First Trust STOXX® European Select Dividend Index Fund (FDD) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.1% | ||||||
Belgium — 6.1% | ||||||
151,920 | Ageas S.A./N.V. | $ | 6,683,436 | |||
389,019 | Proximus SADP | 5,733,937 | ||||
12,417,373 | ||||||
Denmark — 5.5% | ||||||
4,827 | AP Moller - Maersk A/S, Class A | 11,119,534 | ||||
Finland — 2.5% | ||||||
333,455 | Fortum OYJ | 5,002,314 | ||||
France — 22.5% | ||||||
149,102 | BNP Paribas S.A. | 7,088,376 | ||||
79,752 | Covivio | 4,425,374 | ||||
786,837 | Credit Agricole S.A. | 7,199,315 | ||||
948,411 | Electricite de France S.A. | 7,758,317 | ||||
646,752 | Orange S.A. | 7,604,541 | ||||
256,418 | Rubis SCA | 5,986,956 | ||||
249,992 | SCOR SE | 5,370,594 | ||||
45,433,473 | ||||||
Germany — 16.1% | ||||||
27,712 | Allianz SE | 5,288,931 | ||||
106,987 | Bayerische Motoren Werke AG (Preference Shares) | 7,579,143 | ||||
187,657 | Covestro AG (b) (c) | 6,485,714 | ||||
183,382 | Evonik Industries AG | 3,912,703 | ||||
124,615 | Mercedes-Benz Group AG | 7,211,226 | ||||
188,482 | TAG Immobilien AG | 2,150,998 | ||||
32,628,715 | ||||||
Italy — 8.0% | ||||||
352,189 | Assicurazioni Generali S.p.A. | 5,619,213 | ||||
535,519 | Poste Italiane S.p.A. (b) (c) | 5,001,410 | ||||
1,082,561 | Snam S.p.A. | 5,671,238 | ||||
16,291,861 | ||||||
Netherlands — 7.7% | ||||||
198,289 | ASR Nederland N.V. | 8,014,762 | ||||
167,733 | NN Group N.V. | 7,618,155 | ||||
15,632,917 | ||||||
Spain — 4.8% | ||||||
398,052 | ACS Actividades de Construccion y Servicios S.A. | 9,648,456 | ||||
Sweden — 2.4% | ||||||
421,328 | Tele2 AB, Class B | 4,798,232 | ||||
Switzerland — 6.0% | ||||||
158,007 | Holcim AG | 6,761,207 | ||||
12,270 | Zurich Insurance Group AG | 5,336,515 | ||||
12,097,722 | ||||||
United Kingdom — 17.5% | ||||||
864,230 | IG Group Holdings PLC | 7,264,249 | ||||
2,959,388 | Legal & General Group PLC | 8,627,901 | ||||
213,657 | Rio Tinto PLC | 12,787,066 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United Kingdom (Continued) | ||||||
339,365 | SSE PLC | $ | 6,675,843 | |||
35,355,059 | ||||||
Total Investments — 99.1% | 200,425,656 | |||||
(Cost $236,556,681) | ||||||
Net Other Assets and Liabilities — 0.9% | 1,842,223 | |||||
Net Assets — 100.0% | $ | 202,267,879 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(c) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
Sector Allocation | % of Total Long-Term Investments | |||
Financials | 39.5 | % | ||
Utilities | 15.5 | |||
Materials | 14.9 | |||
Industrials | 10.4 | |||
Communication Services | 9.0 | |||
Consumer Discretionary | 7.4 | |||
Real Estate | 3.3 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
Euro | 68.4 | % | ||
British Pound Sterling | 17.6 | |||
Swiss Franc | 6.0 | |||
Danish Krone | 5.6 | |||
Swedish Krona | 2.4 | |||
Total | 100.0 | % |
First Trust STOXX® European Select Dividend Index Fund (FDD) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): |
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 200,425,656 | $ | 200,425,656 | $ | — | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.5% | ||||||
Australia — 3.5% | ||||||
8,994 | Abacus Property Group | $ | 15,955 | |||
5,768 | Arena REIT | 17,000 | ||||
196,196 | BGP Holdings PLC (b) (c) (d) (e) (f) | 0 | ||||
8,690 | BWP Trust | 23,333 | ||||
9,359 | Centuria Industrial REIT | 18,153 | ||||
8,246 | Centuria Office REIT | 9,676 | ||||
11,748 | Charter Hall Long Wale REIT | 34,626 | ||||
8,762 | Charter Hall Retail REIT | 22,801 | ||||
5,914 | Charter Hall Social Infrastructure REIT | 13,798 | ||||
25,334 | Cromwell Property Group | 13,203 | ||||
19,227 | Dexus | 117,850 | ||||
3,797 | Dexus Industria REIT | 7,076 | ||||
34,242 | GPT Group (The) | 99,742 | ||||
4,965 | Growthpoint Properties Australia Ltd. | 11,686 | ||||
2,781 | Home Consortium Ltd. | 8,657 | ||||
30,894 | HomeCo Daily Needs REIT (g) | 27,296 | ||||
3,412 | Hotel Property Investments | 7,301 | ||||
6,586 | Ingenia Communities Group | 18,093 | ||||
8,793 | Irongate Group | 11,532 | ||||
1,679 | Lifestyle Communities Ltd. | 15,727 | ||||
70,408 | Mirvac Group | 95,983 | ||||
20,582 | National Storage REIT | 30,402 | ||||
92,694 | Scentre Group | 165,714 | ||||
19,926 | Shopping Centres Australasia Property Group | 37,823 | ||||
42,634 | Stockland | 106,236 | ||||
67,338 | Vicinity Centres | 85,291 | ||||
12,896 | Waypoint REIT Ltd. | 20,651 | ||||
1,035,605 | ||||||
Austria — 0.1% | ||||||
742 | CA Immobilien Anlagen AG | 23,522 | ||||
Belgium — 1.1% | ||||||
649 | Aedifica S.A. | 62,231 | ||||
92 | Ascencio | 5,033 | ||||
384 | Befimmo S.A. | 18,994 | ||||
566 | Cofinimmo S.A. | 61,449 | ||||
421 | Intervest Offices & Warehouses N.V. | 11,030 | ||||
218 | Montea N.V. | 20,858 | ||||
73 | Nextensa S.A. | 3,986 | ||||
187 | Retail Estates N.V. | 12,444 | ||||
144 | VGP N.V. | 22,938 | ||||
2,541 | Warehouses De Pauw C.V.A. | 79,885 | ||||
396 | Xior Student Housing N.V. (g) | 17,243 | ||||
316,091 | ||||||
Bermuda — 0.3% | ||||||
20,117 | Hongkong Land Holdings Ltd. | 100,987 | ||||
Canada — 2.9% | ||||||
2,256 | Allied Properties Real Estate Investment Trust | 58,170 | ||||
1,470 | Artis Real Estate Investment Trust | 13,430 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Canada (Continued) | ||||||
672 | Boardwalk Real Estate Investment Trust | $ | 21,864 | |||
3,089 | Canadian Apartment Properties REIT | 107,558 | ||||
4,156 | Chartwell Retirement Residences | 36,000 | ||||
4,571 | Choice Properties Real Estate Investment Trust | 49,893 | ||||
1,839 | Crombie Real Estate Investment Trust | 23,045 | ||||
4,380 | Dream Industrial Real Estate Investment Trust | 41,105 | ||||
614 | Dream Office Real Estate Investment Trust | 9,244 | ||||
3,872 | First Capital Real Estate Investment Trust | 45,061 | ||||
1,099 | Granite Real Estate Investment Trust | 67,407 | ||||
5,025 | H&R Real Estate Investment Trust | 48,603 | ||||
2,334 | InterRent Real Estate Investment Trust | 21,741 | ||||
2,028 | Killam Apartment Real Estate Investment Trust | 27,020 | ||||
3,741 | NorthWest Healthcare Properties Real Estate Investment Trust | 35,050 | ||||
1,795 | Primaris Real Estate Investment Trust | 17,055 | ||||
5,509 | RioCan Real Estate Investment Trust | 85,682 | ||||
2,312 | SmartCentres Real Estate Investment Trust | 49,376 | ||||
3,156 | Summit Industrial Income REIT | 41,951 | ||||
4,326 | Tricon Residential, Inc. | 43,858 | ||||
843,113 | ||||||
Cayman Islands — 1.3% | ||||||
35,160 | CK Asset Holdings Ltd. | 248,685 | ||||
27,227 | Wharf Real Estate Investment Co., Ltd. | 129,771 | ||||
378,456 | ||||||
Finland — 0.2% | ||||||
1,292 | Citycon OYJ | 8,774 | ||||
3,483 | Kojamo OYJ | 60,079 | ||||
68,853 | ||||||
France — 0.9% | ||||||
1,034 | Carmila S.A. | 14,628 | ||||
895 | Covivio | 49,663 | ||||
922 | Gecina S.A. | 85,993 | ||||
581 | ICADE | 28,337 | ||||
3,344 | Klepierre S.A. | 64,340 | ||||
1,115 | Mercialys S.A. | 9,009 | ||||
251,970 | ||||||
Germany — 2.1% | ||||||
912 | Deutsche EuroShop AG | 21,217 | ||||
880 | Deutsche Wohnen SE | 20,233 | ||||
1,273 | Hamborner REIT AG | 11,393 | ||||
1,302 | LEG Immobilien SE | 107,954 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Germany (Continued) | ||||||
2,256 | TAG Immobilien AG | $ | 25,746 | |||
13,882 | Vonovia SE | 427,703 | ||||
614,246 | ||||||
Guernsey — 0.2% | ||||||
7,089 | ABRDN PROPERTY INCOME TRUST Ltd. | 6,576 | ||||
4,284 | BMO Real Estate Investments Ltd. | 4,380 | ||||
7,853 | Regional REIT Ltd. (g) (h) | 6,911 | ||||
8,771 | Schroder Real Estate Investment Trust Ltd. | 5,552 | ||||
19,243 | Sirius Real Estate Ltd. | 20,895 | ||||
44,314 | ||||||
Hong Kong — 3.1% | ||||||
35,827 | Champion REIT | 15,935 | ||||
24,393 | Fortune Real Estate Investment Trust | 20,206 | ||||
10,861 | Hysan Development Co., Ltd. | 32,735 | ||||
37,670 | Link REIT | 307,244 | ||||
25,101 | New World Development Co., Ltd. | 90,048 | ||||
20,873 | Prosperity REIT | 6,384 | ||||
64,571 | Sino Land Co., Ltd. | 95,291 | ||||
25,312 | Sun Hung Kai Properties Ltd. | 299,029 | ||||
19,196 | Sunlight Real Estate Investment Trust | 8,929 | ||||
18,862 | Swire Properties Ltd. | 46,826 | ||||
922,627 | ||||||
Ireland — 0.0% | ||||||
7,936 | Irish Residential Properties REIT PLC | 10,529 | ||||
Israel — 0.2% | ||||||
2,913 | Amot Investments Ltd. | 17,497 | ||||
653 | Azrieli Group Ltd. | 45,690 | ||||
63,187 | ||||||
Italy — 0.0% | ||||||
1,165 | Immobiliare Grande Distribuzione SIIQ S.p.A. | 4,334 | ||||
Japan — 10.0% | ||||||
13 | Activia Properties, Inc. | 38,757 | ||||
10 | Advance Logistics Investment Corp. | 11,085 | ||||
23 | Advance Residence Investment Corp. | 61,195 | ||||
2,123 | AEON Mall Co., Ltd. | 25,959 | ||||
30 | AEON REIT Investment Corp. | 33,852 | ||||
12 | Comforia Residential REIT, Inc. | 29,629 | ||||
9 | CRE Logistics REIT, Inc. | 12,510 | ||||
38 | Daiwa House REIT Investment Corp. | 86,122 | ||||
5 | Daiwa Office Investment Corp. | 25,649 | ||||
36 | Daiwa Securities Living Investments Corp. | 31,574 | ||||
9 | Frontier Real Estate Investment Corp. | 34,692 | ||||
13 | Fukuoka REIT Corp. | 16,135 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Japan (Continued) | ||||||
17 | Global One Real Estate Investment Corp. | $ | 13,294 | |||
76 | GLP J-REIT | 92,815 | ||||
12 | Hankyu Hanshin REIT, Inc. | 13,213 | ||||
600 | Heiwa Real Estate Co., Ltd. | 17,202 | ||||
16 | Heiwa Real Estate REIT, Inc. | 17,229 | ||||
4 | Hoshino Resorts REIT, Inc. | 19,340 | ||||
7,367 | Hulic Co., Ltd. | 57,012 | ||||
23 | Hulic REIT, Inc. | 27,089 | ||||
21 | Ichigo Office REIT Investment Corp. | 13,063 | ||||
34 | Industrial & Infrastructure Fund Investment Corp. | 44,981 | ||||
87 | Invincible Investment Corp. | 25,584 | ||||
22 | Japan Excellent, Inc. | 19,863 | ||||
80 | Japan Hotel REIT Investment Corp. | 39,976 | ||||
16 | Japan Logistics Fund, Inc. | 36,969 | ||||
123 | Japan Metropolitan Fund Invest | 95,822 | ||||
16 | Japan Prime Realty Investment Corp. | 46,993 | ||||
23 | Japan Real Estate Investment Corp. | 105,778 | ||||
7 | Kenedix Office Investment Corp. | 35,134 | ||||
18 | Kenedix Residential Next Investment Corp. | 28,868 | ||||
10 | Kenedix Retail REIT Corp. | 20,298 | ||||
32 | LaSalle Logiport REIT | 39,269 | ||||
29 | Mirai Corp. | 10,666 | ||||
20,142 | Mitsubishi Estate Co., Ltd. | 292,302 | ||||
8 | Mitsubishi Estate Logistics REIT Investment Corp. | 27,123 | ||||
16,253 | Mitsui Fudosan Co., Ltd. | 349,485 | ||||
10 | Mitsui Fudosan Logistics Park, Inc. | 37,810 | ||||
28 | Mori Hills REIT Investment Corp. | 31,430 | ||||
18 | Mori Trust Sogo REIT, Inc. | 18,838 | ||||
8 | Nippon Accommodations Fund, Inc. | 40,212 | ||||
27 | Nippon Building Fund, Inc. | 134,522 | ||||
41 | Nippon Prologis REIT, Inc. | 100,929 | ||||
8 | NIPPON REIT Investment Corp. | 21,462 | ||||
2,020 | Nomura Real Estate Holdings, Inc. | 49,502 | ||||
80 | Nomura Real Estate Master Fund,Inc. | 99,882 | ||||
24 | NTT UD REIT Investment Corp. | 26,179 | ||||
4 | One REIT, Inc. | 7,919 | ||||
47 | Orix JREIT, Inc. | 63,807 | ||||
7 | Samty Residential Investment Corp. | 7,001 | ||||
8 | Sankei Real Estate, Inc. | 5,743 | ||||
74 | Sekisui House REIT, Inc. | 43,850 | ||||
12 | SOSiLA Logistics REIT, Inc. | 12,807 | ||||
29 | Star Asia Investment Corp. | 13,124 | ||||
4 | Starts Proceed Investment Corp. | 7,129 | ||||
7,079 | Sumitomo Realty & Development Co., Ltd. | 186,940 | ||||
10 | Takara Leben Real Estate Investment Corp. | 8,645 | ||||
3,550 | Tokyo Tatemono Co., Ltd. | 48,901 | ||||
17 | Tokyu REIT, Inc. | 24,909 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Japan (Continued) | ||||||
53 | United Urban Investment Corp. | $ | 55,586 | |||
2,943,654 | ||||||
Jersey — 0.0% | ||||||
1,405 | Phoenix Spree Deutschland Ltd. | 5,404 | ||||
Luxembourg — 0.4% | ||||||
1,628 | ADLER Group S.A. (e) (g) (h) | 6,432 | ||||
20,346 | Aroundtown S.A. | 64,669 | ||||
1,693 | Grand City Properties S.A. | 22,851 | ||||
450 | Shurgard Self Storage S.A. | 20,962 | ||||
114,914 | ||||||
Multi-National — 0.3% | ||||||
1,837 | Unibail-Rodamco-Westfield (e) | 93,656 | ||||
Netherlands — 0.2% | ||||||
913 | Eurocommercial Properties N.V. | 19,652 | ||||
317 | NSI N.V. | 10,913 | ||||
306 | Vastned Retail N.V. | 6,831 | ||||
717 | Wereldhave N.V. | 10,782 | ||||
48,178 | ||||||
New Zealand — 0.3% | ||||||
14,981 | Argosy Property Ltd. | 11,555 | ||||
19,585 | Goodman Property Trust | 24,464 | ||||
28,055 | Kiwi Property Group Ltd. | 17,084 | ||||
23,746 | Precinct Properties New Zealand Ltd. | 20,318 | ||||
8,608 | Stride Property Group | 8,924 | ||||
8,572 | Vital Healthcare Property Trust | 14,428 | ||||
96,773 | ||||||
Norway — 0.0% | ||||||
979 | Entra ASA (g) (h) | 12,275 | ||||
Singapore — 3.6% | ||||||
10,000 | AIMS APAC REIT | 9,717 | ||||
60,856 | Ascendas Real Estate Investment Trust | 124,840 | ||||
33,776 | Ascott Residence Trust | 27,715 | ||||
90,391 | CapitaLand Integrated Commercial Trust | 141,185 | ||||
45,534 | Capitaland Investment Ltd. | 125,200 | ||||
15,621 | CDL Hospitality Trusts | 14,280 | ||||
8,320 | City Developments Ltd. | 48,807 | ||||
5,700 | Cromwell European Real Estate Investment Trust (g) | 11,648 | ||||
95,000 | ESR-LOGOS REIT | 27,694 | ||||
17,400 | Far East Hospitality Trust | 8,015 | ||||
19,273 | Frasers Centrepoint Trust | 31,768 | ||||
50,564 | Frasers Logistics & Commercial Trust (g) | 48,406 | ||||
22,794 | Keppel DC REIT | 32,321 | ||||
15,100 | Keppel Pacific Oak US REIT (g) | 10,570 | ||||
38,493 | Keppel REIT | 30,200 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Singapore (Continued) | ||||||
29,900 | Lendlease Global Commercial REIT | $ | 17,110 | |||
28,576 | Manulife US Real Estate Investment Trust (g) | 16,288 | ||||
39,266 | Mapletree Commercial Trust | 51,722 | ||||
33,282 | Mapletree Industrial Trust | 62,285 | ||||
57,277 | Mapletree Logistics Trust | 69,262 | ||||
38,300 | OUE Commercial Real Estate Investment Trust | 10,614 | ||||
6,859 | Parkway Life Real Estate Investment Trust | 24,043 | ||||
11,500 | Prime US REIT (g) | 7,762 | ||||
26,500 | SPH REIT | 17,834 | ||||
25,500 | Starhill Global REIT | 10,646 | ||||
37,479 | Suntec Real Estate Investment Trust | 43,703 | ||||
8,815 | UOL Group Ltd. | 46,699 | ||||
1,070,334 | ||||||
South Korea — 0.1% | ||||||
2,147 | ESR Kendall Square REIT Co., Ltd. | 9,310 | ||||
2,172 | LOTTE REIT Co., Ltd. | 8,983 | ||||
18,293 | ||||||
Spain — 0.4% | ||||||
6,074 | Inmobiliaria Colonial Socimi S.A. | 38,860 | ||||
1,058 | Lar Espana Real Estate Socimi S.A. | 5,256 | ||||
5,950 | Merlin Properties Socimi S.A. | 57,396 | ||||
101,512 | ||||||
Sweden — 1.5% | ||||||
798 | Atrium Ljungberg AB, Class B | 10,453 | ||||
4,591 | Castellum AB | 58,993 | ||||
541 | Catena AB | 19,631 | ||||
851 | Cibus Nordic Real Estate AB | 13,135 | ||||
11,983 | Corem Property Group AB, Class B | 13,448 | ||||
1,580 | Dios Fastigheter AB | 10,974 | ||||
4,542 | Fabege AB | 42,881 | ||||
10,785 | Fastighets AB Balder, Class B (e) | 51,670 | ||||
1,916 | Hufvudstaden AB, Class A | 21,165 | ||||
495 | NP3 Fastigheter AB | 9,774 | ||||
3,244 | Nyfosa AB | 24,259 | ||||
1,576 | Pandox AB (e) | 17,671 | ||||
963 | Platzer Fastigheter Holding AB, Class B | 6,232 | ||||
3,072 | Sagax AB, Class B | 56,667 | ||||
19,734 | Samhallsbyggnadsbolaget i Norden AB | 32,862 | ||||
5,958 | Wallenstam AB, Class B | 26,063 | ||||
4,736 | Wihlborgs Fastigheter AB | 33,125 | ||||
449,003 | ||||||
Switzerland — 1.0% | ||||||
260 | Allreal Holding AG | 42,977 | ||||
63 | Hiag Immobilien Holding AG | 5,544 | ||||
20 | Intershop Holding AG | 12,926 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Switzerland (Continued) | ||||||
127 | Mobimo Holding AG | $ | 30,864 | |||
213 | Peach Property Group AG | 7,887 | ||||
768 | PSP Swiss Property AG | 85,436 | ||||
1,354 | Swiss Prime Site AG | 118,784 | ||||
304,418 | ||||||
United Kingdom — 4.3% | ||||||
6,991 | Abrdn European Logistics Income PLC (g) (h) | 8,476 | ||||
51,884 | Assura PLC | 41,306 | ||||
3,019 | Big Yellow Group PLC | 48,216 | ||||
