | FOR | FOR |
To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2023. | MGMT | Y | FOR | FOR | ||||
To vote on a non-binding advisory resolution to approve named executive officer compensation. | MGMT | Y | FOR | FOR | ||||
To vote on a non-binding advisory resolution to approve the frequency of holding an advisory vote on named executive officer compensation. | MGMT | Y | One Year | FOR | ||||
To vote on an amendment to our Amended and Restated 2014 Incentive Award Plan. | MGMT | Y | FOR | FOR | ||||
WELLTOWER INC. | WELL | 95040Q104 | Annual; 05/23/2023 | Election of Director: Kenneth J. Bacon, Karen B. DeSalvo, Philip L. Hawkins, Dennis G. Lopez, Shankh Mitra, Ade J. Patton, Diana W. Reid, Sergio D. Rivera, Johnese M. Spisso, and Kathryn M. Sullivan | MGMT | Y | FOR | FOR |
The ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
The approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the 2023 Proxy Statement. | MGMT | Y | FOR | FOR | ||||
An advisory vote on the frequency of future advisory votes on executive compensation. | MGMT | Y | One Year | FOR | ||||
OCWEN FINANCIAL CORPORATION | OCN | 675746606 | Annual; 05/23/2023 | Election of Directors - Glen A. Messina, Bowers, Britell, Busquet, Caldwell, Soaries, and Stein | MGMT | Y | FOR | FOR |
Ratification of the appointment of Deloitte & Touche LLP as Ocwen Financial Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Approval, on an advisory basis, of the compensation of the named executive officers, as disclosed in the accompanying Proxy Statement. | MGMT | Y | FOR | FOR | ||||
Approval, on an advisory basis, to hold an advisory vote on executive compensation every 1, 2 or 3 years. | MGMT | Y | One Year | FOR | ||||
Approval of an amendment to the Ocwen Financial Corporation 2021 Equity Incentive Plan to increase the number of available shares. | MGMT | Y | FOR | FOR | ||||
RITHM CAPITAL CORP. | RITM | 64828T201 | Annual; 05/25/2023 | Election of Directors - David Saltzman | MGMT | Y | FOR | FOR |
To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Rithm Capital Corp. for fiscal year 2023. | MGMT | Y | FOR | FOR | ||||
To approve (on a non-binding advisory basis) the compensation of our named executive officers as described in the accompanying materials. | MGMT | Y | FOR | FOR | ||||
To recommend (on a non-binding advisory basis) the frequency of an advisory vote on the compensation of our named executive officers in future years. | MGMT | Y | One Year | FOR | ||||
To approve the Rithm Capital Corp. 2023 Omnibus Incentive Plan. | MGMT | Y | FOR | FOR | ||||
MFA FINANCIAL, INC. | MFA | 55272X607 | Annual; 06/06/2023 | Election of Director: Laurie S. Goodman | MGMT | Y | FOR | FOR |
Election of Director: Richard C. Wald | MGMT | Y | FOR | FOR | ||||
Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
Approval of the advisory (non-binding) resolution to approve the Company's executive compensation. | MGMT | Y | FOR | FOR | ||||
Approval of the Company's Equity Compensation Plan, which is an amendment and restatement of the Company's existing Equity Compensation Plan. | MGMT | Y | FOR | FOR | ||||
Advisory (non-binding) vote on the frequency of the advisory vote on the Company's executive compensation. | MGMT | Y | One Year | FOR | ||||
NEW YORK MORTGAGE TRUST, INC. | NYMT | 649604840 | Annual; 06/06/2023 | Election of Director to serve until the 2024 Annual Meeting: Eugenia R. Cheng,Michael B. Clement, Audrey E. Greenberg, Steven R. Mumma, G. Norcutt, Lisa A Pendergast and Jason T. Serrano | MGMT | Y | FOR | FOR |
To hold an advisory vote to approve named executive officer compensation. | MGMT | Y | FOR | FOR | ||||
To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | MGMT | Y | FOR | FOR | ||||
SAFEHOLD INC. | SAFE | 78646V107 | Annual; 06/20/2023 | Election of Director: Jay Sugarman, Marcos Alvardo, Jesse Horn, Robin Josephs, Jay Nydick, Barry Ridings, and Stefan Selig | MGMT | Y | FOR | FOR |
Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | MGMT | Y | FOR | FOR | ||||
Approval of amendments to Amended and Restated 2009 Long-Term Incentive Plan | MGMT | Y | FOR | FOR | ||||
Non-binding advisory vote to approve executive compensation ("Say on Pay") | MGMT | Y | FOR | FOR | ||||
Advisory vote on the frequency of future Say on Pay votes | MGMT | Y | 1 year | FOR |
Registrant: Mutual Fund Series Trust Fund Name: AlphaCentric SWBC Municipal Opportunities Fund | ||||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management | ||
BLACKROCK MUNIYIELD QUALITY | MQY | 09254F100 | 7/25/2022 | DIRECTORS | Mgmt. | YES | FOR | FOR | ||
BLACKROCK MUNIHOLDINGS NJ | MUJ | 09254X101 | 7/25/2022 | DIRECTORS | Mgmt. | YES | FOR | FOR | ||
BLACKROCK LONG TERM MUNI ADV | BTA | 09250B103 | 7/25/2022 | DIRECTORS | Mgmt. | YES | FOR | FOR | ||
NUVEEN MUNI HIGH INCOME | NMZ | 670682103 | 8/5/2022 | DIRECTORS | Mgmt. | YES | FOR | FOR | ||
NEUBERGER BERMAN MUNI FUND | NBH | 64124P101 | 9/16/2022 | DIRECTORS | Mgmt. | YES | FOR | FOR | ||
pimco muni income 2 | pml | 72200w106 | 12/16/2022 | trustees Rappaport and McCartney | Mgmt. | yes | for | for | ||
pimco muni income | pmf | 72200r107 | 12/16/2022 | trustees Decotis and McCartney | Mgmt. | yes | for | for | ||
pimco muni income 2 | pml | 72200w106 | 12/16/2022 | trustees Decotis and McCartney | Mgmt. | yes | for | for | ||
Mgmt. | ||||||||||
PUTNAM MUNI OPP TR | PMO | 746922103 | 4/21/2023 | TRUSTEES | Mgmt. | YES | FOR | FOR | ||
PUTNAM MANAGED MUNI INC | PMM | 746823103 | 4/21/2023 | TRUSTEES | Mgmt. | YES | FOR | FOR | ||
