The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 1,423 | 55,000 | SH | DFND | 2 | 55,000 | 0 | 0 | |
BOEING CO | COM | 097023105 | 1,902 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CALERES INC | COM | 129500104 | 339 | 14,482 | SH | DFND | 2 | 14,482 | 0 | 0 | |
CHAPARRAL ENERGY INC | COM CL A | 15942R208 | 279 | 208,476 | SH | SOLE | 208,476 | 0 | 0 | ||
CLIPPER RLTY INC | COM | 18885T306 | 2,364 | 231,949 | SH | SOLE | 231,949 | 0 | 0 | ||
CONYERS PK II ACQUISITION CO | UNIT 99/99/9999 | 212896203 | 266 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
CROCS INC | COM | 227046109 | 1,943 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
DENNYS CORP | COM | 24869P104 | 2,258 | 99,200 | SH | DFND | 2 | 99,200 | 0 | 0 | |
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 1,017 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 1,442 | 2,500 | SH | DFND | 2 | 2,500 | 0 | 0 | |
EXPERIENCE INVESTMENT CORP | UNIT 09/01/2026 | 30217C208 | 1,001 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 767 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
FORUM MERGER II CORP | *W EXP 09/30/202 | 34986F111 | 29 | 49,000 | SH | DFND | 2 | 49,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 1,341 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 42 | 28,333 | SH | DFND | 2 | 28,333 | 0 | 0 | |
GORES HOLDINGS III INC | CLASS A | 38286G109 | 1,011 | 99,999 | SH | DFND | 2 | 99,999 | 0 | 0 | |
GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 1,325 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
GRAND CANYON ED INC | COM | 38526M106 | 241 | 2,452 | SH | DFND | 2 | 2,452 | 0 | 0 | |
ICAD INC | COM NEW | 44934S206 | 155 | 22,675 | SH | DFND | 2 | 22,675 | 0 | 0 | |
INNOSPEC INC | COM | 45768S105 | 891 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
INTERXION HOLDING N.V | SHS | N47279109 | 1,627 | 19,969 | SH | DFND | 2 | 19,969 | 0 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 505 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
LEO HOLDINGS CORP | COM CL A | G5463L105 | 492 | 48,077 | SH | DFND | 2 | 48,077 | 0 | 0 | |
LUCKIN COFFEE INC | SPONSORED ADS | 54951L109 | 190 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 1,743 | 58,000 | SH | SOLE | 58,000 | 0 | 0 | ||
MGM GROWTH PPTYS LLC | CL A COM | 55303A105 | 829 | 27,580 | SH | DFND | 2 | 27,580 | 0 | 0 | |
MONTAGE RES CORP | COM | 61179L100 | 2,411 | 637,817 | SH | SOLE | 637,817 | 0 | 0 | ||
MOSAIC ACQUISITION CORP | *W EXP 10/23/202 | 61946M118 | 58 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
NANOVIBRONIX INC | COM | 63008J108 | 365 | 146,148 | SH | DFND | 1 | 146,148 | 0 | 0 | |
NATIONAL GEN HLDGS CORP | COM | 636220303 | 39,351 | 1,709,430 | SH | SOLE | 1,709,430 | 0 | 0 | ||
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 21 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 1,530 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
NETFIN ACQUISITION CORP | UNIT 08/01/2024 | G6455A123 | 930 | 92,200 | SH | DFND | 2 | 92,200 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 895 | 158,045 | SH | DFND | 2 | 158,045 | 0 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 1,102 | 4,500 | SH | DFND | 2 | 4,500 | 0 | 0 | |
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 372 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
SKECHERS U S A INC | CL A | 830566105 | 1,494 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 3,956 | 37,000 | SH | DFND | 2 | 37,000 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 772 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 1,854 | 45,000 | SH | DFND | 2 | 45,000 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 145 | 50,100 | SH | DFND | 2 | 50,100 | 0 | 0 | |
WW INTL INC | COM | 98262P101 | 2,080 | 55,000 | SH | DFND | 2 | 55,000 | 0 | 0 |