16,517 | British Land (The) Co. PLC | 89,895 | ||||
13,132 | Capital & Counties Properties PLC | 22,428 | ||||
10,915 | Civitas Social Housing PLC (g) | 10,443 | ||||
2,787 | CLS Holdings PLC | 6,870 | ||||
7,267 | Custodian REIT PLC | 8,819 | ||||
1,801 | Derwent London PLC | 57,264 | ||||
10,475 | Empiric Student Property PLC | 10,966 | ||||
13,006 | Grainger PLC | 44,520 | ||||
4,525 | Great Portland Estates PLC | 31,562 | ||||
78,794 | Hammerson PLC | 18,195 | ||||
1,816 | Helical PLC | 8,279 | ||||
14,125 | Home REIT PLC | 19,533 | ||||
5,087 | Impact Healthcare REIT PLC (g) | 7,233 | ||||
12,727 | Land Securities Group PLC | 102,871 | ||||
16,942 | LondonMetric Property PLC | 47,104 | ||||
16,270 | LXI REIT PLC (g) | 28,203 | ||||
5,432 | NewRiver REIT PLC | 5,839 | ||||
23,518 | Primary Health Properties PLC | 39,021 | ||||
9,221 | PRS REIT (The) PLC | 11,853 | ||||
3,661 | Safestore Holdings PLC | 47,284 | ||||
21,448 | Segro PLC | 255,029 | ||||
4,968 | Shaftesbury PLC | 31,568 | ||||
22,130 | Supermarket Income REIT PLC | 32,192 | ||||
11,074 | Target Healthcare REIT PLC | 14,613 | ||||
6,515 | Triple Point Social Housing REIT PLC (g) (h) | 7,114 | ||||
33,366 | Tritax Big Box REIT PLC | 73,719 | ||||
14,416 | Tritax EuroBox PLC (g) (h) | 15,057 | ||||
5,699 | Unite Group (The) PLC | 73,814 | ||||
8,230 | Urban Logistics REIT PLC | 16,180 | ||||
2,554 | Workspace Group PLC | 17,286 | ||||
1,252,752 | ||||||
United States — 61.5% | ||||||
1,652 | Acadia Realty Trust | 25,804 | ||||
1,317 | Agree Realty Corp. | 94,995 | ||||
1,284 | Alexander & Baldwin, Inc. | 23,048 | ||||
2,890 | Alexandria Real Estate Equities, Inc. | 419,137 | ||||
876 | American Assets Trust, Inc. | 26,017 | ||||
2,471 | American Campus Communities, Inc. | 159,305 | ||||
5,410 | American Homes 4 Rent, Class A | 191,730 | ||||
4,794 | Americold Realty Trust, Inc. | 144,012 | ||||
2,798 | Apartment Income REIT Corp. | 116,397 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
2,656 | Apartment Investment and Management Co., Class A (e) | $ | 16,998 | |||
3,815 | Apple Hospitality REIT, Inc. | 55,966 | ||||
1,190 | Armada Hoffler Properties, Inc. | 15,280 | ||||
2,492 | AvalonBay Communities, Inc. | 484,071 | ||||
2,796 | Boston Properties, Inc. | 248,788 | ||||
3,010 | Brandywine Realty Trust | 29,016 | ||||
5,320 | Brixmor Property Group, Inc. | 107,517 | ||||
3,001 | Broadstone Net Lease, Inc. | 61,551 | ||||
1,849 | Camden Property Trust | 248,654 | ||||
1,712 | CareTrust REIT, Inc. | 31,569 | ||||
272 | Centerspace | 22,182 | ||||
420 | Community Healthcare Trust, Inc. | 15,208 | ||||
1,998 | Corporate Office Properties Trust | 52,328 | ||||
2,646 | Cousins Properties, Inc. | 77,343 | ||||
3,987 | CubeSmart | 170,325 | ||||
3,719 | DiamondRock Hospitality Co. (e) | 30,533 | ||||
5,068 | Digital Realty Trust, Inc. | 657,978 | ||||
3,015 | Douglas Emmett, Inc. | 67,476 | ||||
6,842 | Duke Realty Corp. | 375,968 | ||||
1,617 | Easterly Government Properties, Inc. | 30,788 | ||||
734 | EastGroup Properties, Inc. | 113,278 | ||||
2,449 | Empire State Realty Trust, Inc., Class A | 17,216 | ||||
1,320 | EPR Properties | 61,948 | ||||
1,622 | Equinix, Inc. | 1,065,686 | ||||
1,913 | Equity Commonwealth (e) | 52,665 | ||||
3,168 | Equity LifeStyle Properties, Inc. | 223,249 | ||||
6,607 | Equity Residential | 477,158 | ||||
2,315 | Essential Properties Realty Trust, Inc. | 49,749 | ||||
1,159 | Essex Property Trust, Inc. | 303,090 | ||||
2,364 | Extra Space Storage, Inc. | 402,164 | ||||
1,405 | Federal Realty Investment Trust | 134,515 | ||||
2,350 | First Industrial Realty Trust, Inc. | 111,578 | ||||
1,421 | Four Corners Property Trust, Inc. | 37,784 | ||||
4,220 | Gaming and Leisure Properties, Inc. | 193,529 | ||||
748 | Getty Realty Corp. | 19,822 | ||||
1,848 | Global Net Lease, Inc. | 26,168 | ||||
2,685 | Healthcare Realty Trust, Inc. | 73,032 | ||||
4,078 | Healthcare Trust of America, Inc., Class A | 113,817 | ||||
9,620 | Healthpeak Properties, Inc. | 249,254 | ||||
1,853 | Highwoods Properties, Inc. | 63,354 | ||||
12,628 | Host Hotels & Resorts, Inc. | 198,007 | ||||
2,505 | Hudson Pacific Properties, Inc. | 37,174 | ||||
3,931 | Independence Realty Trust, Inc. | 81,490 | ||||
1,152 | Industrial Logistics Properties Trust | 16,220 | ||||
492 | Innovative Industrial Properties, Inc. | 54,056 | ||||
1,201 | InvenTrust Properties Corp. | 30,974 | ||||
10,887 | Invitation Homes, Inc. | 387,359 | ||||
2,058 | JBG SMITH Properties | 48,651 | ||||
2,094 | Kennedy-Wilson Holdings, Inc. | 39,660 | ||||
2,073 | Kilroy Realty Corp. | 108,480 | ||||
10,774 | Kimco Realty Corp. | 213,002 |
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
3,863 | Kite Realty Group Trust | $ | 66,791 | |||
1,501 | Life Storage, Inc. | 167,602 | ||||
690 | LTC Properties, Inc. | 26,489 | ||||
5,016 | LXP Industrial Trust | 53,872 | ||||
3,819 | Macerich (The) Co. | 33,263 | ||||
10,593 | Medical Properties Trust, Inc. | 161,755 | ||||
2,048 | Mid-America Apartment Communities, Inc. | 357,724 | ||||
783 | National Health Investors, Inc. | 47,458 | ||||
3,129 | National Retail Properties, Inc. | 134,547 | ||||
1,514 | National Storage Affiliates Trust | 75,806 | ||||
2,370 | Necessity Retail REIT (The), Inc. | 17,254 | ||||
401 | NexPoint Residential Trust, Inc. | 25,067 | ||||
850 | Office Properties Income Trust | 16,957 | ||||
4,192 | Omega Healthcare Investors, Inc. | 118,172 | ||||
1,012 | Orion Office REIT, Inc. | 11,092 | ||||
3,309 | Paramount Group, Inc. | 23,924 | ||||
4,126 | Park Hotels & Resorts, Inc. | 55,990 | ||||
2,303 | Pebblebrook Hotel Trust | 38,161 | ||||
2,028 | Phillips Edison & Co., Inc. | 67,755 | ||||
3,989 | Physicians Realty Trust | 69,608 | ||||
2,180 | Piedmont Office Realty Trust, Inc., Class A | 28,602 | ||||
13,189 | Prologis, Inc. | 1,551,686 | ||||
358 | PS Business Parks, Inc. | 67,000 | ||||
2,790 | Public Storage | 872,349 | ||||
10,742 | Realty Income Corp. | 733,249 | ||||
3,057 | Regency Centers Corp. | 181,311 | ||||
2,138 | Retail Opportunity Investments Corp. | 33,738 | ||||
2,946 | Rexford Industrial Realty, Inc. | 169,660 | ||||
2,916 | RLJ Lodging Trust | 32,163 | ||||
1,480 | RPT Realty | 14,548 | ||||
954 | Ryman Hospitality Properties, Inc. (e) | 72,533 | ||||
4,093 | Sabra Health Care REIT, Inc. | 57,179 | ||||
385 | Safehold, Inc. | 13,617 | ||||
2,912 | Service Properties Trust | 15,230 | ||||
5,820 | Simon Property Group, Inc. | 552,434 | ||||
3,454 | SITE Centers Corp. | 46,525 | ||||
1,122 | SL Green Realty Corp. | 51,780 | ||||
2,387 | Spirit Realty Capital, Inc. | 90,181 | ||||
3,199 | STAG Industrial, Inc. | 98,785 | ||||
4,532 | STORE Capital Corp. | 118,195 | ||||
1,857 | Summit Hotel Properties, Inc. (e) | 13,500 | ||||
2,140 | Sun Communities, Inc. | 341,030 | ||||
3,813 | Sunstone Hotel Investors, Inc. (e) | 37,825 | ||||
1,798 | Tanger Factory Outlet Centers, Inc. | 25,568 | ||||
1,318 | Terreno Realty Corp. | 73,452 | ||||
5,660 | UDR, Inc. | 260,586 | ||||
227 | Universal Health Realty Income Trust | 12,079 | ||||
2,029 | Urban Edge Properties | 30,861 | ||||
7,123 | Ventas, Inc. | 366,336 | ||||
1,527 | Veris Residential, Inc. (e) | 20,217 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
17,163 | VICI Properties, Inc. | $ | 511,286 | |||
3,147 | Vornado Realty Trust | 89,973 | ||||
1,550 | Washington Real Estate Investment Trust | 33,031 | ||||
8,109 | Welltower, Inc. | 667,776 | ||||
3,372 | WP Carey, Inc. | 279,404 | ||||
2,028 | Xenia Hotels & Resorts, Inc. (e) | 29,467 | ||||
18,166,556 | ||||||
Total Common Stocks — 99.5% | 29,355,556 | |||||
(Cost $31,491,737) | ||||||
Investment Companies (a) — 0.1% | ||||||
Guernsey — 0.1% | ||||||
8,624 | Balanced Commercial Property Trust Ltd. | 11,695 | ||||
9,773 | Picton Property Income Ltd. | 10,540 | ||||
13,145 | UK Commercial Property REIT Ltd. | 12,001 | ||||
Total Investment Companies — 0.1% | 34,236 | |||||
(Cost $41,214) | ||||||
Money Market Funds — 0.2% | ||||||
64,563 | Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio - Institutional Class - 1.34% (i) | 64,563 | ||||
(Cost $64,563) | ||||||
Total Investments — 99.8% | 29,454,355 | |||||
(Cost $31,597,514) | ||||||
Net Other Assets and Liabilities — 0.2% | 66,742 | |||||
Net Assets — 100.0% | $ | 29,521,097 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $0 or 0% of net assets. |
(c) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs section). |
(d) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
(e) | Non-income producing security. |
(f) | This is a restricted security which cannot be traded as a result of the in-specie distribution. It was acquired on August 6, 2009 at a cost of $0 and has a carrying value per share of $0. |
(g) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the Securities Act of 1933, as amended (the “1933 Act”). |
(h) | This security is exempt from registration upon resale under Rule 144A of the 1933 Act and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(i) | Rate shown reflects yield as of June 30, 2022. |
Sector Allocation | % of Total Long-Term Investments | |||
Real Estate | 99.9 | % | ||
Health Care | 0.1 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 62.4 | % | ||
Japanese Yen | 10.0 | |||
Euro | 5.6 | |||
British Pound Sterling | 4.5 | |||
Hong Kong Dollar | 4.4 | |||
Australian Dollar | 3.5 | |||
Singapore Dollar | 3.5 | |||
Canadian Dollar | 2.9 | |||
Swedish Krona | 1.5 | |||
Swiss Franc | 1.0 | |||
New Zealand Dollar | 0.3 | |||
Israeli Shekel | 0.2 | |||
South Korean Won | 0.1 | |||
Norwegian Krone | 0.1 | |||
Total | 100.0 | % | ||
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (FFR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | ||||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | ||||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Australia | $ | 1,035,605 | $ | 1,035,605 | $ | — | $ — | ** | ||||||||
Other Country Categories* | 28,319,951 | 28,319,951 | — | — | ||||||||||||
Investment Companies* | 34,236 | 34,236 | — | — | ||||||||||||
Money Market Funds | 64,563 | 64,563 | — | — | ||||||||||||
Total Investments | $ | 29,454,355 | $ | 29,454,355 | $ | — | $ — | ** |
* | See Portfolio of Investments for country breakout. |
** | Investment is valued at $0. |
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments. Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust Dow Jones Global Select Dividend Index Fund (FGD) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.7% | ||||||
Australia — 5.1% | ||||||
1,203,543 | Fortescue Metals Group Ltd. | $ | 14,562,974 | |||
1,748,666 | Harvey Norman Holdings Ltd. | 4,478,033 | ||||
152,613 | JB Hi-Fi Ltd. | 4,051,421 | ||||
1,023,740 | Super Retail Group Ltd. | 5,999,346 | ||||
29,091,774 | ||||||
Belgium — 1.0% | ||||||
135,921 | Ageas S.A./N.V. | 5,979,590 | ||||
Bermuda — 1.8% | ||||||
798,441 | CK Infrastructure Holdings Ltd. | 4,894,354 | ||||
164,813 | Lazard Ltd., Class A | 5,341,589 | ||||
10,235,943 | ||||||
Canada — 9.3% | ||||||
61,047 | Bank of Nova Scotia (The) | 3,612,928 | ||||
103,721 | BCE, Inc. | 5,098,219 | ||||
65,451 | Canadian Imperial Bank of Commerce | 3,178,482 | ||||
181,237 | Canadian Utilities Ltd., Class A | 5,405,289 | ||||
184,015 | Great-West Lifeco, Inc. | 4,493,157 | ||||
143,859 | IGM Financial, Inc. | 3,855,761 | ||||
256,434 | Labrador Iron Ore Royalty Corp. | 5,647,843 | ||||
127,271 | Laurentian Bank of Canada | 3,824,458 | ||||
265,232 | Manulife Financial Corp. | 4,599,113 | ||||
171,406 | Power Corp. of Canada | 4,410,322 | ||||
96,226 | TC Energy Corp. | 4,984,734 | ||||
158,802 | TELUS Corp. | 3,537,021 | ||||
52,647,327 | ||||||
Cayman Islands — 0.8% | ||||||
683,385 | CK Hutchison Holdings Ltd. | 4,620,173 | ||||
Denmark — 1.8% | ||||||
4,352 | AP Moller - Maersk A/S, Class A | 10,025,319 | ||||
Finland — 0.9% | ||||||
331,877 | Fortum OYJ | 4,978,642 | ||||
France — 2.0% | ||||||
202,301 | Nexity S.A. | 5,406,057 | ||||
114,939 | TotalEnergies SE | 6,067,108 | ||||
11,473,165 | ||||||
Germany — 2.7% | ||||||
24,177 | Allianz SE | 4,614,264 | ||||
96,095 | BASF SE | 4,181,699 | ||||
265,445 | Freenet AG | 6,584,385 | ||||
15,380,348 | ||||||
Hong Kong — 6.6% | ||||||
1,312,168 | BOC Hong Kong Holdings Ltd. | 5,183,923 | ||||
1,397,907 | Henderson Land Development Co., Ltd. | 5,237,608 | ||||
2,324,025 | Hysan Development Co., Ltd. | 7,004,536 | ||||
1,752,979 | New World Development Co., Ltd. | 6,288,724 | ||||
15,736,456 | PCCW Ltd. | 8,322,666 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Hong Kong (Continued) | ||||||
868,407 | Swire Pacific Ltd., Class A | $ | 5,173,832 | |||
37,211,289 | ||||||
Israel — 1.0% | ||||||
290,069 | Plus500 Ltd. | 5,907,381 | ||||
Italy — 4.8% | ||||||
2,978,712 | A2A S.p.A. | 3,783,324 | ||||
1,306,655 | Anima Holding S.p.A. (b) (c) | 4,789,863 | ||||
198,125 | Azimut Holding S.p.A. | 3,443,477 | ||||
326,736 | Eni S.p.A. | 3,878,757 | ||||
449,122 | Poste Italiane S.p.A. (b) (c) | 4,194,516 | ||||
2,959,539 | UnipolSai Assicurazioni S.p.A. | 7,083,739 | ||||
27,173,676 | ||||||
Japan — 8.6% | ||||||
277,154 | Aozora Bank Ltd. | 5,386,609 | ||||
1,101,300 | Daiwa Securities Group, Inc. | 4,918,837 | ||||
410,600 | Haseko Corp. | 4,808,693 | ||||
412,570 | Japan Tobacco, Inc. | 7,133,617 | ||||
377,000 | Mitsui OSK Lines Ltd. | 8,627,543 | ||||
136,500 | MS&AD Insurance Group Holdings, Inc. | 4,183,129 | ||||
987,800 | Resona Holdings, Inc. | 3,699,154 | ||||
364,100 | Sumitomo Corp. | 4,983,297 | ||||
161,900 | Sumitomo Mitsui Financial Group, Inc. | 4,811,179 | ||||
48,552,058 | ||||||
Jersey — 1.3% | ||||||
3,920,417 | Centamin PLC | 3,747,229 | ||||
143,800 | Janus Henderson Group PLC | 3,380,738 | ||||
7,127,967 | ||||||
Luxembourg — 0.4% | ||||||
82,183 | APERAM S.A. | 2,282,287 | ||||
Netherlands ��� 3.9% | ||||||
149,875 | ASR Nederland N.V. | 6,057,888 | ||||
47,893 | LyondellBasell Industries N.V., Class A | 4,188,722 | ||||
126,518 | NN Group N.V. | 5,746,238 | ||||
434,334 | SBM Offshore N.V. | 5,887,523 | ||||
21,880,371 | ||||||
New Zealand — 1.1% | ||||||
2,057,367 | Spark New Zealand Ltd. | 6,167,668 | ||||
South Korea — 13.2% | ||||||
1,215,507 | BNK Financial Group, Inc. | 6,281,617 | ||||
126,792 | DB Insurance Co., Ltd. | 5,986,098 | ||||
944,633 | DGB Financial Group, Inc. | 5,536,550 | ||||
180,148 | Hana Financial Group, Inc. | 5,459,661 | ||||
84,689 | Hyundai Motor Co. (Preference Shares) | 5,713,768 | ||||
883,178 | Industrial Bank of Korea | 6,543,571 | ||||
116,054 | KB Financial Group, Inc. | 4,303,759 |
First Trust Dow Jones Global Select Dividend Index Fund (FGD) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
South Korea (Continued) | ||||||
93,563 | KT&G Corp. | $ | 5,923,351 | |||
675,403 | NH Investment & Securities Co., Ltd. | 4,707,638 | ||||
27,046 | POSCO Holdings, Inc. | 4,801,373 | ||||
43,632 | Samsung Fire & Marine Insurance Co., Ltd. | 6,754,492 | ||||
274,700 | Samsung Securities Co., Ltd. | 7,076,952 | ||||
584,483 | Woori Financial Group, Inc. | 5,446,892 | ||||
74,535,722 | ||||||
Spain — 9.2% | ||||||
320,690 | ACS Actividades de Construccion y Servicios S.A. | 7,773,264 | ||||
444,776 | Cia de Distribucion Integral Logista Holdings S.A. | 8,697,519 | ||||
414,452 | Enagas S.A. | 9,151,266 | ||||
4,336,818 | Mapfre S.A. | 7,644,333 | ||||
183,126 | Naturgy Energy Group S.A. | 5,271,704 | ||||
287,398 | Red Electrica Corp., S.A. | 5,428,769 | ||||
1,621,650 | Telefonica S.A. | 8,262,557 | ||||
52,229,412 | ||||||
Sweden — 1.1% | ||||||
1,624,088 | Telia Co., AB | 6,220,266 | ||||
Switzerland — 2.8% | ||||||
39,146 | Helvetia Holding AG | 4,580,326 | ||||
77,841 | Swiss Re AG | 6,032,239 | ||||
11,907 | Zurich Insurance Group AG | 5,178,638 | ||||
15,791,203 | ||||||
United Kingdom — 10.9% | ||||||
2,852,346 | abrdn PLC | 5,550,250 | ||||
361,783 | Antofagasta PLC | 5,086,603 | ||||
2,275,698 | Ashmore Group PLC | 6,144,321 | ||||
167,965 | British American Tobacco PLC | 7,196,105 | ||||
2,257,292 | Direct Line Insurance Group PLC | 6,916,218 | ||||
