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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-22435 |
Kayne Anderson Energy Development Company |
(Exact name of registrant as specified in charter) |
811 Main Street, 14th Floor Houston, Texas | 77002 |
(Address of principal executive offices) | (Zip code) |
Michael O’Neil
KA Fund Advisors, LLC
1800 Avenue of the Stars, Third Floor Los Angeles, California 90067 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (310) 282-7905 |
Date of fiscal year end: | November 30 | |
Date of reporting period: | July 1, 2016 – June 30, 2017 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Kayne Anderson Energy Development Company
By (Signature and Title)* | /s/ Kevin S. McCarthy | ||
Kevin S. McCarthy, Chairman and Chief Executive Officer | |||
Date | August 10, 2017 |
* Print the name and title of each signing officer under his or her signature.
Kayne Anderson Energy Development Company
Proxy Voting Record
Date of reporting period: July 1, 2016 - June 30, 2017
Issuer | Symbol | CUSIP | Meeting Date | Matter: | Proposed by (I)ssuer or (S)hareholder | Vote Cast? | How Voted | For/Against Mgmt | |
TRANSMONTAIGNE PARTNERS L P | TLP | 89376V100 | 7/12/16 | 1 | TO APPROVE: | I | YES | FOR | FOR |
THE PARTNERSHIP'S 2016 LONG-TERM INCENTIVE PLAN (THE "2016 PLAN"), WHICH, AMONG OTHER THINGS, PERMITS COMMON UNITS TO BE RESERVED AND MADE AVAILABLE FOR ISSUANCE WITH RESPECT TO AWARDS UNDER THE 2016 PLAN. | |||||||||
GOLAR LNG PARTNERS LP | GMLP | Y2745C102 | 9/28/16 | 1 | TO ELECT: | I | YES | FOR | FOR |
ALF C. THORKILDSEN AS A CLASS I DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS. | |||||||||
SEMGROUP CORPORATION | SEMG | 81663A105 | 9/29/16 | 1 | TO APPROVE: | I | YES | FOR | FOR |
THE ISSUANCE OF CLASS A COMMON STOCK PURSUANT TO THE TERMS OF THE MERGER AGREEMENT IN CONNECTION WITH THE MERGER. | |||||||||
2 | TO APPROVE: | I | YES | FOR | FOR | ||||
THE ADJOURNMENT OF THE SEMGROUP SPECIAL MEETING, FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES. | |||||||||
TESORO LOGISTICS LP | TLLP | 88160T107 | 10/4/16 | 1 | TO APPROVE: | I | YES | FOR | FOR |
THE AMENDMENT AND RESTATEMENT OF THE PARTNERSHIP'S 2011 LONG-TERM INCENTIVE PLAN (THE "LTIP PROPOSAL"). | |||||||||
2 | TO APPROVE: | I | YES | FOR | FOR | ||||
THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | |||||||||
MAGELLAN MIDSTREAM PARTNERS, L.P. | MMP | 559080106 | 4/20/17 | 1 | ELECTION OF DIRECTOR: | ||||
LORI A. GOBILLOT | I | YES | FOR | FOR | |||||
EDWARD J. GUAY | I | YES | FOR | FOR | |||||
MICHAEL N. MEARS | I | YES | FOR | FOR | |||||
JAMES R. MONTAGUE | I | YES | FOR | FOR | |||||
2 | ADVISORY RESOLUTION: | I | YES | FOR | FOR | ||||
TO APPROVE EXECUTIVE COMPENSATION | |||||||||
3 | ADVISORY RESOLUTION: | ||||||||
TO APPROVE EXECUTIVE COMPENSATION VOTE FREQUENCY | I | YES | I YEAR | FOR | |||||
4 | RATIFICATION OF: | I | YES | FOR | FOR | ||||
APPOINTMENT OF INDEPENDENT AUDITOR | |||||||||