NUVVEN MUN CR OPP FUND | NMCO | 670663103 | 5/8/2023 | DIRECTORS | Mgmt. | YES | FOR | FOR |
Registrant: Mutual Fund Series Trust Fund Name: AlphaCentric Symmetry Strategy Fund | ||||||||||
Investment Company 1940 Act File # 811-21872 | ||||||||||
Reporting Period: July 1, 2022 - June 30, 2023 | ||||||||||
N-PX Proxy Voting Requirements | ||||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type Mgmt. or Shareholder | (g) Voted Yes or No | (h) Vote Cast For or Against | (i) For or Against Management | ||
Albertsons Companies, Inc. | ACI | 013091103 | Annual 8/4/2022 | Elect Director Vivek Sankaran | Management | Yes | Against | Against | ||
Elect Director James Donald | Management | Yes | Against | Against | ||||||
Elect Director Chan Galbato | Management | Yes | Against | Against | ||||||
Elect Director Sharon Allen | Management | Yes | Against | Against | ||||||
Elect Director Shant Babikian | Management | Yes | Against | Against | ||||||
Elect Director Steven Davis *Withdrawn Resolution* | Management | Yes | None | For | ||||||
Elect Director Kim Fennebresque | Management | Yes | For | For | ||||||
Elect Director Allen Gibson | Management | Yes | Against | Against | ||||||
Elect Director Hersch Klaff | Management | Yes | Against | Against | ||||||
Elect Director Jay Schottenstein | Management | Yes | Against | Against | ||||||
Elect Director Alan Schumacher | Management | Yes | Against | Against | ||||||
Elect Director Brian Kevin Turner | Management | Yes | Against | Against | ||||||
Elect Director Mary Elizabeth West | Management | Yes | Against | Against | ||||||
Elect Director Scott Wille | Management | Yes | Against | Against | ||||||
Ratify Deloitte and Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Tesla, Inc. | TSLA | 88160R101 | Annual 8/4/2022 | Elect Director Ira Ehrenpreis | Management | Yes | Against | Against | ||
Elect Director Kathleen Wilson-Thompson | Management | Yes | Against | Against | ||||||
Reduce Director Terms from Three to Two Years | Management | Yes | For | For | ||||||
Eliminate Supermajority Voting Provisions | Management | Yes | For | For | ||||||
Increase Authorized Common Stock | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Adopt Proxy Access Right | Shareholder | Yes | For | Against | ||||||
Report on Efforts to Prevent Harassment and Discrimination in the Workplace | Shareholder | Yes | For | Against | ||||||
Report on Racial and Gender Board Diversity | Shareholder | Yes | Against | For | ||||||
Report on the Impacts of Using Mandatory Arbitration | Shareholder | Yes | For | Against | ||||||
Report on Corporate Climate Lobbying in line with Paris Agreement | Shareholder | Yes | For | Against | ||||||
Adopt a Policy on Respecting Rights to Freedom of Association and Collective Bargaining | Shareholder | Yes | For | Against | ||||||
Report on Eradicating Child Labor in Battery Supply Chain | Shareholder | Yes | Against | For | ||||||
Tesla, Inc. | TSLA | 88160R101 | Annual 8/4/202 | Report on Water Risk Exposure | Shareholder | Yes | For | Against | ||
General Mills, Inc. | GIS | 370334104 | Annual 9/27/2022 | Elect Director R. Kerry Clark, Cordani, Goodwin, Harmening, Henry, Jenkins, Lempres, Neal, Odland, Sastre, Sprunk and Uribe | Management | Yes | For | For | ||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Report on Absolute Plastic Packaging Use Reduction | Shareholder | Yes | For | Against | ||||||
Duke Realty Corporation | DRE | 264411505 | Annual 9/28/2022 | Approve Merger Agreement | Management | Yes | For | For | ||
Advisory Vote on Golden Parachutes | Management | Yes | Against | Against | ||||||
Adjourn Meeting | Management | Yes | For | For | ||||||
Prologis, Inc. | PLD | 74340W103 | 28-Sep-22 | Issue Shares in Connection with Merger | Management | Yes | For | For | ||
Adjourn Meeting | Management | Yes | For | For | ||||||
Bill.com Holdings, Inc. | BILL | 090043100 | Annual 12/8/2022 | Elect Director Steven Cakebread | Management | Yes | Withhold | Against | ||
Elect Director David Hornik | Management | Yes | Withhold | Against | ||||||
Elect Director Brian Jacobs | Management | Yes | Withhold | Against | ||||||
Elect Director Allie Kline | Management | Yes | Withhold | Against | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||||
Microsoft Corporation | MSFT | 594918104 | Annual 12/13/2022 | Elect Director Reid G. Hoffman, Johnston, List, Nadella, Peterson, Pritzker, Rodriguez, Scharf, Stanton, Thompson, Walmsley and Warrior | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Report on Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Yes | Against | For | ||||||
Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Yes | Against | For | ||||||
Assess and Report on the Company's Retirement Funds' Management of Systemic Climate Risk | Shareholder | Yes | Against | For | ||||||
Report on Government Use of Microsoft Technology | Shareholder | Yes | Against | For | ||||||
Report on Development of Products for Military | Shareholder | Yes | Against | For | ||||||
Report on Tax Transparency | Shareholder | Yes | Against | For | ||||||
Zscaler, Inc. | ZS | 98980G102 | Annual 1/13/2023 | Elect Director Andrew Brown | Management | Yes | Withhold | Against | ||
Elect Director Scott Darling | Management | Yes | Withhold | Against | ||||||
Elect Director David Schneider | Management | Yes | Withhold | Against | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||||
