The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEGON NV | COM | 07924103 | 166 | 18,692 | SH | SOLE | NONE | 18,692 | 0 | 0 | |
ALASKA AIR GROUP | COM | 011659109 | 3,205 | 34,308 | SH | SOLE | NONE | 34,308 | 0 | 0 | |
ALCATEL-LUCENT S.A. | COM | 013904305 | 153 | 39,437 | SH | SOLE | NONE | 39,437 | 0 | 0 | |
ALLIANT TECH | COM | 018804104 | 3,090 | 22,254 | SH | SOLE | NONE | 22,254 | 0 | 0 | |
ALLIANZ SE | COM | 018805101 | 135 | 8,131 | SH | SOLE | NONE | 8,131 | 0 | 0 | |
AMETEK, INC. | COM | 031100100 | 444 | 8,631 | SH | SOLE | NONE | 8,631 | 0 | 0 | |
ARM HOLDING PLC | COM | 042068106 | 132 | 2,771 | SH | SOLE | NONE | 2,771 | 0 | 0 | |
Berkshire Hathaway Cl-A | COM | 084670108 | 381 | 2 | SH | SOLE | NONE | 2 | 0 | 0 | |
BITAUTO HOLDINGS LTD. | COM | 091727107 | 343 | 9,939 | SH | SOLE | NONE | 9,939 | 0 | 0 | |
BOEING CO | COM | 097023105 | 358 | 2,785 | SH | SOLE | NONE | 2,785 | 0 | 0 | |
BOSTON SCIENTIFIC | COM | 101137107 | 1,391 | 104,030 | SH | SOLE | NONE | 104,030 | 0 | 0 | |
BROWN-FORMAN CORP. | COM | 115637209 | 362 | 4,086 | SH | SOLE | NONE | 4,086 | 0 | 0 | |
CBS INC. | COM | 124857202 | 3,232 | 55,676 | SH | SOLE | NONE | 55,676 | 0 | 0 | |
American Funds Capital Income Builder F2 | COM | 140194101 | 605 | 10,227 | SH | SOLE | NONE | 10,227 | 0 | 0 | |
CARBO CERAMICS INC | COM | 140781105 | 429 | 3,173 | SH | SOLE | NONE | 3,173 | 0 | 0 | |
CHICAGO BRIDGE & IRON CO NV | COM | 167250109 | 282 | 3,531 | SH | SOLE | NONE | 3,531 | 0 | 0 | |
CIMAREX ENERGY | COM | 171798101 | 1,539 | 12,886 | SH | SOLE | NONE | 12,886 | 0 | 0 | |
COGNIZANT TECH SOLUTIONS INC | COM | 192446102 | 1,678 | 34,446 | SH | SOLE | NONE | 34,446 | 0 | 0 | |
DEVRY INC | COM | 251893103 | 543 | 11,815 | SH | SOLE | NONE | 11,815 | 0 | 0 | |
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 3,412 | 61,460 | SH | SOLE | NONE | 61,460 | 0 | 0 | |
Dodge & Cox Income Fund | COM | 256210105 | 331 | 24,061 | SH | SOLE | NONE | 24,061 | 0 | 0 | |
DOW CHEMICAL CO | COM | 260543103 | 1,498 | 30,892 | SH | SOLE | NONE | 30,892 | 0 | 0 | |
E TRADE FINANCIAL CORP | COM | 269246401 | 1,469 | 65,598 | SH | SOLE | NONE | 65,598 | 0 | 0 | |
Fidelity Investment Grade Bond Fund | COM | 316146109 | 173 | 22,179 | SH | SOLE | NONE | 22,179 | 0 | 0 | |
FLAMEL TECHNOLOGIES SA | COM | 338488109 | 135 | 11,552 | SH | SOLE | NONE | 11,552 | 0 | 0 | |
FUJI HEAVY INDISTRIES LTD. | COM | 359556206 | 122 | 2,275 | SH | SOLE | NONE | 2,275 | 0 | 0 | |
GILEAD SCIENCES | COM | 375558103 | 1,236 | 16,726 | SH | SOLE | NONE | 16,726 | 0 | 0 | |
GRUMA SAB DE CV | COM | 400131306 | 305 | 8,728 | SH | SOLE | NONE | 8,728 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 554 | 8,826 | SH | SOLE | NONE | 8,826 | 0 | 0 | |
HANESBRANDS INC | COM | 410345102 | 2,687 | 34,041 | SH | SOLE | NONE | 34,041 | 0 | 0 | |