ENERGY TRANSFER PARTNERS, L.P. | ETP | 29273R109 | 4/26/17 | 1 | TO CONSIDER AND VOTE: | I | ABSTAIN | ABSTAIN | ABSTAIN |
ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 20, 2016, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF DECEMBER 16, 2016, BY AND AMONG SUNOCO LOGISTICS PARTNERS L.P. ("SLX"), SUNOCO PARTNERS LLC, THE GENERAL PARTNER OF SXL, SXL ACQUISTION SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | |||||||||
2 | TO CONSIDER AND VOTE: | I | ABSTAIN | ABSTAIN | ABSTAIN | ||||
ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND THE TRANSACTIONS CONTEMPLATED THERE BY AT THE TIME OF THE SPECIAL MEETING. | |||||||||
3 | TO CONSIDER AND VOTE: | I | ABSTAIN | ABSTAIN | ABSTAIN | ||||
ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | |||||||||
TARGA RESOURCES CORP. | TRGP | 87612G101 | 05/22/17 | 1A | ELECTION OF DIRECTOR: | I | YES | FOR | FOR |
CHARLES R. CRISP | |||||||||
1B | ELECTION OF DIRECTOR: | I | YES | FOR | FOR | ||||
LAURA C. FULTON | |||||||||
1C | ELECTION OF DIRECTOR: | I | YES | FOR | FOR | ||||
MICHAEL A. HEIM | |||||||||
1D | ELECTION OF DIRECTOR: | I | YES | FOR | FOR | ||||
JAMES. W. WHALEN | |||||||||
2 | RATIFICATION OF: | I | YES | FOR | FOR | ||||
SELECTION OF INDEPENDENT ACCOUNTANTS | |||||||||
3 | ADVISORY VOTE: | I | YES | FOR | FOR | ||||
ON EXECUTIVE COMPENSATION | |||||||||
4 | ADVISORY VOTE: | I | YES | 1 YEAR | FOR | ||||
ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | |||||||||
5 | ADOPTIION OF: | I | YES | FOR | FOR | ||||
THE AMENDED AND RESTATED TARGA RESOURCES CORP. 2010 STOCK INCENTIVE PLAN | |||||||||
6 | ISSUANCE OF: | I | YES | FOR | FOR | ||||
SHARES OF COMMON STOCK UPON CONVERSION OF SERIES A PREFERRED STOCK AND EXERCISE OF WARRANTS | |||||||||
BUCKEYE PARTNERS, L.P. | BLP | 118230101 | 06/06/17 | 1 | DIRECTOR: | I | YES | FOR | FOR |
BARBARA J. DUGANIER | |||||||||
JOSEPH A. LASALA, JR | |||||||||
LARRY C. PAYNE | |||||||||
MARTIN A. WHITE | |||||||||
2 | THE APPROVAL OF: | I | YES | FOR | FOR | ||||
THE AMENDMENTS TO THE BUCKEYE PARTNERS, L.P. 2013 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN OUR PROXY STATEMENT. | |||||||||
3 | THE RATIFICATION OF: | I | YES | FOR | FOR | ||||
THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | |||||||||
4 | THE APPROVAL: | I | YES | FOR | FOR | ||||
IN AN ADVISORY VOTE, OF THE COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K. | |||||||||
5 | THE VOTE: | I | YES | 1 YEAR | FOR | ||||
ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | |||||||||
ONEOK PARTNERS, L.P. | OKS | 68268N103 | 6/30/2017 | 1 | TO APPROVE: | I | YES | FOR | FOR |
TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 31,2017, BY AND AMONG ONEOK, INC., NEW HOLDINGS SUBSIDIARY, LLC, ONEOK PARTNERS, L.P. ("ONEOK PARTNERS") AND ONEOK PARTNERS GP, L.L.C. | |||||||||
2 | TO APPROVE: | I | YES | FOR | FOR | ||||
THE ADJOURNMENT OF THE ONEOK PARTNERS SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ABOVE PROPOSAL. |