Accenture Plc | ACN | G1151C101 | Annual 2/1/2023 | Elect Director Jaime Ardila, McKinstry, Mooney, Pelisson, Price, Renduchintala, Sarin, Sweet and Travis | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
Renew the Board's Authority to Issue Shares Under Irish Law | Management | Yes | For | For | ||||||
Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | Yes | For | For | ||||||
Determine Price Range for Reissuance of Treasury Shares | Management | Yes | For | For | ||||||
Tyson Foods, Inc. | TSN | 902494103 | Annual 2/9/2023 | Elect Director John H. Tyson | Management | Yes | Against | Against | ||
Elect Director Les R. Baledge | Management | Yes | Against | Against | ||||||
Elect Director Mike Beebe | Management | Yes | Against | Against | ||||||
Elect Director Maria Claudia Borras | Management | Yes | For | For | ||||||
Elect Director David J. Bronczek | Management | Yes | Against | Against | ||||||
Elect Director Mikel A. Durham | Management | Yes | For | For | ||||||
Elect Director Donnie King | Management | Yes | For | For | ||||||
Elect Director Jonathan D. Mariner | Management | Yes | For | For | ||||||
Elect Director Kevin M. McNamara | Management | Yes | For | For | ||||||
Elect Director Cheryl S. Miller | Management | Yes | For | For | ||||||
Elect Director Jeffrey K. Schomburger | Management | Yes | For | For | ||||||
Elect Director Barbara A. Tyson | Management | Yes | Against | Against | ||||||
Elect Director Noel White | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Comply with World Health Organization Guidelines on Antimicrobial Use Throughout Supply Chains | Shareholder | Yes | Against | For | ||||||
AmerisourceBergen Corporation | ABC | 03073E105 | Annual 3/9/2023 | Elect Director Ornella Barra, Collis, Durcan, Gochnauer, Greenberg, Hyle, Kim, McGee, Miller and Nally | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Yes | Against | For | ||||||
Hewlett Packard Enterprise Company | HPE | 42824C109 | Annual 4/5/2023 | Elect Director Daniel Ammann, Carter, D"Amelio, Dugan, Hobby, Lane, Livermore, Neri, Noski, Ozzie, Reiner and Russo | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Report on Lobbying Payments and Policy | Shareholder | Yes | Against | For | ||||||
Dow Inc. | DOW | 260557103 | Annual 4/13/2023 | Elect Director Samuel R. Allen, Banister, Jr., Bush, David, DeVard, Dial, Fattig, Fitterling, Hinman, Moreno, Wyant and Yahannes | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Commission Audited Report on Reduced Plastics Demand | Shareholder | Yes | For | Against | ||||||
AutoNation, Inc. | AN | 05329W102 | Annual 4/19/2023 | Elect Director Rick L. Burdick, Edelson, Grusky, Jenkins, Lutoff-Perlo, Manley, Mikan, Travisano | Management | Yes | For | For | ||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | ||||||
Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Yes | Against | For | ||||||
EQT Corporation | EQT | 26884L109 | Annual 4/19/2023 | Elect Director Lydia I. Beebe, Canaan, Carrig, Hu, Jackson, McCartney, McManus, II, Powers, Rice IV, Rice, and Vanderhider | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
HP Inc. | HPQ | 40434L105 | Annual 4/24/2023 | Elect Director Aida M. Alvarez, Banerji, Bennett, Berg, Broussard, Brown-Philpot, Burns, Citrino, Clemmer, Lores, Miscik, Rucker and Suresh | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Provide Right to Act by Written Consent | Shareholder | Yes | For | Against | ||||||
The Coca-Cola Company | KO | 191216100 | Annual 4/25/2023 | Elect Director Herb Allen, Bolland, Botin, Davis, Diller, Everson, Gayle, Herman, Lagomasino, Millhiser, Quincey, Tsay and Weinberg | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Report on Third-Party Civil Rights Audit | Shareholder | Yes | Against | For | ||||||
Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Yes | Against | For | ||||||
Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Yes | For | Against | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Report on Risk Due to Restrictions on Reproductive Rights | Shareholder | Yes | Against | For | ||||||
Cenovus Energy Inc. | CVE | 15135U109 | Annual 4/26/2023 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||
Elect Director Keith M. Casey | Management | Yes | For | For | ||||||
Elect Director Canning K.N. Fok | Management | Yes | Against | Against | ||||||
Elect Director Jane E. Kinney | Management | Yes | For | For | ||||||
Elect Director Harold (Hal) N. Kvisle | Management | Yes | For | For | ||||||
Elect Director Eva L. Kwok | Management | Yes | For | For | ||||||
Elect Director Melanie A. Little | Management | Yes | For | For | ||||||
Elect Director Richard J. Marcogliese | Management | Yes | For | For | ||||||
Elect Director Jonathan M. McKenzie | Management | Yes | For | For | ||||||
Elect Director Claude Mongeau | Management | Yes | For | For | ||||||
Elect Director Alexander J. Pourbaix | Management | Yes | For | For | ||||||
Elect Director Wayne E. Shaw | Management | Yes | For | For | ||||||
Elect Director Frank J. Sixt | Management | Yes | Against | Against | ||||||
Elect Director Rhonda I. Zygocki | Management | Yes | For | For | ||||||
Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | ||||||
Report on Lobbying and Policy Advocacy with its Net Zero Goal | Shareholder | Yes | For | For | ||||||
Marathon Petroleum Corporation | MPC | 56585A102 | Annual 4/26/2023 | Elect Director J. Michael Stice | Management | Yes | For | For | ||
Elect Director John P. Surma | Management | Yes | For | For | ||||||
Elect Director Susan Tomasky | Management | Yes | For | For | ||||||