3,341,696 | Jupiter Fund Management PLC | 6,024,482 | ||||
1,905,296 | Legal & General Group PLC | 5,554,765 | ||||
960,617 | Phoenix Group Holdings PLC | 6,903,897 | ||||
132,068 | Rio Tinto PLC | 7,904,081 | ||||
1,667,785 | Synthomer PLC | 4,567,939 | ||||
61,848,661 | ||||||
United States — 9.4% | ||||||
139,474 | Altria Group, Inc. | 5,825,829 | ||||
204,147 | AT&T, Inc. | 4,278,921 | ||||
267,510 | Camping World Holdings, Inc., Class A | 5,775,541 | ||||
178,750 | H&R Block, Inc. | 6,313,450 | ||||
921,108 | Lumen Technologies, Inc. | 10,049,288 | ||||
417,256 | Northwest Bancshares, Inc. | 5,340,877 | ||||
40,757 | Prudential Financial, Inc. | 3,899,630 | ||||
103,810 | Universal Corp. | 6,280,505 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
158,160 | Unum Group | $ | 5,380,603 | |||
53,144,644 | ||||||
Total Investments — 99.7% | 564,504,886 | |||||
(Cost $635,450,439) | ||||||
Net Other Assets and Liabilities — 0.3% | 1,919,301 | |||||
Net Assets — 100.0% | $ | 566,424,187 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(c) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
Sector Allocation | % of Total Long-Term Investments | |||
Financials | 43.6 | % | ||
Communication Services | 10.4 | |||
Materials | 10.1 | |||
Industrials | 7.9 | |||
Utilities | 6.9 | |||
Consumer Discretionary | 6.6 | |||
Consumer Staples | 5.7 | |||
Real Estate | 5.1 | |||
Energy | 3.7 | |||
Total | 100.0 | % | ||
First Trust Dow Jones Global Select Dividend Index Fund (FGD) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Currency Exposure Diversification | % of Total Investments | |||
Euro | 24.3 | % | ||
South Korean Won | 13.2 | |||
British Pound Sterling | 12.7 | |||
United States Dollar | 11.7 | |||
Canadian Dollar | 9.3 | |||
Japanese Yen | 8.6 | |||
Hong Kong Dollar | 8.3 | |||
Australian Dollar | 5.1 | |||
Swiss Franc | 2.8 | |||
Danish Krone | 1.8 | |||
Swedish Krona | 1.1 | |||
New Zealand Dollar | 1.1 | |||
Total | 100.0 | % |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 564,504,886 | $ | 564,504,886 | $ | — | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust Global Wind Energy ETF (FAN) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.6% | ||||||
Bermuda — 0.8% | ||||||
23,723,964 | Concord New Energy Group Ltd. | $ | 2,358,247 | |||
Canada — 16.4% | ||||||
325,468 | Boralex, Inc., Class A | 10,842,191 | ||||
685,796 | Innergex Renewable Energy, Inc. (b) | 9,217,115 | ||||
730,432 | Northland Power, Inc. | 21,744,992 | ||||
398,302 | TransAlta Renewables, Inc. | 5,090,171 | ||||
46,894,469 | ||||||
Cayman Islands — 0.3% | ||||||
1,586,949 | China High Speed Transmission Equipment Group Co., Ltd. (c) | 940,423 | ||||
China — 10.3% | ||||||
7,746,106 | China Datang Corp. Renewable Power Co., Ltd., Class H | 2,635,737 | ||||
10,976,368 | China Longyuan Power Group Corp., Ltd., Class H | 21,206,319 | ||||
2,283,799 | China Suntien Green Energy Corp., Ltd., Class H | 1,164,194 | ||||
2,366,851 | Xinjiang Goldwind Science & Technology Co., Ltd., Class H | 4,427,967 | ||||
29,434,217 | ||||||
Denmark — 13.6% | ||||||
165,461 | Cadeler A/S (c) | 542,594 | ||||
203,776 | Orsted A/S (d) (e) | 21,300,507 | ||||
806,858 | Vestas Wind Systems A/S | 17,040,812 | ||||
38,883,913 | ||||||
France — 2.6% | ||||||
413,382 | Engie S.A. | 4,750,531 | ||||
67,916 | Neoen S.A. (d) (e) | 2,559,377 | ||||
7,309,908 | ||||||
Germany — 5.9% | ||||||
24,771 | Energiekontor AG | 1,998,834 | ||||
364,225 | Nordex SE (b) (c) | 3,105,439 | ||||
137,432 | PNE AG | 1,912,618 | ||||
142,158 | RWE AG | 5,226,047 | ||||
75,961 | SGL Carbon SE (c) | 476,428 | ||||
275,228 | Siemens Energy AG | 4,033,643 | ||||
16,753,009 | ||||||
Greece — 1.2% | ||||||
194,532 | Terna Energy S.A. | 3,498,249 | ||||
Italy — 3.6% | ||||||
893,791 | Enel S.p.A. | 4,889,325 | ||||
199,801 | Prysmian S.p.A. | 5,487,911 | ||||
10,377,236 | ||||||
Japan — 2.3% | ||||||
1,156,610 | Toray Industries, Inc. | 6,488,882 | ||||
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Portugal — 2.2% | ||||||
1,351,542 | EDP - Energias de Portugal S.A. | $ | 6,305,610 | |||
South Korea — 2.0% | ||||||
40,877 | CS Bearing Co., Ltd. (c) | 399,829 | ||||
97,560 | CS Wind Corp. | 4,343,013 | ||||
38,565 | Dongkuk Structures & Construction Co., Ltd. | 192,469 | ||||
396,848 | Unison Co., Ltd. (c) | 829,823 | ||||
5,765,134 | ||||||
Spain — 16.8% | ||||||
33,320 | Acciona S.A. (b) | 6,128,081 | ||||
830,673 | EDP Renovaveis S.A. | 19,603,827 | ||||
299,930 | Endesa S.A. (b) | 5,657,633 | ||||
579,384 | Iberdrola S.A. | 6,008,535 | ||||
569,043 | Siemens Gamesa Renewable Energy S.A. (c) | 10,680,290 | ||||
48,078,366 | ||||||
Sweden — 2.1% | ||||||
81,088 | Eolus Vind AB, Class B (b) | 614,952 | ||||
355,666 | SKF AB, Class B | 5,232,556 | ||||
5,847,508 | ||||||
Switzerland — 3.3% | ||||||
195,117 | ABB Ltd. | 5,203,665 | ||||
27,082 | BKW AG | 2,828,340 | ||||
13,007 | Gurit Holding AG | 1,381,564 | ||||
9,413,569 | ||||||
United Kingdom — 3.0% | ||||||
431,976 | ReNew Energy Global PLC, Class A (b) (c) | 2,794,885 | ||||
289,669 | SSE PLC | 5,698,244 | ||||
8,493,129 | ||||||
United States — 13.2% | ||||||
113,438 | Alliant Energy Corp. | 6,648,601 | ||||
31,113 | American Superconductor Corp. (c) | 161,165 | ||||
55,429 | Arcosa, Inc. | 2,573,568 | ||||
89,509 | Clearway Energy, Inc., Class C | 3,118,494 | ||||
65,977 | Duke Energy Corp. | 7,073,394 | ||||
69,362 | General Electric Co. | 4,416,279 | ||||
97,494 | Hexcel Corp. | 5,099,911 | ||||
64,755 | Infrastructure and Energy Alternatives, Inc. (c) | 519,983 | ||||
84,640 | NextEra Energy, Inc. | 6,556,214 | ||||
119,308 | TPI Composites, Inc. (c) | 1,491,350 | ||||
37,658,959 | ||||||
Total Common Stocks — 99.6% | 284,500,828 | |||||
(Cost $323,744,279) | ||||||
First Trust Global Wind Energy ETF (FAN) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Principal Value | Description | Value | |||||
Repurchase Agreements — 8.5% | |||||||
$ | 11,000,000 | Citigroup, Inc., 1.50% (f), dated 06/30/22, due 07/01/22, with a maturity value of $11,000,458. Collateralized by U.S. Treasury Securities, interest rates of 0.75% to 3.88%, due 11/15/24 to 04/15/29. The value of the collateral including accrued interest is $11,220,000. (g) | $ | 11,000,000 | |||
11,000,000 | Daiwa Capital Markets America, Inc., 1.49% (f), dated 06/30/22, due 07/01/22, with a maturity value of $11,000,455. Collateralized by U.S. Treasury Securities, interest rates of 0.00% to 7.63%, due 07/26/22 to 02/15/50. The value of the collateral including accrued interest is $11,220,002. (g) | 11,000,000 | |||||
2,216,694 | JPMorgan Chase & Co., 1.48% (f), dated 06/30/22, due 07/01/22, with a maturity value of $2,216,785. Collateralized by U.S. Treasury Securities, interest rates of 2.88% to 3.38%, due 05/15/44 to 05/15/49. The value of the collateral including accrued interest is $2,261,028. (g) | 2,216,694 | |||||
Total Repurchase Agreements — 8.5% | 24,216,694 | ||||||
(Cost $24,216,694) | |||||||
Total Investments — 108.1% | 308,717,522 | ||||||
(Cost $347,960,973) | |||||||
Net Other Assets and Liabilities — (8.1)% | (23,204,941 | ) | |||||
Net Assets — 100.0% | $ | 285,512,581 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $22,304,328 and the total value of the collateral held by the Fund is $24,216,694. |
(c) | Non-income producing security. |
(d) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(e) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(f) | Rate shown reflects yield as of June 30, 2022. |
(g) | This security serves as collateral for securities on loan. |
Sector Allocation | % of Total Long-Term Investments | |||
Utilities | 68.1 | % | ||
Industrials | 28.7 | |||
Materials | 2.8 | |||
Energy | 0.4 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
Euro | 29.9 | % | ||
United States Dollar | 20.9 | |||
Canadian Dollar | 15.2 | |||
Danish Krone | 12.4 | |||
Hong Kong Dollar | 10.6 | |||
Swiss Franc | 3.1 | |||
Japanese Yen | 2.1 | |||
Swedish Krona | 1.9 | |||
South Korean Won | 1.9 | |||
British Pound Sterling | 1.8 | |||
Norwegian Krone | 0.2 | |||
Total | 100.0 | % |
First Trust Global Wind Energy ETF (FAN) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): |
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 284,500,828 | $ | 284,500,828 | $ | — | $ | — | ||||||||
Repurchase Agreements | 24,216,694 | — | 24,216,694 | — | ||||||||||||
Total Investments | $ | 308,717,522 | $ | 284,500,828 | $ | 24,216,694 | $ | — | ||||||||
* See Portfolio of Investments for country breakout.
|
First Trust Global Engineering and Construction ETF (FLM) (a) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (b) — 99.8% | ||||||
Australia — 2.0% | ||||||
36,331 | Downer EDI Ltd. | $ | 126,641 | |||
1,852 | Monadelphous Group Ltd. | 12,720 | ||||
139,361 | ||||||
Canada — 4.9% | ||||||
3,831 | Aecon Group, Inc. | 39,078 | ||||
7,951 | SNC-Lavalin Group, Inc. | 136,758 | ||||
3,946 | Stantec, Inc. | 172,867 | ||||
348,703 | ||||||
Cayman Islands — 1.8% | ||||||
113,745 | China State Construction International Holdings Ltd. | 125,823 | ||||
China — 2.2% | ||||||
251,677 | China Railway Group Ltd., Class H | 155,558 | ||||
Finland — 0.1% | ||||||
2,403 | YIT OYJ | 8,008 | ||||
France — 9.8% | ||||||
7,376 | Bouygues S.A. | 226,944 | ||||
2,422 | Eiffage S.A. | 217,976 | ||||
2,850 | Vinci S.A. | 253,748 | ||||
698,668 | ||||||
Germany — 1.2% | ||||||
1,771 | HOCHTIEF AG | 86,208 | ||||
Ireland — 2.6% | ||||||
3,025 | Kingspan Group PLC | 181,961 | ||||
Italy — 0.3% | ||||||
13,805 | Webuild S.p.A. | 21,397 | ||||
Japan — 29.6% | ||||||
17,300 | Chiyoda Corp. (c) | 54,572 | ||||
8,700 | COMSYS Holdings Corp. | 165,818 | ||||
8,100 | EXEO Group, Inc. | 126,742 | ||||
14,400 | INFRONEER Holdings, Inc. | 102,417 | ||||
14,500 | JGC Holdings Corp. | 187,448 | ||||
18,500 | Kajima Corp. | 212,297 | ||||
3,200 | Kandenko Co., Ltd. | 19,953 | ||||
6,500 | Kinden Corp. | 75,070 | ||||
2,470 | Kumagai Gumi Co., Ltd. | 50,081 | ||||
3,720 | Nishimatsu Construction Co., Ltd. | 111,452 | ||||
27,400 | Obayashi Corp. | 198,917 | ||||
1,800 | Okumura Corp. | 39,999 | ||||
17,200 | Penta-Ocean Construction Co., Ltd. | 92,795 | ||||
2,700 | Raito Kogyo Co., Ltd. | 36,934 | ||||
34,600 | Shimizu Corp. | 191,259 | ||||
3,200 | SHO-BOND Holdings Co., Ltd. | 140,802 | ||||
7,500 | Taisei Corp. | 233,546 | ||||
12,300 | Toda Corp. | 65,271 | ||||
2,105,373 | ||||||
Shares | Description | Value | ||||
Common Stocks (b) (Continued) | ||||||
Netherlands — 4.4% | ||||||
3,524 | Arcadis N.V. | $ | 118,545 | |||
4,438 | Boskalis Westminster | 148,826 | ||||
19,115 | Koninklijke BAM Groep N.V. (c) | 45,192 | ||||
312,563 | ||||||
Norway — 0.4% | ||||||
2,797 | Veidekke ASA | 25,415 | ||||
Philippines — 1.0% | ||||||
11,180 | Manila Electric Co. | 73,198 | ||||
South Korea — 3.1% | ||||||
20,685 | Daewoo Engineering & Construction Co., Ltd. (c) | 93,038 | ||||
5,261 | GS Engineering & Construction Corp. | 127,838 | ||||
220,876 | ||||||
Spain — 4.0% | ||||||
8,097 | ACS Actividades de Construccion y Servicios S.A. | 196,265 | ||||
6,267 | Obrascon Huarte Lain S.A. (c) | 3,855 | ||||
33,392 | Sacyr S.A. | 80,274 | ||||
280,394 | ||||||
Sweden — 4.5% | ||||||
5,561 | NCC AB, Class B | 55,937 | ||||
11,895 | Peab AB, Class B | 69,535 | ||||
12,725 | Skanska AB, Class B | 195,047 | ||||
320,519 | ||||||
United Kingdom — 1.3% | ||||||
30,336 | Balfour Beatty PLC | 93,871 | ||||
United States — 26.6% | ||||||
3,706 | AECOM | 241,705 | ||||
2,032 | Dycom Industries, Inc. (c) | 189,057 | ||||
2,026 | EMCOR Group, Inc. | 208,597 | ||||
7,406 | Fluor Corp. (c) | 180,262 | ||||
3,812 | Granite Construction, Inc. | 111,082 | ||||
1,883 | Jacobs Engineering Group, Inc. | 239,386 | ||||
4,902 | KBR, Inc. | 237,208 | ||||
2,799 | MasTec, Inc. (c) | 200,576 | ||||
2,259 | Quanta Services, Inc. | 283,143 | ||||
1,891,016 | ||||||
Total Common Stocks — 99.8% | 7,088,912 | |||||
(Cost $7,422,298) | ||||||
Warrants (b) — 0.0% | ||||||
Italy — 0.0% | ||||||
1,985 | Webuild S.p.A., expiring 7/5/23 (c) (d) (e) (f) | 726 | ||||
(Cost $0) | ||||||
First Trust Global Engineering and Construction ETF (FLM) (a) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Money Market Funds — 1.2% | ||||||
86,865 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (g) (h) | $ | 86,865 | |||
(Cost $86,865) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 1.1% | |||||||
$ | 81,695 | BNP Paribas S.A., 1.44% (g), dated 06/30/22, due 07/01/22, with a maturity value of $81,698. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $83,500. (h) | 81,695 | ||||
(Cost $81,695) | |||||||
Total Investments — 102.1% | 7,258,198 | ||||||
(Cost $7,590,858) | |||||||
Net Other Assets and Liabilities — (2.1)% | (152,962 | ) | |||||
Net Assets — 100.0% | $ | 7,105,236 |
(a) | As of July 29, 2022, the Fund changed its name and ticker to First Trust Alerian U.S. NextGen Infrastructure ETF (RBLD). |
(b) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(c) | Non-income producing security. |
(d) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $726 or 0.0% of net assets. |
(e) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
(f) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $617 and the total value of the collateral held by the Fund is $168,560. At June 30, 2022, due to a pending sale, the Fund held collateral for a security that was previously on loan. |
(g) | Rate shown reflects yield as of June 30, 2022. |
(h) | This security serves as collateral for securities on loan. |
Sector Allocation | % of Total Long-Term Investments | |||
Industrials | 98.9 | % | ||
Utilities | 1.0 | |||
Consumer Discretionary | 0.1 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
Japanese Yen | 29.0 | % | ||
United States Dollar | 28.4 | |||
Euro | 21.9 | |||
Canadian Dollar | 4.8 | |||
Swedish Krona | 4.4 | |||
Hong Kong Dollar | 3.9 | |||
South Korean Won | 3.0 | |||
Australian Dollar | 1.9 | |||
British Pound Sterling | 1.3 | |||
Philippine Peso | 1.0 | |||
Norwegian Krone | 0.4 | |||
Total | 100.0 | % |
First Trust Global Engineering and Construction ETF (FLM) (a) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 7,088,912 | $ | 7,088,912 | $ | — | $ | — | ||||||||
Warrants* | 726 | — | 726 | — | ||||||||||||
Money Market Funds | 86,865 | 86,865 | — | — | ||||||||||||
Repurchase Agreements | 81,695 | — | 81,695 | — | ||||||||||||
Total Investments | $ | 7,258,198 | $ | 7,175,777 | $ | 82,421 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund (GRID) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.4% | ||||||
Belgium — 2.4% | ||||||
95,039 | Elia Group S.A./N.V. | $ | 13,465,452 | |||
Canada — 0.3% | ||||||
36,084 | Fortis, Inc. | 1,705,804 | ||||
3,642 | Stella-Jones, Inc. | 91,956 | ||||
1,797,760 | ||||||
Cayman Islands — 0.1% | ||||||
1,322,585 | Wasion Holdings Ltd. | 433,176 | ||||
China — 0.5% | ||||||
66,389 | BYD Co., Ltd., Class H | 2,656,643 | ||||
Denmark — 0.9% | ||||||
121,415 | NKT A/S (b) | 5,159,353 | ||||
France — 7.9% | ||||||
139,977 | Engie S.A. | 1,608,597 | ||||
1,919 | Nexans S.A. | 148,715 | ||||
365,178 | Schneider Electric SE | 43,205,689 | ||||
10,966 | SPIE S.A. | 237,882 | ||||
45,200,883 | ||||||
Germany — 2.0% | ||||||
159,810 | E. ON SE | 1,341,128 | ||||
91,853 | Infineon Technologies AG | 2,222,592 | ||||
641 | PSI Software AG | 19,178 | ||||
56,571 | Siemens AG | 5,755,867 | ||||
53,919 | SMA Solar Technology AG (b) (c) | 2,188,990 | ||||
11,527,755 | ||||||
Ireland — 18.1% | ||||||
364,214 | Eaton Corp. PLC | 45,887,322 | ||||
926,070 | Johnson Controls International PLC | 44,340,232 | ||||
432,364 | nVent Electric PLC | 13,545,964 | ||||
103,773,518 | ||||||
Italy — 8.1% | ||||||
545,923 | Enel S.p.A. | 2,986,375 | ||||
719,680 | Prysmian S.p.A. | 19,767,367 | ||||
2,986,224 | Terna - Rete Elettrica Nazionale S.p.A. | 23,433,146 | ||||
46,186,888 | ||||||
Japan — 2.0% | ||||||
5,535 | GS Yuasa Corp. | 86,607 | ||||
73,224 | Hitachi Ltd. | 3,474,470 | ||||
120,899 | Meidensha Corp. | 1,773,209 | ||||
