The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Eagle Point Income Company Inc. | Common | 269817102 | 63,433 | 3,764,580 | SH | DFND | 3,764,580 | 0 | 0 | ||
KKR & Co. Inc. | Common | 48251W104 | 42,818 | 732,313 | SH | DFND | 1 | 732,313 | 0 | 0 | |
Apollo Global Management, Inc. | Common | 037612306 | 36,454 | 588,058 | SH | DFND | 1 | 588,058 | 0 | 0 | |
The Blackstone Group Inc. | Common | 09253U108 | 64,739 | 509,999 | SH | DFND | 1 | 509,999 | 0 | 0 | |
Vanguard Short-Term Bond ETF | ETF | 921937827 | 4,370 | 56,100 | SH | DFND | 56,100 | 0 | 0 | ||
HP Inc | Common | 40434L105 | 51 | 1,400 | SH | DFND | 1 | 1,400 | 0 | 0 | |
Barclays PLC | ADR | 06738E204 | 8 | 1,000 | SH | DFND | 1 | 1,000 | 0 | 0 | |
Eagle Point Credit Co Inc. | Common | 269808101 | 4,380 | 333,066 | SH | DFND | 333,066 | 0 | 0 | ||
Oxford Lane Capital Corp. | Common | 691543102 | 4,521 | 624,420 | SH | DFND | 624,420 | 0 | 0 | ||
Owl Rock Capital Corp. | Common | 69121K104 | 34,186 | 2,313,010 | SH | DFND | 1 | 2,313,010 | 0 | 0 | |
Ares Capital Corporation | Common | 04010L103 | 42,867 | 2,046,161 | SH | DFND | 1 | 2,046,161 | 0 | 0 | |
Argo Group International Holdings, Ltd. | Common | G0464B107 | 49,057 | 1,188,400 | SH | DFND | 1 | 1,188,400 | 0 | 0 | |
BlackRock Short Maturity Bond ETF | ETF | 46431W507 | 45,392 | 915,711 | SH | DFND | 915,711 | 0 | 0 | ||
Owl Rock Capital Corp. | Common | 69121K104 | 22,945 | 1,552,445 | SH | DFND | 1,552,445 | 0 | 0 | ||
Ares Capital Corporation | Common | 04010L103 | 22,699 | 1,083,491 | SH | DFND | 1,083,491 | 0 | 0 |