HELMERICH & PAYNE INC. | COM | 423452101 | 2,630 | 24,582 | SH | SOLE | NONE | 24,582 | 0 | 0 | |
JACK HENRY & ASSOCIATES | COM | 426281101 | 884 | 16,300 | SH | SOLE | NONE | 16,300 | 0 | 0 | |
HUNTINGTON INGALLS INDUSTRIES | COM | 446413106 | 3,534 | 35,146 | SH | SOLE | NONE | 35,146 | 0 | 0 | |
ITT CORP | COM | 450911201 | 1,280 | 30,094 | SH | SOLE | NONE | 30,094 | 0 | 0 | |
AMERICAN FND INTERMED BOND OF AMERICA F2 | COM | 458809829 | 150 | 11,145 | SH | SOLE | NONE | 11,145 | 0 | 0 | |
iShare MSCI Belgium Index Fund | COM | 464286301 | 10,450 | 601,949 | SH | SOLE | NONE | 601,949 | 0 | 0 | |
iShare MSCI EMU Index | COM | 464286608 | 30,941 | 731,896 | SH | SOLE | NONE | 731,896 | 0 | 0 | |
iShare MSCI Switzerland Index Fd | COM | 464286749 | 11,982 | 348,917 | SH | SOLE | NONE | 348,917 | 0 | 0 | |
iShares MSCI Sweden ETF | COM | 464286756 | 395 | 10,793 | SH | SOLE | NONE | 10,793 | 0 | 0 | |
iShare MSCI Spain Index | COM | 464286764 | 10,163 | 249,105 | SH | SOLE | NONE | 249,105 | 0 | 0 | |
iShare MSCI Germany Index | COM | 464286806 | 11,748 | 374,754 | SH | SOLE | NONE | 374,754 | 0 | 0 | |
iShare MSCI Netherlands Index | COM | 464286814 | 10,360 | 396,768 | SH | SOLE | NONE | 396,768 | 0 | 0 | |
ISHARES BARCLAYS TIPS | COM | 464287176 | 273 | 2,413 | SH | SOLE | NONE | 2,413 | 0 | 0 | |
iShares Barclays Aggregate Bond | COM | 464287226 | 332 | 3,070 | SH | SOLE | NONE | 3,070 | 0 | 0 | |
iShares GS $ InvestTop Corp Bond | COM | 464287242 | 539 | 4,578 | SH | SOLE | NONE | 4,578 | 0 | 0 | |
iShares iBoxx $ Investment Grade Corporate Bond ETF | COM | 464287242 | 338 | 2,889 | SH | SOLE | NONE | 2,889 | 0 | 0 | |
ISHARES S&P 500 GROWTH | COM | 464287309 | 9,668 | 97,820 | SH | SOLE | NONE | 97,820 | 0 | 0 | |
iShares Barclays 20+ Yr Treas Bd | COM | 464287432 | 1,048 | 9,548 | SH | SOLE | NONE | 9,548 | 0 | 0 | |
iShares Lehman 7-10 Year Treas Bond Fd | COM | 464287440 | 39,519 | 388,398 | SH | SOLE | NONE | 388,398 | 0 | 0 | |
ISHARES BARCLAYS 1-3 TREASURY | COM | 464287457 | 504 | 5,978 | SH | SOLE | NONE | 5,978 | 0 | 0 | |
iShares Russell Mid-Cap Growth ETF | COM | 464287481 | 1,049 | 12,234 | SH | SOLE | NONE | 12,234 | 0 | 0 | |
iShares DJ US Consumer Services | COM | 464287580 | 10,476 | 87,070 | SH | SOLE | NONE | 87,070 | 0 | 0 | |
iShares Russell 2000 Growth ETF | COM | 464287648 | 1,063 | 8,826 | SH | SOLE | NONE | 8,826 | 0 | 0 | |
iShares Dow Jones U.S. Technology Sec | COM | 464287721 | 13,659 | 150,000 | SH | SOLE | NONE | 150,000 | 0 | 0 | |
iShares DJ US Healthcare Sector | COM | 464287762 | 14,044 | 114,150 | SH | SOLE | NONE | 114,150 | 0 | 0 | |
ISHARES S&P 600 SMALL CAP VALUE | COM | 464287879 | 9,077 | 81,985 | SH | SOLE | NONE | 81,985 | 0 | 0 | |
iShares S&P 600 Small Cap Growth | COM | 464287887 | 9,381 | 82,233 | SH | SOLE | NONE | 82,233 | 0 | 0 | |