20,653 | NEC Corp. | 802,191 | ||||
19,225 | NGK Insulators Ltd. | 259,016 | ||||
149,290 | Nissin Electric Co., Ltd. | 1,680,173 | ||||
109,926 | Osaki Electric Co., Ltd. | 395,371 | ||||
185,570 | Panasonic Holdings Corp. | 1,499,687 | ||||
29,900 | Takaoka Toko Co., Ltd. | 373,309 | ||||
27,186 | Toshiba Corp. | 1,105,032 | ||||
11,449,065 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Jersey — 7.4% | ||||||
475,151 | Aptiv PLC (b) | $ | 42,321,699 | |||
Netherlands — 1.4% | ||||||
57,146 | Alfen Beheer BV (b) (d) (e) | 5,279,585 | ||||
16,283 | NXP Semiconductors N.V. | 2,410,372 | ||||
4,842 | STMicroelectronics N.V. | 152,378 | ||||
7,842,335 | ||||||
Portugal — 0.5% | ||||||
999,018 | REN - Redes Energeticas Nacionais SGPS S.A. | 3,009,910 | ||||
South Korea — 4.0% | ||||||
13,435 | Hyosung Heavy Industries Corp. (b) | 651,883 | ||||
54,308 | Samsung SDI Co., Ltd. | 22,251,892 | ||||
22,903,775 | ||||||
Spain — 3.8% | ||||||
1,146,489 | Red Electrica Corp., S.A. (c) | 21,656,464 | ||||
Switzerland — 8.2% | ||||||
1,646,960 | ABB Ltd. | 43,923,534 | ||||
60,438 | Landis+Gyr Group AG | 3,168,619 | ||||
47,092,153 | ||||||
Taiwan — 0.5% | ||||||
36,966 | Advantech Co., Ltd. | 430,162 | ||||
1,170,296 | Chung-Hsin Electric & Machinery Manufacturing Corp. | 2,168,709 | ||||
2,598,871 | ||||||
United Kingdom — 0.8% | ||||||
242,697 | National Grid PLC | 3,107,977 | ||||
73,481 | SSE PLC | 1,445,487 | ||||
4,553,464 | ||||||
United States — 30.5% | ||||||
91,256 | Advanced Energy Industries, Inc. | 6,659,863 | ||||
40,913 | AES (The) Corp. | 859,582 | ||||
65,123 | American Superconductor Corp. (b) | 337,337 | ||||
39,313 | Analog Devices, Inc. | 5,743,236 | ||||
3,106 | Arcosa, Inc. | 144,212 | ||||
1,400 | AZZ, Inc. | 57,148 | ||||
2,778 | Belden, Inc. | 147,984 | ||||
280,134 | Cisco Systems, Inc. | 11,944,914 | ||||
1,910 | Digi International, Inc. (b) | 46,260 | ||||
44,924 | Emerson Electric Co. | 3,573,255 | ||||
2,767 | EnerSys | 163,142 | ||||
135,561 | Enphase Energy, Inc. (b) | 26,466,930 | ||||
1,466 | ESCO Technologies, Inc. | 100,230 | ||||
87,285 | Fluence Energy, Inc. (b) (c) | 827,462 | ||||
4,345 | Generac Holdings, Inc. (b) | 914,970 | ||||
69,092 | General Electric Co. | 4,399,088 |
First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund (GRID) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
51,484 | Honeywell International, Inc. | $ | 8,948,434 | |||
3,734 | Hubbell, Inc. | 666,818 | ||||
64,623 | International Business Machines Corp. | 9,124,121 | ||||
100,573 | Itron, Inc. (b) | 4,971,323 | ||||
1,590 | Littelfuse, Inc. | 403,924 | ||||
4,018 | MasTec, Inc. (b) | 287,930 | ||||
37,952 | MYR Group, Inc. (b) | 3,344,710 | ||||
67,588 | NVIDIA Corp. | 10,245,665 | ||||
115,022 | Oracle Corp. | 8,036,587 | ||||
8,793 | Preformed Line Products Co. | 540,770 | ||||
212,101 | Quanta Services, Inc. | 26,584,739 | ||||
92,526 | SolarEdge Technologies, Inc. (b) | 25,322,516 | ||||
16,643 | Tesla, Inc. (b) | 11,207,729 | ||||
17,783 | Trimble, Inc. (b) | 1,035,504 | ||||
1,402 | Valmont Industries, Inc. | 314,931 | ||||
2,992 | WESCO International, Inc. (b) | 320,443 | ||||
30,593 | Willdan Group, Inc. (b) | 843,755 | ||||
174,585,512 | ||||||
Total Common Stocks — 99.4% | 568,214,676 | |||||
(Cost $672,452,489) | ||||||
Money Market Funds — 2.1% | ||||||
11,802,056 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (f) (g) | 11,802,056 | ||||
(Cost $11,802,056) |
Principal Value | Description | Value | |||||
Repurchase Agreements — 1.9% | |||||||
$ | 11,099,618 | BNP Paribas S.A., 1.44% (f), dated 06/30/22, due 07/01/22, with a maturity value of $11,100,062. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $11,344,929. (g) | 11,099,618 | ||||
(Cost $11,099,618) | |||||||
Total Investments — 103.4% | 591,116,350 | ||||||
(Cost $695,354,163) | |||||||
Net Other Assets and Liabilities — (3.4)% | (19,502,300 | ) | |||||
Net Assets — 100.0% | $ | 571,614,050 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | Non-income producing security. |
(c) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $21,738,536 and the total value of the collateral held by the Fund is $22,901,674. |
(d) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(e) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(f) | Rate shown reflects yield as of June 30, 2022. |
(g) | This security serves as collateral for securities on loan. |
Sector Allocation | % of Total Long-Term Investments | |||
Industrials | 51.2 | % | ||
Information Technology | 25.5 | |||
Utilities | 13.1 | |||
Consumer Discretionary | 10.2 | |||
Materials | 0.0 | * | ||
Total | 100.0 | % |
* | Amount is less than 0.1%. |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 58.6 | % | ||
Euro | 24.7 | |||
Swiss Franc | 8.0 | |||
South Korean Won | 3.9 | |||
Japanese Yen | 1.9 | |||
Danish Krone | 0.9 | |||
British Pound Sterling | 0.8 | |||
Hong Kong Dollar | 0.5 | |||
New Taiwan Dollar | 0.4 | |||
Canadian Dollar | 0.3 | |||
Total | 100.0 | % |
First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund (GRID) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 568,214,676 | $ | 568,214,676 | $ | — | $ | — | ||||||||
Money Market Funds | 11,802,056 | 11,802,056 | — | — | ||||||||||||
Repurchase Agreements | 11,099,618 | — | 11,099,618 | — | ||||||||||||
Total Investments | $ | 591,116,350 | $ | 580,016,732 | $ | 11,099,618 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust Indxx Global Natural Resources Income ETF (FTRI) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.2% | ||||||
Australia — 13.9% | ||||||
928,998 | Alumina Ltd. | $ | 939,418 | |||
363,966 | BHP Group Ltd., ADR (b) | 20,447,610 | ||||
623,392 | Fortescue Metals Group Ltd. | 7,543,097 | ||||
28,930,125 | ||||||
Bermuda — 0.4% | ||||||
318,040 | China Water Affairs Group Ltd. | 295,877 | ||||
604,976 | Nine Dragons Paper Holdings Ltd. | 511,934 | ||||
807,811 | ||||||
Brazil — 14.4% | ||||||
810,884 | Petroleo Brasileiro S.A., ADR | 9,471,125 | ||||
38,444 | SLC Agricola S.A. | 324,759 | ||||
1,375,116 | Vale S.A., ADR | 20,117,947 | ||||
29,913,831 | ||||||
Canada — 14.7% | ||||||
93,401 | Enerplus Corp. | 1,234,269 | ||||
126,638 | Nutrien Ltd. | 10,091,782 | ||||
64,947 | Peyto Exploration & Development Corp. (b) | 607,491 | ||||
473,119 | Suncor Energy, Inc. | 16,598,861 | ||||
28,095 | West Fraser Timber Co., Ltd. | 2,155,798 | ||||
30,688,201 | ||||||
Chile — 0.1% | ||||||
23,758 | CAP S.A. | 214,108 | ||||
China — 2.7% | ||||||
1,340,361 | China Shenhua Energy Co., Ltd., Class H | 3,843,366 | ||||
149,040 | Shandong Chenming Paper Holdings Ltd., Class H (c) | 56,791 | ||||
573,965 | Yankuang Energy Group Co., Ltd., Class H | 1,799,401 | ||||
5,699,558 | ||||||
Colombia — 3.4% | ||||||
654,687 | Ecopetrol S.A., ADR | 7,109,901 | ||||
India — 2.4% | ||||||
828,121 | Coal India Ltd. | 1,946,238 | ||||
725,656 | GAIL India Ltd. | 1,242,314 | ||||
448,123 | NMDC Ltd. | 613,972 | ||||
445,004 | Vedanta Ltd. | 1,256,588 | ||||
5,059,112 | ||||||
Indonesia — 0.5% | ||||||
5,564,034 | Adaro Energy Indonesia Tbk PT | 1,068,175 | ||||
Japan — 2.2% | ||||||
30,200 | Daio Paper Corp. | 314,955 | ||||
391,400 | Inpex Corp. | 4,240,551 | ||||
4,555,506 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Luxembourg — 0.2% | ||||||
17,710 | APERAM S.A. | $ | 491,821 | |||
Norway — 1.2% | ||||||
61,032 | Yara International ASA | 2,550,410 | ||||
Portugal — 0.2% | ||||||
84,756 | Navigator (The) Co., S.A. | 340,715 | ||||
South Africa — 3.1% | ||||||
42,099 | African Rainbow Minerals Ltd. | 553,125 | ||||
95,918 | Exxaro Resources Ltd. | 1,168,438 | ||||
335,992 | Impala Platinum Holdings Ltd. | 3,741,012 | ||||
22,247 | Kumba Iron Ore Ltd. | 718,810 | ||||
31,186 | Royal Bafokeng Platinum Ltd. | 280,830 | ||||
6,462,215 | ||||||
Sweden — 1.6% | ||||||
106,582 | Boliden AB | 3,389,765 | ||||
Taiwan — 0.5% | ||||||
283,149 | Taiwan Fertilizer Co., Ltd. | 608,513 | ||||
413,259 | YFY, Inc. | 353,724 | ||||
962,237 | ||||||
United Kingdom — 12.6% | ||||||
84,385 | Ferrexpo PLC | 133,847 | ||||
321,619 | Rio Tinto PLC, ADR (b) | 19,618,759 | ||||
92,984 | Severn Trent PLC | 3,077,621 | ||||
266,053 | United Utilities Group PLC | 3,303,437 | ||||
26,133,664 | ||||||
United States — 25.1% | ||||||
12,525 | Andersons (The), Inc. | 413,200 | ||||
126,195 | Archer-Daniels-Midland Co. | 9,792,732 | ||||
21,129 | California Water Service Group | 1,173,716 | ||||
82,248 | CF Industries Holdings, Inc. | 7,051,121 | ||||
312,526 | Coterra Energy, Inc. | 8,060,045 | ||||
49,705 | FMC Corp. | 5,318,932 | ||||
146,188 | International Paper Co. | 6,115,044 | ||||
10,593 | SJW Group | 661,109 | ||||
112,635 | Tyson Foods, Inc., Class A | 9,693,368 | ||||
99,665 | Westrock Co. | 3,970,654 | ||||
52,249,921 | ||||||
Total Common Stocks — 99.2% | 206,627,076 | |||||
(Cost $230,608,428) | ||||||
Money Market Funds — 4.2% | ||||||
8,631,123 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (d) (e) | 8,631,123 | ||||
(Cost $8,631,123) | ||||||
First Trust Indxx Global Natural Resources Income ETF (FTRI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Principal Value | Description | Value | |||||
Repurchase Agreements — 3.9% | |||||||
$ | 8,117,413 | BNP Paribas S.A., 1.44% (d), dated 06/30/22, due 07/01/22, with a maturity value of $8,117,738. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $8,296,815. (e) | $ | 8,117,413 | |||
(Cost $8,117,413) | |||||||
Total Investments — 107.3% | 223,375,612 | ||||||
(Cost $247,356,964) | |||||||
Net Other Assets and Liabilities — (7.3)% | (15,162,792 | ) | |||||
Net Assets — 100.0% | $ | 208,212,820 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $15,855,087 and the total value of the collateral held by the Fund is $16,748,536. |
(c) | Non-income producing security. |
(d) | Rate shown reflects yield as of June 30, 2022. |
(e) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Materials | 57.8 | % | ||
Energy | 27.7 | |||
Consumer Staples | 9.8 | |||
Utilities | 4.7 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 69.8 | % | ||
Canadian Dollar | 9.2 | |||
Australian Dollar | 3.8 | |||
British Pound Sterling | 2.9 | |||
Hong Kong Dollar | 2.9 | |||
South African Rand | 2.9 | |||
Indian Rupee | 2.3 | |||
Japanese Yen | 2.0 | |||
Swedish Krona | 1.5 | |||
Norwegian Krone | 1.1 | |||
Indonesian Rupiah | 0.5 | |||
New Taiwan Dollar | 0.4 | |||
Euro | 0.4 | |||
Brazilian Real | 0.2 | |||
Chilean Peso | 0.1 | |||
Total | 100.0 | % |
First Trust Indxx Global Natural Resources Income ETF (FTRI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
| |||
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 206,627,076 | $ | 206,627,076 | $ | — | $ | — | ||||||||
Money Market Funds | 8,631,123 | 8,631,123 | — | — | ||||||||||||
Repurchase Agreements | 8,117,413 | — | 8,117,413 | — | ||||||||||||
Total Investments | $ | 223,375,612 | $ | 215,258,199 | $ | 8,117,413 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust Indxx Global Agriculture ETF (FTAG) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.8% | ||||||
Australia — 1.1% | ||||||
88,808 | Incitec Pivot Ltd. | $ | 202,902 | |||
17,376 | Nufarm Ltd. | 61,048 | ||||
263,950 | ||||||
Bermuda — 2.4% | ||||||
6,527 | Bunge Ltd. | 591,934 | ||||
Canada — 7.9% | ||||||
24,081 | Nutrien Ltd. | 1,917,762 | ||||
Chile — 2.2% | ||||||
6,530 | Sociedad Quimica y Minera de Chile S.A., ADR | 545,451 | ||||
China — 0.1% | ||||||
80,953 | China BlueChemical Ltd., Class H | 23,316 | ||||
Germany — 19.6% | ||||||
40,031 | BASF SE | 1,742,001 | ||||
39,476 | Bayer AG | 2,346,452 | ||||
21,307 | Evonik Industries AG | 454,614 | ||||
8,752 | K+S AG | 212,692 | ||||
4,755,759 | ||||||
India — 8.4% | ||||||
2,047 | Bayer CropScience Ltd. | 129,787 | ||||
19,048 | Chambal Fertilisers and Chemicals Ltd. | 64,195 | ||||
13,439 | Coromandel International Ltd. | 162,201 | ||||
6,032 | Escorts Kubota Ltd. | 110,355 | ||||
7,109 | Gujarat Narmada Valley Fertilizers & Chemicals Ltd. | 51,473 | ||||
56,897 | Mahindra & Mahindra Ltd. | 787,577 | ||||
6,939 | PI Industries Ltd. | 224,893 | ||||
22,807 | Sumitomo Chemical India Ltd. | 122,493 | ||||
11,637 | Tata Chemicals Ltd. | 116,904 | ||||
34,330 | UPL Ltd. | 274,910 | ||||
2,044,788 | ||||||
Israel — 2.2% | ||||||
58,855 | ICL Group Ltd. | 533,965 | ||||
Japan — 6.9% | ||||||
54,900 | Kubota Corp. | 820,182 | ||||
9,300 | Mitsui Chemicals, Inc. | 198,091 | ||||
6,600 | Nissan Chemical Corp. | 304,024 | ||||
2,100 | Sakata Seed Corp. | 70,810 | ||||
75,800 | Sumitomo Chemical Co., Ltd. | 296,653 | ||||
1,689,760 | ||||||
Malaysia — 3.1% | ||||||
366,101 | Petronas Chemicals Group Bhd | 747,569 | ||||
Mexico — 0.9% | ||||||
91,906 | Orbia Advance Corp. SAB de CV | 215,717 | ||||
Netherlands — 4.3% | ||||||
61,924 | CNH Industrial N.V. | 717,699 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Netherlands (Continued) | ||||||
9,634 | OCI N.V. | $ | 317,822 | |||
1,035,521 | ||||||
Norway — 2.0% | ||||||
11,646 | Yara International ASA | 486,664 | ||||
Qatar — 4.6% | ||||||
254,528 | Industries Qatar QSC | 1,114,772 | ||||
Russia — 0.0% | ||||||
1,918 | PhosAgro PJSC (b) (c) (d) | 4,492 | ||||
Singapore — 3.5% | ||||||
292,900 | Wilmar International Ltd. | 851,735 | ||||
Switzerland — 0.7% | ||||||
468 | Bucher Industries AG | 162,757 | ||||
Taiwan — 0.4% | ||||||
44,533 | Taiwan Fertilizer Co., Ltd. | 95,705 | ||||
Turkey — 0.3% | ||||||
15,272 | Gubre Fabrikalari TAS (e) | 64,917 | ||||
United States — 29.2% | ||||||
3,407 | AGCO Corp. | 336,271 | ||||
547 | Alamo Group, Inc. | 63,687 | ||||
9,538 | CF Industries Holdings, Inc. | 817,693 | ||||
1,562 | Compass Minerals International, Inc. | 55,279 | ||||
20,457 | Corteva, Inc. | 1,107,542 | ||||
483 | CVR Partners, L.P. (f) | 48,227 | ||||
7,861 | Deere & Co. | 2,354,134 | ||||
5,759 | FMC Corp. | 616,270 | ||||
502 | Lindsay Corp. | 66,676 | ||||
4,095 | LSB Industries, Inc. (g) | 56,757 | ||||
16,552 | Mosaic (The) Co. | 781,751 | ||||
2,532 | Scotts Miracle-Gro (The) Co. | 200,003 | ||||
2,054 | SiteOne Landscape Supply, Inc. (e) | 244,159 | ||||
4,782 | Toro (The) Co. | 362,428 | ||||
7,110,877 | ||||||
Total Investments — 99.8% | 24,257,411 | |||||
(Cost $29,255,491) | ||||||
Net Other Assets and Liabilities — 0.2% | 45,674 | |||||
Net Assets — 100.0% | $ | 24,303,085 |
First Trust Indxx Global Agriculture ETF (FTAG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $4,492 or 0.0% of net assets. |
(c) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs section). |
(d) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
(e) | Non-income producing security. |
(f) | Security is a Master Limited Partnership (“MLP”). |
(g) | Non-income producing security which makes payment-in-kind (“PIK”) distributions. There were no in-kind distributions received for the fiscal year-to-date period (October 1, 2021 to June 30, 2022). |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Materials | 54.6 | % | ||
Industrials | 26.2 | |||
Health Care | 9.7 | |||
Consumer Staples | 6.2 | |||
Consumer Discretionary | 3.3 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 36.9 | % | ||
Euro | 20.9 | |||
Indian Rupee | 8.4 | |||
Canadian Dollar | 7.9 | |||
Japanese Yen | 7.0 | |||
Qatar Riyal | 4.6 | |||
Singapore Dollar | 3.5 | |||
Malaysian Ringgit | 3.1 | |||
Israeli Shekel | 2.2 | |||
Norwegian Krone | 2.0 | |||
Australian Dollar | 1.1 | |||
Mexican Peso | 0.9 | |||
Swiss Franc | 0.7 | |||
New Taiwan Dollar | 0.4 | |||
Turkish Lira | 0.3 | |||
Hong Kong Dollar | 0.1 | |||
Russian Ruble | 0.0 | * | ||
Total | 100.0 | % | ||
| ||||
* Amount is less than 0.1% |
First Trust Indxx Global Agriculture ETF (FTAG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Russia | $ | 4,492 | $ | — | $ | — | $ | 4,492 | ||||||||
Other Country Categories* | 24,252,919 | 24,252,919 | — | — | ||||||||||||
Total Common Stocks | $ | 24,257,411 | $ | 24,252,919 | $ | — | $ | 4,492 | ||||||||
* See Portfolio of Investments for country breakout. |
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments.
Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust BICK Index Fund (BICK) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.6% | ||||||
Brazil — 18.8% | ||||||
57,571 | Ambev S.A., ADR | $ | 144,503 | |||
63,234 | B3 S.A. - Brasil Bolsa Balcao | 133,030 | ||||
40,096 | Banco Bradesco S.A., ADR | 130,713 | ||||
22,051 | Banco do Brasil S.A. | 140,477 | ||||
19,162 | Centrais Eletricas Brasileiras S.A. | 169,049 | ||||
36,973 | Cia Siderurgica Nacional S.A. | 108,868 | ||||
33,957 | Equatorial Energia S.A. | 148,456 | ||||
27,683 | Gerdau S.A. (Preference Shares) | 118,435 | ||||
120,164 | Hapvida Participacoes e Investimentos S.A. (b) (c) | 125,366 | ||||
31,097 | Itau Unibanco Holding S.A., ADR | 133,095 | ||||
84,202 | Itausa S.A. (Preference Shares) | 134,184 | ||||
22,683 | JBS S.A. | 137,178 | ||||
14,039 | Localiza Rent a Car S.A. | 140,512 | ||||
30,357 | Lojas Renner S.A. | 130,919 | ||||
217,070 | Magazine Luiza S.A. | 97,887 | ||||
49,029 | Natura & Co. Holding S.A. | 126,380 | ||||
28,850 | Petro Rio S.A. (d) | 121,112 | ||||
12,277 | Petroleo Brasileiro S.A., ADR | 143,395 | ||||
22,543 | Rede D’Or Sao Luiz S.A. (b) (c) | 124,874 | ||||
15,093 | Suzano S.A. | 143,649 | ||||
9,441 | Vale S.A., ADR | 138,122 | ||||
31,829 | WEG S.A. | 160,865 | ||||
2,951,069 | ||||||
Cayman Islands — 25.5% | ||||||
1,774 | Alibaba Group Holding Ltd., ADR (d) | 201,668 | ||||
14,873 | ANTA Sports Products Ltd. | 182,719 | ||||
1,214 | Baidu, Inc., ADR (d) | 180,558 | ||||
3,037 | JD.com, Inc., ADR | 195,036 | ||||
12,717 | KE Holdings, Inc., ADR (d) | 228,270 | ||||
17,612 | Kuaishou Technology (b) (c) (d) | 196,168 | ||||
6,797 | Li Auto, Inc., ADR (d) | 260,393 | ||||
21,937 | Li Ning Co., Ltd. | 203,245 | ||||
7,192 | Meituan, Class B (b) (c) (d) | 177,994 | ||||
1,643 | NetEase, Inc., ADR | 153,391 | ||||
9,799 | NIO, Inc., ADR (d) | 212,834 | ||||
44,727 | NU Holdings Ltd., Class A (d) (e) | 167,279 | ||||
11,094 | Pagseguro Digital Ltd., Class A (d) | 113,603 | ||||
3,384 | Pinduoduo, Inc., ADR (d) | 209,131 | ||||
16,973 | StoneCo., Ltd., Class A (d) | 130,692 | ||||
3,730 | Tencent Holdings Ltd. | 168,465 | ||||
7,725 | Trip.com Group Ltd., ADR (d) | 212,051 | ||||
22,893 | Wuxi Biologics Cayman, Inc. (b) (c) (d) | 209,476 | ||||
110,113 | Xiaomi Corp., Class B (b) (c) (d) | 191,408 | ||||
7,251 | XPeng, Inc., ADR (d) | 230,147 | ||||
6,326 | ZTO Express Cayman, Inc., ADR | 173,649 | ||||
3,998,177 | ||||||
China — 6.6% | ||||||
424,000 | Bank of China Ltd., Class H | 169,129 | ||||
4,653 | BYD Co., Ltd., Class H | 186,196 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
China (Continued) | ||||||
228,579 | China Construction Bank Corp., Class H | $ | 153,516 | |||
26,531 | China Merchants Bank Co., Ltd., Class H | 177,509 | ||||
283,666 | Industrial & Commercial Bank of China Ltd., Class H | 168,461 | ||||
26,770 | Ping An Insurance (Group) Co. of China Ltd., Class H | 182,008 | ||||
1,036,819 | ||||||
India — 17.2% | ||||||
6,414 | Dr. Reddy’s Laboratories Ltd., ADR | 355,272 | ||||
6,167 | HDFC Bank Ltd., ADR | 338,938 | ||||
18,443 | ICICI Bank Ltd., ADR | 327,179 | ||||
18,824 | Infosys Ltd., ADR | 348,432 | ||||
5,283 | Reliance Industries Ltd., GDR (b) | 343,659 | ||||
5,987 | State Bank of India, GDR (c) | 348,443 | ||||
12,457 | Tata Motors Ltd., ADR (d) (e) | 322,263 | ||||
59,368 | Wipro Ltd., ADR | 315,244 | ||||
2,699,430 | ||||||
Jersey — 2.3% | ||||||
4,879 | WNS (Holdings) Ltd., ADR (d) | 364,169 | ||||
Mauritius — 3.8% | ||||||
23,891 | Azure Power Global Ltd. (d) (e) | 272,357 | ||||
12,835 | MakeMyTrip Ltd. (d) | 329,603 | ||||
601,960 | ||||||
South Korea — 21.1% | ||||||
1,314 | Celltrion, Inc. | 180,645 | ||||
10,160 | Doosan Enerbility Co., Ltd. (d) | 151,805 | ||||
1,668 | Ecopro BM Co., Ltd. | 145,809 | ||||
913 | HYBE Co., Ltd. (d) | 102,312 | ||||
1,113 | Hyundai Motor Co. | 154,726 | ||||
2,480 | Kakao Corp. | 133,512 | ||||
5,186 | KakaoBank Corp. (d) | 120,823 | ||||
3,491 | KB Financial Group, Inc. | 129,461 | ||||
2,460 | Kia Corp. | 146,456 | ||||
812 | Krafton, Inc. (d) | 136,959 | ||||
812 | L&F Co., Ltd. (d) | 131,331 | ||||
360 | LG Chem Ltd. | 143,068 | ||||
2,008 | LG Electronics, Inc. | 136,557 | ||||
548 | LG Innotek Co., Ltd. | 144,555 | ||||
732 | NAVER Corp. | 135,305 | ||||
463 | NCSoft Corp. | 124,629 | ||||
730 | POSCO Holdings, Inc. | 129,594 | ||||
1,365 | Samsung Electro-Mechanics Co., Ltd. | 137,194 | ||||
3,128 | Samsung Electronics Co., Ltd. | 137,320 | ||||
367 | Samsung SDI Co., Ltd. | 150,373 | ||||
4,217 | SD Biosensor, Inc. | 126,179 | ||||
1,556 | SK Bioscience Co., Ltd. (d) | 120,439 | ||||
1,952 | SK Hynix, Inc. | 136,808 |
First Trust BICK Index Fund (BICK) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
South Korea (Continued) | ||||||
978 | SK Innovation Co., Ltd. (f) | $ | 144,621 | |||
3,300,481 | ||||||
United Kingdom — 2.1% | ||||||
50,717 | ReNew Energy Global PLC, Class A (d) | 328,139 | ||||
United States — 2.2% | ||||||
12,614 | Coupang, Inc. (d) | 160,828 | ||||
3,749 | Yum China Holdings, Inc. | 181,827 | ||||
342,655 | ||||||
Total Common Stocks — 99.6% | 15,622,899 | |||||
(Cost $18,045,211) | ||||||
Money Market Funds — 2.3% | ||||||
358,111 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (g) (h) | 358,111 | ||||
(Cost $358,111) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 2.1% | |||||||
$ | 336,796 | BNP Paribas S.A., 1.44% (g), dated 06/30/22, due 07/01/22, with a maturity value of $336,810. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $344,240. (h) | 336,796 | ||||
(Cost $336,796) | |||||||
Total Investments — 104.0% | 16,317,806 | ||||||
(Cost $18,740,118) | |||||||
Net Other Assets and Liabilities — (4.0)% | (638,468 | ) | |||||
Net Assets — 100.0% | $ | 15,679,338 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(c) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(d) | Non-income producing security. |
(e) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $671,866 and the total value of the collateral held by the Fund is $694,907. |
(f) | Non-income producing security which makes payment-in-kind (“PIK”) distributions. For the fiscal year-to-date period (October 1, 2021 to June 30, 2022), the Fund received 16 PIK shares of SK Innovation Co., Ltd. |
(g) | Rate shown reflects yield as of June 30, 2022. |
(h) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
GDR | - | Global Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Consumer Discretionary | 25.2 | % | ||
Financials | 18.9 | |||
Information Technology | 14.7 | |||
Communication Services | 8.5 | |||
Health Care | 8.0 | |||
Utilities | 5.9 | |||
Materials | 5.0 | |||
Industrials | 4.9 | |||
Energy | 4.8 | |||
Consumer Staples | 2.6 | |||
Real Estate | 1.5 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 51.4 | % | ||
South Korean Won | 20.2 | |||
Hong Kong Dollar | 14.5 | |||
Brazilian Real | 13.9 | |||
Total | 100.0 | % |
First Trust BICK Index Fund (BICK) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 15,622,899 | $ | 15,622,899 | $ | — | $ | — | ||||||||
Money Market Funds | 358,111 | 358,111 | — | — | ||||||||||||
Repurchase Agreements | 336,796 | — | 336,796 | — | ||||||||||||
Total Investments | $ | 16,317,806 | $ | 15,981,010 | $ | 336,796 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust Indxx NextG ETF (NXTG) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.4% | ||||||
Australia — 0.6% | ||||||
1,272,008 | Telstra Corp., Ltd. | $ | 3,380,315 | |||
Brazil — 0.6% | ||||||
368,505 | Telefonica Brasil S.A., ADR (b) | 3,338,655 | ||||
Canada — 1.7% | ||||||
65,299 | BCE, Inc. | 3,209,655 | ||||
71,502 | Rogers Communications, Inc., Class B | 3,426,230 | ||||
143,911 | TELUS Corp. | 3,205,351 | ||||
9,841,236 | ||||||
Cayman Islands — 2.9% | ||||||
250,590 | GDS Holdings Ltd., ADR (b) (c) | 8,367,200 | ||||
5,070,613 | Xiaomi Corp., Class B (c) (d) (e) | 8,814,187 | ||||
17,181,387 | ||||||
China — 2.8% | ||||||
65,010,197 | China Tower Corp., Ltd., Class H (d) (e) | 8,367,780 | ||||
3,637,159 | ZTE Corp., Class H | 8,473,170 | ||||
16,840,950 | ||||||
Finland — 2.6% | ||||||
139,237 | Elisa OYJ | 7,823,910 | ||||
1,622,372 | Nokia OYJ, ADR | 7,479,135 | ||||
15,303,045 | ||||||
France — 0.6% | ||||||
302,575 | Orange S.A. | 3,557,691 | ||||
Germany — 2.3% | ||||||
176,913 | Deutsche Telekom AG | 3,512,527 | ||||
268,359 | Infineon Technologies AG | 6,493,554 | ||||
1,205,406 | Telefonica Deutschland Holding AG | 3,461,197 | ||||
13,467,278 | ||||||
Guernsey — 1.3% | ||||||
93,397 | Amdocs Ltd. | 7,780,904 | ||||
Hong Kong — 1.3% | ||||||
8,000,172 | Lenovo Group Ltd. | 7,473,271 | ||||
India — 6.7% | ||||||
402,064 | Bharti Airtel Ltd. (c) | 3,487,211 | ||||
594,814 | HCL Technologies Ltd. | 7,330,434 | ||||
416,765 | Infosys Ltd., ADR | 7,714,320 | ||||
178,533 | Tata Consultancy Services Ltd. | 7,385,927 | ||||
537,375 | Tech Mahindra Ltd. | 6,804,584 | ||||
1,335,909 | Wipro Ltd., ADR | 7,093,677 | ||||
39,816,153 | ||||||
Italy — 1.8% | ||||||
725,018 | Infrastrutture Wireless Italiane S.p.A. (d) (e) | 7,357,766 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Italy (Continued) | ||||||
12,062,900 | Telecom Italia S.p.A. (c) | $ | 3,156,550 | |||
10,514,316 | ||||||
Japan — 10.6% | ||||||
55,632 | Fujitsu Ltd. | 6,956,050 | ||||
104,648 | KDDI Corp. | 3,308,043 | ||||
139,471 | Kyocera Corp. | 7,458,738 | ||||
711,065 | Mitsubishi Electric Corp. | 7,604,329 | ||||
198,559 | NEC Corp. | 7,712,308 | ||||
269,266 | Nippon Telegraph & Telephone Corp. | 7,731,871 | ||||
727,659 | Renesas Electronics Corp. (c) | 6,612,644 | ||||
717,498 | SoftBank Corp. | 7,966,618 | ||||
85,876 | Sony Group Corp. | 7,022,363 | ||||
62,372,964 | ||||||
Malaysia — 0.6% | ||||||
4,756,855 | DiGi.Com Bhd | 3,777,423 | ||||
Mexico — 0.6% | ||||||
3,519,723 | America Movil SAB de CV, Series L | 3,602,074 | ||||
Netherlands — 2.8% | ||||||
991,403 | Koninklijke KPN N.V. | 3,533,452 | ||||
42,714 | NXP Semiconductors N.V. | 6,322,954 | ||||
205,192 | STMicroelectronics N.V. | 6,447,730 | ||||
16,304,136 | ||||||
New Zealand — 0.6% | ||||||
1,135,220 | Spark New Zealand Ltd. | 3,403,214 | ||||
Norway — 0.6% | ||||||
260,510 | Telenor ASA | 3,464,756 | ||||
Philippines — 0.5% | ||||||
77,155 | Globe Telecom, Inc. | 3,182,460 | ||||
Qatar — 0.6% | ||||||
1,623,024 | Ooredoo QPSC | 3,431,670 | ||||
Russia — 0.0% | ||||||
755,018 | Mobile TeleSystems PJSC, ADR (f) (g) (h) | 103,951 | ||||
Singapore — 0.6% | ||||||
1,899,652 | Singapore Telecommunications Ltd. | 3,459,382 | ||||
South Africa — 1.0% | ||||||
367,826 | MTN Group Ltd. | 2,985,339 | ||||
395,460 | Vodacom Group Ltd. | 3,187,502 | ||||
6,172,841 | ||||||
South Korea — 4.5% | ||||||
233,794 | KT Corp., ADR | 3,263,764 | ||||
96,485 | LG Electronics, Inc. | 6,561,634 | ||||
151,681 | Samsung Electronics Co., Ltd. | 6,658,824 | ||||
68,438 | Samsung SDS Co., Ltd. | 6,852,233 |
First Trust Indxx NextG ETF (NXTG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
South Korea (Continued) | ||||||
79,052 | SK Telecom Co., Ltd. | $ | 3,165,977 | |||
26,502,432 | ||||||
Spain — 1.1% | ||||||
79,734 | Cellnex Telecom S.A. (d) (e) | 3,094,138 | ||||
720,386 | Telefonica S.A. | 3,670,478 | ||||
6,764,616 | ||||||
Sweden — 2.3% | ||||||
288,154 | Tele2 AB, Class B | 3,281,599 | ||||
956,334 | Telefonaktiebolaget LM Ericsson, Class B | 7,130,144 | ||||
875,038 | Telia Co., AB | 3,351,401 | ||||
13,763,144 | ||||||
Switzerland — 0.6% | ||||||
6,183 | Swisscom AG | 3,415,822 | ||||
Taiwan — 9.2% | ||||||
658,462 | Advantech Co., Ltd. | 7,662,329 | ||||
2,213,673 | ASE Technology Holding Co., Ltd. | 5,688,016 | ||||
819,879 | Chunghwa Telecom Co., Ltd. | 3,364,059 | ||||
989,089 | Delta Electronics, Inc. | 7,368,228 | ||||
1,272,233 | Far EasTone Telecommunications Co., Ltd. | 3,577,065 | ||||
251,557 | MediaTek, Inc. | 5,507,714 | ||||
2,162,195 | Taiwan Mobile Co., Ltd. | 7,853,669 | ||||
86,611 | Taiwan Semiconductor Manufacturing Co., Ltd., ADR | 7,080,449 | ||||
4,487,181 | United Microelectronics Corp. | 5,908,256 | ||||
54,009,785 | ||||||
Thailand — 0.5% | ||||||
568,900 | Advanced Info Service PCL | 3,129,714 | ||||
United Arab Emirates — 0.6% | ||||||
464,057 | Emirates Telecommunications Group Co. PJSC | 3,297,457 | ||||
United Kingdom — 1.9% | ||||||
3,461,643 | BT Group PLC | 7,850,419 | ||||
2,213,131 | Vodafone Group PLC | 3,412,278 | ||||
11,262,697 | ||||||
United States — 35.0% | ||||||
79,641 | Advanced Micro Devices, Inc. (c) | 6,090,147 | ||||
30,241 | American Tower Corp. | 7,729,297 | ||||
48,689 | Analog Devices, Inc. | 7,112,976 | ||||
55,163 | Apple, Inc. | 7,541,885 | ||||
79,955 | Arista Networks, Inc. (c) | 7,494,982 | ||||
167,487 | AT&T, Inc. | 3,510,528 | ||||
14,146 | Broadcom, Inc. | 6,872,268 | ||||
168,275 | Ciena Corp. (c) | 7,690,168 | ||||
177,779 | Cisco Systems, Inc. | 7,580,497 | ||||
43,806 | Crown Castle International Corp. | 7,376,054 | ||||
59,064 | Digital Realty Trust, Inc. | 7,668,279 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
11,950 | Equinix, Inc. | $ | 7,851,389 | |||
48,574 | F5, Inc. (c) | 7,433,765 | ||||
536,003 | Hewlett Packard Enterprise Co. | 7,107,400 | ||||
196,663 | Intel Corp. | 7,357,163 | ||||
57,034 | International Business Machines Corp. | 8,052,631 | ||||
266,006 | Juniper Networks, Inc. | 7,581,171 | ||||
54,696 | Keysight Technologies, Inc. (c) | 7,539,844 | ||||
93,052 | Lumentum Holdings, Inc. (c) | 7,390,190 | ||||
139,317 | Marvell Technology, Inc. | 6,064,469 | ||||
118,093 | Microchip Technology, Inc. | 6,858,841 | ||||
119,184 | Micron Technology, Inc. | 6,588,492 | ||||
43,599 | NVIDIA Corp. | 6,609,172 | ||||
74,845 | Qorvo, Inc. (c) | 7,059,380 | ||||
57,555 | QUALCOMM, Inc. | 7,352,076 | ||||
23,584 | SBA Communications Corp. | 7,548,059 | ||||
76,046 | Skyworks Solutions, Inc. | 7,044,901 | ||||
26,290 | T-Mobile US, Inc. (c) | 3,537,057 | ||||
68,651 | Verizon Communications, Inc. | 3,484,038 | ||||
61,928 | VMware, Inc., Class A | 7,058,553 | ||||
206,185,672 | ||||||
Total Common Stocks — 99.4% | 586,101,411 | |||||
(Cost $630,696,336) | ||||||
Money Market Funds — 1.0% | ||||||
5,574,289 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (i) (j) | 5,574,289 | ||||
(Cost $5,574,289) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 0.9% | |||||||
$ | 5,242,516 | BNP Paribas S.A., 1.44% (i), dated 06/30/22, due 07/01/22, with a maturity value of $5,242,726. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $5,358,380. (j) | 5,242,516 | ||||
(Cost $5,242,516) | |||||||
Total Investments — 101.3% | 596,918,216 | ||||||
(Cost $641,513,141) | |||||||
Net Other Assets and Liabilities — (1.3)% | (7,509,097 | ) | |||||
Net Assets — 100.0% | $ | 589,409,119 |
First Trust Indxx NextG ETF (NXTG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $10,646,493 and the total value of the collateral held by the Fund is $10,816,805. |
(c) | Non-income producing security. |
(d) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(e) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(f) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $103,951 or 0.0% of net assets. |
(g) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs section). |
(h) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
(i) | Rate shown reflects yield as of June 30, 2022. |
(j) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Information Technology | 59.7 | % | ||
Communication Services | 30.2 | |||
Real Estate | 6.5 | |||
Consumer Discretionary | 2.3 | |||
Industrials | 1.3 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 46.2 | % | ||
Japanese Yen | 10.4 | |||
Euro | 8.7 | |||
New Taiwan Dollar | 7.9 | |||
Hong Kong Dollar | 5.5 | |||
Indian Rupee | 4.2 | |||
South Korean Won | 3.9 | |||
Swedish Krona | 2.3 | |||
British Pound Sterling | 1.9 | |||
Canadian Dollar | 1.6 | |||
South African Rand | 1.0 | |||
Malaysian Ringgit | 0.6 | |||
Mexican Peso | 0.6 | |||
Norwegian Krone | 0.6 | |||
Singapore Dollar | 0.6 | |||
Qatar Riyal | 0.6 | |||
Swiss Franc | 0.6 | |||
New Zealand Dollar | 0.6 | |||
Australian Dollar | 0.6 | |||
United Arab Emirates Dirham | 0.6 | |||
Philippine Peso | 0.5 | |||
Thai Baht | 0.5 | |||
Total | 100.0 | % | ||
First Trust Indxx NextG ETF (NXTG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Russia | $ | 103,951 | $ | — | $ | — | $ | 103,951 | ||||||||
Thailand | 3,129,714 | — | 3,129,714 | — | ||||||||||||
Other Country Categories* | 582,867,746 | 582,867,746 | — | — | ||||||||||||
Money Market Funds | 5,574,289 | 5,574,289 | — | — | ||||||||||||
Repurchase Agreements | 5,242,516 | — | 5,242,516 | — | ||||||||||||
Total Investments | $ | 596,918,216 | $ | 588,442,035 | $ | 8,372,230 | $ | 103,951 | ||||||||
* See Portfolio of Investments for country breakout.