Elect Director Toni Townes-Whitley | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Declassify the Board of Directors | Management | Yes | For | For | ||||||
Eliminate Supermajority Vote Requirement | Management | Yes | For | For | ||||||
Approve Increase in Size of Board | Management | Yes | For | For | ||||||
Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||
Amend Compensation Clawback Policy | Shareholder | Yes | For | Against | ||||||
Report on Just Transition | Shareholder | Yes | Against | For | ||||||
Report on Asset Retirement Obligation | Shareholder | Yes | Against | For | ||||||
Teck Resources Limited | TECK.B | 878742204 | Annual 4/26/2023 | Elect Director Arnoud J. Balhuizen, Conger, IV, Dowling, Jr., Keevil, III, McVicar, Murray, Power, Price, Sagawa, Schiodtz, Snider and Strunk | Management | Yes | For | For | ||
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
Approve Spin-Off Agreement with Elk Valley Resources Ltd. | Management | Yes | Against | Against | ||||||
Approve EVR Stock Option Plan | Management | Yes | Against | Against | ||||||
Approve EVR Shareholder Rights Plan | Management | Yes | Against | Against | ||||||
Approve Dual Class Amendment | Management | Yes | For | For | ||||||
Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | ||||||
The Cigna Group | CI | 125523100 | Annual 4/26/2023 | Elect Director David M. Cordani, DeLaney, Foss, Granger, Hathi, Kurian, Mazzarella, McClellan, Ross, Wiseman and Zarcone | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Management | Yes | For | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Yes | For | Against | ||||||
Globe Life Inc. | GL | 37959E102 | Annual 4/27/2023 | Elect Director Linda L. Addison, Alexander, Alston, Blinn, Brannen, Buchan, Cho, Darden, Johnson, Rodriguez, Svoboda, Thigpen | Management | Yes | For | For | ||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Amend Certificate of Incorporation to Allow Exculpation of Officers | Management | Yes | For | For | ||||||
Johnson & Johnson | JNJ | 478160104 | Annual 4/27/2023 | Elect Director Darius Adamczyk, Beckerie, Davis, Doudna, Duato, Hewson, Johnson, Joly, McClellan, Mulcahy, Weinberger and West | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Adopt Mandatory Arbitration Bylaw - Withdrawn | Shareholder | Yes | For | |||||||
Report on Government Financial Support and Equitable Access to Covid-19 Products | Shareholder | Yes | For | Against | ||||||
Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics | Shareholder | Yes | For | Against | ||||||
Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Yes | Against | For | ||||||
Kellogg Company | K | 487836108 | Annual 4/28/2023 | Elect Director Stephanie A. Burns | Management | Yes | For | For | ||
Elect Director Steve Cahillane | Management | Yes | For | For | ||||||
Elect Director La June Montgomery Tabron | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Report on Civil Rights, Non-Discrimination and Returns to Merit Audit | Shareholder | Yes | Against | For | ||||||
Report on Median Gender/Racial Pay Gap | Shareholder | Yes | For | Against | ||||||
Aflac Incorporated | AFL | 001055102 | Annual 5/1/2023 | Elect Director Daniel P. Amos, Bowers, Collins, Hosoda, Kenny, Kiser, Lloyd, Mori, Moskowitz, Rimer and Rohrer | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Genuine Parts Company | GPC | 372460105 | Annual 5/1/2023 | Elect Director Elizabeth W. Camp, Cox, Jr., Donahue, Fayard, Hardin, Holder, Hyland, Johns, Lafont, Loudermilk, Jr., Needham, Pryor, and Wood, III | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Albemarle Corporation | ALB | 012653101 | Annual 5/2/2023 | Elect Director M. Lauren Brlas, Cramer, Masters, Jr., Minor, O'Brien, O'Connell, Seavers, Steiner, Van Deursen, and Wolff | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Approve Non-Employee Director Restricted Stock Plan | Management | Yes | For | For | ||||||
Bristol-Myers Squibb Company | BMY | 110122108 | Annual 5/2/2023 | Elect Director Peter J. Arduini, Bjatt. Caforio, Haller, Median, Price, Rice, Samuels, storch Vousden and Yale | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Commission a Civil Rights and Non-Discrimination Audit | Shareholder | Yes | Against | For | ||||||
Amend Right to Call Special Meeting | Shareholder | Yes | Against | For | ||||||
Imperial Oil Limited | IMO | 453038408 | Annual 5/2/2023 | Elect Director David W. Cornhill | Management | Yes | Against | Against | ||
Elect Director Bradley W. Corson | Management | Yes | For | For | ||||||
Elect Director Matthew R. Crocker | Management | Yes | For | For | ||||||
Elect Director Sharon R. Driscoll | Management | Yes | For | For | ||||||
Elect Director John Floren | Management | Yes | For | For | ||||||
Elect Director Gary J. Goldberg | Management | Yes | For | For | ||||||
Elect Director Miranda C. Hubbs | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
SP 1: Adopt an Absolute Greenhouse Gas Reduction Target | Shareholder | Yes | Against | For | ||||||
SP 2: Report on the Impact of the Energy Transition on Asset Retirement Obligations | Shareholder | Yes | Against | For | ||||||
CF Industries Holdings, Inc. | CF | 125269100 | Annual 5/3/2023 | Elect Director Javed Ahmed, Arzbaecher, DeHass, Eaves, Hagge, Yris, Noonan, Toelle, Wagler, White and Will | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | For | Against | ||||||
Ovintiv Inc. | OVV | 69047Q102 | Annual 5/3/2023 | Elect Director Peter A.Dea, Gentle, Izzo, Mayson, McCracken, McIntire, Minyard, Nance, Nimocks, Pita, Ricks, and Shaw | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
