Filed: 21 May 21, 4:07pm
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 19, 2021
(Exact Name of Registrant as Specified in Charter)
|(State or Other Jurisdiction|
|3201 Carnegie Avenue,||Cleveland,||Ohio||44115-2634|
|(Address of principal executive offices)||(Zip Code)|
Registrant’s telephone number, including area code: (216) 431-9900
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
|☐||Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)|
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol||Name of each exchange on which registered|
|Common Stock, par value $0.001 per share||ATHX||The NASDAQ Stock Market LLC|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 19, 2021, Ms. Laura Campbell, Senior Vice President of Finance of Athersys, Inc. (the “Company”, “our” or “we”), notified the Company that she will be retiring from the Company around July 2021. Effective as of May 19, 2021, Mr. Ivor Macleod, the current Chief Financial Officer of the Company, assumed the role of our principal accounting officer. Mr. Macleod's biography is incorporated herein by reference to Part 1, Item 3A of the Company's Annual Report on Form 10-K for the year ended December 31, 2020 (File No. 001-33876).
We thank Ms. Campbell for her contributions over the past twenty-three years.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 21, 2021
|By:||/s/ Ivor Macleod|
|Name: Ivor Macleod|
Title: Chief Financial Officer