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments. Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust S-Network Future Vehicles & Technology ETF (CARZ) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.8% | ||||||
Australia — 1.3% | ||||||
32,955 | Allkem Ltd. (b) | $ | 234,524 | |||
347,454 | Nickel Industries Ltd. | 233,834 | ||||
130,699 | Pilbara Minerals Ltd. (b) | 206,592 | ||||
674,950 | ||||||
Austria — 0.4% | ||||||
24,747 | ams-OSRAM AG (b) | 222,882 | ||||
Belgium — 0.5% | ||||||
3,405 | Solvay S.A. | 275,900 | ||||
Canada — 1.0% | ||||||
9,559 | First Quantum Minerals Ltd. | 181,348 | ||||
40,712 | Lion Electric (The) Co. (b) (c) | 171,398 | ||||
9,407 | Lithium Americas Corp. (b) (c) | 189,499 | ||||
542,245 | ||||||
Cayman Islands — 6.0% | ||||||
3,363 | Ambarella, Inc. (b) | 220,142 | ||||
2,325 | Baidu, Inc., ADR (b) | 345,797 | ||||
208,464 | Geely Automobile Holdings Ltd. | 473,951 | ||||
32,295 | Himax Technologies, Inc., ADR (c) | 241,567 | ||||
11,956 | Li Auto, Inc., ADR (b) | 458,034 | ||||
15,497 | NIO, Inc., ADR (b) | 336,595 | ||||
31,774 | Niu Technologies, ADR (b) | 273,256 | ||||
11,209 | XPeng, Inc., ADR (b) | 355,774 | ||||
200,815 | Yadea Group Holdings Ltd. (d) (e) | 393,093 | ||||
3,098,209 | ||||||
Chile — 0.6% | ||||||
3,684 | Sociedad Quimica y Minera de Chile S.A., ADR | 307,725 | ||||
China — 3.6% | ||||||
18,156 | BYD Co., Ltd., Class H | 726,536 | ||||
31,554 | Ganfeng Lithium Co., Ltd., Class H (d) (e) | 347,236 | ||||
207,074 | Great Wall Motor Co., Ltd., Class H | 425,928 | ||||
397,858 | Guangzhou Automobile Group Co., Ltd., Class H | 384,838 | ||||
1,884,538 | ||||||
Germany — 4.3% | ||||||
3,822 | Bayerische Motoren Werke AG | 294,228 | ||||
4,569 | Continental AG | 318,409 | ||||
10,495 | Infineon Technologies AG | 253,950 | ||||
6,061 | Mercedes-Benz Group AG | 350,738 | ||||
3,475 | Porsche Automobil Holding SE (Preference Shares) | 229,861 | ||||
3,833 | Volkswagen AG (Preference Shares) | 511,822 | ||||
1,855 | Wacker Chemie AG | 267,488 | ||||
2,226,496 | ||||||
India — 0.5% | ||||||
10,798 | Tata Motors Ltd., ADR (b) (c) | 279,344 | ||||
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Japan — 8.9% | ||||||
10,100 | Aisin Corp. | $ | 312,647 | |||
5,400 | Denso Corp. | 286,875 | ||||
12,164 | Honda Motor Co., Ltd. | 295,224 | ||||
76,809 | Nissan Motor Co., Ltd. | 299,016 | ||||
34,500 | Panasonic Holdings Corp. | 278,812 | ||||
29,600 | Renesas Electronics Corp. (b) | 268,992 | ||||
21,510 | Subaru Corp. | 382,307 | ||||
162,260 | Toyota Motor Corp. | 2,511,395 | ||||
4,635,268 | ||||||
Jersey — 0.5% | ||||||
2,863 | Aptiv PLC (b) | 255,007 | ||||
Netherlands — 2.1% | ||||||
3,230 | Alfen Beheer BV (b) (d) (e) | 298,412 | ||||
1,825 | NXP Semiconductors N.V. | 270,155 | ||||
21,361 | Stellantis N.V. | 263,968 | ||||
8,206 | STMicroelectronics N.V. | 257,856 | ||||
7,107 | Yandex N.V., Class A (b) (f) (g) (h) | 3,370 | ||||
1,093,761 | ||||||
South Korea — 8.5% | ||||||
3,788 | Ecopro BM Co., Ltd. | 331,129 | ||||
2,159 | Hyundai Motor Co. | 300,138 | ||||
3,858 | Iljin Materials Co., Ltd. | 207,400 | ||||
5,078 | Kia Corp. | 302,318 | ||||
744 | LG Chem Ltd. | 295,675 | ||||
2,705 | LX Semicon Co., Ltd. (c) | 199,583 | ||||
51,015 | Samsung Electronics Co., Ltd. | 2,239,568 | ||||
661 | Samsung SDI Co., Ltd. | 270,835 | ||||
3,212 | SK IE Technology Co., Ltd. (b) (d) (e) | 242,681 | ||||
4,389,327 | ||||||
Sweden — 0.6% | ||||||
19,162 | Volvo AB, Class B | 296,672 | ||||
Taiwan — 5.0% | ||||||
60,706 | Coremax Corp. | 260,313 | ||||
28,250 | Taiwan Semiconductor Manufacturing Co., Ltd., ADR | 2,309,437 | ||||
2,569,750 | ||||||
United States — 56.0% | ||||||
27,378 | Advanced Micro Devices, Inc. (b) | 2,093,596 | ||||
1,489 | Albemarle Corp. | 311,171 | ||||
12,417 | Allegro MicroSystems, Inc. (b) | 256,908 | ||||
1,045 | Alphabet, Inc., Class A (b) | 2,277,327 | ||||
3,573 | Analog Devices, Inc. | 521,980 | ||||
16,496 | Apple, Inc. | 2,255,333 | ||||
4,283 | Autoliv, Inc. | 306,534 | ||||
12,154 | Blink Charging Co. (b) (c) | 200,906 | ||||
8,682 | BorgWarner, Inc. | 289,718 | ||||
9,266 | Cerence, Inc. (b) | 233,781 | ||||
17,726 | ChargePoint Holdings, Inc. (b) (c) | 242,669 | ||||
4,001 | Cirrus Logic, Inc. (b) | 290,233 |
First Trust S-Network Future Vehicles & Technology ETF (CARZ) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
1,609 | Cummins, Inc. | $ | 311,390 | |||
24,669 | EVgo, Inc. (b) (c) | 148,261 | ||||
26,895 | Ford Motor Co. | 299,341 | ||||
9,426 | General Motors Co. (b) | 299,370 | ||||
11,486 | Gentex Corp. | 321,263 | ||||
43,222 | indie Semiconductor, Inc., Class A (b) (c) | 246,365 | ||||
59,707 | Intel Corp. | 2,233,639 | ||||
2,504 | Lear Corp. | 315,229 | ||||
12,422 | Livent Corp. (b) | 281,855 | ||||
21,896 | Luminar Technologies, Inc. (b) (c) | 129,843 | ||||
4,979 | Marvell Technology, Inc. | 216,736 | ||||
6,452 | MaxLinear, Inc. (b) | 219,239 | ||||
4,627 | Microchip Technology, Inc. | 268,736 | ||||
7,244 | Micron Technology, Inc. | 400,448 | ||||
9,423 | Microsoft Corp. | 2,420,109 | ||||
56,343 | Microvast Holdings, Inc. (b) | 125,081 | ||||
11,730 | NVIDIA Corp. | 1,778,151 | ||||
5,833 | ON Semiconductor Corp. (b) | 293,458 | ||||
71,063 | Ouster, Inc. (b) (c) | 115,122 | ||||
11,549 | Plug Power, Inc. (b) | 191,367 | ||||
46,606 | Proterra, Inc. (b) | 216,252 | ||||
2,760 | Qorvo, Inc. (b) | 260,323 | ||||
20,397 | QUALCOMM, Inc. | 2,605,513 | ||||
11,617 | Rambus, Inc. (b) | 249,649 | ||||
2,240 | Silicon Laboratories, Inc. (b) | 314,093 | ||||
1,575 | SiTime Corp. (b) | 256,772 | ||||
2,564 | Skyworks Solutions, Inc. | 237,529 | ||||
1,872 | Synaptics, Inc. (b) | 220,990 | ||||
2,686 | Tesla, Inc. (b) | 1,808,806 | ||||
15,989 | Texas Instruments, Inc. | 2,456,710 | ||||
139,611 | Velodyne Lidar, Inc. (b) (c) | 133,356 | ||||
74,066 | Workhorse Group, Inc. (b) (c) | 192,572 | ||||
19,610 | Xperi Holding Corp. | 282,972 | ||||
29,130,696 | ||||||
Total Common Stocks — 99.8% | 51,882,770 | |||||
(Cost $64,838,278) | ||||||
Money Market Funds — 2.1% | ||||||
1,076,087 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (i) (j) | 1,076,087 | ||||
(Cost $1,076,087) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 1.9% | |||||||
$ | 1,012,041 | BNP Paribas S.A, 1.44% (i), dated 06/30/22, due 07/01/22, with a maturity value of $1,012,081. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $1,034,407. (j) | $ | 1,012,041 | |||
(Cost $1,012,041) | |||||||
Total Investments — 103.8% | 53,970,898 | ||||||
(Cost $66,926,406) | |||||||
Net Other Assets and Liabilities — (3.8)% | (1,987,586 | ) | |||||
Net Assets — 100.0% | $ | 51,983,312 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | Non-income producing security. |
(c) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $1,984,391 and the total value of the collateral held by the Fund is $2,088,128. |
(d) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(e) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(f) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $3,370 or 0.0% of net assets. |
(g) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs section). |
(h) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
(i) | Rate shown reflects yield as of June 30, 2022. |
(j) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Information Technology | 53.6 | % | ||
Consumer Discretionary | 29.7 | |||
Materials | 7.0 | |||
Communication Services | 5.1 | |||
Industrials | 4.6 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 68.6 | % | ||
Japanese Yen | 8.6 | |||
South Korean Won | 8.1 | |||
Euro | 6.2 | |||
Hong Kong Dollar | 5.1 | |||
Australian Dollar | 1.3 | |||
Canadian Dollar | 0.7 | |||
Swedish Krona | 0.5 | |||
New Taiwan Dollar | 0.5 | |||
Swiss Franc | 0.4 | |||
Total | 100.0 | % |
First Trust S-Network Future Vehicles & Technology ETF (CARZ) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Netherlands | $ | 1,093,761 | $ | 1,090,391 | $ | — | $ | 3,370 | ||||||||
Other Country Categories* | 50,789,009 | 50,789,009 | — | — | ||||||||||||
Money Market Funds | 1,076,087 | 1,076,087 | — | — | ||||||||||||
Repurchase Agreements | 1,012,041 | — | 1,012,041 | — | ||||||||||||
Total Investments | $ | 53,970,898 | $ | 52,955,487 | $ | 1,012,041 | $ | 3,370 | ||||||||
* See Portfolio of Investments for country breakout.
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments. Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust Cloud Computing ETF (SKYY) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.9% | ||||||
Canada — 2.0% | ||||||
502,555 | Open Text Corp. | $ | 19,016,681 | |||
1,648,284 | Shopify, Inc., Class A (b) | 51,492,392 | ||||
70,509,073 | ||||||
Cayman Islands — 4.2% | ||||||
1,287,454 | Alibaba Group Holding Ltd., ADR (b) | 146,357,771 | ||||
Germany — 1.1% | ||||||
412,859 | SAP SE, ADR (c) | 37,454,568 | ||||
Israel — 1.2% | ||||||
654,181 | Wix.com Ltd. (b) | 42,881,565 | ||||
Netherlands — 0.7% | ||||||
334,305 | Elastic N.V. (b) | 22,622,419 | ||||
United Kingdom — 1.9% | ||||||
348,689 | Atlassian Corp. PLC, Class A (b) | 65,344,319 | ||||
United States — 88.8% | ||||||
148,456 | Adobe, Inc. (b) | 54,343,803 | ||||
815,909 | Akamai Technologies, Inc. (b) | 74,516,969 | ||||
54,349 | Alphabet, Inc., Class A (b) | 118,440,602 | ||||
1,028,698 | Amazon.com, Inc. (b) | 109,258,015 | ||||
205,731 | Appfolio, Inc., Class A (b) | 18,647,458 | ||||
862,884 | Appian Corp. (b) | 40,866,186 | ||||
1,622,404 | AppLovin Corp., Class A (b) | 55,875,594 | ||||
1,209,028 | Arista Networks, Inc. (b) | 113,334,285 | ||||
948,016 | Asana, Inc., Class A (b) | 16,666,121 | ||||
243,417 | Avalara, Inc. (b) | 17,185,240 | ||||
323,801 | Blackbaud, Inc. (b) | 18,803,124 | ||||
281,477 | Blackline, Inc. (b) | 18,746,368 | ||||
789,351 | Box, Inc., Class A (b) | 19,844,284 | ||||
1,829,962 | Cisco Systems, Inc. | 78,029,580 | ||||
1,472,136 | Cloudflare, Inc., Class A (b) | 64,405,950 | ||||
2,926,163 | Confluent, Inc., Class A (b) | 68,004,028 | ||||
1,453,450 | Couchbase, Inc. (b) (c) | 23,865,649 | ||||
299,606 | Coupa Software, Inc. (b) | 17,107,503 | ||||
128,820 | Crowdstrike Holdings, Inc., Class A (b) | 21,713,899 | ||||
216,061 | Datadog, Inc., Class A (b) | 20,577,650 | ||||
2,531,418 | DigitalOcean Holdings, Inc. (b) (c) | 104,699,449 | ||||
245,622 | DocuSign, Inc. (b) | 14,093,790 | ||||
1,292,968 | Domo, Inc., Class B (b) | 35,944,510 | ||||
988,958 | Dropbox, Inc., Class A (b) | 20,758,228 | ||||
498,909 | Everbridge, Inc. (b) | 13,914,572 | ||||
4,737,915 | Fastly, Inc., Class A (b) | 55,007,193 | ||||
1,765,555 | HashiCorp, Inc., Class A (b) (c) | 51,977,939 | ||||
3,963,448 | Hewlett Packard Enterprise Co. | 52,555,320 | ||||
183,094 | HubSpot, Inc. (b) | 55,047,211 | ||||
890,662 | International Business Machines Corp. | 125,752,568 | ||||
49,730 | Intuit, Inc. | 19,167,931 | ||||
8,419,093 | Lumen Technologies, Inc. | 91,852,305 | ||||
454,848 | Microsoft Corp. | 116,818,612 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
233,593 | MicroStrategy, Inc., Class A (b) (c) | $ | 38,379,330 | |||
434,531 | MongoDB, Inc. (b) | 112,760,795 | ||||
859,344 | NetApp, Inc. | 56,063,603 | ||||
1,719,402 | Oracle Corp. | 120,134,618 | ||||
40,993 | Palo Alto Networks, Inc. (b) | 20,248,082 | ||||
72,485 | Paycom Software, Inc. (b) | 20,304,498 | ||||
117,869 | Paylocity Holding Corp. (b) | 20,558,711 | ||||
5,211,111 | Pure Storage, Inc., Class A (b) | 133,977,664 | ||||
390,857 | Q2 Holdings, Inc. (b) | 15,075,355 | ||||
1,451,403 | Qualtrics International, Inc., Class A (b) | 18,157,052 | ||||
157,716 | Qualys, Inc. (b) | 19,894,296 | ||||
13,397,572 | Rackspace Technology, Inc. (b) (c) | 96,060,591 | ||||
979,252 | RingCentral, Inc., Class A (b) | 51,175,710 | ||||
385,859 | Salesforce, Inc. (b) | 63,682,169 | ||||
132,266 | ServiceNow, Inc. (b) | 62,895,128 | ||||
578,116 | Smartsheet, Inc., Class A (b) | 18,170,186 | ||||
161,457 | Snowflake, Inc., Class A (b) | 22,452,210 | ||||
602,866 | Splunk, Inc. (b) | 53,329,526 | ||||
404,673 | Sprout Social, Inc., Class A (b) | 23,499,361 | ||||
1,269,084 | Toast, Inc., Class A (b) (c) | 16,421,947 | ||||
395,963 | Trade Desk (The), Inc., Class A (b) | 16,586,890 | ||||
587,903 | Twilio, Inc., Class A (b) | 49,272,150 | ||||
121,046 | Veeva Systems, Inc., Class A (b) | 23,971,950 | ||||
965,337 | VMware, Inc., Class A | 110,029,111 | ||||
131,860 | Workday, Inc., Class A (b) | 18,405,019 | ||||
846,868 | Workiva, Inc. (b) | 55,884,819 | ||||
225,369 | Zendesk, Inc. (b) | 16,693,082 | ||||
191,810 | Zoom Video Communications, Inc., Class A (b) | 20,709,726 | ||||
134,629 | Zscaler, Inc. (b) | 20,128,382 | ||||
2,032,541 | Zuora, Inc., Class A (b) | 18,191,242 | ||||
3,060,935,139 | ||||||
Total Common Stocks — 99.9% | 3,446,104,854 | |||||
(Cost $4,610,274,244) | ||||||
Money Market Funds — 1.8% | ||||||
61,280,465 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (d) (e) | 61,280,465 | ||||
(Cost $61,280,465) | ||||||
First Trust Cloud Computing ETF (SKYY) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Principal Value | Description | Value | |||||
Repurchase Agreements — 1.7% | |||||||
$ | 57,633,156 | BNP Paribas S.A., 1.44% (d), dated 06/30/22, due 07/01/22, with a maturity value of $57,635,461. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $58,906,898. (e) | $ | 57,633,156 | |||
(Cost $57,633,156) | |||||||
Total Investments — 103.4% | 3,565,018,475 | ||||||
(Cost $4,729,187,865) | |||||||
Net Other Assets and Liabilities — (3.4)% | (116,552,514 | ) | |||||
Net Assets — 100.0% | $ | 3,448,465,961 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | Non-income producing security. |
(c) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $111,955,370 and the total value of the collateral held by the Fund is $118,913,621. |
(d) | Rate shown reflects yield as of June 30, 2022. |
(e) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Information Technology | 85.8 | % | ||
Consumer Discretionary | 7.4 | |||
Communication Services | 6.1 | |||
Health Care | 0.7 | |||
Total | 100.0 | % |
First Trust Cloud Computing ETF (SKYY) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 3,446,104,854 | $ | 3,446,104,854 | $ | — | $ | — | ||||||||
Money Market Funds | 61,280,465 | 61,280,465 | — | — | ||||||||||||
Repurchase Agreements | 57,633,156 | — | 57,633,156 | — | ||||||||||||
Total Investments | $ | 3,565,018,475 | $ | 3,507,385,319 | $ | 57,633,156 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust International Equity Opportunities ETF (FPXI) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 97.8% | ||||||
Australia — 1.3% | ||||||
1,652,003 | Lottery (The) Corp. (b) | $ | 5,154,135 | |||
Bermuda — 0.2% | ||||||
508,945 | AutoStore Holdings Ltd. (b) (c) (d) | 723,396 | ||||
Brazil — 0.7% | ||||||
999,921 | Sendas Distribuidora S.A. | 2,730,297 | ||||
Canada — 5.4% | ||||||
86,015 | Definity Financial Corp. | 2,223,212 | ||||
130,580 | Intact Financial Corp. | 18,418,354 | ||||
10,719 | Stelco Holdings, Inc. | 267,975 | ||||
20,909,541 | ||||||
Cayman Islands — 26.0% | ||||||
218,977 | Dlocal Ltd. (b) | 5,748,146 | ||||
1,078,838 | Jiumaojiu International Holdings Ltd. (c) (d) (e) | 2,866,617 | ||||
64,563 | Kanzhun Ltd., ADR (b) | 1,696,716 | ||||
3,170,882 | Kuaishou Technology (b) (c) (d) | 35,318,230 | ||||
616,601 | Li Auto, Inc., ADR (b) | 23,621,984 | ||||
917,964 | Meituan, Class B (b) (c) (d) | 22,718,638 | ||||
487,462 | NetEase, Inc. | 8,951,837 | ||||
100,922,168 | ||||||
Germany — 8.4% | ||||||
36,072 | BioNTech SE, ADR | 5,378,335 | ||||
610,810 | Daimler Truck Holding AG (b) | 15,944,917 | ||||
167,446 | Siemens Healthineers AG (c) (d) | 8,508,820 | ||||
164,939 | Synlab AG | 2,871,014 | ||||
32,703,086 | ||||||
Indonesia — 5.9% | ||||||
879,053,148 | GoTo Gojek Tokopedia Tbk PT (b) | 22,894,621 | ||||
Ireland — 1.7% | ||||||
12,070 | ICON PLC (b) | 2,615,569 | ||||
123,464 | nVent Electric PLC | 3,868,127 | ||||
6,483,696 | ||||||
Japan — 19.4% | ||||||
1,362,700 | Astellas Pharma, Inc. | 21,241,970 | ||||
47,700 | Dexerials Corp. | 1,270,898 | ||||
3,553,217 | SoftBank Corp. | 39,452,546 | ||||
330,293 | Takeda Pharmaceutical Co., Ltd., ADR | 4,637,314 | ||||
288,600 | TDK Corp. | 8,912,397 | ||||
75,515,125 | ||||||
Luxembourg — 0.6% | ||||||
1,066,485 | Samsonite International S.A. (b) (c) (d) | 2,122,967 | ||||
Netherlands — 7.3% | ||||||
4,595 | Adyen N.V. (b) (c) (d) | 6,683,706 | ||||
16,144 | Alfen Beheer BV (b) (c) (d) | 1,491,506 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Netherlands (Continued) | ||||||
283,482 | Prosus N.V. | $ | 18,561,322 | |||
133,469 | Technip Energies N.V. | 1,663,747 | ||||
28,400,281 | ||||||
Norway — 0.4% | ||||||
370,576 | Var Energi AS | 1,454,320 | ||||
Saudi Arabia — 8.8% | ||||||
108,358 | ACWA Power Co. (a) | 4,314,566 | ||||
51,872 | Dr. Sulaiman Al Habib Medical Services Group Co. | 2,679,245 | ||||
11,858 | Elm Co. | 805,893 | ||||
2,445,444 | Saudi Arabian Oil Co. (c) (d) | 25,288,033 | ||||
17,787 | Saudi Tadawul Group Holding Co. | 895,963 | ||||
33,983,700 | ||||||
South Korea — 0.9% | ||||||
13,175 | Hyundai Heavy Industries Co., Ltd. (b) | 1,451,036 | ||||
76,144 | Shinhan Financial Group Co., Ltd. | 2,172,778 | ||||
3,623,814 | ||||||
Spain — 2.4% | ||||||
244,376 | Corp ACCIONA Energias Renovables S.A. | 9,419,171 | ||||
Sweden — 5.5% | ||||||
37,113 | Nordnet AB publ | 485,057 | ||||
227,948 | Swedish Orphan Biovitrum AB (b) | 4,928,967 | ||||
102,842 | Tele2 AB, Class B | 1,171,201 | ||||
2,211,450 | Volvo Car AB, Class B (b) | 14,691,477 | ||||
21,276,702 | ||||||
Switzerland — 0.3% | ||||||
56,746 | SIG Group AG | 1,249,464 | ||||
Thailand — 1.5% | ||||||
23,751,400 | Asset World Corp. PCL | 3,278,372 | ||||
1,741,900 | Gulf Energy Development PCL (d) | 2,291,001 | ||||
445,800 | Osotspa PCL (d) | 431,867 | ||||
6,001,240 | ||||||
United Arab Emirates — 0.4% | ||||||
1,232,271 | Fertiglobe PLC | 1,613,684 | ||||
United Kingdom — 0.1% | ||||||
103,874 | Darktrace PLC (b) | 372,509 | ||||
United States — 0.6% | ||||||
8,221 | SolarEdge Technologies, Inc. (b) | 2,249,923 | ||||
Total Common Stocks — 97.8% | 379,803,840 | |||||
(Cost $390,008,106) |
First Trust International Equity Opportunities ETF (FPXI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Money Market Funds — 0.3% | ||||||
1,273,187 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (f) (g) | $ | 1,273,187 | |||
(Cost $1,273,187) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 0.3% | |||||||
$ | 1,197,410 | BNP Paribas S.A., 1.44% (f), dated 06/30/22, due 07/01/22, with a maturity value of $1,197,457. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $1,223,873. (g) | 1,197,410 | ||||
(Cost $1,197,410) | |||||||
Total Investments — 98.4% | 382,274,437 | ||||||
(Cost $392,478,703) | |||||||
Net Other Assets and Liabilities — 1.6% | 6,326,916 | ||||||
Net Assets — 100.0% | $ | 388,601,353 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | Non-income producing security. |
(c) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(d) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(e) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $2,344,538 and the total value of the collateral held by the Fund is $2,470,597. |
(f) | Rate shown reflects yield as of June 30, 2022. |
(g) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Consumer Discretionary | 30.5 | % | ||
Communication Services | 22.8 | |||
Health Care | 13.9 | |||
Energy | 7.5 | |||
Information Technology | 6.9 | |||
Financials | 6.4 | |||
Industrials | 6.2 | |||
Utilities | 4.2 | |||
Consumer Staples | 0.8 | |||
Materials | 0.8 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
Hong Kong Dollar | 18.8 | % | ||
Japanese Yen | 18.5 | |||
Euro | 17.0 | |||
United States Dollar | 13.7 | |||
Saudi Riyal | 8.9 | |||
Indonesian Rupiah | 6.0 | |||
Swedish Krona | 5.6 | |||
Canadian Dollar | 5.5 | |||
Thai Baht | 1.6 | |||
Australian Dollar | 1.4 | |||
South Korean Won | 0.9 | |||
Brazilian Real | 0.7 | |||
Norwegian Krone | 0.6 | |||
United Arab Emirates Dirham | 0.4 | |||
Swiss Franc | 0.3 | |||
British Pound Sterling | 0.1 | |||
Total | 100.0 | % |
First Trust International Equity Opportunities ETF (FPXI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/22 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Thailand | $ | 6,001,240 | $ | 3,710,239 | $ | 2,291,001 | $ | — | ||||||||
Other Country Categories* | 373,802,600 | 373,802,600 | — | — | ||||||||||||
Money Market Funds | 1,273,187 | 1,273,187 | — | — | ||||||||||||
Repurchase Agreements | 1,197,410 | — | 1,197,410 | — | ||||||||||||
Total Investments | $ | 382,274,437 | $ | 378,786,026 | $ | 3,488,411 | $ | — | ||||||||
* See Portfolio of Investments for country breakout.
