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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21977
Invesco Exchange-Traded Fund Trust II
(Exact name of registrant as specified in charter)
3500 Lacey Road, Suite 700 Downers Grove, IL 60515
(Address of principal executive offices) (Zip code)
Daniel Draper
3500 Lacey Road, Suite 700 Downers Grove, IL 60515
(Name and address of agent for service)
Copy to:
Peter Davidson, Esquire
Invesco Advisers, Inc.
11 Greenway Plaza, Suite 1000
Houston, TX 77046
Registrant’s telephone number, including area code: (800) 983-0903
Date of fiscal year end: 8/31
Date of reporting period: 7/01/17 – 6/30/18
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-21977 Reporting Period: 07/01/2017 - 06/30/2018 Invesco Exchange-Traded Fund Trust II =Invesco China All-Cap ETF====================================================== 3SBio Inc. Ticker: 1530 Security ID: G8875G102 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: JUN 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Su Dongmei as Director For For Management 2b Elect Liu Dong as Director For For Management 2c Elect David Ross Parkinson as Director For For Management 2d Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Final Dividend For For Management 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- AAC Technologies Holdings Inc. Ticker: 2018 Security ID: G2953R114 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Koh Boon Hwee as Director For For Management 3b Elect Mok Joe Kuen Richard as Director For For Management 3c Elect Au Siu Cheung Albert as Director For For Management 3d Elect Kwok Lam Kwong Larry as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Agile Group Holdings Ltd. Ticker: 3383 Security ID: G01198103 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Chen Zhuo Lin as Director For For Management 4 Elect Luk Sin Fong, Fion as Director For For Management 5 Elect Chan Cheuk Nam as Director For For Management 6 Elect Cheng Hon Kwan as Director For Against Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 9A Authorize Repurchase of Issued Share Ca For For Management pital 9B Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Agricultural Bank of China Limited Ticker: 1288 Security ID: Y00289119 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: APR 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Final Financial Accounts For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as Ex ternal Auditors 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Elect Xiao Xing as Director For For Shareholder 8 Approve Adjustments to the Authorizatio For For Shareholder n Granted to the Board to Make External Donations 9 Elect Hu Xiaohui as Director For For Shareholder -------------------------------------------------------------------------------- AGTech Holdings Ltd. Ticker: 8279 Security ID: G0135Z103 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2.1 Elect Yang Guang as Director For For Management 2.2 Elect Ji Gang as Director For For Management 2.3 Elect Monica Maria Nunes as Director For Against Management 2.4 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 4.1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4.2 Authorize Repurchase of Issued Share Ca For For Management pital 4.3 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Air China Ltd. Ticker: 753 Security ID: Y002A6104 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Audited Consolidated Finan For For Management cial Statements 4 Approve 2017 Profit Distribution For For Management 5 Approve Deloitte Touche Tohmatsu as the For For Management International Auditor and Deloitte Tou che Tohmatsu Certified Public Accountan ts LLP as the Domestic Auditor and Inte rnal Control Auditor and Authorize Boar d to Fix Their Remuneration 6 Approve 2018-2019 Aircraft Finance Leas For For Management e Service Framework Agreement and Relat ed Transactions 7 Approve Grant of General Mandate to the For Against Management Board to Issue Debt Financing Instrume nts -------------------------------------------------------------------------------- Aluminum Corporation of China Ltd. Ticker: 2600 Security ID: Y0094N109 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Independent Auditor's Repo For For Management rt and Audited Financial Report 4 Approve 2017 Loss Recovery Proposals For For Management 5 Approve Provision of Financing Guarante For Against Management es by the Company to Chalco Hong Kong a nd Its Subsidiaries 6 Approve Provision of Financing Guarante For For Management es by the Company to Shanxi New Materia ls 7 Approve Provision of Financing Guarante For For Management es by Shandong Huayu to Yixing Carbon 8 Approve Provision of Financing Guarante For For Management es by the Company and Chalco Shandong t o Xinghua Technology 9 Approve Resolution in Relation to Matte For Against Management rs on Guarantees of Ningxia Energy and its Subsidiaries 10 Approve 2018 Remuneration for Directors For For Management and Supervisors 11 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior M anagement Members 12 Approve Ernst & Young Hua Ming (LLP) as For For Management Domestic Auditors and Ernst & Young as International Auditors and Authorize B oard to Fix Their Remuneration 13 Approve the Resolution in Relation to t For For Shareholder he Joint Development of the Boffa Proje ct in Cooperation with Republic of Guin ea and Grant of Option for Additional E quity Participation 14 Approve Issuance of Debt Financing Inst For For Management ruments 15 Approve Issuance of Overseas Bonds For For Management 16 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares -------------------------------------------------------------------------------- Angang Steel Company Limited Ticker: 347 Security ID: Y0132D105 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report and Its Extr For For Management acts 4 Approve 2017 Auditors' Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2017 Remuneration of Directors For For Management and Supervisors 7 Amend Articles of Association For For Management 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Approve ShineWing Certified Public Acco For For Shareholder untants as Auditors and Authorize Board to Fix Their Remuneration 10 Approve Resignation of Luo Yucheng as D For For Shareholder irector 11 Elect Feng Changli as Director For For Shareholder 12 Approve Issuance of Short-term Financia For For Shareholder l Bill of the Company in the Inter-Bank Bond Market 13 Approve Issuance of Ultra Short-term Fi For For Shareholder nancial Bill of the Company in the Inte r-Bank Bond Market -------------------------------------------------------------------------------- Anhui Conch Cement Company Ltd Ticker: 914 Security ID: Y01373102 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Reports For For Management Prepared Under the PRC Accounting Stand ards and International Financial Report ing Standards Respectively 4 Approve KPMG Huazhen LLP as PRC and Int For For Management ernal Control Auditor, KPMG as Internat ional Financial Auditor and Authorize B oard to Fix Their Remuneration 5 Approve 2017 Profit Appropriation Propo For For Management sal and Declaration of Final Dividend 6 Approve Provision of Guarantee to Subsi For For Management diaries and Joint Venture Entities 7 Amend Articles of Association Regarding For Against Management Party Committee 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Avichina Industry & Technology Co., Ltd. Ticker: 2357 Security ID: Y0485Q109 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: JUN 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan a For For Management nd Distribution of Final Dividend 5 Approve ShineWing (HK) CPA Limited and For For Management ShineWing Certified Public Accountant L LP as International and Domestic Audito rs Respectively and Authorize Board to Fix Their Remuneration 6 Elect Tan Ruisong as Director, Authoriz For For Management e Board to Approve His Service Contract and Authorize Remuneration Committee t o Fix His Remuneration 7 Elect Chen Yuanxian as Director, Author For For Management ize Board to Approve His Service Contra ct and Authorize Remuneration Committee to Fix His Remuneration 8 Elect Li Yao as Director, Authorize Boa For Against Management rd to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration 9 Elect Wang Xuejun as Director, Authoriz For For Management e Board to Approve His Service Contract and Authorize Remuneration Committee t o Fix His Remuneration 10 Elect He Zhiping as Director, Authorize For For Management Board to Approve His Service Contract and Authorize Remuneration Committee to Fix His Remuneration 11 Elect Patrick de Castelbajac as Directo For Against Management r, Authorize Board to Approve His Servi ce Contract and Authorize Remuneration Committee to Fix His Remuneration 12 Elect Liu Renhuai as Director, Authoriz For Against Management e Board to Approve His Service Contract and Authorize Remuneration Committee t o Fix His Remuneration 13 Elect Wang Jianxin as Director, Authori For For Management ze Board to Approve His Service Contrac t and Authorize Remuneration Committee to Fix His Remuneration 14 Elect Liu Weiwu as Director, Authorize For For Management Board to Approve His Service Contract a nd Authorize Remuneration Committee to Fix His Remuneration 15 Elect Zheng Qiang as Supervisor, Author For For Management ize Board to Approve His Service Contra ct and Authorize Remuneration Committee to Fix His Remuneration 16 Elect Guo Guangxin as Supervisor, Autho For For Management rize Board to Approve His Service Contr act and Authorize Remuneration Committe e to Fix His Remuneration 17 Other Business by Way of Ordinary Resol For Against Management ution 18 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 19 Authorize Repurchase of Issued Share Ca For For Management pital 20 Amend Articles of Association For For Management 21 Other Business by Way of Special Resolu For Against Management tion -------------------------------------------------------------------------------- BAIC Motor Corporation Ltd Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 29, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- BAIC Motor Corporation Ltd Ticker: 1958 Security ID: Y0506H104 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Profits Distribution and D For For Management ividends Distribution Plan 5 Approve PricewaterhouseCoopers and Pric For For Management ewaterhouseCoopers Zhong Tian LLP as In ternational Auditor and Domestic Audito r, Respectively and Authorize Managemen t to Fix Their Respective Audit Fees 6 Approve Revised Maximum Daily Balance o For Against Management f and Revised Annual Caps Under Financi al Services Framework Agreement 2018-20 19 7.1 Elect Lei Hai as Director For For Management 7.2 Elect Shang Yuanxian as Director For For Management 7.3 Elect Yan Xiaolei as Director For For Management 8 Approve Grant of General Mandate to Iss For For Management ue Onshore and Offshore Corporate Debt Financing Instruments 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Repurchase of Issued Share Ca For For Management pital 11 Approve Amendments to Articles of Assoc For For Management iation 12 Elect Xie Wei as Director For For Shareholder 13 Elect Jiao Ruifang as Director For For Shareholder -------------------------------------------------------------------------------- Bank of China Limited Ticker: 3988 Security ID: Y0698A107 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of Board of Di For For Management rectors 2 Approve 2017 Work Report of Board of Su For For Management pervisors 3 Approve 2017 Annual Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Annual Budget for Fixed As For For Management sets Investment 6 Approve Ernst & Young Hua Ming as Exter For For Management nal Auditor 7 Elect Zhang Qingsong as Director For For Management 8 Elect Li Jucai as Director For For Management 9 Elect Chen Yuhua as Supervisor For For Management 10 Approve 2016 Remuneration Distribution For For Management Plan of Directors 11 Approve 2016 Remuneration Distribution For For Management Plan of Supervisors 12 Approve Capital Management Plan for the For For Management Years 2017-2020 13 Approve Adjusting the Authorization of For For Management Outbound Donations 14 Approve Issuance of Bonds For For Management 15 Approve Issuance of Qualified Write-dow For For Management n Tier 2 Capital Instruments 16 Approve Issuance of Write-down Undated For For Management Capital Bonds 17 Elect Liao Qiang as Director None For Shareholder -------------------------------------------------------------------------------- Bank of Communications Co., Ltd. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 29, 2018 Meeting Type: Special Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1A Approve Type of Securities to Be Issued For For Management in Relation to the Public Issuance of A Share Convertible Corporate Bonds 1B Approve Issue Size in Relation to the P For For Management ublic Issuance of A Share Convertible C orporate Bonds 1C Approve Par Value and Issue Price in Re For For Management lation to the Public Issuance of A Shar e Convertible Corporate Bonds 1D Approve Term of Bonds in Relation to th For For Management e Public Issuance of A Share Convertibl e Corporate Bonds 1E Approve Interest Rate in Relation to th For For Management e Public Issuance of A Share Convertibl e Corporate Bonds 1F Approve Method and Timing of Interest P For For Management ayment in Relation to the Public Issuan ce of A Share Convertible Corporate Bon ds 1G Approve Conversion Period in Relation t For For Management o the Public Issuance of A Share Conver tible Corporate Bonds 1H Approve Determination and Adjustment of For For Management the CB Conversion Price in Relation to the Public Issuance of A Share Convert ible Corporate Bonds 1I Approve Downward Adjustment to the CB C For For Management onversion Price in Relation to the Publ ic Issuance of A Share Convertible Corp orate Bonds 1J Approve Method for Determining the Numb For For Management er of Shares for Conversion in Relation to the Public Issuance of A Share Conv ertible Corporate Bonds 1K Approve Dividend Rights of the Year of For For Management Conversion in Relation to the Public Is suance of A Share Convertible Corporate Bonds 1L Approve Terms of Redemption in Relation For For Management to the Public Issuance of A Share Conv ertible Corporate Bonds 1M Approve Terms of Sale Back in Relation For For Management to the Public Issuance of A Share Conve rtible Corporate Bonds 1N Approve Method of Issuance and Target I For For Management nvestors in Relation to the Public Issu ance of A Share Convertible Corporate B onds 1O Approve Subscription Arrangement for th For For Management e Existing Shareholders in Relation to the Public Issuance of A Share Converti ble Corporate Bonds 1P Approve CB Holders and Meetings in Rela For For Management tion to the Public Issuance of A Share Convertible Corporate Bonds 1Q Approve Use of Proceeds in Relation to For For Management the Public Issuance of A Share Converti ble Corporate Bonds 1R Approve Guarantee and Securities in Rel For For Management ation to the Public Issuance of A Share Convertible Corporate Bonds 1S Approve Validity Period in Relation to For For Management the Public Issuance of A Share Converti ble Corporate Bonds 1T Approve Matters Relating to Authorizati For For Management on in Relation to the Public Issuance o f A Share Convertible Corporate Bonds -------------------------------------------------------------------------------- Bank of Communications Co., Ltd. Ticker: 3328 Security ID: Y06988102 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Fixed Assets Investment Pl For For Management an 6 Approve PricewaterhouseCoopers as Inter For For Management national Auditor and PricewaterhouseCoo pers Zhong Tian LLP as Domestic Auditor and Authorize Board to Determine and E nter Into Respective Engagement with Th em 7 Approve Public Issuance of A Share Conv For For Management ertible Corporate Bonds 8A Approve Type of Securities to Be Issued For For Management in Relation to the Public Issuance of A Share Convertible Corporate Bonds 8B Approve Issue Size in Relation to the P For For Management ublic Issuance of A Share Convertible C orporate Bonds 8C Approve Par Value and Issue Price in Re For For Management lation to the Public Issuance of A Shar e Convertible Corporate Bonds 8D Approve Term of Bonds in Relation to th For For Management e Public Issuance of A Share Convertibl e Corporate Bonds 8E Approve Interest Rate in Relation to th For For Management e Public Issuance of A Share Convertibl e Corporate Bonds 8F Approve Method and Timing of Interest P For For Management ayment in Relation to the Public Issuan ce of A Share Convertible Corporate Bon ds 8G Approve Conversion Period in Relation t For For Management o the Public Issuance of A Share Conver tible Corporate Bonds 8H Approve Determination and Adjustment of For For Management the CB Conversion Price in Relation to the Public Issuance of A Share Convert ible Corporate Bonds 8I Approve Downward Adjustment to the CB C For For Management onversion Price in Relation to the Publ ic Issuance of A Share Convertible Corp orate Bonds 8J Approve Method for Determining the Numb For For Management er of Shares for Conversion in Relation to the Public Issuance of A Share Conv ertible Corporate Bonds 8K Approve Dividend Rights of the Year of For For Management Conversion in Relation to the Public Is suance of A Share Convertible Corporate Bonds 8L Approve Terms of Redemption in Relation For For Management to the Public Issuance of A Share Conv ertible Corporate Bonds 8M Approve Terms of Sale Back in Relation For For Management to the Public Issuance of A Share Conve rtible Corporate Bonds 8N Approve Method of Issuance and Target I For For Management nvestors in Relation to the Public Issu ance of A Share Convertible Corporate B onds 8O Approve Subscription Arrangement for th For For Management e Existing Shareholders in Relation to the Public Issuance of A Share Converti ble Corporate Bonds 8P Approve CB Holders and Meetings in Rela For For Management tion to the Public Issuance of A Share Convertible Corporate Bonds 8Q Approve Use of Proceeds in Relation to For For Management the Public Issuance of A Share Converti ble Corporate Bonds 8R Approve Guarantee and Securities in Rel For For Management ation to the Public Issuance of A Share Convertible Corporate Bonds 8S Approve Validity Period of the Resoluti For For Management on in Relation to the Public Issuance o f A Share Convertible Corporate Bonds 8T Approve Matters Relating to Authorizati For For Management on in Relation to the Public Issuance o f A Share Convertible Corporate Bonds 9 Approve Feasibility Report of the Use o For For Management f Proceeds From the Public Issuance of A Share Convertible Corporate Bonds 10 Approve Remedial Measures and Dilution For For Management of the Public Issuance of A Share Conve rtible Corporate Bonds 11 Approve Report on the Use of Proceeds F For For Management rom Previous Fund Raising Exercise 12 Approve Capital Management Plan for the For For Management Years 2018-2020 13 Approve Shareholder Return Plan for the For For Management Years 2018-2020 14 Elect Cai Haoyi as Director For For Management 15 Elect Ren Deqi as Director None For Shareholder 16 Elect Shen Rujun as Director None For Shareholder -------------------------------------------------------------------------------- BBMG Corporation Ticker: 2009 Security ID: Y076A3105 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management s 2 Approve Report of the Supervisory Board For For Management 3 Approve Audited Accounts For For Management 4 Approve Profit Distribution Proposal For For Management 5 Appoint Ernst & Young Hua Ming Certifie For For Management d Public Accountants as Auditor and Aut horize Board to Fix Their Remuneration 6 Approve Remuneration of Directors For For Management 7 Approve Guarantee Authorization to Subs For Against Management idiaries 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and H Shares 9 Approve Proposed Amendments to Articles For For Management of Association 10 Approve Applying Remaining Balance of t For For Management he Proceeds from the 2015 Proposed Plac ing to Replenish Working Capital -------------------------------------------------------------------------------- BeiGene, Ltd. Ticker: BGNE Security ID: 07725L102 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Donald W. Glazer as Director fo For For Management r a three-year term 2 Reelect Michael Goller as Director for For For Management a three-year term 3 Reelect Thomas Malley as Director for a For For Management three-year term 4 Approve Qualified Employee Stock Purcha For For Management se Plan 5 Ratify Ernst & Young Hua Ming LLP as Au For For Management ditors 6 Advisory Vote to Ratify Named Executive For For Management Officers' Compensation 7 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- Beijing Capital International Airport Co., Ltd. Ticker: 694 Security ID: Y07717104 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts and Independent Auditor's Report 4 Approve 2017 Profit Appropriation Propo For For Management sal 5 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as PRC Auditors and Pricewaterho useCoopers as International Auditors an d Authorize Board to Fix Their Remunera tion -------------------------------------------------------------------------------- Beijing Enterprises Clean Energy Group Limited Ticker: 1250 Security ID: G1146W105 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a1 Elect Hu Xiaoyong as Director For For Management 2a2 Elect Huang Weihua as Director For For Management 2a3 Elect Wang Ye as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res 7 Approve Refreshment of Scheme Mandate L For Against Management imit Under the Share Option Scheme -------------------------------------------------------------------------------- Beijing Enterprises Holdings Ltd. Ticker: 392 Security ID: Y07702122 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: JUN 6, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Zibo as Director For Against Management 3.2 Elect Zhao Xiaodong as Director For For Management 3.3 Elect Tam Chun Fai as Director For For Management 3.4 Elect Wu Jiesi as Director For For Management 3.5 Elect Sze Chi Ching as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Beijing Enterprises Water Group Ltd. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Yongcheng as Director For For Management 3.2 Elect E Meng as Director For For Management 3.3 Elect Li Haifeng as Director For For Management 3.4 Elect Tung Woon Cheung Eric as Director For For Management 3.5 Elect Guo Rui as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Beijing Jingneng Clean Energy Co., Ltd. Ticker: 579 Security ID: Y0R7A0107 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Auditors' Report and Audit For For Management ed Financial Statements 4 Approve 2017 Profit Distribution Plan a For For Management nd Distribution of Final Dividends 5 Approve 2017 Annual Report For For Management 6 Approve Deloitte Touche Tohmatsu as Int For Against Management ernational Auditors and Authorize Board to Fix Their Remuneration 7 Approve Grant Thornton LLP as Domestic For Against Management Auditors and Authorize Board to Fix The ir Remuneration 8 Approve 2018 Budget Report For For Management 9 Approve 2018 Investment Business Plan For Against Management 10 Approve the "Thirteenth Five-Year" Deve For For Management lopment Plan and Breakdown of Strategic Missions 11 Elect Liu Haixia as Director For For Management 12 Elect Li Juan as Director For For Management 1 Approve Issuance of Debt Financing Inst For Against Management ruments 2 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and/or H Shares and Related Matters -------------------------------------------------------------------------------- Brilliance China Automotive Holdings Ltd. Ticker: 1114 Security ID: G1368B102 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2A Elect Wu Xiao An, Ng Siu On as Director For Against Management 2B Elect Qi Yumin as Director For Against Management 2C Elect Xu Bingjin as Director For Against Management 2D Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Grant Thornton Hong Kong Limite For For Management d as Auditors and Authorize Board to Fi x Their Remuneration 4A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4B Authorize Repurchase of Issued Share Ca For For Management pital 4C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- BYD Company Ltd. Ticker: 1211 Security ID: Y1023R104 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Annual Reports and Its Sum For For Management mary 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve Ernst & Young Hua Ming LLP as P For For Management RC Auditor and Internal Control Audit I nstitution and Ernst & Young as Auditor Outside the PRC and Authorize Board to Fix Their Remuneration 7 Approve Provision of Guarantee by the G For Against Management roup 8 Approve Provision of Guarantee by the C For For Management ompany and Its Subsidiaries for Externa l Parties 9 Approve Estimated Cap of Ordinary Conne For For Management cted Transactions for the Year 2018 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares 11 Approve Issuance by BYD Electronic (Int For Against Management ernational) Company Limited of Equity o r Equity-Linked Securities without Pree mptive Rights 12 Approve Use of Short-term Intermittent For For Management Funds for Entrusted Wealth Management a nd Related Transactions 13 Approve Provision of Phased Guarantee f For For Management or Mortgage-backed Home Buyers of Yadi Village 3 by Shenzhen BYD Industrial De velopment Co., Ltd. 14 Approve Provision of Phased Guarantee f For For Management or Mortgage-backed Car Buyers to BYD Au to Finance Company Limited 15 Approve Increase in Estimated Cap of Or For For Shareholder dinary Connected Transactions for 2018 16 Approve Adjustment and Change of Use of For For Shareholder Partial Proceeds from Non-Public Issua nce and the Introduction of New Impleme ntation Entity -------------------------------------------------------------------------------- BYD Electronic (International) Co., Ltd. Ticker: 285 Security ID: Y1045N107 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: JUN 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 4 Elect Wang Chuan-fu as Director For For Management 5 Elect Chung Kwok Mo John as Director For For Management 6 Elect Antony Francis Mampilly as Direct For For Management or 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- C.P. Pokphand Co. Ltd. Ticker: 43 Security ID: G71507134 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Dhanin Chearavanont as Director For For Management 3b Elect Soopakij Chearavanont as Director For For Management 3c Elect Yoichi Ikezoe as Director For For Management 3d Elect Sombat Deo-isres as Director For For Management 3e Elect Sakda Thanitcul as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- CAR Inc. Ticker: 699 Security ID: G19021107 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: MAY 9, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Yifan Song as Director For For Management 3 Elect Zhen Wei as Director For For Management 4 Elect Sam Hanhui Sun as Director For For Management 5 Elect Li Zhang as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Carnival Group International Holdings Ltd Ticker: 996 Security ID: G1991V103 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect King Pak Fu as Director For For Management 2b Elect Wang Chunning as Director For For Management 2c Elect Wu Yanqi as Director For For Management 2e Elect Li Jing as Director For For Management 2f Elect Lie Chi Wing as Director For Against Management 2g Authorize Board to Fix Remuneration of For For Management Directors 3 Approve HLB Hodgson Impey Cheng Limited For For Management as Auditor and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Central China Securities Co., Ltd. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chang Junsheng as Director For For Shareholder 2 Approve 2017 Work Report of the Board For For Management 3 Approve 2017 Work Report of the Supervi For For Management sory Committee 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2017 Annual Report and Summary For For Management 6 Approve 2017 Final Accounts Report For For Management 7.01 Approve ShineWing Certified Public Acco For For Management untants (Special General Partnership) a s Domestic Auditing Firm and Authorize Board to Fix Their Remuneration 7.02 Approve PricewaterhouseCoopers as Overs For For Management eas Auditing Firm and Authorize Board t o Fix Their Remuneration 8 Approve Remuneration and Evaluations of For For Management Directors For The Year 2017 9 Approve Remuneration and Evaluations of For For Management Supervisors For The Year 2017 10 Approve Remuneration of the Chairman of For For Management the Company For The Year 2016 11 Approve Remuneration of the President o For For Management f the Company For The Year 2016 12 Approve Remuneration of the Chairman of For For Management the Supervisory Committee For The Year of 2016 13 Approve Resolution on the Business Scal For For Management e and Affordable Risk Limits of Securit ies Proprietary Trading 14 Approve Provision of Guarantee for the For For Management Central China International Financial H oldings Company Limited 15 Approve Resolution on the Estimated Ord For Against Management inary Related Party/Connected Transacti ons 16 Amend Rules of Procedures Regarding Mee For For Management tings of Supervisory Committee 17.01 Elect Cao Zongyuan Supervisor For For Management 17.02 Elect Zhang Xiansheng as Supervisor For For Management 18 Amend Articles of Association For For Management 19 Approve Resolutions Validity Period in For For Management Relation to the Public Issue of A Share Convertible Corporate Bonds -------------------------------------------------------------------------------- Central China Securities Co., Ltd. Ticker: 1375 Security ID: Y3R18N107 Meeting Date: MAY 17, 2018 Meeting Type: Special Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity Perio For For Management d in Relation to the Public Issuance of A Share Convertible Corporate Bonds an d Authorize Board and to Deal with All Matters in Relation to the Issuance for 12 months to May 21, 2019 -------------------------------------------------------------------------------- CGN Power Co., Ltd. Ticker: 1816 Security ID: Y1300C101 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Audited Financial Statemen For For Management ts 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2018 Investment Plan and Capita For For Management l Expenditure Budget 7 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu a s International Auditors and Authorize Board to Fix Their Remuneration 8.1 Approve Remuneration of Gao Ligang For For Management 8.2 Approve Remuneration of Na Xizhi For For Management 8.3 Approve Remuneration of Hu Yiguang For For Management 8.4 Approve Remuneration of Francis Siu Wai For For Management Keung 8.5 Approve Remuneration of Yang Lanhe For For Management 8.6 Approve Remuneration of Chen Rongzhen For For Management 8.7 Approve Remuneration of Cai Zihua For For Management 8.8 Approve Remuneration of Wang Hongxin For For Management 9 Approve 2018 Financial Services Framewo For Against Management rk Agreement, Provision of Depository a nd Loan Services, and the Proposed Annu al Caps 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares -------------------------------------------------------------------------------- China Agri-Industries Holdings Ltd. Ticker: 606 Security ID: Y1375F104 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend and Special Divi For For Management dend 3A Elect Dong Wei as Director For For Management 3B Elect Wang Qingrong as Director For For Management 3C Elect Jia Peng as Director For For Management 3D Elect Patrick Vincent Vizzone as Direct For For Management or 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Aoyuan Property Group Ltd Ticker: 3883 Security ID: G2112H106 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Zhong Ping as Director For For Management 3b Elect Ma Jun as Director For For Management 3c Elect Cheung Kwok Keung as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- China Bluechemical Ltd. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: APR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- China Bluechemical Ltd. Ticker: 3983 Security ID: Y14251105 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts and Auditors' Report 4 Approve 2017 Profit Distribution and De For For Management claration of Final and Special Dividend 5 Approve 2018 Budget Proposals For For Management 6 Elect Xia Qinglong as Director, Authori For For Management ze Executive Director to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 7 Elect Wang Weimin as Director, Authoriz For For Management e Chairman to Sign Relevant Service Con tract with Him and Authorize Board to F ix His Remuneration 8 Elect Meng Jun as Director, Authorize C For For Management hairman to Sign Relevant Service Contra ct with Him and Authorize Board to Fix His Remuneration 9 Elect Guo Xinjun as Director, Authorize For For Management Chairman to Sign Relevant Service Cont ract with Him and Authorize Board to Fi x His Remuneration 10 Elect Lee Kit Ying as Director, Authori For For Management ze Chairman to Sign Relevant Service Co ntract with Her and Authorize Board to Fix Her Remuneration 11 Elect Lee Kwan Hung as Director, Author For Against Management ize Chairman to Sign Relevant Service C ontract with Him and Authorize Board to Fix His Remuneration 12 Elect Yu Changchun as Director, Authori For For Management ze Chairman to Sign Relevant Service Co ntract with Him and Authorize Board to Fix His Remuneration 13 Elect Tang Quanrong as Supervisor, Auth For For Management orize Chairman to Sign Relevant Service Contract with Him and Authorize Board to Fix His Remuneration 14 Elect Li Xiaoyu as Supervisor, Authoriz For For Management e Chairman to Sign Relevant Service Con tract with Him and Authorize Board to F ix His Remuneration 15 Approve BDO Limited and BDO China Shu L For For Management un Pan CPAs as Overseas and Domestic Au ditors and Authorize Audit Committee of the Board to Fix Their Remuneration 16 Amend Articles of Association For For Management 17 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 18 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- China Cinda Asset Management Co., Ltd. Ticker: 1359 Security ID: Y1R34V103 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Final Financial Account Pl For For Management an 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as the Onshore and Offsho re Accounting Firms for 2018 and to Fix Their Remuneration 6 Elect Zhang Zi'ai as Director None Against Shareholder 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares 8 Approve Confirmation of the Changes in For For Management the Registered Capital -------------------------------------------------------------------------------- China CITIC Bank Corporation Ltd. Ticker: 998 Security ID: Y1434M116 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Financial Report For For Management 5 Approve 2018 Financial Budget Plan For For Management 6 Approve 2017 Profit Distribution Plan For For Management 7 Approve Engagement of Accounting Firms For For Management and Their Fees 8 Approve Report on the Use of Proceeds f For For Management rom Previous Issuance 9 Approve Shareholders' Return Plan for t For For Management he Year 2018-2020 10 Approve Mid-term Capital Management Pla For For Management n for the Year 2018-2020 11 Approve 2017 Special Report on Related For For Management Party Transactions 12.1 Elect Li Qingping as Director For For Management 12.2 Elect Sun Deshun as Director For For Management 12.3 Elect Zhu Gaoming as Director For For Management 12.4 Elect Cao Guoqiang as Director For For Management 12.5 Elect Huang Fang as Director For For Management 12.6 Elect Wan Liming as Director For Against Management 12.7 Elect He Cao as Director For For Management 12.8 Elect Chen Lihua as Director For For Management 12.9 Elect Qian Jun as Director For For Management 12.10 Elect Yan Lap Kei Isaac as Director For For Management 13 Approve Remuneration Policy of Director For For Management s 14.1 Elect Deng Changqing as Supervisor For For Management 14.2 Elect Wang Xiuhong as Supervisor For For Management 14.3 Elect Jia Xiangsen as Supervisor For For Management 14.4 Elect Zhengwei as Supervisor For For Management 15 Approve Remuneration Policy of Supervis For For Management ors -------------------------------------------------------------------------------- China Coal Energy Company Limited Ticker: 1898 Security ID: Y1434L100 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan a For For Management nd Distribution of Final Dividends 5 Approve Capital Expenditure Budget for For For Management the Year 2018 6 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu as International Auditor and Authorize Bo ard to Fix Their Remuneration 7 Approve Emoluments of Directors and Sup For For Management ervisors 8 Approve Acquisition of 100% Equity Inte For For Management rest in SDIC Jincheng Energy Investment Co., Ltd. by Shanxi China Coal Huajin Energy Co., Ltd -------------------------------------------------------------------------------- China Communications Construction Company Ltd. Ticker: 1800 Security ID: Y1R36J108 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Audited Financial Statemen For For Management ts 2 Approve Profit Distribution Plan and Fi For For Management nal Dividend 3 Approve Estimated Cap for the Internal For Against Management Guarantees of the Group in 2018 4 Approve Ernst & Young as International For For Management Auditor and Ernst & Young Hua Ming LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration 5 Approve 2017 Report of the Board For For Management 6 Approve 2017 Report of the Supervisory For For Management Committee 7 Approve Report on the Usage of Raised P For For Management roceeds 8 Approve Issuance of Short-Term Financin For Against Management g Bonds, Super Short-Term Financing Bon ds, Medium-Term Notes and Perpetual Not es and Authorize Liu Qitao, Chen Fenjia n, and Fu Junyuan to Deal with Relevant Matters in Relation to Issue of Debt F inancing Instruments 9 Approve Issuance of Medium and Long-Ter For For Management m Bonds of the Company and Authorize Li u Qitao, Chen Fenjian, Fu Junyuan to De al with All Relevant Matters in Relatio n to Issuance of Medium and Long-Term B onds 10 Approve Launch of Asset-Backed Securiti For For Management zation of the Company and Authorize Liu Qitao, Chen Fenjian, Fu Junyuan to Dea l with All Relevant Matters in Relation to Asset-Backed Securitization 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Approve Extension of the Validity Perio For For Management d in Relation to the A Share Convertibl e Bonds and the Extension of the Validi ty Period Corresponding Board Authoriza tion -------------------------------------------------------------------------------- China Communications Services Corp. Ltd. Ticker: 552 Security ID: Y1436A102 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve 2017 Profit Distribution Plan a For For Management nd Payment of Final Dividend 3 Appoint Deloitte Touche Tohmatsu and De For For Management loitte Touche Tohmatsu Certified Public Accountants LLP as International Audit ors and Domestic Auditors, Respectively , and Authorize Board to Fix Their Remu neration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Board to Increase Registered For Against Management Capital of the Company and Amend Articl es of Association to Reflect Such Incre ase -------------------------------------------------------------------------------- China Conch Venture Holdings Ltd Ticker: 586 Security ID: G2116J108 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: JUN 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Ji Qinying as Director For For Management 3b Elect Li Jian as Director For For Management 3c Elect Lau Chi Wah, Alex as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Construction Bank Corporation Ticker: 939 Security ID: Y1397N101 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Final Financial Accounts For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Budget of 2018 Fixed Assets Inv For For Management estment 6 Approve Remuneration Distribution and S For For Management ettlement Plan for Directors in 2016 7 Approve Remuneration Distribution and S For For Management ettlement Plan for Supervisors in 2016 8 Elect Wang Zuji as Director For For Management 9 Elect Pang Xiusheng