iShares JP Morgan Emerging Market Bond | COM | 464288281 | 167 | 1,505 | SH | SOLE | NONE | 1,505 | 0 | 0 | |
iShares J.P. Morgan USD Emerging Markets Bond ETF | COM | 464288281 | 324 | 2,912 | SH | SOLE | NONE | 2,912 | 0 | 0 | |
iShares iBoxx $ High Yield Corporate Bd | COM | 464288513 | 406 | 4,312 | SH | SOLE | NONE | 4,312 | 0 | 0 | |
iShares S&P Moderate Allocation | COM | 464289875 | 314 | 9,067 | SH | SOLE | NONE | 9,067 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 508 | 3,154 | SH | SOLE | NONE | 3,154 | 0 | 0 | |
MDU Resources Group, Inc. | COM | 552690109 | 1,026 | 28,716 | SH | SOLE | NONE | 28,716 | 0 | 0 | |
Melco Crown Entertainment Ltd | COM | 585464100 | 302 | 8,493 | SH | SOLE | NONE | 8,493 | 0 | 0 | |
MINERALS TECHNOLOGIES INC | COM | 603158106 | 1,895 | 31,418 | SH | SOLE | NONE | 31,418 | 0 | 0 | |
MOHAWK INDUSTRIES, INC. | COM | 608190104 | 376 | 2,824 | SH | SOLE | NONE | 2,824 | 0 | 0 | |
MONSTER BEVERAGE CORP | COM | 611740101 | 338 | 5,147 | SH | SOLE | NONE | 5,147 | 0 | 0 | |
NEWMARKET CORP. | COM | 651587107 | 1,420 | 3,807 | SH | SOLE | NONE | 3,807 | 0 | 0 | |
OMNICARE, INC | COM | 681904108 | 953 | 16,263 | SH | SOLE | NONE | 16,263 | 0 | 0 | |
ONEOK INC. | COM | 682680103 | 1,611 | 25,702 | SH | SOLE | NONE | 25,702 | 0 | 0 | |
PPG INDUST. INC | COM | 693506107 | 1,933 | 10,020 | SH | SOLE | NONE | 10,020 | 0 | 0 | |
PACKAGING CORP. OF AMERICA | COM | 695156109 | 1,024 | 15,432 | SH | SOLE | NONE | 15,432 | 0 | 0 | |
PITNEY BOWES INC. | COM | 724479100 | 3,529 | 142,162 | SH | SOLE | NONE | 142,162 | 0 | 0 | |
RPM INTERNATIONAL INC. | COM | 749685103 | 446 | 10,498 | SH | SOLE | NONE | 10,498 | 0 | 0 | |
SALIX PHARMACEUTICALS, LTD. | COM | 795435106 | 1,643 | 14,896 | SH | SOLE | NONE | 14,896 | 0 | 0 | |
SWEDBANK AB | COM | 870195104 | 115 | 4,456 | SH | SOLE | NONE | 4,456 | 0 | 0 | |
SWISS RE LTD | COM | 870886108 | 137 | 1,614 | SH | SOLE | NONE | 1,614 | 0 | 0 | |
TORCHMARK CORP | COM | 891027104 | 1,056 | 13,472 | SH | SOLE | NONE | 13,472 | 0 | 0 | |
TRINITY BIOTECH PLC | COM | 896438306 | 184 | 8,056 | SH | SOLE | NONE | 8,056 | 0 | 0 | |
TYSON FOODS, INC. | COM | 902494103 | 1,488 | 35,077 | SH | SOLE | NONE | 35,077 | 0 | 0 | |
UNITED RENTALS INC. | COM | 911363109 | 1,680 | 18,193 | SH | SOLE | NONE | 18,193 | 0 | 0 | |
Vanguard Short-Term Bond ETF | COM | 921937827 | 37,566 | 468,984 | SH | SOLE | NONE | 468,984 | 0 | 0 | |
VANGUARD WELLESLEY INCOME FUND | COM | 921938106 | 346 | 13,644 | SH | SOLE | NONE | 13,644 | 0 | 0 | |
Vanguard Small-Cap Growth ETF | COM | 922908595 | 70,448 | 567,072 | SH | SOLE | NONE | 567,072 | 0 | 0 | |
Vanguard Small-Cap Value ETF | COM | 922908611 | 22,287 | 221,457 | SH | SOLE | NONE | 221,457 | 0 | 0 | |
Vanguard Growth ETF VIPER | COM | 922908736 | 71,382 | 763,600 | SH | SOLE | NONE | 763,600 | 0 | 0 | |
