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ESOA Energy Services of America

Filed: 22 Nov 19, 12:23pm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K/A

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): June 19, 2019

 

Energy Services of America Corporation

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

(State or other Jurisdiction

of Incorporation)

001-32998
(Commission

File Number)

20-4606266

(I.R.S. Employer

Identification No.) 

 

75 West 3rd Ave., Huntington, West Virginia25701
(Address of Principal Executive Offices)Zip Code)

 

Registrant’s telephone number, including area code:(304) 522-3868

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each classTicker symbol(s)Name of each exchange on which registered
Not ApplicableNot ApplicableNot Applicable

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨ 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.¨

 

 

 

 

 

 

 


Explanatory Note:

 

On June 24, 2019, Energy Services of America Corporation (the “Company”) filed a Current Report on Form 8-K disclosing the appointment of Frank S. Lucente to the Company’s Board of Directors. At that time, the Company did not appoint Mr. Lucente to any committees. The sole purpose of this amendment is to disclose, in accordance with Item 5.02 of Form 8-K, the Company’s appointment of Mr. Lucente to the Company’s Audit Committee on November 20, 2019.

 

Item 5.02 Departures of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Directors.

 

On June 19, 2019, the Board of Directors of Energy Services of America Corporation appointed Frank S. Lucente to the Company’s Board of Directors effective immediately. On November 20, 2019, the Company’s Board of Directors appointed Mr. Lucente to the Company’s Audit Committee effective immediately. In connection with his appointment as director, no material plan, contract or arrangement between Mr. Lucente and the Company was entered into nor was any grant or award made under any such plan, contract or arrangement. Mr. Lucente is not a party to any transaction with the Company that would require disclosure under Item 404(a) of the Securities and Exchange Commission Regulation S-K.

 

Mr. Lucente, a retired Naval officer, holds a Master of Business Administration (MBA) with a specialty in marketing from Marshall University in Huntington, WV. Mr. Lucente is the founder, owner and president of Sam’s Hot Dogs, Inc., a franchise with over 45 locations in Virginia, West Virginia, Kentucky, North Carolina, and Georgia. In addition, Mr. Lucente is the co-founder of Rocco’s Restaurants, Inc. in Ceredo, WV. From 2005 to 2016, Mr. Lucente served as a city council member in Waynesboro, VA and served stints as vice mayor and mayor during that time. Mr. Lucente has served as the chairman of the board of Rocco’s Italian Specialty Foods, Inc. since 2014.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

 ENERGY SERVICES OF AMERICA CORPORATION
   
   
DATE:  November 22, 2019By: s/Charles Crimmel
  Charles Crimmel
  Chief Financial Officer