First Trust Nasdaq Cybersecurity ETF (CIBR) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.6% | ||||||
Cayman Islands — 0.2% | ||||||
1,230,463 | Arqit Quantum, Inc. (b) (c) | $ | 7,764,222 | |||
France — 3.2% | ||||||
1,303,124 | Thales S.A. | 159,845,180 | ||||
India — 3.0% | ||||||
8,188,178 | Infosys Ltd., ADR | 151,563,175 | ||||
Israel — 6.3% | ||||||
1,267,845 | Check Point Software Technologies Ltd. (c) | 154,398,164 | ||||
1,090,589 | CyberArk Software Ltd. (c) | 139,551,768 | ||||
824,288 | Radware Ltd. (c) | 17,862,321 | ||||
311,812,253 | ||||||
Japan — 1.8% | ||||||
1,813,173 | Trend Micro, Inc. | 88,467,020 | ||||
South Korea — 1.9% | ||||||
1,413,683 | Ahnlab, Inc. | 94,071,327 | ||||
United Kingdom — 0.7% | ||||||
10,330,039 | Darktrace PLC (c) | 37,045,241 | ||||
United States — 82.5% | ||||||
2,500,956 | A10 Networks, Inc. | 35,963,747 | ||||
1,569,501 | Akamai Technologies, Inc. (c) | 143,342,526 | ||||
1,846,993 | Booz Allen Hamilton Holding Corp. | 166,894,287 | ||||
7,040,282 | Cisco Systems, Inc. | 300,197,624 | ||||
5,663,657 | Cloudflare, Inc., Class A (c) | 247,784,994 | ||||
1,982,407 | Crowdstrike Holdings, Inc., Class A (c) | 334,154,524 | ||||
972,661 | F5, Inc. (c) | 148,856,039 | ||||
2,695,713 | Fortinet, Inc. (c) | 152,523,441 | ||||
5,168,924 | Juniper Networks, Inc. | 147,314,334 | ||||
2,277,887 | KnowBe4, Inc., Class A (c) | 35,580,595 | ||||
1,517,534 | Leidos Holdings, Inc. | 152,830,849 | ||||
871,348 | ManTech International Corp., Class A | 83,170,167 | ||||
6,515,301 | NortonLifeLock, Inc. | 143,076,010 | ||||
1,909,478 | Okta, Inc. (c) | 172,616,811 | ||||
725,300 | OneSpan, Inc. (c) | 8,631,070 | ||||
630,818 | Palo Alto Networks, Inc. (c) | 311,586,243 | ||||
3,269,840 | Ping Identity Holding Corp. (c) | 59,314,898 | ||||
806,048 | Qualys, Inc. (c) | 101,674,895 | ||||
1,773,243 | Rapid7, Inc. (c) | 118,452,632 | ||||
1,044,438 | Ribbon Communications, Inc. (c) | 3,175,091 | ||||
882,928 | Science Applications International Corp. | 82,200,597 | ||||
6,665,929 | SentinelOne, Inc., Class A (c) | 155,516,124 | ||||
1,546,235 | Splunk, Inc. (c) | 136,779,948 | ||||
1,777,598 | Telos Corp. (c) | 14,362,992 | ||||
3,049,437 | Tenable Holdings, Inc. (c) | 138,474,934 | ||||
3,414,108 | Varonis Systems, Inc. (c) | 100,101,647 | ||||
908,523 | VeriSign, Inc. (c) | 152,023,154 | ||||
1,237,954 | VMware, Inc., Class A | 141,101,997 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United States (Continued) | ||||||
2,071,760 | Zscaler, Inc. (c) | $ | 309,748,838 | |||
4,097,451,008 | ||||||
Total Common Stocks — 99.6% | 4,948,019,426 | |||||
(Cost $5,474,585,384) | ||||||
Money Market Funds — 0.0% | ||||||
1,552,115 | Goldman Sachs Financial Square Treasury Obligations Fund - Institutional Class - 1.39% (d) (e) | 1,552,115 | ||||
(Cost $1,552,115) | ||||||
Principal Value | Description | Value | |||||
Repurchase Agreements — 0.0% | |||||||
$ | 1,459,735 | BNP Paribas S.A., 1.44% (d), dated 06/30/22, due 07/01/22, with a maturity value of $1,459,794. Collateralized by U.S. Treasury Note, interest rate of 1.25%, due 05/31/28. The value of the collateral including accrued interest is $1,491,997. (e) | 1,459,735 | ||||
(Cost $1,459,735) | |||||||
Total Investments — 99.6% | 4,951,031,276 | ||||||
(Cost $5,477,597,234) | |||||||
Net Other Assets and Liabilities — 0.4% | 16,336,719 | ||||||
Net Assets — 100.0% | $ | 4,967,367,995 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | All or a portion of this security is on loan for securities lending. The remaining contractual maturity of all of the securities lending transactions is overnight and continuous. The aggregate value of such securities is $3,305,178 and the total value of the collateral held by the Fund is $3,011,850. The collateral requirements are determined at the beginning of each business day based on the market value of the loaned securities from the end of the prior day. On June 30, 2022, the last business day of the period, there was sufficient collateral based on the end of day market value from the prior business day; however, market movement from June 29 to June 30 reduced the collateral value below the value of the related securities loaned. |
(c) | Non-income producing security. |
(d) | Rate shown reflects yield as of June 30, 2022. |
(e) | This security serves as collateral for securities on loan. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Information Technology | 87.0 | % | ||
Industrials | 13.0 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 92.3 | % | ||
Euro | 3.2 | |||
South Korean Won | 1.9 | |||
Japanese Yen | 1.8 | |||
British Pound Sterling | 0.8 | |||
Total | 100.0 | % |
First Trust Nasdaq Cybersecurity ETF (CIBR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 4,948,019,426 | $ | 4,948,019,426 | $ | — | $ | — | ||||||||
Money Market Funds | 1,552,115 | 1,552,115 | — | — | ||||||||||||
Repurchase Agreements | 1,459,735 | — | 1,459,735 | — | ||||||||||||
Total Investments | $ | 4,951,031,276 | $ | 4,949,571,541 | $ | 1,459,735 | $ | — | ||||||||
* See Portfolio of Investments for country breakout. |
First Trust IPOX® Europe Equity Opportunities ETF (FPXE) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.9% | ||||||
Austria — 2.7% | ||||||
968 | ANDRITZ AG | $ | 38,994 | |||
2,766 | BAWAG Group AG (b) (c) | 116,410 | ||||
155,404 | ||||||
Belgium — 2.3% | ||||||
6,828 | Euronav N.V. | 82,216 | ||||
604 | UCB S.A. | 51,042 | ||||
133,258 | ||||||
Bermuda — 5.5% | ||||||
2,914 | Arch Capital Group Ltd. (d) | 132,558 | ||||
79,796 | AutoStore Holdings Ltd. (b) (c) (d) | 113,419 | ||||
8,006 | BW Energy Ltd. (d) | 20,775 | ||||
15,515 | Hafnia Ltd. | 51,587 | ||||
318,339 | ||||||
Cyprus — 0.0% | ||||||
1,795 | HeadHunter Group PLC, ADR (e) (f) (g) | 675 | ||||
Denmark — 0.2% | ||||||
726 | Everfuel A/S (d) | 3,973 | ||||
155 | Netcompany Group A/S (b) (c) (d) | 8,469 | ||||
12,442 | ||||||
Finland — 0.7% | ||||||
1,724 | Kempower OYJ (d) | 21,026 | ||||
1,276 | Rovio Entertainment OYJ (b) (c) | 8,819 | ||||
367 | TietoEVRY OYJ | 9,061 | ||||
38,906 | ||||||
France — 7.4% | ||||||
2,709 | Antin Infrastructure Partners S.A. | 63,932 | ||||
2,918 | Euroapi S.A. (d) | 46,034 | ||||
1,185 | La Francaise des Jeux SAEM (b) (c) | 41,005 | ||||
1,661 | Neoen S.A. (b) (c) | 62,594 | ||||
591 | OVH Groupe SAS (d) | 10,715 | ||||
343 | Ramsay Generale de Sante S.A. (d) | 8,088 | ||||
1,963 | Sanofi | 198,184 | ||||
430,552 | ||||||
Germany — 16.2% | ||||||
1,131 | BioNTech SE, ADR | 168,632 | ||||
7,661 | Daimler Truck Holding AG (d) | 199,987 | ||||
2,490 | Encavis AG | 45,599 | ||||
3,258 | Hensoldt AG | 82,283 | ||||
4,375 | Siemens Healthineers AG (b) (c) | 222,317 | ||||
6,896 | Synlab AG | 120,035 | ||||
3,120 | TeamViewer AG (b) (c) (d) | 31,055 | ||||
1,552 | Traton SE | 22,705 | ||||
1,570 | Vantage Towers AG | 43,765 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Germany (Continued) | ||||||
124 | Vitesco Technologies Group AG (d) | $ | 4,795 | |||
941,173 | ||||||
Ireland — 2.7% | ||||||
17,707 | Greencoat Renewables PLC (c) | 21,989 | ||||
252 | ICON PLC (d) | 54,608 | ||||
2,581 | nVent Electric PLC | 80,863 | ||||
157,460 | ||||||
Israel — 0.3% | ||||||
372 | ZIM Integrated Shipping Services Ltd. | 17,570 | ||||
Italy — 2.7% | ||||||
299 | Intercos SpA (d) | 3,929 | ||||
12,572 | Italgas S.p.A. | 73,187 | ||||
924 | Stevanato Group S.p.A. | 14,608 | ||||
9,325 | Technoprobe S.p.A. (d) | 65,767 | ||||
157,491 | ||||||
Jersey — 0.3% | ||||||
604 | Atotech Ltd. (d) | 11,688 | ||||
1,705 | Yellow Cake PLC (b) (c) (d) | 6,745 | ||||
18,433 | ||||||
Luxembourg — 1.2% | ||||||
931 | Befesa S.A. (b) (c) | 45,270 | ||||
276 | Shurgard Self Storage S.A. | 12,856 | ||||
525 | SUSE S.A. (d) | 11,917 | ||||
70,043 | ||||||
Netherlands — 14.4% | ||||||
48 | Adyen N.V. (b) (c) (d) | 69,819 | ||||
675 | Alfen Beheer BV (b) (c) (d) | 62,362 | ||||
550 | Ebusco Holding N.V. (d) | 13,187 | ||||
177 | IMCD N.V. | 24,290 | ||||
5,360 | Iveco Group N.V. (d) | 28,321 | ||||
3,120 | JDE Peet’s N.V. | 88,803 | ||||
6,449 | Prosus N.V. | 422,256 | ||||
5,580 | Technip Energies N.V. | 69,557 | ||||
2,814 | Universal Music Group N.V. | 56,425 | ||||
835,020 | ||||||
Norway — 6.3% | ||||||
272 | Crayon Group Holding ASA (b) (c) (d) | 3,458 | ||||
14,882 | Elkem ASA (b) (c) | 47,412 | ||||
5,920 | Hoegh Autoliners ASA (d) | 16,318 | ||||
2,925 | Norske Skog ASA (b) (d) | 16,244 | ||||
3,223 | OKEA ASA | 15,248 | ||||
8,686 | Telenor ASA | 115,523 | ||||
38,734 | Var Energi ASA | 152,011 | ||||
366,214 | ||||||
First Trust IPOX® Europe Equity Opportunities ETF (FPXE) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Portugal — 0.6% | ||||||
4,319 | Greenvolt-Energias Renovaveis S.A. (d) | $ | 33,267 | |||
Spain — 3.5% | ||||||
5,109 | Corp ACCIONA Energias Renovables S.A. | 196,920 | ||||
8,238 | Unicaja Banco S.A. (b) (c) | 8,059 | ||||
204,979 | ||||||
Sweden — 12.0% | ||||||
2,032 | BoneSupport Holding AB (b) (c) (d) | 14,024 | ||||
1,555 | EQT AB | 31,830 | ||||
314 | Hemnet Group AB | 3,858 | ||||
3,360 | Karnov Group AB (d) | 20,068 | ||||
7,758 | Nordnet AB publ | 101,395 | ||||
10,571 | OX2 AB (d) | 80,499 | ||||
9,530 | Swedish Orphan Biovitrum AB (d) | 206,069 | ||||
4,655 | Synsam AB | 27,121 | ||||
2,150 | Tele2 AB, Class B | 24,485 | ||||
27,738 | Volvo Car AB, Class B (d) | 184,274 | ||||
693,623 | ||||||
Switzerland — 3.2% | ||||||
1,521 | Alcon, Inc. | 106,238 | ||||
1,941 | On Holding AG, Class A (d) | 34,336 | ||||
103 | PolyPeptide Group AG (b) (c) | 7,035 | ||||
1,186 | SIG Group AG | 26,114 | ||||
310 | Stadler Rail AG | 10,086 | ||||
183,809 | ||||||
United Kingdom — 15.0% | ||||||
34,987 | Airtel Africa PLC (b) (c) | 57,581 | ||||
374 | Auction Technology Group PLC (d) | 4,202 | ||||
949 | Biffa PLC (b) (c) | 4,330 | ||||
4,499 | Big Technologies PLC (d) | 12,323 | ||||
29,936 | BP PLC | 141,501 | ||||
2,555 | Bridgepoint Group PLC (b) (c) | 7,514 | ||||
1,759 | CareTech Holdings PLC | 15,867 | ||||
21,714 | Darktrace PLC (d) | 77,870 | ||||
15,519 | Dr. Martens PLC | 44,848 | ||||
1,243 | Drax Group PLC | 9,729 | ||||
5,525 | Energean PLC (d) | 73,914 | ||||
1,532 | Finablr PLC (b) (d) (e) (f) (g) | 0 | ||||
136 | Immunocore Holdings PLC, ADR (d) | 5,074 | ||||
39,805 | M&G PLC | 94,293 | ||||
56,911 | NatWest Group PLC | 151,233 | ||||
1,432 | Ninety One PLC | 3,446 | ||||
2,554 | Oxford Nanopore Technologies PLC (d) | 8,596 | ||||
2,179 | Quilter PLC (b) (c) | 2,719 | ||||
19,238 | Supermarket Income REIT PLC | 27,985 | ||||
14,916 | Trainline PLC (b) (c) (d) | 52,293 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
United Kingdom (Continued) | ||||||
39,316 | Vivo Energy PLC (b) (c) | $ | 69,875 | |||
743 | Watches of Switzerland Group PLC (b) (d) | 6,955 | ||||
872,148 | ||||||
United States — 2.7% | ||||||
1,280 | Playtika Holding Corp. (d) | 16,947 | ||||
516 | SolarEdge Technologies, Inc. (d) | 141,219 | ||||
158,166 | ||||||
Total Investments — 99.9% | 5,798,972 | |||||
(Cost $6,632,963) | ||||||
Net Other Assets and Liabilities — 0.1% | 6,263 | |||||
Net Assets — 100.0% | $ | 5,805,235 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(c) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
(d) | Non-income producing security. |
(e) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $675 or 0.0% of net assets. |
(f) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs in the Additional Information section). |
(g) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
ADR | - | American Depositary Receipt |
First Trust IPOX® Europe Equity Opportunities ETF (FPXE) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Sector Allocation | % of Total Long-Term Investments | |||
Health Care | 21.5 | % | ||
Consumer Discretionary | 15.4 | |||
Industrials | 15.2 | |||
Financials | 12.7 | |||
Energy | 10.5 | |||
Information Technology | 7.4 | |||
Utilities | 7.3 | |||
Communication Services | 6.0 | |||
Materials | 1.7 | |||
Consumer Staples | 1.6 | |||
Real Estate | 0.7 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
Euro | 48.9 | % | ||
British Pound Sterling | 15.1 | |||
Swedish Krona | 12.0 | |||
United States Dollar | 11.7 | |||
Norwegian Krone | 9.6 | |||
Swiss Franc | 2.6 | |||
Danish Krone | 0.1 | |||
Total | 100.0 | % |
First Trust IPOX® Europe Equity Opportunities ETF (FPXE) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | ||||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | ||||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Cyprus | $ | 675 | $ | — | $ | — | $ | 675 | ||||||||
United Kingdom | 872,148 | 872,148 | — | — | ** | |||||||||||
Other Country Categories* | 4,926,149 | 4,926,149 | — | — | ||||||||||||
Total Common Stocks | $ | 5,798,972 | $ | 5,798,297 | $ | — | $ | 675 | ||||||||
* | See Portfolio of Investments for country breakout. |
** | Investment is valued at $0. |
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments. Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust Dow Jones International Internet ETF (FDNI) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks (a) — 99.2% | ||||||
Australia — 1.5% | ||||||
2,025 | REA Group Ltd. | $ | 156,311 | |||
13,907 | SEEK Ltd. | 201,585 | ||||
6,412 | WiseTech Global Ltd. | 167,520 | ||||
525,416 | ||||||
Canada — 4.7% | ||||||
3,332 | Descartes Systems Group (The), Inc. (b) | 207,060 | ||||
44,870 | Shopify, Inc., Class A (b) | 1,402,013 | ||||
1,609,073 | ||||||
Cayman Islands — 55.8% | ||||||
30,759 | Alibaba Group Holding Ltd., ADR (b) | 3,496,683 | ||||
11,145 | Baidu, Inc., ADR (b) | 1,657,596 | ||||
8,742 | Bilibili, Inc., ADR (b) | 223,795 | ||||
41,357 | JD Health International, Inc. (b) (c) (d) | 324,403 | ||||
41,055 | JD.com, Inc., ADR | 2,636,552 | ||||
59,158 | Kuaishou Technology (b) (c) (d) | 658,919 | ||||
138,631 | Meituan, Class B (b) (c) (d) | 3,430,971 | ||||
14,663 | NetEase, Inc., ADR | 1,368,938 | ||||
17,389 | Pinduoduo, Inc., ADR (b) | 1,074,640 | ||||
13,134 | Sea Ltd., ADR (b) | 878,139 | ||||
73,751 | Tencent Holdings Ltd. | 3,330,957 | ||||
19,081,593 | ||||||
Germany — 1.9% | ||||||
7,500 | Delivery Hero SE (b) (c) (d) | 281,140 | ||||
3,151 | Scout24 SE (c) (d) | 161,770 | ||||
7,623 | Zalando SE (b) (c) (d) | 199,394 | ||||
642,304 | ||||||
Ireland — 1.8% | ||||||
6,009 | Flutter Entertainment PLC (b) | 607,550 | ||||
Isle of Man — 1.0% | ||||||
23,117 | Entain PLC (b) | 350,347 | ||||
Israel — 0.4% | ||||||
2,250 | Wix.com Ltd. (b) | 147,488 | ||||
Japan — 4.3% | ||||||
16,100 | CyberAgent, Inc. | 160,312 | ||||
16,772 | M3, Inc. | 481,849 | ||||
18,382 | Nexon Co., Ltd. | 376,365 | ||||
36,073 | Rakuten Group, Inc. | 162,711 | ||||
101,476 | Z Holdings Corp. | 296,470 | ||||
1,477,707 | ||||||
Luxembourg — 1.5% | ||||||
5,457 | Spotify Technology S.A. (b) | 512,030 | ||||
Netherlands — 11.4% | ||||||
1,066 | Adyen N.V. (b) (c) (d) | 1,550,562 |
Shares | Description | Value | ||||
Common Stocks (a) (Continued) | ||||||
Netherlands (Continued) | ||||||
5,997 | Just Eat Takeaway.com N.V. (b) (c) (d) | $ | 94,683 | |||
34,223 | Prosus N.V. | 2,240,792 | ||||
15,088 | Yandex N.V., Class A (b) (e) (f) (g) | 7,154 | ||||
3,893,191 | ||||||
New Zealand — 0.8% | ||||||
5,113 | Xero Ltd. (b) | 271,611 | ||||
South Africa — 3.6% | ||||||
8,557 | Naspers Ltd., Class N | 1,245,368 | ||||
South Korea — 5.6% | ||||||
12,304 | Kakao Corp. | 662,392 | ||||
5,802 | NAVER Corp. | 1,072,458 | ||||
630 | NCSoft Corp. | 169,582 | ||||
1,904,432 | ||||||
United Kingdom — 4.9% | ||||||
5,619 | Atlassian Corp. PLC, Class A (b) | 1,053,001 | ||||
38,077 | Auto Trader Group PLC (c) (d) | 257,249 | ||||
16,959 | IG Group Holdings PLC | 142,548 | ||||
34,405 | Rightmove PLC | 238,053 | ||||
1,690,851 | ||||||
Total Investments — 99.2% | 33,958,961 | |||||
(Cost $61,050,437) | ||||||
Net Other Assets and Liabilities — 0.8% | 259,870 | |||||
Net Assets — 100.0% | $ | 34,218,831 |
(a) | Portfolio securities are categorized based upon their country of incorporation, which can be different from the country categorization of the Fund’s underlying index. For a breakdown of the portfolio securities by sector, please see the Sector Allocation table. |
(b) | Non-income producing security. |
(c) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(d) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
First Trust Dow Jones International Internet ETF (FDNI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
(e) | This security is fair valued by the Advisor’s Pricing Committee in accordance with procedures adopted by the Trust’s Board of Trustees, and in accordance with provisions of the Investment Company Act of 1940, as amended. At June 30, 2022, securities noted as such are valued at $7,154 or 0.0% of net assets. |
(f) | This security’s value was determined using significant unobservable inputs (see Valuation Inputs in the Additional Information section). |
(g) | Pursuant to procedures adopted by the Trust’s Board of Trustees, this security has been determined to be illiquid by First Trust Advisors, L.P., the Fund’s Advisor. |
ADR | - | American Depositary Receipt |
Sector Allocation | % of Total Long-Term Investments | |||
Consumer Discretionary | 47.6 | % | ||
Communication Services | 36.5 | |||
Information Technology | 14.1 | |||
Health Care | 1.4 | |||
Financials | 0.4 | |||
Total | 100.0 | % |
Currency Exposure Diversification | % of Total Investments | |||
United States Dollar | 38.4 | % | ||
Hong Kong Dollar | 22.8 | |||
Euro | 15.1 | |||
South Korean Won | 5.6 | |||
Canadian Dollar | 4.7 | |||
Japanese Yen | 4.4 | |||
South African Rand | 3.7 | |||
British Pound Sterling | 2.9 | |||
Australian Dollar | 2.4 | |||
Total | 100.0 | % |
First Trust Dow Jones International Internet ETF (FDNI) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | |||||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | |||||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks: | ||||||||||||||||
Netherlands | $ | 3,893,191 | $ | 3,886,037 | $ | — | $ | 7,154 | ||||||||
Other Country Categories* | 30,065,770 | 30,065,770 | — | — | ||||||||||||
Total Investments | $ | 33,958,961 | $ | 33,951,807 | $ | — | $ | 7,154 | ||||||||
* See Portfolio of Investments for country breakout. |
Level 3 Common Stocks are fair valued by the Advisor’s Pricing Committee and are footnoted in the Portfolio of Investments.