VESTAS WIND SYSTEMS | COM | 925458101 | 286 | 20,445 | SH | SOLE | NONE | 20,445 | 0 | 0 | |
WUXI PHARMA TECH INC | COM | 929352102 | 137 | 3,859 | SH | SOLE | NONE | 3,859 | 0 | 0 | |
WESTERN DIGITAL | COM | 958102105 | 2,746 | 31,287 | SH | SOLE | NONE | 31,287 | 0 | 0 | |
YAHOO INC. | COM | 984332106 | 2,069 | 60,008 | SH | SOLE | NONE | 60,008 | 0 | 0 | |
BT GROUP PLC | COM | 05577E101 | 147 | 2,348 | SH | SOLE | NONE | 2,348 | 0 | 0 | |
First Trust Dow Jones Internet Index Fund | COM | 33733E302 | 340 | 5,773 | SH | SOLE | NONE | 5,773 | 0 | 0 | |
ACUITY BRANDS INC. | COM | 00508Y102 | 1,258 | 10,158 | SH | SOLE | NONE | 10,158 | 0 | 0 | |
BIOGEN IDEC INC | COM | 09062X103 | 4,258 | 14,900 | SH | SOLE | NONE | 14,900 | 0 | 0 | |
CHINA MOBILE GAMES & ENTERTAINMENT LTD | COM | 16952T100 | 152 | 8,283 | SH | SOLE | NONE | 8,283 | 0 | 0 | |
CONSTELLATION BRANDS'A' | COM | 21036P108 | 4,228 | 53,500 | SH | SOLE | NONE | 53,500 | 0 | 0 | |
EOG RESOURCES | COM | 26875P101 | 344 | 3,477 | SH | SOLE | NONE | 3,477 | 0 | 0 | |
EQUITABLE RESOURCES | COM | 26884L109 | 1,052 | 10,004 | SH | SOLE | NONE | 10,004 | 0 | 0 | |
EMPRESA DISTRIB COMERCIALIZADORA NORTE | COM | 29244A102 | 239 | 25,185 | SH | SOLE | NONE | 25,185 | 0 | 0 | |
ENEL SPA | COM | 29265W207 | 130 | 23,661 | SH | SOLE | NONE | 23,661 | 0 | 0 | |
EXELIS INC. | COM | 30162A108 | 1,274 | 68,988 | SH | SOLE | NONE | 68,988 | 0 | 0 | |
EXPRESS SCRIPTS INC. | COM | 30219G108 | 455 | 6,414 | SH | SOLE | NONE | 6,414 | 0 | 0 | |
FIRST TRUST LARGE CAP ALPHADEX | COM | 33734K109 | 28,306 | 673,359 | SH | SOLE | NONE | 673,359 | 0 | 0 | |
First Trust Consumer Staples AlphaDEX Fund | COM | 33734X119 | 298 | 8,090 | SH | SOLE | NONE | 8,090 | 0 | 0 | |
First Trust Financials AlphaDEX Fund | COM | 33734X135 | 272 | 12,481 | SH | SOLE | NONE | 12,481 | 0 | 0 | |
First Trust Health Care AlphaDEX Fund | COM | 33734X143 | 240 | 4,729 | SH | SOLE | NONE | 4,729 | 0 | 0 | |
FIRST TRUST SMALL CAP CORE ALPHADEX | COM | 33734Y109 | 28,608 | 593,819 | SH | SOLE | NONE | 593,819 | 0 | 0 | |
FIRST TRUST MID CAP CORE ALPHADEX | COM | 33735B108 | 30,685 | 600,320 | SH | SOLE | NONE | 600,320 | 0 | 0 | |
FLOWSERVE CORP. | COM | 34354P105 | 950 | 13,047 | SH | SOLE | NONE | 13,047 | 0 | 0 | |
GENWORTH FINANCIAL | COM | 37247D106 | 4,109 | 237,011 | SH | SOLE | NONE | 237,011 | 0 | 0 | |
HENKEL AG & CO. | COM | 42550U109 | 147 | 1,447 | SH | SOLE | NONE | 1,447 | 0 | 0 | |
HIMAX TECHNOLOGIES INC. | COM | 43289P106 | 168 | 19,562 | SH | SOLE | NONE | 19,562 | 0 | 0 | |
J.P. Morgan Chase & Co. Alerian MLP Index | COM | 46625H365 | 13,881 | 298,250 | SH | SOLE | NONE | 298,250 | 0 | 0 | |
NETFLIX INC. | COM | 64110L106 | 3,355 | 10,419 | SH | SOLE | NONE | 10,419 | 0 | 0 | |
PERFECT WORLD CO LTD. | COM | 71372U104 | 102 | 5,584 | SH | SOLE | NONE | 5,584 | 0 | 0 | |
