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Cboe Global Markets (CBOE)

Filed: 21 Feb 19, 4:19pm
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Tilly Edward T

(Last)(First)(Middle)
C/O CBOE GLOBAL MARKETS, INC.
400 SOUTH LASALLE STREET

(Street)
CHICAGOIL60605

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Cboe Global Markets, Inc. [ CBOE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chairman, President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/19/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8)4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock02/19/2019M6,743A$94.16133,692D
Common Stock02/19/2019M6,219A$94.16139,911D
Common Stock02/19/2019M10,365A$94.16150,276D
Common Stock02/19/2019M4,683A$94.16154,959D
Common Stock02/19/2019F2,988D$94.16151,971D
Common Stock02/19/2019F2,756D$94.16149,215D
Common Stock02/19/2019F4,592D$94.16144,623D
Common Stock02/19/2019F2,075D$94.16142,548D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)2. Conversion or Exercise Price of Derivative Security3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8)5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)8. Price of Derivative Security (Instr. 5)9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)02/19/2019M6,74302/19/2019(2)Common Stock6,743$00D
Restricted Stock Units(1)02/19/2019M6,21902/19/2019(3)Common Stock6,219$06,219D
Restricted Stock Units(1)02/19/2019M10,36502/19/2019(3)Common Stock10,365$010,365D
Restricted Stock Units(1)02/19/2019M4,68302/19/2019(4)Common Stock4,683$09,366D
Restricted Stock Units(1)02/19/2019A22,632(5)(5)Common Stock22,632$022,632D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
2. The restricted stock units vest in three equal annual installments, which began on February 19, 2017.
3. The restricted stock units vest in three equal annual installments, which began on February 19, 2018.
4. The restricted stock units vest in three equal annual installments, which began on February 19, 2019.
5. The restricted stock units vest in three equal annual installments beginning on February 19, 2020.
/s/ Patrick Sexton, attorney-in-fact02/21/2019
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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