Level 3 Common Stocks values are based on unobservable and non-quantitative inputs.
First Trust Exchange-Traded Fund II
Additional Information
June 30, 2022 (Unaudited)
Valuation Inputs
The Funds are subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:
• | Level 1 – Level 1 inputs are quoted prices in active markets for identical investments. |
• | Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.) |
• | Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity’s own assumptions about the assumptions that market participants would use in pricing the investment. |
The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.
Licensing Information
First Trust BICK Index Fund
First Trust Cloud Computing ETF
First Trust Global Engineering and Construction ETF
First Trust Nasdaq Cybersecurity ETF
Nasdaq®, ISE BICKTM Index, ISE CTA Cloud Computing IndexTM, ISE Global Engineering and ConstructionTM Index, and Nasdaq CTA Cybersecurity IndexTM (“the Nasdaq Indexes”) are registered trademarks and service marks of Nasdaq, Inc. (together with its affiliates hereinafter referred to as the “Corporations”) and are licensed for use by First Trust. The Funds have not been passed on by the Corporations as to their legality or suitability. The Funds are not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.
First Trust NASDAQ® Clean Edge® Smart Grid Infrastructure Index Fund
First Trust Global Wind Energy ETF
Nasdaq®, Clean Edge®, Nasdaq Clean Edge Smart Grid Infrastructure IndexTM, and ISE Clean Edge Global Wind Energy IndexTM (“the Nasdaq Indexes”) are registered trademarks and service marks of Nasdaq, Inc. and Clean Edge, Inc., respectively (together with its affiliates hereinafter referred to as the “Corporations”) and are licensed for use by First Trust. The Funds have not been passed on by the Corporations as to their legality or suitability. The Funds are not issued, endorsed, sold or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.
First Trust Dow Jones Global Select Dividend Index Fund
First Trust Dow Jones International Internet ETF
Dow Jones Global Select Dividend Index and Dow Jones International Internet Index (“the Dow Jones Indexes”) are products of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and have been licensed for use by First Trust. S&P® is a registered trademark of Standard & Poor’s Financial Services LLC (“S&P”); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC (“Dow Jones”); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by First Trust. The Funds are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, or their respective affiliates and none of such parties make any representation regarding the advisability of investing in such product nor do they have any liability for any errors, omissions, or interruptions of the Dow Jones Indexes.
First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund
The First Trust FTSE EPRA/NAREIT Developed Markets Real Estate Index Fund (the “Fund”) has been developed solely by First Trust. The Fund is not in any way connected to or sponsored, endorsed, sold or promoted by the London Stock Exchange Group plc and its group undertakings, including FTSE International Limited (collectively, the “LSE Group”), European Public Real Estate Association (“EPRA”), or the National Association of Real Estate Investments Trusts (“Nareit”) (and together the “Licensor Parties”). FTSE Russell is a trading name of certain of the LSE Group companies. All rights in the FTSE EPRA/NAREIT Developed Index (the “Index”) vest in the Licensor Parties. “FTSE®” and “FTSE Russell®” are trademarks of the relevant LSE Group company and are used by any other LSE Group company under license. “Nareit®” is a trade mark of Nareit, “EPRA®” is a trademark of EPRA and all are used by the LSE Group under license. The Index is calculated by or on behalf of FTSE International Limited or its affiliate, agent or partner. The Licensor Parties do not accept any liability whatsoever to any person arising out of (a) the use of, reliance on or any error in the Index or (b) investment in or operation of the Fund. The Licensor Parties makes no claim, prediction, warranty or representation either as to the results to be obtained from the Fund or the suitability of the Index for the purpose to which it is being put by First Trust.
First Trust Indxx Global Agriculture ETF
First Trust Indxx Global Natural Resources Income ETF
First Trust Indxx NextG ETF
Indxx, Indxx Global Agriculture Index, Indxx Global Natural Resources Income Index, and Indxx 5G & NextG Thematic IndexSM, (“Index”) are trademarks of Indxx, LLC (“Indxx”) and have been licensed for use for certain purposes by First Trust. The Fund is not sponsored, endorsed, sold or promoted by Indxx and Indxx makes no representation regarding the advisability of trading in such product. The Index is determined, composed and calculated by Indxx without regard to First Trust or the Fund.
First Trust International Equity Opportunities ETF
First Trust IPOX® Europe Equity Opportunities ETF
IPOX®, IPOX® International Index, and IPOX®-100 Europe Index are registered international trademarks and service marks of IPOX® Schuster LLC (“IPOX”) and have been licensed for use by First Trust. The Funds are not sponsored, endorsed, sold or promoted by IPOX, and IPOX makes no representation regarding the advisability of trading in such Funds. IPOX® is an international trademark of IPOX Schuster LLC. Index of Initial Public Offerings (IPOX) and IPOX Derivatives Patent No. US 7,698,197.
First Trust STOXX® European Select Dividend Index Fund
The STOXX® Europe Select Dividend 30 Index (“STOXX Index”) is the intellectual property (including registered trademarks) of STOXX Ltd., Zug, Switzerland (“STOXX”), Deutsche Börse Group or their licensors, which is used under license. The Fund is neither sponsored nor promoted, distributed or in any other manner supported by STOXX, Deutsche Börse Group or their licensors, research partners or data providers and STOXX, Deutsche Börse Group and their licensors, research partners or data providers do not give any warranty, and exclude any liability (whether in negligence or otherwise) with respect thereto generally or specifically in relation to any errors, omissions or interruptions in the STOXX Index or its data.
First Trust S-Network Future Vehicles & Technology ETF
S-Network and S-Network Electric & Future Vehicle Ecosystem Index are service marks of S-Network Global Indexes, Inc. and have been licensed for use by First Trust. The Fund is not issued, sponsored, endorsed, sold or promoted by S-Network Global Indexes, Inc. or its affiliates (collectively, “S-Network”). S-Network makes no representation or warranty, express or implied, to the purchasers or owners of the Fund or any member of the public regarding the advisability of investing in securities generally or in the Fund particularly or the ability of the Index to track general market performance.
First Trust Nasdaq Lux Digital Health Solutions ETF (EKG) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks — 99.9% | ||||||
Biotechnology — 5.9% | ||||||
544 | Burning Rock Biotech Ltd., ADR (a) | $ | 1,583 | |||
270 | CareDx, Inc. (a) | 5,800 | ||||
890 | Exact Sciences Corp. (a) | 35,057 | ||||
424 | Myriad Genetics, Inc. (a) | 7,704 | ||||
596 | Natera, Inc. (a) | 21,122 | ||||
264 | Twist Bioscience Corp. (a) | 9,230 | ||||
306 | Veracyte, Inc. (a) | 6,089 | ||||
86,585 | ||||||
Health Care Equipment & Supplies — 50.9% | ||||||
244 | ABIOMED, Inc. (a) | 60,392 | ||||
326 | Align Technology, Inc. (a) | 77,154 | ||||
498 | Alphatec Holdings, Inc. (a) | 3,257 | ||||
244 | Axonics, Inc. (a) | 13,828 | ||||
718 | Butterfly Network, Inc. (a) | 2,204 | ||||
1,608 | Dexcom, Inc. (a) | 119,844 | ||||
132 | Establishment Labs Holdings, Inc. (a) | 7,178 | ||||
596 | Globus Medical, Inc., Class A (a) | 33,459 | ||||
1,172 | Hologic, Inc. (a) | 81,220 | ||||
280 | Insulet Corp. (a) | 61,023 | ||||
574 | Intuitive Surgical, Inc. (a) | 115,208 | ||||
150 | iRhythm Technologies, Inc. (a) | 16,205 | ||||
290 | Masimo Corp. (a) | 37,894 | ||||
230 | Meridian Bioscience, Inc. (a) | 6,997 | ||||
236 | Outset Medical, Inc. (a) | 3,507 | ||||
186 | Pulmonx Corp. (a) | 2,738 | ||||
158 | QuidelOrtho Corp. (a) | 15,354 | ||||
338 | ResMed, Inc. | 70,855 | ||||
294 | Tandem Diabetes Care, Inc. (a) | 17,402 | ||||
745,719 | ||||||
Health Care Providers & Services — 5.4% | ||||||
1,018 | 1Life Healthcare, Inc. (a) | 7,981 | ||||
358 | Accolade, Inc. (a) | 2,649 | ||||
136 | Castle Biosciences, Inc. (a) | 2,985 | ||||
2,010 | Clover Health Investments Corp. (a) | 4,301 | ||||
118 | Fulgent Genetics, Inc. (a) | 6,435 | ||||
566 | Guardant Health, Inc. (a) | 22,832 | ||||
724 | Hims & Hers Health, Inc. (a) | 3,280 | ||||
1,168 | Invitae Corp. (a) | 2,850 | ||||
584 | LifeStance Health Group, Inc. (a) | 3,247 | ||||
324 | Privia Health Group, Inc. (a) | 9,435 | ||||
374 | Progyny, Inc. (a) | 10,865 | ||||
948 | Sema4 Holdings Corp. (a) | 1,195 | ||||
78,055 | ||||||
Health Care Technology — 11.7% | ||||||
1,352 | American Well Corp., Class A (a) | 5,841 | ||||
164 | Definitive Healthcare Corp. (a) | 3,760 | ||||
530 | Doximity, Inc., Class A (a) | 18,455 | ||||
538 | GoodRx Holdings, Inc., Class A (a) | 3,185 | ||||
248 | Health Catalyst, Inc. (a) | 3,594 | ||||
150 | Inspire Medical Systems, Inc. (a) | 27,400 |
Shares | Description | Value | ||||
Common Stocks (Continued) | ||||||
Health Care Technology (Continued) | ||||||
342 | Schrodinger, Inc. (a) | $ | 9,032 | |||
840 | Teladoc Health, Inc. (a) | 27,896 | ||||
364 | Veeva Systems, Inc., Class A (a) | 72,087 | ||||
171,250 | ||||||
Life Sciences Tools & Services — 26.0% | ||||||
442 | 10X Genomics, Inc., Class A (a) | 20,000 | ||||
812 | Adaptive Biotechnologies Corp. (a) | 6,569 | ||||
486 | Cytek Biosciences, Inc. (a) | 5,215 | ||||
510 | Illumina, Inc. (a) | 94,024 | ||||
724 | IQVIA Holdings, Inc. (a) | 157,101 | ||||
222 | NanoString Technologies, Inc. (a) | 2,819 | ||||
626 | NeoGenomics, Inc. (a) | 5,102 | ||||
742 | Olink Holding AB, ADR (a) | 11,278 | ||||
994 | Pacific Biosciences of California, Inc. (a) | 4,393 | ||||
1,436 | QIAGEN N.V. (a) | 67,779 | ||||
182 | Quanterix Corp. (a) | 2,947 | ||||
882 | SomaLogic, Inc. (a) | 3,987 | ||||
381,214 | ||||||
Total Common Stocks — 99.9% | 1,462,823 | |||||
(Cost $2,038,710) | ||||||
Money Market Funds — 0.2% | ||||||
2,992 | Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio - Institutional Class - 1.34% (b) | 2,992 | ||||
(Cost $2,992) | ||||||
Total Investments — 100.1% | 1,465,815 | |||||
(Cost $2,041,702) | ||||||
Net Other Assets and Liabilities — (0.1)% | (789 | ) | ||||
Net Assets — 100.0% | $ | 1,465,026 |
(a) | Non-income producing security. |
(b) | Rate shown reflects yield as of June 30, 2022. |
ADR | - | American Depositary Receipt |
First Trust Nasdaq Lux Digital Health Solutions ETF (EKG) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | ||||
A summary of the inputs used to value the Fund’s investments as of June 30, 2021 is as follows (see Valuation Inputs in the Additional Information section): | ||||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 1,462,823 | $ | 1,462,823 | $ | — | $ | — | ||||||||
Money Market Funds | 2,992 | 2,992 | — | — | ||||||||||||
Total Investments | $ | 1,465,815 | $ | 1,465,815 | $ | — | $ | — | ||||||||
* See Portfolio of Investments for industry breakout. |
First Trust Indxx Metaverse ETF (ARVR) |
Portfolio of Investments |
June 30, 2022 (Unaudited) |
Shares | Description | Value | ||||
Common Stocks — 100.0% | ||||||
Aerospace & Defense — 1.1% | ||||||
1,094 | Maxar Technologies, Inc. | $ | 28,543 | |||
Electronic Equipment, Instruments & Components — 9.0% | ||||||
1,374 | Amphenol Corp., Class A | 88,458 | ||||
59,754 | AUO Corp. (TWD) | 32,757 | ||||
6,604 | Sunny Optical Technology Group Co., Ltd. (HKD) | 107,641 | ||||
228,856 | ||||||
Entertainment — 32.5% | ||||||
1,616 | Capcom Co., Ltd. (JPY) | 39,194 | ||||
2,730 | DeNA Co., Ltd. (JPY) | 37,959 | ||||
804 | Electronic Arts, Inc. | 97,807 | ||||
1,982 | GungHo Online Entertainment, Inc. (JPY) | 34,941 | ||||
1,218 | Koei Tecmo Holdings Co., Ltd. (JPY) | 39,269 | ||||
5,184 | NetEase, Inc. (HKD) | 95,198 | ||||
272 | Netflix, Inc. (a) | 47,565 | ||||
464 | Netmarble Corp. (KRW) (b) (c) | 24,622 | ||||
4,212 | Nexon Co., Ltd. (JPY) | 86,128 | ||||
194 | Nintendo Co., Ltd. (JPY) | 83,795 | ||||
2,190 | ROBLOX Corp., Class A (a) | 71,963 | ||||
910 | Square Enix Holdings Co., Ltd. (JPY) | 40,257 | ||||
682 | Take-Two Interactive Software, Inc. (a) | 83,565 | ||||
956 | Ubisoft Entertainment S.A. (EUR) (a) | 41,877 | ||||
824,140 | ||||||
Household Durables — 3.2% | ||||||
994 | Sony Group Corp. (JPY) | 81,178 | ||||
Interactive Media & Services — 5.8% | ||||||
448 | Meta Platforms, Inc., Class A (a) | 72,240 | ||||
2,262 | Mixi, Inc. (JPY) | 37,496 | ||||
2,756 | Snap, Inc., Class A (a) | 36,186 | ||||
145,922 | ||||||
IT Services — 1.3% | ||||||
1,202 | Keywords Studios PLC (GBP) | 32,027 | ||||
Semiconductors & Semiconductor Equipment — 28.2% | ||||||
968 | Advanced Micro Devices, Inc. (a) | 74,023 | ||||
2,114 | Intel Corp. | 79,085 | ||||
1,472 | Microchip Technology, Inc. | 85,494 | ||||
1,362 | Micron Technology, Inc. | 75,291 | ||||
410 | NVIDIA Corp. | 62,152 | ||||
720 | QUALCOMM, Inc. | 91,973 | ||||
2,586 | STMicroelectronics N.V. (EUR) | 81,065 | ||||
992 | Taiwan Semiconductor Manufacturing Co., Ltd., ADR | 81,096 | ||||
566 | Texas Instruments, Inc. | 86,966 | ||||
717,145 | ||||||
Software — 11.8% | ||||||
224 | Adobe, Inc. (a) | 81,998 |
Shares | Description | Value | ||||
Common Stocks (Continued) | ||||||
Software (Continued) | ||||||
334 | Microsoft Corp. | $ | 85,781 | |||
308 | Synopsys, Inc. (a) | 93,540 | ||||
1,070 | Unity Software, Inc. (a) | 39,397 | ||||
300,716 | ||||||
Technology Hardware, Storage & Peripherals — 7.1% | ||||||
584 | Apple, Inc. | 79,844 | ||||
57,648 | Xiaomi Corp., Class B (HKD) (a) (b) (c) | 100,207 | ||||
180,051 | ||||||
Total Investments — 100.0% | 2,538,578 | |||||
(Cost $3,022,504) | ||||||
Net Other Assets and Liabilities — 0.0% | 866 | |||||
Net Assets — 100.0% | $ | 2,539,444 |
(a) | Non-income producing security. |
(b) | This security is exempt from registration upon resale under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”) and may be resold in transactions exempt from registration, normally to qualified institutional buyers. This security is not restricted on the foreign exchange where it trades freely without any additional registration. As such, it does not require the additional disclosure required of restricted securities. |
(c) | This security may be resold to qualified foreign investors and foreign institutional buyers under Regulation S of the 1933 Act. |
ADR | - | American Depositary Receipt |
Currency Exposure Diversification | % of Total Investments | |||
USD | 60.8 | % | ||
JPY | 18.9 | |||
HKD | 11.9 | |||
EUR | 4.8 | |||
TWD | 1.3 | |||
GBP | 1.3 | |||
KRW | 1.0 | |||
Total | 100.0 | % |
Currency Abbreviations: | ||
EUR | - | Euro |
GBP | - | British Pound Sterling |
HKD | - | Hong Kong Dollar |
JPY | - | Japanese Yen |
KRW | - | South Korean Won |
TWD | - | New Taiwan Dollar |
USD | - | United States Dollar |
Country Allocation* | % of Total Investments | |||
United States | 57.6 | % | ||
Japan | 18.9 | |||
Cayman Islands | 11.9 | |||
Taiwan | 4.5 | |||
Netherlands | 3.2 | |||
France | 1.6 | |||
United Kingdom | 1.3 | |||
South Korea | 1.0 | |||
Total | 100.0 | % | ||
* Portfolio securities are categorized based upon their country of incorporation. |
First Trust Indxx Metaverse ETF (ARVR) |
Portfolio of Investments (Continued) |
June 30, 2022 (Unaudited) |
Valuation Inputs | ||||
A summary of the inputs used to value the Fund’s investments as of June 30, 2022 is as follows (see Valuation Inputs in the Additional Information section): | ||||
Total Value at 6/30/2022 | Level 1 Quoted Prices | Level 2 Significant Observable Inputs | Level 3 Significant Unobservable Inputs | |||||||||||||
Common Stocks* | $ | 2,538,578 | $ | 2,538,578 | $ | — | $ | — | ||||||||
* See Portfolio of Investments for industry breakout. |
First Trust Exchange-Traded Fund II
Additional Information
June 30, 2022 (Unaudited)
Valuation Inputs
The Funds are subject to fair value accounting standards that define fair value, establish the framework for measuring fair value and provide a three-level hierarchy for fair valuation based upon the inputs to the valuation as of the measurement date. The three levels of the fair value hierarchy are as follows:
· | Level 1 – Level 1 inputs are quoted prices in active markets for identical investments. |
· | Level 2 – Level 2 inputs are observable inputs, either directly or indirectly. (Quoted prices for similar investments, valuations based on interest rates and yield curves, or valuations derived from observable market data.) |
· | Level 3 – Level 3 inputs are unobservable inputs that may reflect the reporting entity’s own assumptions about the assumptions that market participants would use in pricing the investment. |
The inputs or methodologies used for valuing investments are not necessarily an indication of the risk associated with investing in those investments.
Licensing Information
First Trust Nasdaq Lux Digital Health Solutions ETF
Nasdaq® and Nasdaq Lux Health Tech Index are registered trademarks and service marks of Nasdaq, Inc. (which with its affiliates herein after referred to as the “Corporations”) and are licensed for use by First Trust. The Fund has not been passed on by the Corporations as to its legality or suitability. The Fund is not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUND.
First Trust Indxx Metaverse ETF
Indxx and Indxx Metaverse Index (“Index”) are trademarks of Indxx, LLC (“Indxx”) and have been licensed for use for certain purposes by First Trust. The Fund is not sponsored, endorsed, sold or promoted by Indxx and Indxx makes no representation regarding the advisability of trading in such product. The Index is determined, composed and calculated by Indxx without regard to First Trust or the Fund.