PepsiCo, Inc. | PEP | 713448108 | Annual 5/3/2023 | Elect Director Segun Agbaje, Bailey, Conde, Cook, Cooper, Diamond, Dublon, Gass, Laguarta, Lewis, Page, Pahlad, Vasella, Walker and Weisser | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Issue Transparency Report on Global Public Policy and Political Influence | Shareholder | Yes | Against | For | ||||||
Report on Impacts of Restrictive Reproductive Healthcare Legislation | Shareholder | Yes | Against | For | ||||||
Publish Annual Congruency Report on Net-Zero Emissions Policy | Shareholder | Yes | Against | For | ||||||
Archer-Daniels-Midland Company | ADM | 039483102 | Annual 5/4/2023 | Elect Director Michael S. Burke, Colbert, Collins, Jr., Crews, deBrabander, Harrison, Luciano, Moore, Sandler, Schlitz and Westbrook | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
�� | Require Independent Board Chair | Shareholder | Yes | Against | For | |||||
Canadian Natural Resources Limited | CNQ | 136385101 | Annual 5/4/2023 | Elect Director Catherine M. Best | Management | Yes | For | For | ||
Elect Director M. Elizabeth Cannon | Management | Yes | For | For | ||||||
Elect Director N. Murray Edwards | Management | Yes | For | For | ||||||
Elect Director Christopher L. Fong | Management | Yes | For | For | ||||||
Elect Director Gordon D. Giffin | Management | Yes | Withhold | Against | ||||||
Elect Director Wilfred A. Gobert | Management | Yes | For | For | ||||||
Elect Director Steve W. Laut | Management | Yes | For | For | ||||||
Elect Director Tim S. McKay | Management | Yes | For | For | ||||||
Elect Director Frank J. McKenna | Management | Yes | For | For | ||||||
Elect Director David A. Tuer | Management | Yes | For | For | ||||||
Elect Director Annette M. Verschuren | Management | Yes | For | For | ||||||
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||
Advisory Vote on Executive Compensation Approach | Management | Yes | For | For | ||||||
Coterra Energy Inc. | CTRA | 127097103 | Annual 5/4/2023 | Elect Director Thomas E. Jorden, Boswell, Ables, Brock, Dinges, Eckley, Helmerich, Stewart, Vallejo, and Watts | Management | Yes | For | For | ||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Report on Reliability of Methane Emission Disclosures | Shareholder | Yes | For | Against | ||||||
Report on Climate Lobbying | Shareholder | Yes | For | Against | ||||||
AbbVie Inc. | ABBV | 00287Y109 | Annual 5/5/2023 | Elect Director Robert J. Alpern | Management | Yes | For | For | ||
Elect Director Melody B. Meyer | Management | Yes | For | For | ||||||
Elect Director Frederick H. Waddell | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Eliminate Supermajority Vote Requirement | Management | Yes | For | For | ||||||
Adopt Simple Majority Vote | Shareholder | Yes | For | Against | ||||||
Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Yes | Against | For | ||||||
Report on Lobbying Payments and Policy | Shareholder | Yes | For | Against | ||||||
Report on Impact of Extended Patent Exclusivities on Product Access | Shareholder | Yes | For | Against | ||||||
Occidental Petroleum Corporation | OXY | 674599105 | Annual 5/5/2023 | Elect Director Vicky A. Bailey, Gould, Gutierrez, Hallub, Klesse, Moore, O'Neill, Poladian, Robinson, and Shearer | Management | Yes | For | For | ||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Valero Energy Corporation | VLO | 91913Y100 | Annual 5/9/2023 | Elect Director Fred M. Diaz, Eberhart, Ffolkes, Gorder, Greene, Majoras, Mullins, Nickles, Profusek Weisenburger, and Wilkins, Jr. | Management | Yes | For | For | ||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Report on Climate Transition Plan and GHG Emissions Reduction Targets | Shareholder | Yes | For | Against | ||||||
Oversee and Report a Racial Equity Audit | Shareholder | Yes | Against | For | ||||||
American International Group, Inc. | AIG | 026874784 | Annual 5/10/2023 | Elect Director Paola Bergamaschi, Cole, Jr. Cornwell, Mills, Murphy, Porrino, Rice, Vaughan, Wittman and Zaffino | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | For | Against | ||||||
Phillips 66 | PSX | 718546104 | Annual 5/10/2023 | Elect Director Gregory J. Hayes, Holley, Singleton, Tilton & Whittington | Management | Yes | For | For | ||
Declassify the Board of Directors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Publish Audited Report on Impacts of a Significant Reduction in Virgin Plastic Demand | Shareholder | Yes | Against | For | ||||||
Nucor Corporation | NUE | 670346105 | Annual 5/11/2023 | Elect Director Norma B. Clayton, Dempsey, Kearney, Koellner, Lamach, Rupp, Topalian and West | Management | Yes | For | For | ||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Steel Dynamics, Inc. | STLD | 858119100 | Annual 5/11/2023 | Elect Director Mark D. Millett, Bargabps. Cornew, Dolan, Marcuccili, Seaman, Shaheen, Sierra, Sonnenbert and Teets, Jr. | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For | ||||||
Westlake Corporation | WLK | 960413102 | Annual 5/11/2023 | Elect Director Catherine T. Chao | Management | Yes | Withhold | Against | ||
Elect Director Marius A. Haas | Management | Yes | For | For | ||||||
Elect Director Kimberly S. Lubel | Management | Yes | For | For | ||||||
Elect Director Jeffrey W. Sheets | Management | Yes | For | For | ||||||
Elect Director Carolyn C. Sabat | Management | Yes | Withhold | Against | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against | ||||||