as Director For For Management 10 Elect Zhang Gengsheng as Director For For Management 11 Elect Li Jun as Director For For Management 12 Elect Anita Fung Yuen Mei as Director For For Management 13 Elect Carl Walter as Director For For Management 14 Elect Kenneth Patrick Chung as Director For For Management 15 Elect Wu Jianhang as Supervisor For For Management 16 Elect Fang Qiuyue as Supervisor For For Management 17 Approve Capital Plan for 2018 to 2020 For For Management 18 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Domestic Auditors and Pricewa terhouseCoopers as International Audito rs and Fix Their Remuneration 1 Approve Amendments to the Authorization For For Management to the Board of Directors by the Share holders' General Meeting on External Do nations -------------------------------------------------------------------------------- China Dongxiang (Group) Co., Ltd. Ticker: 3818 Security ID: G2112Y109 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3a1 Elect Chen Yihong as Director For For Management 3a2 Elect Zhang Zhiyong as Director For For Management 3a3 Elect Gao Yu as Director For For Management 3a4 Elect Chen Johnny as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Eastern Airlines Corporation Ltd. Ticker: 600115 Security ID: Y1406M102 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Reports For For Management 4 Approve 2017 Profit Distribution Propos For For Management al 5 Approve PRC Domestic Auditors, Internat For For Management ional Auditors for Financial Reporting and Auditors for Internal Control and A uthorize Board to Fix Their Remuneratio n 6 Approve Grant of General Mandate to Iss For Against Management ue Debt Instruments 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and H Shares 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- China Energy Engineering Corporation Limited Ticker: 3996 Security ID: Y1475W106 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Final Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Financing Guarantees Plan For Against Management 6 Approve Remuneration Plan for the Direc For For Management tors for 2018 7 Approve Remuneration Plan for the Super For For Management visors for 2018 8 Approve BDO China Shu Lun Pan Certified For For Management Public Accountants LLP as Domestic Aud itor and KPMG as International Auditor 9 Approve Issue of Debt Financing Instrum For For Management ents and Authorization to the Board 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- China Everbright International Ltd. Ticker: 257 Security ID: Y14226107 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Wong Kam Chung, Raymond as Direct For For Management or 3b Elect Hu Yanguo as Director For For Management 3c Elect Qian Xiaodong as Director For For Management 3d Elect Fan Yan Hok, Philip as Director For For Management 3e Elect Mar Selwyn as Director For For Management 3f Authorize Board to Fix the Remuneration For For Management of the Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5.1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5.2 Authorize Repurchase of Issued Share Ca For For Management pital 5.3 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Everbright Limited Ticker: 165 Security ID: Y1421G106 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Tang Chi Chun, Richard as Directo For Against Management r 3b Elect Zhang Mingao as Director For Against Management 3c Elect Yin Lianchen as Director For Against Management 3d Elect Chung Shui Ming, Timpson as Direc For Against Management tor 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Evergrande Group Ticker: 3333 Security ID: G2119W106 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Chau Shing Yim, David as Director For Against Management 3 Elect He Qi as Director For For Management 4 Elect Xie Hongxi as Director For For Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Authorize Reissuance of Repurchased Sha For Against Management res 10 Approve Refreshment of Scheme Mandate L For Against Management imit Under the Share Option Scheme -------------------------------------------------------------------------------- China First Capital Group Limited Ticker: 1269 Security ID: G2114R110 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Wilson Sea as Director For For Management 2b Elect Zhu Huanqiang as Director For For Management 2c Elect Li Hua as Director For For Management 2d Elect Chu Kin Wang, Peleus as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants as Auditors and Authorize Board to Fix Their Remunerati on 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Galaxy Securities Co Ltd Ticker: 6881 Security ID: Y1R92J109 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Final Accounts Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2018 Capital Expenditure Budget For For Management 7 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP and Deloitte Touche Tohmatsu as External Auditing F irms 8 Approve Issuance of Equity or Equity-Li For Against Shareholder nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- China High Speed Transmission Equipment Group Co Ltd. Ticker: 658 Security ID: G2112D105 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Zhou Zhijin as Director For For Management 3b Elect Hu Jichun as Director For For Management 3c Elect Zheng Qing as Director For For Management 3d Elect Jiang Xihe as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Huarong Asset Management Co., Ltd. Ticker: 2799 Security ID: ADPV30665 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of Board of Di For For Management rectors 2 Approve 2017 Work Report of Board of Su For For Management pervisors 3 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Author ize Board to Fix Their Remuneration -------------------------------------------------------------------------------- China Huarong Asset Management Co., Ltd. Ticker: 2799 Security ID: ADPV30665 Meeting Date: JUN 29, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wang Zhanfeng as Director For For Management 2 Elect Li Xin as Director For For Management -------------------------------------------------------------------------------- China International Capital Corporation Limited Ticker: 3908 Security ID: Y1R99Y109 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP as Domestic Au For For Management ditors and KPMG as International Audito rs and Authorize Board to Fix Their Rem uneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Approve Increase of Issuance Size of De For For Management bt Financing Instruments and Extension of the Validity Period 8 Amend Articles of Association For For Management -------------------------------------------------------------------------------- China International Marine Containers (Group) Co., Ltd. Ticker: 000039 Security ID: Y1457J123 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Profit Distribution Plan a For For Management nd Dividend Distribution 5 Approve Provision of Mortgage Loan Cred For For Management it Guarantee by Shenzhen CIMC Skyspace Real Estate Development Co., Ltd. and I ts Holding Subsidiaries to Buyers of Co mmercial Housings 6 Approve Provision of Credit Guarantees For For Management by CIMC Vehicles (Group) Co., Ltd. and Its Holding Subsidiaries For Its Subord inated Distributors and Clients 7 Approve Provision of External Guarantee For Against Management s Business by CIMC Financial Leasing Co ., Ltd For the Group Members 8 Approve Provision of Credit Guarantees For For Management by C&C Trucks Co. Ltd. and Its Holding Subsidiaries For Its Subordinated Distr ibutors and Clients 9 Approve Appointment of Accounting Firm For For Management 10 Approve Adjustment of Caps of Continuin For For Management g Connected Transactions/Ordinary Relat ed-Party Transactions with COSCO Shippi ng Development Co., Ltd and Authorize t he Signing of the Supplementary Agreeme nt 11 Approve Adjustment of Subsidies for Ind For For Management ependent Directors 12 Approve Registration and Issuance of Me For For Management dium Term Notes and Super & Short-term Commercial Papers 13 Approve Financial Institutions Facility For Against Management and Project Guarantee Provided to the Subsidiaries 14 Amend Articles of Association For For Management 15 Amend Rules and Procedures for General For For Management Meetings 16 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- China Jinmao Holdings Group Ltd. Ticker: 817 Security ID: Y1500V107 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Song Liuyi as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Lesso Group Holdings Limited Ticker: 2128 Security ID: G2157Q102 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Luo Jianfeng as Director For For Management 3b Elect Lin Dewei as Director For For Management 3c Elect Cheung Man Yu as Director For For Management 3d Elect Lan Fang as Director For For Management 3e Elect Tao Zhigang as Director For For Management 3f Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Independent Au For For Management ditor and Authorize Board to Fix Their Remuneration 5a Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5b Authorize Repurchase of Issued Share Ca For For Management pital 5c Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Life Insurance Co. Limited Ticker: 2628 Security ID: Y1477R204 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and S For For Management upervisors 6 Elect Yang Mingsheng as Director For For Shareholder 7 Elect Lin Dairen as Director For For Shareholder 8 Elect Xu Hengping as Director For Against Shareholder 9 Elect Xu Haifeng as Director For For Shareholder 10 Elect Yuan Changqing as Director For For Shareholder 11 Elect Liu Huimin as Director For For Shareholder 12 Elect Yin Zhaojun as Director For For Shareholder 13 Elect Su Hengxuan as Director For For Shareholder 14 Elect Chang Tso Tung Stephen as Directo For For Management r 15 Elect Robinson Drake Pike as Director For For Management 16 Elect Tang Xin as Director For For Management 17 Elect Leung Oi-Sie Elsie as Director For For Management 18 Elect Jia Yuzeng as Supervisor For For Shareholder 19 Elect Shi Xiangming as Supervisor For For Shareholder 20 Elect Luo Zhaohui as Supervisor For For Shareholder 21 Approve Ernst & Young Hua Ming LLP as t For For Management he PRC Auditor and the Auditor for US F orm 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration 22 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares 23 Approve Entrusted Investment and Manage For For Shareholder ment Agreement for Alternative Investme nts with Insurance Funds and the Annual Caps for the Three Years Ending 31 Dec ember 2021 -------------------------------------------------------------------------------- China Lodging Group, Limited Ticker: HTHT Security ID: 16949N109 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Company Name to Huazhu Group Lim For For Management ited 2 Elect Director Xiaofan Wang For Against Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Auditors and Authorize Board to Fix Their Remune ration 5 Authorize Board to Ratify and Execute A For For Management pproved Resolutions -------------------------------------------------------------------------------- China Logistics Property Holdings Co., Ltd. Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Pan Naiyue as Director For For Management 3 Elect Wu Guolin as Director For For Management 4 Elect Cheuk Shun Wah as Director For For Management 5 Elect Shi Lianghua as Director For For Management 6 Elect Huang Xufeng as Director For For Management 7 Elect Guo Jingbin as Director For For Management 8 Elect Fung Ching Simon as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 11 Authorize Repurchase of Issued Share Ca For For Management pital 12 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 13 Authorize Reissuance of Repurchased Sha For Against Management res 14 Elect Fu Bing as Director For For Management -------------------------------------------------------------------------------- China Logistics Property Holdings Co., Ltd. Ticker: 1589 Security ID: G21209104 Meeting Date: JUN 8, 2018 Meeting Type: Special Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuing Connected Transactio For For Management ns Under the Lease Framework Agreement, Proposed Annual Caps and Related Trans actions -------------------------------------------------------------------------------- China Longyuan Power Group Corporation Ltd. Ticker: 916 Security ID: Y1501T101 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Board 3 Approve 2017 Independent Auditor's Repo For For Management rt and Audited Financial Statements 4 Approve 2017 Final Financial Accounts R For For Management eport 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2018 Financial Budget Plan For For Management 7 Elect Liu Jinhuan as Director For For Management 8 Elect Chen Bin as Supervisor For For Management 9 Approve Remuneration of Directors and S For For Management upervisors 10 Approve Ernst & Young Hua Ming LLP as I For For Management nternational Auditors and Authorize the Audit Committee of the Board to Fix Th eir Remuneration 11 Approve Grant of General Mandate for Re For For Management gistration and Issuance of Debt Financi ng Instruments in the PRC 12 Approve Application for Registration an For For Management d Issuance of Debt Financing Instrument s of Non-Financial Enterprises in the P RC 13 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- China Machinery Engineering Corporation Ticker: 1829 Security ID: Y1501U108 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Board 3 Approve 2017 Audited Consolidated Finan For For Management