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III Information Services

Filed: 30 Apr 21, 5:01pm

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) April 29, 2021

 

Information Services Group, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware 001-33287 20-5261587
(State or other jurisdiction of (Commission File Number) (I.R.S. Employer
incorporation)   Identification No.)

 

2187 Atlantic Street

Stamford, CT 06902

(Address of principal executive offices)

 

(203) 517-3100

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):

 

 ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 ¨Pre-commencement communications pursuant to Rule 13e-4(c) under Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
Shares of Common Stock, $0.001 par value III The Nasdaq Stock Market LLC

 

 

 

 

 

 

ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS

 

On April 29, 2021, the Company held its Annual Meeting. Of the 48,400,641 shares outstanding and entitled to vote, 44,379,776 shares were represented at the meeting in person or by proxy, or an approximately 91.7% quorum. The final results of voting for each matter submitted to a vote of stockholders at the Annual Meeting are as follows:

 

Proposal 1: Election of Directors. The stockholders elected Bruce N. Pfau, Kalpana Raina and Donald C. Waite III as directors to hold office until the 2024 Annual Meeting of Stockholders and until their successors have been elected and have qualified to hold such office. The results of the election for each director are as follows:

 

Directors Votes Cast For  Votes Withheld  Broker Non-Votes 
Bruce N. Pfau  36,663,657   2,126,456   5,589,663 
Kalpana Raina  35,671,673   3,118,440   5,589,663 
Donald C. Waite III  35,581,658   3,208,455   5,589,663 

 

Proposal 2: Ratification of the appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm for 2021. The stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. The voting results are as follows:

 

For  Against  Abstain 
 43,934,955   422,200   22,621 

 

Proposal 3: Non-Binding Advisory Vote on Executive Compensation. The stockholders approved, in a non-binding advisory vote, the compensation paid to the Company’s named executive officers as described in the Proxy Statement. The voting results are as follows:

 

For  Against  Abstain  Broker Non-Votes 
 35,985,325   2,645,181   159,607   5,589,663 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: April 30, 2021INFORMATION SERVICES GROUP, INC.
  
 By:/s/ Michael P. Connors
  Michael P. Connors
  Chairman and Chief Executive Officer

 

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