POWERSHARES DWA TECHNICAL LEADERS | COM | 73935X153 | 143 | 3,935 | SH | SOLE | NONE | 3,935 | 0 | 0 | |
PowerShares Dynamic Leisure & Entertainment Portfolio | COM | 73935X757 | 409 | 11,973 | SH | SOLE | NONE | 11,973 | 0 | 0 | |
PowerShares S&P SmallCap Consumer Staples Portfolio | COM | 73937B605 | 259 | 5,132 | SH | SOLE | NONE | 5,132 | 0 | 0 | |
POWERSHARES S&P 500 LOW VOLATILITY | COM | 73937B779 | 327 | 9,575 | SH | SOLE | NONE | 9,575 | 0 | 0 | |
PowerShares S&P SmallCap Materials Portfolio | COM | 73937B852 | 204 | 4,544 | SH | SOLE | NONE | 4,544 | 0 | 0 | |
PowerShares S&P SmallCap Health Care Portfolio | COM | 73937B886 | 296 | 5,475 | SH | SOLE | NONE | 5,475 | 0 | 0 | |
PRUDENTIAL PLC | COM | 74435K204 | 168 | 3,728 | SH | SOLE | NONE | 3,728 | 0 | 0 | |
SPDR Barclays Capital Convertible Securities ETF | COM | 78464A359 | 305 | 6,308 | SH | SOLE | NONE | 6,308 | 0 | 0 | |
SPDR S&P Retail ETF | COM | 78464A714 | 398 | 4,735 | SH | SOLE | NONE | 4,735 | 0 | 0 | |
SPDR S&P Pharmaceuticals ETF | COM | 78464A722 | 324 | 3,464 | SH | SOLE | NONE | 3,464 | 0 | 0 | |
SVB FINANCIAL | COM | 78486Q101 | 1,432 | 13,360 | SH | SOLE | NONE | 13,360 | 0 | 0 | |
SEALED AIR CORP | COM | 81211K100 | 984 | 30,279 | SH | SOLE | NONE | 30,279 | 0 | 0 | |
HEALTHCARE SELECT SPDR | COM | 81369Y209 | 40,582 | 697,721 | SH | SOLE | NONE | 697,721 | 0 | 0 | |
CONSUMER DISCRETIONARY SPDR | COM | 81369Y407 | 39,390 | 612,208 | SH | SOLE | NONE | 612,208 | 0 | 0 | |
Industrial Sector SPDR | COM | 81369Y704 | 33,760 | 644,513 | SH | SOLE | NONE | 644,513 | 0 | 0 | |
SEIKO EPSON CORP | COM | 81603X108 | 211 | 15,246 | SH | SOLE | NONE | 15,246 | 0 | 0 | |
SMITH & NEPHEW PLC | COM | 83175M205 | 148 | 1,929 | SH | SOLE | NONE | 1,929 | 0 | 0 | |
SUNEDISON INC. | COM | 86732Y109 | 1,256 | 63,571 | SH | SOLE | NONE | 63,571 | 0 | 0 | |
TECHTRONIC INDUSTRIES LTD | COM | 87873R101 | 126 | 8,260 | SH | SOLE | NONE | 8,260 | 0 | 0 | |
Viacom Cl B | COM | 92553P201 | 349 | 4,194 | SH | SOLE | NONE | 4,194 | 0 | 0 | |
VIPSHOP HOLDINGS LTD. | COM | 92763W103 | 581 | 4,076 | SH | SOLE | NONE | 4,076 | 0 | 0 | |
VISA INC. | COM | 92826C839 | 452 | 2,273 | SH | SOLE | NONE | 2,273 | 0 | 0 | |
WPP PLC | COM | 92937A102 | 163 | 1,544 | SH | SOLE | NONE | 1,544 | 0 | 0 | |
ACTAVIS INC | COM | G0083B108 | 4,107 | 20,737 | SH | SOLE | NONE | 20,737 | 0 | 0 | |
COVIDIEN LTD. | COM | G2554F113 | 119 | 1,722 | SH | SOLE | NONE | 1,722 | 0 | 0 | |
DELPHI AUTOMOTIVE | COM | G27823106 | 1,625 | 24,445 | SH | SOLE | NONE | 24,445 | 0 | 0 | |
ICON PLC. | COM | G4705A100 | 138 | 3,238 | SH | SOLE | NONE | 3,238 | 0 | 0 | |
INGERSOLL RAND | COM | G47791101 | 106 | 1,814 | SH | SOLE | NONE | 1,814 | 0 | 0 | |
ACE LIMITED | COM | H0023R105 | 141 | 1,392 | SH | SOLE | NONE | 1,392 | 0 | 0 | |
AERCAP HOLDINGS NV | COM | N00985106 | 124 | 3,074 | SH | SOLE | NONE | 3,074 | 0 | 0 |