cial Statements and Independent Auditor 's Report 4a Approve Final Dividend For For Management 4b Approve Special Dividend For For Management 5 Approve Ernst & Young and Ernst & Young For For Management Hua Ming LLP (Special General Partners hip) as International Auditor and Domes tic Auditor Respectively and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued H Share For For Management Capital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Approve Issuance of H Shares Convertibl For Against Management e Bonds 9 Approve Issuance of Corporate Bonds For For Management 10 Other Business For Against Management -------------------------------------------------------------------------------- China Machinery Engineering Corporation Ticker: 1829 Security ID: Y1501U108 Meeting Date: JUN 25, 2018 Meeting Type: Special Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- China Medical System Holdings Ltd. Ticker: 867 Security ID: G21108124 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Lam Kong as Director For For Management 3b Elect Chen Hongbing as Director For For Management 3c Elect Wu Chi Keung as Director For Against Management 3d Elect Leung Chong Shun as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Mengniu Dairy Co., Ltd. Ticker: 2319 Security ID: G21096105 Meeting Date: MAY 4, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Ma Jianping as Director and Autho For For Management rize Board to Fix His Remuneration 3b Elect Niu Gensheng as Director and Auth For For Management orize Board to Fix His Remuneration 3c Elect Julian Juul Wolhardt as Director For For Management and Authorize Board to Fix His Remunera tion 3d Elect Pascal De Petrini as Director and For For Management Authorize Board to Fix His Remuneratio n 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- China Merchants Bank Co Ltd Ticker: 600036 Security ID: Y14896115 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Audited Financial Statemen For For Management ts 5 Approve 2017 Profit Appropriation Plan For For Management 6 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Domestic Auditor and Deloitte Touche Tohmatsu Ce rtified Public Accountants as Internati onal Auditor and Authorize Board to Fix Their Remuneration 7 Approve Assessment Report on the Duty P For For Management erformance of Directors 8 Approve Assessment Report on the Duty P For For Management erformance of Supervisors 9 Approve Assessment Report on the Duty P For For Management erformance and Cross-Evaluation of Inde pendent Directors 10 Approve Assessment Report on the Duty P For For Management erformance and Cross-Evaluation of Exte rnal Supervisors 11 Approve Assessment Report on Duty Perfo For For Management rmance of the Senior Management 12 Approve Related Party Transaction Repor For For Management t 13 Elect Zhou Song as Director For For Management 14 Amend Articles of Association Regarding For Against Management Party Committee 15 Approve Issuance of Capital Bonds For For Management 16 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 17 Elect Li Menggang as Director For For Shareholder 18 Elect Liu Qiao as Director For For Shareholder -------------------------------------------------------------------------------- China Merchants Port Holdings Company Limited Ticker: 144 Security ID: Y1489Q103 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3Aa Elect Fu Gangfeng as Director For For Management 3Ab Elect Su Jian as Director For For Management 3Ac Elect Bai Jingtao as Director For For Management 3Ad Elect Kut Ying Hay as Director For For Management 3Ae Elect Lee Yip Wah Peter as Director For For Management 3Af Elect Li Kwok Heem John as Director For For Management 3Ag Elect Li Ka Fai David as Director For Against Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5A Approve Grant of Options Under the Shar For Against Management e Option Scheme 5B Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5C Authorize Repurchase of Issued Share Ca For For Management pital 5D Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Merchants Securities Co., Ltd. Ticker: 600999 Security ID: Y14904117 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Working Report of the Boar For For Management d 2 Approve 2017 Working Report of the Supe For For Management rvisory Committee 3 Approve 2017 Annual Duty Report of Inde For For Management pendent Directors 4 Approve 2017 Annual Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2018 Budget for Proprietary Inv For For Management estment 7.01 Approve Contemplated Ordinary Related P For For Management arty Transactions with China Merchants Bank Co., Ltd. 7.02 Approve Contemplated Ordinary Related P For For Management arty Transactions with China Merchants Group Limited and Its Subsidiaries 7.03 Approve Contemplated Ordinary Related P For For Management arty Transactions with China Merchants Fund Management Co., Ltd. 7.04 Approve Contemplated Ordinary Related P For For Management arty Transactions with Bosera Asset Man agement Co., Ltd. 7.05 Approve Contemplated Ordinary Related P For For Management arty Transactions with China COSCO Ship ping Corporation Limited and Other Rela ted Parties Controlled By It 7.06 Approve Contemplated Ordinary Related P For For Management arty Transactions with PICC Life Insura nce Company Limited 7.07 Approve Contemplated Ordinary Related P For For Management arty Transactions with Other Related Pa rties 8 Approve Deloitte Touche Tohmatsu as Int For For Management ernational Auditor and Deloitte Touche Tohmatsu Certified Public Accountants L LP as Domestic and Internal Control Aud itor and to Fix Their Remuneration 9 Approve Shareholders' Return Plan (2018 For For Management -2020) 10 Approve Change of Registered Address an For For Management d Amend Articles of Association -------------------------------------------------------------------------------- China Minsheng Banking Corp., Ltd. Ticker: 600016 Security ID: Y1495M112 Meeting Date: JUN 21, 2018 Meeting Type: Special Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Resolutions Va For For Management lidity Period on the Public Issuance of A Share Convertible Corporate Bonds an d the Authorization Period to the Board and Its Authorized Persons to Exercise Full Power to Deal with Matters Relati ng to the Issuance -------------------------------------------------------------------------------- China Minsheng Banking Corp., Ltd. Ticker: 600016 Security ID: Y1495M112 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Final Financial Report For For Management 3 Approve 2017 Profit Distribution Plan For For Management 4 Approve 2017 Capital Reserve Capitaliza For For Management tion Plan 5 Approve 2018 Interim Profit Distributio For For Management n Plan 6 Approve 2018 Annual Budgets For For Management 7 Approve 2017 Work Report of the Board o For For Management f Directors 8 Approve 2017 Work Report of the Supervi For For Management sory Board 9 Approve KPMG Huazhen LLP and KPMG Certi For For Management fied Public Accountants as Auditors and to Fix Their Remuneration 10 Approve Amendments to the Administrativ For For Management e Measures of Connected Transactions 11 Approve Extension of the Resolutions Va For For Management lidity Period on the Public Issuance of A Share Convertible Corporate Bonds an d the Authorization Period to the Board and Its Authorized Persons to Exercise Full Power to Deal with Matters Relati ng to the Issuance 12 Approve Impacts on Dilution of Current For For Management Returns of the Public Issuance of A Sha re Convertible Corporate Bonds and Reme dial Measures 13 Approve Report on Utilization of Procee For For Management ds from the Previous Issuance 14 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 15 Elect Tian Suning as Director For For Management 16 Amend Articles of Association Regarding For Against Management Party Committee -------------------------------------------------------------------------------- China Minsheng Financial Holding Corp Ltd. Ticker: 245 Security ID: Y14001104 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Chen Guogang as Director For For Management 2b Elect Ni Xinguang as Director For For Management 2c Elect Lyu Wei as Director For For Management 2d Elect Wang Dongzhi as Director For For Management 2e Elect Ma Jianting as Director For For Management 2f Elect Ling Yu Zhang as Director For For Management 2g Elect Guan Tao as Director For For Management 2h Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Mobile Limited Ticker: 941 Security ID: Y14965100 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Shang Bing as Director For For Management 3.2 Elect Li Yue as Director For For Management 3.3 Elect Sha Yuejia as Director For For Management 4 Approve PricewaterhouseCoopers and Pric For For Management ewaterhouseCoopers Zhong Tian LLP as Au ditors of the Group for Hong Kong Finan cial Reporting and U.S. Financial Repor ting Purposes, Respectively and Authori ze Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Modern Dairy Holdings Ltd. Ticker: 1117 Security ID: G21579100 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a1 Elect Gao Lina as Director For For Management 2a2 Elect Zhang Ping as Director For For Management 2a3 Elect Kang Yan as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Molybdenum Co., Ltd. Ticker: 3993 Security ID: Y1503Z105 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Financial Report For For Management 2 Approve 2017 Financial Statements For For Management 3 Approve 2018 Budget Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2017 Report of the Board of Dir For For Management ectors 6 Approve 2017 Report of the Supervisory For For Management Committee 7 Approve 2017 Annual Report For For Management 8 Approve Appointment of 2018 External Au For For Management ditor 9 Approve Forfeiture of Unclaimed Final D For For Management ividends 10 Authorize Board to Deal with All Matter For For Management s in Relation to the Distribution of 20 18 Interim and Quarterly Dividend 11 Approve Amendments to the Rules for Ext For Against Management ernal Investment Management 12 Approve Subscription Proposal of Princi For For Management pal-Protected Structured Deposit with I nternal Idle Funds 13 Approve Purchase of Wealth Management o For For Management r Entrusted Wealth Management Products with Internal Idle Funds 14 Approve Amendments to Articles of Assoc For For Management iation 15 Approve Issuance of Debt Financing Inst For For Management ruments 16 Approve Provision of Guarantee for Oper For For Management ating Loans to Direct and Indirect Whol ly Owned Subsidiaries and Extension of Term of Authorization 17 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and/or H Shares of the Company -------------------------------------------------------------------------------- China National Building Material Co., Ltd. Ticker: 3323 Security ID: Y15045100 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Auditors' Report and Audit For For Management ed Financial Statements 4 Approve 2017 Profit Distribution Plan a For For Management nd Final Dividend Distribution Plan 5 Authorize Board to Deal With All Matter For For Management s in Relation to the Company's Distribu tion of Interim Dividend 6 Approve Baker Tilly China Certified Pub For For Management lic Accountants as Domestic Auditor and Baker Tilly Hong Kong Limited as Inter national Auditor and Authorize Board to Fix Their Remuneration 7 Approve Financial Services Framework Ag For Against Management reement, Provision of Deposit Services and Its Cap and Related Transactions 7A.a Elect Peng Jianxin as Director and Auth For For Shareholder orize Board to Fix His Remuneration 7A.b Elect Xu Weibing as Director and Author For For Shareholder ize Board to Fix Her Remuneration 7A.c Elect Shen Yungang as Director and Auth For For Shareholder orize Board to Fix His Remuneration 7A.d Elect Fan Xiaoyan as Director and Autho For For Shareholder rize Board to Fix Her Remuneration 7B.a Elect Li Xinhua as Supervisor and Autho For For Shareholder rize Board to Fix His Remuneration 7B.b Elect Guo Yanming as Supervisor and Aut For For Shareholder horize Board to Fix His Remuneration 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 9 Approve Issuance of Debt Financing Inst For For Management ruments 10 Amend Articles of Association Regarding For Against Management Party Committee 11 Amend Articles of Association and Rules For For Shareholder of Procedure for Shareholders' General Meetings -------------------------------------------------------------------------------- China Oilfield Services Ltd. Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 30, 2018 Meeting Type: Special Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued A and H For For Management Share Capital -------------------------------------------------------------------------------- China Oilfield Services Ltd. Ticker: 2883 Security ID: Y15002101 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2017 Financial Statements and St For For Management atutory Reports 2 Approve 2017 Profit Distribution Plan a For For Management nd Annual Dividend 3 Approve 2017 Report of the Directors For For Management 4 Approve 2017 Report of the Supervisory For For Management Committee 5 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Domestic Auditors and Deloitte Touche Tohmatsu a s International Auditors and Authorize Board to Fix Their Remuneration 6 Amend Rules of the Procedure of the Boa For For Management rd of Directors 7 Approve Provision of Guarantees for Oth For Against Management er Parties 8.01 Elect Cao Shujie as Director For For Management 8.02 Elect Zhang Wukui as Director For For Management 9.01 Elect Fong Chung, Mark as Director For For Management 10.01 Elect Cheng Xinsheng as Supervisor For For Management 10.02 Elect Wu Hanming as Supervisor For For Management 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares 12 Authorize Repurchase of Issued A and H For For Management Share Capital 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- China Overseas Land & Investment Ltd. Ticker: 688 Security ID: Y15004107 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: JUN 5, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Luo Liang as Director For For Management 3b Elect Fan Hsu Lai Tai, Rita as Director For Against Management 3c Elect Li Man Bun, Brian David as Direct For Against Management or 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res 9 Adopt Share Option Scheme For Against Management -------------------------------------------------------------------------------- China Pacific Insurance (Group) Co., Ltd Ticker: 601601 Security ID: Y1505Z103 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Annual Report of A shares For For Management 4 Approve 2017 Annual Report of H shares For For Management 5 Approve 2017 Financial Statements And R For For Management eport 6 Approve 2017 Profit Distribution Plan For For Management 7 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as PRC Auditor and Internal Cont rol Auditor and PricewaterhouseCoopers as Hong Kong Auditor 8 Approve 2017 Due Diligence Report For For Management 9 Approve 2017 Report on Performance of I For For Management ndependent Directors 10.1 Elect Zhu Yonghong as Supervisor For For Management 10.2 Elect Lu Ning as Supervisor For For Management 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Elect Huang Dinan as Director For Against Shareholder -------------------------------------------------------------------------------- China Petroleum & Chemical Corp. Ticker: 386 Security ID: Y15010104 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management s 2 Approve Report of the Board of Supervis For For Management ors 3 Approve 2017 Financial Reports For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Interim Profit Distribution Pla For For Management n 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as Ex ternal Auditors and Authorize Board to Fix Their Remuneration 7 Approve Service Contracts Between the C For For Management ompany and Directors and Supervisors 8 Amend Articles of Association For For Management 9 Amend Rules of Procedure Regarding Meet For For Management ings of Board of Directors 10 Approve the Establishment of the Board For For Management Committee 11 Authorize Board to Determine the Propos For Against Management ed Plan for the Issuance of Debt Financ ing Instruments 12 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 13.01 Elect Dai Houliang as Director For For Management 13.02 Elect Li Yunpeng as Director For For Management 13.03 Elect Jiao Fangzheng as Director For For Management 13.04 Elect Ma Yongsheng as Director For For Management 13.05 Elect Ling Yiqun as Director For For Management 13.06 Elect Liu Zhongyun as Director For For Management 13.07 Elect Li Yong as Director For For Management 14.01 Elect Tang Min as Director For For Management 14.02 Elect Fan Gang as Director For For Management 14.03 Elect Cai Hongbin as Director For For Management 14.04 Elect Ng, Kar Ling Johnny as Director For For Management 15.01 Elect Zhao Dong as Supervisor For For Management 15.02 Elect Jiang Zhenying as Supervisor For For Management 15.03 Elect Yang Changjiang as Supervisor For For Management 15.04 Elect Zhang Baolong as Supervisor For For Management 15.05 Elect Zou Huiping as Supervisor For For Management -------------------------------------------------------------------------------- China Power International Development Ltd. Ticker: 2380 Security ID: Y1508G102 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Tian Jun as Director For For Management 4 Elect Wang Xianchun as Director For For Management 5 Elect Kwong Che Keung, Gordon as Direct For Against Management or 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 8A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8B Authorize Repurchase of Issued Share Ca For For Management pital 8C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Railway Construction Corporation Ltd. Ticker: 601186 Security ID: Y1508P110 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2017 Annual Report and Its Summ For For Management ary 6 Approve Determination of the Caps for G For For Management uarantees for Subsidiaries of the Compa ny for 2018 7 Approve Deloitte Touche Tohmatsu CPA LL For For Management P as External Auditors 8 Approve Remuneration of Directors and S For For Management upervisors 9 Approve Issuance of Domestic and Overse For Against Management as Bonds and Related Transactions 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and/or H Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- China Railway Group Limited Ticker: 601390 Security ID: Y1509D116 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Work Report of Independent For For Management Directors 4 Approve 2017 A Share Annual Report and For For Management the Abstract, H Share Annual Report an d Results Announcement 5 Approve 2017 Audited Consolidated Finan For For Management cial Statements 6 Approve Profit Distribution Plan For For Management 7 Approve Shareholder Return Plan for 201 For For Management 8-2020 8 Approve PricewaterhouseCoopers as Inter For For Management national Auditors and PricewaterhouseCo opers Zhong Tian LLP as Domestic Audito rs and to Fix Their Remuneration 9 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Internal Control Auditors and to Fix Their Remuneration 10 Approve Provision of External Guarantee For Against Management by the Company 11 Approve Remuneration of Directors and S For For Management upervisors 12 Approve Purchase of Liabilities Insuran For For Management ce for Directors, Supervisors and Senio r Management of the Company 13 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 14 Amend Articles of Association Regarding For Against Management Party Committee 15 Approve Amendments to the Rules of Proc For Against Management edures of the Board of Directors 16 Elect Zhang Huijia as Supervisor None For Shareholder -------------------------------------------------------------------------------- China Railway Signal & Communication Corporation Limited Ticker: 3969 Security ID: Y1R0AG105 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Audit Report For For Management 5 Approve 2017 Profits Distribution Plan For For Management 6 Approve 2018 Remuneration Plan for Inde For For Management pendent Non-Executive Directors 7 Approve Ernst & Young and Ernst & Young For For Management Hua Ming LLP as International Auditor and Domestic Auditor Respectively and A uthorize Management to Fix Their Remune ration 8 Approve Wu Zuowei as Supervisor For For Management 9 Amend Articles of Association Regarding For Against Management Party Committee 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Approve General Authorization for the I For For Management ssuance of Debt Financing Instruments -------------------------------------------------------------------------------- China Reinsurance (Group) Corporation Ticker: 1508 Security ID: ADPV30662 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Board of Sup For For Management ervisors 4 Amend Rules of Procedures of Shareholde For For Management rs' General Meetings 5 Amend Rules of Procedures of Board of D For For Management irectors 6 Amend Rules of Procedures of Board of S For For Management upervisors 7 Approve 2017 Final Financial Accounts R For For Management eport 8 Approve 2017 Profit Distribution Plan For For Management 9 Approve 2018 Investment Budget for Fixe For For Management d Assets 10 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as Do mestic and Overseas Auditors, Respectiv ely and Fix Their Remunerations 11.1 Elect Yuan Linjiang as Director For For Management 11.2 Elect He Chunlei as Director For For Management 11.3 Elect Ren Xiaobing as Director For For Management 11.4 Elect Lu Xiuli as Director For For Management 11.5 Elect Shen Shuhai as Director For For Management 11.6 Elect Hao Yansu as Director For For Management 11.7 Elect Li Sanxi as Director For For Management 11.8 Elect Mok Kam Sheung as Director For For Management 11.9 Elect Jiang Bo as Director For For Management 12.1 Elect Zhang Hong as Supervisor For For Management 12.2 Elect Zhu Yong as Supervisor For For Management 12.3 Elect Zeng Cheng as Supervisor For For Management -------------------------------------------------------------------------------- China Resources Beer (Holdings) Co., Ltd. Ticker: 291 Security ID: Y15037107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Hou Xiaohai as Director For For Management 3.2 Elect Li Ka Cheung, Eric as Director For For Management 3.3 Elect Cheng Mo Chi, Moses as Director For Against Management 3.4 Elect Bernard Charnwut Chan as Director For For Management 3.5 Approve Directors' Fees For For Management 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Resources Cement Holdings Ltd. Ticker: 1313 Security ID: G2113L106 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Du Wenmin as Director For Against Management 3.2 Elect Chen Ying as Director For Against Management 3.3 Elect Ip Shu Kwan Stephen as Director For Against Management 3.4 Elect Lam Chi Yuen Nelson as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Resources Gas Group Ltd. Ticker: 1193 Security ID: G2113B108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Du Wenmin as Director For Against Management 3.2 Elect Chen Ying as Director For Against Management 3.3 Elect Wang Yan as Director For Against Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Resources Land Ltd. Ticker: 1109 Security ID: G2108Y105 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Wu Xiangdong as Director For For Management 3.2 Elect Tang Yong as Director For For Management 3.3 Elect Wan Kam To, Peter as Director For For Management 3.4 Elect Andrew Y. Yan as Director For For Management 3.5 Elect Ho Hin Ngai, Bosco as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- China Resources Pharmaceutical Group Limited Ticker: 3320 Security ID: Y1511B108 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Song Qing Director For For Management 3.2 Elect Wang Chenyang as Director For For Management 3.3 Elect Kwok Kin Fun as Director For For Management 3.4 Elect Zhang Kejian as Director For For Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Resources Phoenix Healthcare Holdings Company Limited Ticker: 1515 Security ID: G2133W108 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Cheng Libing as Director For For Management 4 Elect Han Yuewei as Director For For Management 5 Elect Ren Yuan as Director For For Management 6 Elect Fu Yanjun as Director For For Management 7 Elect Chiu Kam Hing Kathy as Director For For Management 8 Elect Lee Kar Chung Felix as Director For For Management 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 11 Authorize Repurchase of Issued Share Ca For For Management pital 12 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 13 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Resources Power Holdings Co., Ltd. Ticker: 836 Security ID: Y1503A100 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Ge Chang Xin as Director For For Management 3.2 Elect Hu Min as Director For For Management 3.3 Elect Wang Xiao Bin as Director For For Management 3.4 Elect So Chak Kwong, Jack as Director For For Management 3.5 Elect Li Ru Ge as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China SCE Property Holdings Ltd Ticker: 1966 Security ID: G21189108 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Wong Chiu Yeung as Director For Against Management 3b Elect Huang Youquan as Director For For Management 3c Elect Ting Leung Huel Stephen as Direct For Against Management or 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China SCE Property Holdings Ltd Ticker: 1966 Security ID: G21189108 Meeting Date: APR 23, 2018 Meeting Type: Special Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Scheme For Against Management -------------------------------------------------------------------------------- China Shanshui Cement Group Ltd. Ticker: 00691 Security ID: G2116M101 Meeting Date: MAY 23, 2018 Meeting Type: Special Record Date: MAY 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Remove Li Liufa as Director Against Against Shareholder 2 Remove Zhu Linhai as Director Against Against Shareholder 3 Remove Hwa Guo Wai, Godwin as Director Against Against Shareholder 4 Remove Ho Man Kay, Angela as Director Against Against Shareholder 5 Remove Law Pui Cheung as Director Against Against Shareholder 6 Remove Wong Chi Keung as Director Against Against Shareholder 7 Remove Ching Siu Ming as Director Against Against Shareholder 8 Remove Lo Chung Hing as Director Against Against Shareholder 9 Elect Chang Zhangli as Director Against Against Shareholder 10 Elect Wu Ling-ling (Doris Wu) as Direct Against Against Shareholder or 11 Elect Li Liufa as Director Against Against Shareholder 12 Elect Chang Ming-cheng (Michael Ming Ch Against Against Shareholder eng Chang) as Director 13 Elect Lin Shei-yuan as Director Against Against Shareholder 14 Elect Li Jianwei as Director Against Against Shareholder 15 Remove Each Directors Appointed to the Against Against Shareholder Board of Directors of the Company on or After 13 April 2018 16 Elect Li Liufa as