Amend Certificate of Incorporation to Allow Exculpation of Certain Officers | Management | Yes | Against | Against | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Strengthen 2030 GHG Reduction Targets and Adopt Long-Term Targets Aligned with Net Zero | Shareholder | Yes | For | Against | ||||||
Report on Reducing Plastic Pollution of the Oceans | Shareholder | Yes | For | Against | ||||||
Republic Services, Inc. | RSG | 760759100 | Annual 5/12/2023 | Elect Director Manuel Kadre, Collins, Duffy, Handley, Kirk, Larson, Snee, Tyler, Ark, Volpe, and Weymouth | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
The Progressive Corporation | PGR | 743315103 | Annual 5/12/2023 | Elect Director Danelle M. Barrett, Bleser, Burgdoerfer, Craig, Davis, Farah, Fitt, Griffith, Johnson, Kelly, Snyder and Dyke | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
ConocoPhillips | COP | 20825C104 | Annual 5/16/2023 | Elect Director Dennis V. Arriola, Freeman, Evans, Joerres, Lance, Leach, McRaven, Mulligan, Mullins, Murti, Niblock, Seaton and Walker | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Provide Right to Call Special Meeting | Management | Yes | For | For | ||||||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Adopt Share Retention Policy For Senior Executives | Shareholder | Yes | For | Against | ||||||
Report on Tax Transparency | Shareholder | Yes | Against | For | ||||||
Report on Lobbying Payments and Policy | Shareholder | Yes | Against | For | ||||||
Principal Financial Group, Inc. | PFG | 74251V102 | Annual 5/16/2023 | Elect Director Jonathan S. Auerbach, Beams, Carter-Miller, Mills, Muruzabal & Mitchell | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
The Hershey Company | HSY | 427866108 | Annual 5/16/2023 | Elect Director Pamela M. Arway | Management | Yes | For | For | ||
Elect Director Michele G. Buck | Management | Yes | For | For | ||||||
Elect Director Victor L. Crawford | Management | Yes | For | For | ||||||
Elect Director Robert M. Dutkowsky | Management | Yes | Withhold | Against | ||||||
Elect Director Mary Kay Haben | Management | Yes | For | For | ||||||
Elect Director James C. Katzman | Management | Yes | Withhold | Against | ||||||
Elect Director M. Diane Koken | Management | Yes | For | For | ||||||
Elect Director Huong Maria T. Kraus | Management | Yes | For | For | ||||||
Elect Director Robert M. Malcolm | Management | Yes | Withhold | Against | ||||||
Elect Director Anthony J. Palmer | Management | Yes | Withhold | Against | ||||||
Elect Director Juan R. Perez | Management | Yes | Withhold | Against | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Report on Human Rights Impacts of Living Wage & Income Position Statement | Shareholder | Yes | Against | For | ||||||
Cleveland-Cliffs Inc. | CLF | 185899101 | Annual 5/17/2023 | Elect Director Lourenco Goncalves, Taylor, Baldwin, Fischer, Jr., Gerber, Green, Michael, III, Miller, Stoliar, and Yocum | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Enphase Energy, Inc. | ENPH | 29355A107 | Annual 5/17/2023 | Elect Director Jamie Haenggi | Management | Yes | For | For | ||
Elect Director Benjamin Kortlang | Management | Yes | For | For | ||||||
Elect Director Richard Mora | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Hess Corporation | HES | 42809H107 | Annual 5/17/2023 | Elect Director Terrence J. Checki, Coleman, Jr., Glatch, Hess, Holida, Lipschultz, McGuire, McManus, Meyers, Overlment, Quigley and Schrader | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | Annual 5/17/2023 | Elect Director Larry D. De Shon, Dominguez, Fetter, James, Mikells, Reese, Roseborough, Ruesterholz, Swift, Winter, Woodring | Management | Yes | For | For | ||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | Shareholder | Yes | Against | For | ||||||
CVS Health Corporation | CVS | 126650100 | Annual 5/18/2023 | Elect Director Fernando Aguirre, Balser, Brown, II, DeCourdreaux, DeParle, Farah, Finucane, Ludwin, Lynch, Million, Schapiro | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Adopt a Paid Sick Leave Policy | Shareholder | Yes | Against | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | Shareholder | Yes | Against | For | ||||||
Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | Shareholder | Yes | Against | For | ||||||
Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | Shareholder | Yes | Against | For | ||||||
Southwestern Energy Company | SWN | 845467109 | Annual 5/18/2023 | Elect Director John D. Gass, Johnson, IV, Kehr, Kerley, Marshall, Prevost, Taylor, Walsh, III, Way | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20% | Management | Yes | For | For | ||||||
Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers | Management | Yes | For | For | ||||||
Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Yes | Against | For | ||||||
Amgen Inc. | AMGN | 031162100 | Annual 5/19/2023 | Elect Director Wanda M. Austin, Bradway. Drake. Druker, Eckert, Garland, Holley, Jr. Ishrak, Jacks, Kullman, Miles, Sugar, and Williams | Management | Yes | For | For | ||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
LyondellBasell Industries N.V. | LYB | N53745100 | Annual 5/19/2023 | Elect Director Jacques Aigrain, Benet, Buchanan, Chase, Dudley, Farley, Griffin, Hanley, Kansky, Manifold, and Vanacker | Management | Yes | For | For | ||
Approve Discharge of Directors | Management | Yes | For | For | ||||||
Adopt Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | Yes | For | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For | ||||||
