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SVNDF Seven & I

Filed: 2 Nov 14, 7:00pm

As filed with the Securities and Exchange Commission on November 3, 2014

Registration No. 333-154355

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

POST EFFECTIVE AMENDMENT NO.1 TO THE

FORM F-6

REGISTRATION STATEMENT

under

THE SECURITIES ACT OF 1933

For Depositary Shares Evidenced by American Depositary Receipts

of

 

SEVEN & I HOLDINGS CO LTD

(Exact name of issuer of deposited securities as specified in its charter)

N/A

(Translation of issuer’s name into English)

JAPAN

(Jurisdiction of incorporation or organization of issuer)

 

THE BANK OF NEW YORK MELLON

(Exact name of depositary as specified in its charter)

One Wall Street, New York, N.Y. 10286

Telephone (212) 495-1727

(Address, including zip code, and telephone number, including area code, of depositary’s principal executive offices)

 

The Bank of New York Mellon

ADR Division

One Wall Street, 11th Floor

New York, N.Y. 10286

(212) 495-1784

(Address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Brian D. Obergfell, Esq.

Emmet, Marvin & Martin, LLP
120 Broadway
New York, New York 10271
(212) 238-3032

 

It is proposed that this filing become effective under Rule 466

[ ] immediately upon filing

[X] on November 4, 2014 at 8:30 AM EST

If a separate statement has been filed to register the deposited shares, check the following box. [ ]

 

 
 

 

 

The prospectus consists of the proposed form of American Depositary Receipt filed as Exhibit 1 to this Post Effective Amendment No. 1 to the Registration Statement which is incorporated herein by reference.

 

 

 
 

 

PART I

INFORMATION REQUIRED IN PROSPECTUS

 

Cross Reference Sheet

 

 

 Item -1.Description of Securities to be Registered  

Item Number and Caption

 

 

Location in Form of Receipt Filed Herewith as Prospectus

 

1. Name and address of depositary

 

 Introductory Article

2. Title of American Depositary Receipts and identity of deposited securities

 

 Face of Receipt, top center

Terms of Deposit:

 

  
(i)   The amount of deposited securities represented by one unit of American Depositary Receipts Face of Receipt, upper right corner
(ii)   The procedure for voting, if any, the deposited securities Articles number 7 and 12
(iii)   The collection and distribution of dividends Articles number 8 and 13
(iv)  The transmission of notices, reports and proxy soliciting material Article number 7
(v)   The sale or exercise of rights Articles number 4 and 8
(vi)  The deposit or sale of securities resulting from dividends, splits or plans of reorganization Articles number 8 and 11
(vii)  Amendment, extension or termination of the deposit agreement Article number 13
(viii)  Rights of holders of Receipts to inspect the transfer books of the depositary and the list of holders of Receipts Article number 2
(ix)  Restrictions upon the right to deposit or withdraw the underlying securities Articles number 1, 3, 11, 15 and 16
(x)   Limitation upon the liability of the depositary Articles number 4, 5, 10 and 12
     

 

 

Item - 2.Available Information  
 Public reports furnished by issuer Article number 7

 

 
 

Part II- Information Not Required in Prospectus.

 

 

Item-3Exhibits
  
1.Form of Deposit Agreement – The Deposit Agreement relating to the American Depositary Receipts registered hereunder is contained in the form of Receipt itself, which is filed herewith as Exhibit 1.
  
  
4.Opinion of Emmet, Marvin & Martin, LLP, counsel for the Depositary, as to legality of the securities to be registered. – Previously Filed.
  
  
5.Certification under Rule 466. – Filed herewith as Exhibit 5.

 

 

Item-4Undertakings

 

Previously Filed

 

 
 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Post Effective Amendment No. 1 to the registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on November 3, 2014.

 

 

Legal entity created by the agreement for this issuance of American Depositary Receipts for shares of common stock, Seven & I Holdings Co Ltd.

 

 

 

By: The Bank of New York Mellon,
As Depositary

 

 

By:/s/ Joanne Di Giovanni Hawke

Name: Joanne Di Giovanni Hawke

Title: Managing Director

 

 

 

 

 
 

 

 

INDEX TO EXHIBITS

 

Exhibit 
NumberExhibit

 

 

1Form of Deposit Agreement relating to the American Depositary Receipts registered hereunder is contained in the form of American Depositary Receipt itself.
  
  
5Certification under Rule 466.