Director For For Management 17 Elect Zhu Linhai as Director For For Management -------------------------------------------------------------------------------- China Shengmu Organic Milk Ltd Ticker: 1432 Security ID: G2117U102 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: JUN 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 3a Elect Wen Yongping as Director For For Management 3b Elect Wang Liyan as Director For For Management 3c Elect Li Xuan as Director For For Management 3d Elect Yao Tongshan as Director For For Management 3e Elect Wang Yueha as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Shenhua Energy Co., Ltd. Ticker: 1088 Security ID: Y1504C113 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan a For For Management nd Final Dividend 5 Approve 2017 Remuneration of Directors For For Management and Supervisors 6 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as PRC Audit ors and Deloitte Touche Tohmatsu as Int ernational Auditors and Authorize Direc tors' Committee to Fix Their Remunerati on 7 Amend Articles of Association For For Management -------------------------------------------------------------------------------- China Southern Airlines Co., Ltd. Ticker: 600029 Security ID: Y1503W102 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management s 2 Approve Report of the Supervisory Commi For For Management ttee 3 Approve Audited Consolidated Financial For For Management Statements 4 Approve Profit Distribution Proposal For For Management 5 Approve KPMG Huazhen (Special General P For For Management artnership) as Auditors for Domestic, U .S. and Internal Control of Financial R eporting and KPMG as Auditors for Hong Kong Financial Reporting and Authorize Board to Fix Their Remuneration 6 Approve Authorization to Xiamen Airline For Against Management s Company Limited to Provide Guarantees to Hebei Airlines Company Limited, Jia ngxi Airlines Company Limited and Xiame n Airlines Finance Company Limited 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Approve Issuance of Debt Financing Inst For Against Management ruments 9 Approve Amendments to Articles of Assoc For For Management iation 10 Approve the Supplemental Agreement to t For Against Shareholder he Financial Services Framework Agreeme nt 11 Approve the Company and Chongqing Airli For For Shareholder nes Company Limited to Provide Guarante es to Their Special Purpose Vehicles -------------------------------------------------------------------------------- China State Construction International Holdings Limited Ticker: 3311 Security ID: G21677136 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Hung Cheung Shew as Director For Against Management 3B Elect Wu Mingqing as Director For Against Management 3C Elect Zhang Haipeng as Director For Against Management 3D Elect Raymond Leung Hai Ming as Directo For For Management r 3E Elect Lee Shing See as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Taiping Insurance Holdings Co Ltd. Ticker: 966 Security ID: Y1456Z151 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Sidong as Director For For Management 3a2 Elect Wu Jiesi as Director For For Management 3a3 Elect Wu Ting Yuk Anthony as Director For For Management 3a4 Elect Xie Zhichun as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Telecom Corporation Ltd Ticker: 728 Security ID: Y1505D102 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve 2017 Profit Distribution Plan a For For Management nd Final Dividend Payment 3 Approve Deloitte Touche Tohmatsu and De For For Management loitte Touche Tohmatsu Certified Public Accountants LLP as the International A uditor and Domestic Auditor and Authori ze Board to Fix Their Remuneration 4.1 Amend Articles of Association For For Management 4.2 Approve Authorization of Directors to C For For Management omplete Registration or Filing of the A mendments to the Articles of Associatio n 5.1 Approve Issuance of Debentures For Against Management 5.2 Authorize Board to Issue Debentures and For Against Management Determine Specific Terms, Conditions a nd Other Matters of the Debentures 5.3 Approve Centralised Registration of Deb For Against Management entures 6.1 Approve Issuance of Company Bonds in th For For Management e People's Republic of China 6.2 Authorize Board to Issue Company Bonds For For Management and Determine Specific Terms, Condition s and Other Matters of the Company Bond s in the People's Republic of China 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 8 Approve Amendments to Articles of Assoc For Against Management iation to Reflect Changes in the Regist ered Capital of the Company -------------------------------------------------------------------------------- China Travel International Investment Hong Kong Limited Ticker: 308 Security ID: Y1507D100 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Lo Sui On as Director For For Management 3b Elect Wong Man Kong, Peter as Director For Against Management 3c Elect Chan Wing Kee as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Unicom (Hong Kong) Ltd Ticker: 762 Security ID: Y1519S111 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1a Elect Li Fushen as Director For For Management 3.1b Elect Chung Shui Ming Timpson as Direct For Against Management or 3.1c Elect Law Fan Chiu Fun Fanny as Directo For For Management r 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG and KPMG Huazhen LLP as Au For For Management ditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Vanke Co., Ltd. Ticker: 000002 Security ID: Y77421132 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Dividend Distribution Plan For For Management 5 Approve KPMG Huazhen LLP and KPMG as Au For For Management ditors 6 Approve Authorization of Financial Assi For For Management stance to Third Parties 7 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for H Shares -------------------------------------------------------------------------------- China Yongda Automobiles Services Holdings Ltd Ticker: 3669 Security ID: G2162W102 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Cai Yingjie as Director For For Management 4 Elect Wang Liqun as Director For For Management 5 Elect Chen Xianglin as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 8A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8B Authorize Repurchase of Issued Share Ca For For Management pital 8C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China ZhengTong Auto Services Holdings Ltd Ticker: 1728 Security ID: G215A8108 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Li Zhubo as Director For For Management 3b Elect Wong Tin Yau, Kelvin as Director For Against Management 3c Elect Cao Tong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- China Zhongwang Holdings Ltd. Ticker: 1333 Security ID: G215AT102 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1a Elect Ma Qingmei as Director For For Management 3.1b Elect Chen Yan as Director For For Management 3.1c Elect Liu Zhisheng as Director For For Management 3.1d Elect Zhang Hui as Director For For Management 3.1e Elect Wen Xianjun as Director For For Management 3.1f Elect Lo Wa Kei, Roy as Director For Against Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve BDO Limited as Auditor and Auth For For Management orize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res 6 Adopt the 2018 Share Option Scheme and For Against Management Terminate the Existing Share Option Sch eme -------------------------------------------------------------------------------- Chinasoft International Ltd. Ticker: 354 Security ID: G2110A111 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2.1 Elect Gao Liangyu as Director For For Management 2.2 Elect Leung Wing Yin Patrick as Directo For Against Management r 2.3 Elect Lai Guanrong as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Approve Refreshment of Scheme Mandate L For Against Management imit Under the Share Option Scheme 9 Approve Dividend Payment For For Management -------------------------------------------------------------------------------- Chong Sing Holdings FinTech Group Limited Ticker: 8207 Security ID: ADPV40546 Meeting Date: MAY 8, 2018 Meeting Type: Annual Record Date: MAY 2, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2A Elect Yang Jianhui as Director For For Management 2B Elect Zhang Zhenxin as Director For For Management 2C Elect Zhou Youmeng as Director For For Management 2D Elect Ou Minggang as Director For For Management 2E Elect Yin Zhongli as Director For For Management 3 Authorize the Board to Fix Remuneration For For Management of Directors 4 Approve SHINEWING (HK) CPA Limited as A For For Management uditor and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- CIFI Holdings Group Co Ltd. Ticker: 884 Security ID: G2140A107 Meeting Date: MAY 3, 2018 Meeting Type: Annual Record Date: APR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Wei as Director For For Management 3.2 Elect Chen Dongbiao as Director For For Management 3.3 Elect Yang Xin as Director For For Management 3.4 Elect Zhou Yimin as Director For For Management 3.5 Elect Gu Yunchang as Director For For Management 3.6 Elect Zhang Yongyue as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- CITIC Limited Ticker: 267 Security ID: Y1639J116 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: JUN 7, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Wang Jiong as Director For For Management 4 Elect Song Kangle as Director For For Management 5 Elect Liu Zhuyu as Director For For Management 6 Elect Yang Xiaoping as Director For For Management 7 Elect Wu Youguang as Director For For Management 8 Elect Francis Siu Wai Keung as Director For For Management 9 Elect Anthony Francis Neoh as Director For For Management 10 Elect Shohei Harada as Director For For Management 11 Elect Peng Yanxiang as Director For For Management 12 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 13 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 14 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- CITIC Securities Co., Ltd. Ticker: 600030 Security ID: Y1639N117 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as PR C and International Auditors Respective ly, PricewaterhouseCoopers Zhong Tian L LP as Internal Control Auditor and Fix Their Remuneration 6 Approve 2018 Estimated Investment Amoun For For Management t for Proprietary Business 8 Approve Potential Related Party Transac For Against Management tions Involved in the Issuances of the Onshore and Offshore Corporate Debt Fin ancing Instruments 10 Approve Remuneration of Directors and S For For Management upervisors 11.01 Approve Contemplated Related Party/Conn For For Management ected Transactions Between the Company and Its Subsidiaries and the CITIC Grou p and Its Subsidiaries and Associates 11.02 Approve Contemplated Related Party/Conn For For Management ected Transactions Between the Company and Its Subsidiaries and Other Related/ Connected Parties 12 Elect Kuang Tao as Director For For Shareholder 14 Elect Liu Hao as Supervisor For For Shareholder 7.01 Approve Issuing Entity, Size of Issuanc For Against Management e and Method of Issuance in Relation to the Re-authorization of Issuances of O nshore and Offshore Corporate Debt Fina ncing Instruments 7.02 Approve Type of the Debt Financing Inst For Against Management ruments in Relation to the Re-authoriza tion of Issuances of Onshore and Offsho re Corporate Debt Financing Instruments 7.03 Approve Term of the Debt Financing Inst For Against Management ruments in Relation to the Re-authoriza tion of Issuances of Onshore and Offsho re Corporate Debt Financing Instruments 7.04 Approve Interest Rate of the Debt Finan For Against Management cing Instruments in Relation to the Re- authorization of Issuances of Onshore a nd Offshore Corporate Debt Financing In struments 7.05 Approve Security and Other Arrangements For Against Management in Relation to the Re-authorization of Issuances of Onshore and Offshore Corp orate Debt Financing Instruments 7.06 Approve Use of Proceeds in Relation to For Against Management the Re-authorization of Issuances of On shore and Offshore Corporate Debt Finan cing Instruments 7.07 Approve Issuing Price in Relation to th For Against Management e Re-authorization of Issuances of Onsh ore and Offshore Corporate Debt Financi ng Instruments 7.08 Approve Targets of Issue and the Placem For Against Management ent Arrangements of the RMB Debt Financ ing Instruments to the Shareholders in Relation to the Re-authorization of Iss uances of Onshore and Offshore Corporat e Debt Financing Instruments 7.09 Approve Listing of the Debt Financing I For Against Management nstruments in Relation to the Re-author ization of Issuances of Onshore and Off shore Corporate Debt Financing Instrume nts 7.10 Approve Resolutions Validity Period in For Against Management Relation to the Re-authorization of Iss uances of Onshore and Offshore Corporat e Debt Financing Instruments 7.11 Approve Authorization for the Issuances For Against Management of the Onshore and Offshore Corporate Debt Financing Instruments in Relation to the Issuances of Onshore and Offshor e Corporate Debt Financing Instruments 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and H Shares 13 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CNOOC Ltd. Ticker: 883 Security ID: Y1662W117 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and Statuto For For Management ry Reports A2 Approve Final Dividend For For Management A3 Elect Yuan Guangyu as Director For For Management A4 Elect Yang Hua as Director For For Management A5 Elect Wang Dongjin as Director For For Management A6 Elect Tse Hau