Approve Cancellation of Shares | Management | Yes | For | For | ||||||
APA Corporation | APA | 03743Q108 | Annual 5/23/2023 | Elect Director Annell R. Bay, Christmann, IV, Ellis, Hooper, Joung, McKay, Nelson, Raubun, Ragauss, and Stover | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Certificate of Incorporation to Provide for Exculpation of Certain Officers | Management | Yes | For | For | ||||||
Avis Budget Group, Inc. | CAR | 053774105 | Annual 5/24/2023 | Elect Director Bernardo Hees | Management | Yes | For | For | ||
Elect Director Jagdeep Pahwa | Management | Yes | For | For | ||||||
Elect Director Anu Hariharan | Management | Yes | Against | Against | ||||||
Elect Director Lynn Krominga | Management | Yes | Against | Against | ||||||
Elect Director Glenn Lurie | Management | Yes | Against | Against | ||||||
Elect Director Karthik Sarma | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
EOG Resources, Inc. | EOG | 26875P101 | Annual 5/24/2023 | Elect Director Janet F. Clark, Crisp, Daniels, Dugle, Gaut, Kerr, Robertson, Textor, and Yacob | Management | Yes | For | For | ||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
HF Sinclair Corporation | DINO | 403949100 | Annual 5/24/2023 | Elect Director Anne-Marie N. Ainsworth, Catalano, Echols, Fernandez, Go, Hardy, Knocke, Kostelnik, Lee, Matthews, Myers and Szydlowski | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Marathon Oil Corporation | MRO | 565849106 | Annual 5/24/2023 | Elect Director Chadwick C. Deaton, Donadio, Hyland, Ladhani, Mc Collum, Smolik, Tillman and Williams | Management | Yes | For | For | ||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
The Travelers Companies, Inc. | TRV | 89417E109 | Annual 5/24/2023 | Elect Director Alan L. Beller, Dolan, Golden, Higgins, Kane, Leonardi, Otis, Jr. Robinson, Ruegger, III, Santana, Schermerthorn, Schnitzer, Thomsen, and van Kralingen | Management | Yes | For | For | ||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Report on Efforts to Measure, Disclose and Reduce GHG Emissions Associated with Underwriting | Shareholder | Yes | Against | For | ||||||
Adopt Time-Bound Policy to Phase Out Underwriting for New Fossil Fuel Exploration and Development | Shareholder | Yes | Against | For | ||||||
Oversee and Report on a Third-Party Racial Equity Audit | Shareholder | Yes | For | Against | ||||||
Ensure Policies Do Not Support Police Violations of Civil Rights | Shareholder | Yes | Against | For | ||||||
Adopt Policy to Require Third-Party Organizations to Annually Report Expenditures for Political Activities - Withdrawn | Shareholder | Yes | None | For | ||||||
United Airlines Holdings, Inc. | UAL | 910047109 | Annual 5/24/2023 | Elect Director Carolyn Corvi, Friend, Harford, Hooper, Issacson, Kennedy, Kirby, Philip, Shapiro, Ward and Whitehurst | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||
Amend Non-Employee Director Omnibus Stock Plan | Management | Yes | For | For | ||||||
Pioneer Natural Resources Company | PXD | 723787107 | Annual 5/25/2023 | Elect Director A.R Alameddine. Bo;;omgs;eu. Bicjamam. Dealy, Dreyfus, Gallagher, Gobe, Methvin, Mitchell, Sheffeld, Thompson and Wood | Management | Yes | For | For | ||
Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
The Mosaic Company | MOS | 61945C103 | Annual 5/25/2023 | Elect Director Cheryl K. Beebe, Gregory L. Ebel, Timothy S. Gitzel, Denise C. Johnson, Emergy N. Koenig, James C. O' | Management | Yes | For | For | ||
Roure, David T. Seaton, Steven M. Seibert, Teizeira, Watkins and Westbrook | Management | Yes | For | For | ||||||
Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Report on Efforts to Reduce GHG Emissions in Alignment with Paris Agreement Goal | Shareholder | Yes | For | Against | ||||||
Chevron Corporation | CVX | 166764100 | Annual 5/31/2023 | Elect Director Wanda M. Austin, John B. Frank, Alice P. Gast, Erique Hernandez, Jr., Marily A. Hewson, Jon M. Huntsman, Jr. Charles W. Moorman, Dambisa F. Moyo, Debra Reed-Klages, D. James Umpleby, II, Cynthia J. Warner, and Michael K. Wirth | Management | Yes | For | For | ||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Rescind Scope 3 GHG Reduction Proposal | Shareholder | Yes | Against | For | ||||||
Adopt Medium-Term Scope 3 GHG Reduction Target | Shareholder | Yes | Against | For | ||||||
Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Yes | Against | For | ||||||
Establish Board Committee on Decarbonization Risk | Shareholder | Yes | Against | For | ||||||
Report on Social Impact From Plant Closure or Energy Transition | Shareholder | Yes | Against | For | ||||||
Oversee and Report a Racial Equity Audit | Shareholder | Yes | Against | For | ||||||
Publish a Tax Transparency Report | Shareholder | Yes | Against | For | ||||||
Require Independent Board Chair | Shareholder | Yes | Against | For | ||||||
Exxon Mobil Corporation | XOM | 30231G102 | Annual 5/31/2023 | Elect Director Michael J. Angelakis, Susan K. Avery, Angela F. Braly, Gregory J. Goff, John D. Harris, II, Kaisa H. Hietala, Joseph L Hooley, Steven A. Kandarian, Alexander A. Karsner, Lawrence W. Kellner, Jeffrey W. Ubben and Darren W. Woods | Management | Yes | For | For | ||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Establish Board Committee on Decarbonization Risk | Shareholder | Yes | Against | For | ||||||
Reduce Executive Stock Holding Period | Shareholder | Yes | Against | For | ||||||
Report on Carbon Capture and Storage | Shareholder | Yes | Against | For | ||||||
Report on Methane Emission Disclosure Reliability | Shareholder | Yes | For | Against | ||||||
Adopt Medium-Term Scope 3 GHG Reduction Target | Shareholder | Yes | Against | For | ||||||
Issue a Report on Worst-Case Impacts of Oil Spills from Operations Offshore of Guyana | Shareholder | Yes | Against | For | ||||||
Recalculate GHG Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Yes | Against | For | ||||||
Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | Yes | Against | For | ||||||
Commission Audited Report on Reduced Plastics Demand | Shareholder | Yes | For | Against | ||||||
Report on Potential Costs of Environmental Litigation | Shareholder | Yes | Against | For | ||||||
Publish a Tax Transparency Report | Shareholder | Yes | Against | For | ||||||
Report on Social Impact From Plant Closure or Energy Transition | Shareholder | Yes | Against | For | ||||||
Report on Benefits and Risks of Commitment to Not Develop Projects in the Arctic *Withdrawn Resolution* | Shareholder | Yes | For | |||||||
UnitedHealth Group Incorporated | UNH | 91324P102 | Annual 6/5/2023 | Elect Director Timothy Flynn, Paul Garcia, Kristen Gill, Stephen Hemsley, Michele Hooper, William McNabb, II, Valerie Montgomery Ric, John Noseworth, and Andrew Witty | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Report on Third-Party Racial Equity Audit | Shareholder | Yes | Against | For | ||||||
Report on Congruency of Political Spending with Company Values and Priorities | Shareholder | Yes | For | Against | ||||||
Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Yes | For | Against | ||||||
Antero Resources Corporation | AR | 03674X106 | Annual 6/6/2023 | Elect Director Paul M. Rady | Management | Yes | Withhold | Against | ||
Elect Director Thomas B. Tyree, Jr. | Management | Yes | For | For | ||||||
Elect Director Brenda R. Schroer | Management | Yes | For | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||||
Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | Yes | For | For | ||||||
Devon Energy Corporation | DVN | 25179M103 | Annual 6/7/2023 | Elect Director Barbara M. Baumann, John E. Bethancourt, Ann G. Fox, Gennifer F. Kelly, Kelt Kindick, John Krenicki, Jr., Karl F. Kurz, Michael N. Mears, Robert A Mosbacher, Jr. Richard E. Muncrief, Valerie M. Williams | Management | Yes | For | For | ||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Certificate of Incorporation to Add Federal Forum Selection Provision | Management | Yes | For | For | ||||||
Amend Certificate of Incorporation to Adopt Limitations on the Liability of Officers | Management | Yes | For | For | ||||||
Amend Right to Call Special Meeting | Shareholder | Yes | For | Against | ||||||
Datadog, Inc. | DDOG | 23804L103 | Annual 6/8/2023 | Elect Director Olivier Pomel | Management | Yes | For | For | ||
Elect Director Dev Ittycheria | Management | Yes | Withhold | Against | ||||||
Elect Director Shardul Shah | Management | Yes | Withhold | Against | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Diamondback Energy, Inc. | FANG | 25278X109 | Annual 6/8/2023 | Elect Director Travis D. Stice, Vincent K Brooks, David L. Houston, Rebecca A Klein, Stephanie Mains, Mark L. Plaumann, Melanie M. Trent, Frank D. Tsuru, and Steven E. West | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Eliminate Supermajority Vote Requirement for Amendments of the Charter and Removal of Directors | Management | Yes | For | For | ||||||
Provide Right to Call a Special Meeting at a 25 Percent Ownership Threshold | Management | Yes | For | For | ||||||
Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Management | Yes | For | For | ||||||
Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | Annual 6/14/2023 | Elect Director Paul S. Levy, Boydston, O'Leary, and Steinke | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||
Adopt Short, Medium, and Long-Term GHG Emissions Reduction Targets | Shareholder | Yes | Against | For | ||||||
W. R. Berkley Corporation | WRB | 084423102 | Annual 6/14/2023 | Elect Director W. Robert Berkley, Jr., | Management | Yes | Against | Against | ||
Elect Director Maria Luisa Ferre | Management | Yes | Against | Against | ||||||
Elect Director Daniel L. Mosley | Management | Yes | For | For | ||||||
Elect Director Mark L. Shapiro | Management | Yes | Against | Against | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||
Monolithic Power Systems, Inc. | MPWR | 609839105 | Annual 6/15/2023 | Elect Director Victor K. Lee | Management | Yes | For | For | ||
Elect Director James C. Moyer | Management | Yes | For | For | ||||||
Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||
Marvell Technology, Inc. | MRVL | 573874104 | Annual 6/16/2023 | Elect Director Sara Andrews, W. Tudor Brown, Brad W. Buss, Rebecca W House, L Knight, M. Murphy, M. Strachan, Robert E. Switz, and Ford Tamer | Management | Yes | For | For | ||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
MetLife, Inc. | MET | 59156R108 | Annual 6/20/2023 | Elect Director Cheryl W. Grise, Gutlierrez, Harris, Hassell, Herzog, Hubbard, Johnson, Kelly II, Kennard, Khalaf, Kinney, cKenszie, Morrison & Weinberger | Management | Yes | For | For | ||
Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||
Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | ||||||
Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant): Mutual Fund Series Trust
By (Signature and Title) /s/ Michael Schoonover
President and Principal Executive Officer
Date: August 25, 2023