Yin, Aloysius as Director For For Management A7 Authorize Board to Fix the Remuneration For For Management of Directors A8 Approve Deloitte Touche Tohmatsu as Ind For For Management ependent Auditors and Authorize Board t o Fix Their Remuneration B1 Authorize Repurchase of Issued Share Ca For For Management pital B2 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts B3 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- COSCO Shipping Development Co Ltd Ticker: 2866 Security ID: Y1513C104 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of Validity Period of For For Management the Shareholders' Resolutions for 12 M onths 2 Approve Extension of Validity Period of For For Management the Authorization for 12 Months -------------------------------------------------------------------------------- COSCO Shipping Development Co Ltd Ticker: 2866 Security ID: Y1513C104 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board For For Management 2 Approve Report of the Supervisory Commi For For Management ttee 3 Approve Work Report of the Independent For For Management Non-Executive Directors 4 Approve Audited Financial Statements an For For Management d Auditors' Report 5 Approve Annual Report For For Management 6 Approve Profit Distribution Plan For For Management 7 Approve Remuneration of Directors and S For For Management upervisors 8 Approve Adjustment of Annual Caps For Y For For Management ear 2017, 2018, and 2019 of Related Par ty Transactions in Relation to the Prov ision of Commodities by China Internati onal Marine Containers (Group) Co., Ldt . and Subsidiaries 9 Approve Extension of Validity Period of For For Management the Shareholders' Resolutions for 12 M onths 10 Approve Extension of Validity Period of For For Management the Authorization for 12 Months 11 Approve Provision of Guarantees to Whol For For Management ly-Owned Subsidiary 12 Approve Provision of Guarantees to Shan For For Management ghai COSCO SHIPPING Micro-finance Compa ny Limited 13 Approve Ernst & Young, Hong Kong Certif For For Shareholder ied Public Accountants as International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration -------------------------------------------------------------------------------- COSCO Shipping Energy Transportation Co., Ltd. Ticker: 1138 Security ID: Y1765K101 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Audited Financial Statemen For For Management ts 3 Approve 2017 Final Dividend For For Management 4 Approve 2017 Report of the Board of Dir For For Management ectors 5 Approve 2017 Report of the Supervisory For For Management Committee 6 Approve Remuneration of Directors and S For For Management upervisors 7 Approve Provision of Guarantees for Chi For For Management na Shipping Development (Hong Kong) Mar ine Co., Limited, COSCO SHIPPING Tanker (Singapore) PTE LTD., Pan Cosmos Shipp ing & Enterprises Co., Limited, and the JV Companies 8.1 Elect Huang Xiaowen as Director and App For For Shareholder rove Terms of His Appointment 8.2 Elect Liu Hanbo as Director and Approve For For Shareholder Terms of His Appointment 8.3 Elect Lu Junshan as Director and Approv For For Shareholder e Terms of His Appointment 8.4 Elect Feng Boming as Director and Appro For For Shareholder ve Terms of His Appointment 8.5 Elect Zhang Wei as Director and Approve For For Shareholder Terms of His Appointment 8.6 Elect Lin Honghua as Director and Appro For For Shareholder ve Terms of Her Appointment 9.1 Elect Ruan Yongping as Director and App For For Management rove Terms of His Appointment 9.2 Elect Ip Sing Chi as Director and Appro For For Management ve Terms of His Appointment 9.3 Elect Rui Meng as Director and Approve For For Management Terms of His Appointment 9.4 Elect Teo Siong Seng as Director and Ap For For Management prove Terms of His Appointment 10.1 Elect Weng Yi as Supervisor and Approve For For Shareholder Terms of His Appointment 10.2 Elect Yang Lei as Supervisor and Approv For For Shareholder e Terms of His Appointment 11 Approve PricewaterhouseCoopers as Inter For For Shareholder national Auditors and Shinewing Certifi ed Public Accountants as Domestic audit ors and Authorize Board to Detemine Adu it fees 12 Approve Management System of External G For For Shareholder uarantees 13 Approve Administrative Measure of Exter For For Shareholder nal Investments 14 Approve the Adoption of the Implementat For For Shareholder ion Rules for the Cumulative Voting Sys tem -------------------------------------------------------------------------------- COSCO SHIPPING Holdings Co Ltd Ticker: 1919 Security ID: Y1455B106 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board For For Management 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Statements and S For For Management tatutory Report 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Guarantees Mandate to the Compa For For Management ny and Its Subsidiaries for the 2018 Pr ovision of External Guarantees 6 Amend Articles of Association and Rules For For Management of Procedures of General Meetings of S hareholders 7 Approve Master Vessel Time Charter Serv For For Management ices Agreement and Proposed Annual Caps for Two Financial Years Ending 31 Dece mber 2019 8 Adopt Share Option Scheme and Related T For Against Shareholder ransactions 9 Approve PricewaterhouseCoopers as Inter For For Shareholder national Auditors and ShineWing Certifi ed Public Accountants as Domestic Audit ors and Authorize Board to Fix Their Re muneration -------------------------------------------------------------------------------- COSCO SHIPPING Ports Limited Ticker: 1199 Security ID: G2442N104 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1a Elect Zhang Wei as Director For For Management 3.1b Elect Fang Meng as Director For For Management 3.1c Elect Wang Haimin as Director For For Management 3.1d Elect Fan Ergang as Director For For Management 3.1e Elect Lam Yiu Kin as Director For Against Management 3.2 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- COSCO SHIPPING Ports Limited Ticker: 1199 Security ID: G2442N104 Meeting Date: JUN 8, 2018 Meeting Type: Special Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Scheme and Related M For Against Management atters -------------------------------------------------------------------------------- Country Garden Holdings Company Ltd. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Yeung Kwok Yeung as Director For Against Management 3a2 Elect Yang Ziying as Director For For Management 3a3 Elect Yang Zhicheng as Director For For Management 3a4 Elect Tong Wui Tung as Director For For Management 3a5 Elect Huang Hongyan as Director For For Management 3b Authorize Board to Fix the Remuneration For For Management of Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Adopt New Articles of Association For Against Management -------------------------------------------------------------------------------- Country Garden Holdings Company Ltd. Ticker: 2007 Security ID: G24524103 Meeting Date: MAY 17, 2018 Meeting Type: Special Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve CGS Share Option Scheme For Against Management 2 Approve Grant of Options to Mo Bin Unde For Against Management r the CGS Share Option Scheme -------------------------------------------------------------------------------- CRRC Corp Ltd. Ticker: 601766 Security ID: Y1822T103 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Final Financial Accounts R For For Management eport 4 Approve 2018 Arrangement of Guarantees For Against Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration of Supervisors For For Management 8 Amend Articles of Association Regarding For Against Management Party Committee 9 Amend Rules of Procedure for General Me For For Management etings 10 Amend Rules of Procedure for the Board For Against Management 11 Amend Rules of Procedure for the Superv For For Management isory Committee 12 Approve Issuance of Debt Financing Inst For Against Management ruments 13 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and H shares 14 Approve Deloitte Touche Tohmatsu as Int For For Shareholder ernational Auditor and Deloitte Touche Tohmatsu CPA LLP as PRC Auditor and Int ernal Control Auditor and Authorize Boa rd to Fix Their Remuneration 15 Approve Related Party Transaction Agree For For Shareholder ments with CRRC Group 16 Approve New Financial Services Framewor For Against Shareholder k Agreement with CRRC Group 17.1 Elect Liu Hualong as Director For For Shareholder 17.2 Elect Sun Yongcai as Director For For Shareholder 17.3 Elect Xu Zongxiang as Director For For Shareholder 17.4 Elect Liu Zhiyong as Director For For Shareholder 17.5 Elect Li Guo'an as Director For For Shareholder 17.6 Elect Wu Zhuo as Director For For Shareholder 17.7 Elect Sun Patrick as Director For Against Shareholder 18.1 Elect Wan Jun as Supervisor For For Shareholder 18.2 Elect Chen Fangping as Supervisor For For Shareholder -------------------------------------------------------------------------------- CSC Financial Co., Ltd. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: JUN 7, 2018 Meeting Type: Annual Record Date: MAY 7, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity Perio For For Management d for the A Share Offering and Listing 2 Authorize Board and Persons Authorized For For Management by the Board to Deal with Matters Relat ing to the A Share Offering and Listing 3 Approve 2017 Work Report of the Board o For For Management f Directors 4 Approve 2017 Work Report of the Supervi For For Management sory Committee 5 Approve 2017 Final Financial Accounts P For For Management lan 6 Approve 2017 Annual Report For For Management 7 Approve Connected Transaction Agreement For For Management s with Industrial and Commercial Bank o f China Limited 8.1 Approve Related Party Transactions with For For Management CITIC Securities Company Limited 8.2 Approve Related Party Transactions with For For Management Industrial and Commercial Bank of Chin a Limited 8.3 Approve Related Party Transactions with For For Management China Construction Bank Corporation 8.4 Approve Related Party Transactions with For For Management China Zheshang Bank Co., Ltd. 8.5 Approve Related Party Transactions with For For Management V-Fund Management Co., Ltd. 8.6 Approve Related Party Transactions with For For Management Beijing Capital Corporation Limited 8.7 Approve Related Party Transactions with For For Management Datang International Power Generation Co., Ltd. 9 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as Ex ternal Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CSC Financial Co., Ltd. Ticker: 6066 Security ID: Y1818Y108 Meeting Date: JUN 7, 2018 Meeting Type: Special Record Date: MAY 7, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Validity Perio For For Management d for the A Share Offering and Listing 2 Authorize Board and Persons Authorized For For Management by the Board to Deal with Matters Relat ing to the A Share Offering and Listing -------------------------------------------------------------------------------- CSPC Pharmaceutical Group Ltd. Ticker: 1093 Security ID: Y1837N109 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Wang Huaiyu as Director For For Management 3a2 Elect Wang Zhenguo as Director For For Management 3a3 Elect Lu Hua as Director For For Management 3a4 Elect Li Chunlei as Director For For Management 3a5 Elect Lo Yuk Lam as Director For For Management 3a6 Elect Yu Jinming as Director For Against Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Approve Grant of Options Under the Shar For Against Management e Option Scheme -------------------------------------------------------------------------------- CT Environmental Group Limited Ticker: 1363 Security ID: G25885115 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For Against Management ry Reports 2 Approve Final and Special Dividend For For Management 3 Elect Tsui Cham To as Director For For Management 4 Elect Xu Zhencheng as Director For For Management 5 Elect Gu Yaokun as Director For Against Management 6 Elect Xu Shubiao as Director For For Management 7 Elect Yang Chunlin as Director For For Management 8 Elect Suen To Wai as Director For For Management 9 Elect Zhang Lu Fu as Director For For Management 10 Authorize Board to Fix Remuneration of For For Management Directors 11 Approve RSM Hong Kong as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 12a Authorize Repurchase of Issued Share Ca For For Management pital 12b Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12c Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Dali Foods Group Company Ltd Ticker: 3799 Security ID: G2743Y106 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Xu Shihui as Director For For Management 3b Elect Zhuang Weiqiang as Director For For Management 3c Elect Xu Yangyang as Director For For Management 3d Elect Xu Biying as Director For For Management 3e Elect Hu Xiaoling as Director For For Management 3f Elect Cheng Hanchuan as Director For For Management 3g Elect Liu Xiaobin as Director For For Management 3h Elect Lin Zhijun as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Datang International Power Generation Co. Ltd Ticker: 991 Security ID: Y20020106 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Financial Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Appointment of Auditing Firm fo For For Shareholder r 2018 6 Approve 2018 Financing Guarantee For Against Shareholder 7 Approve Registration of Debt Financing For Against Management Instruments of Non-financial Enterprise s 8 Approve Merger of Guangdong Renewable P For For Management ower Company and Qinghai Renewable Powe r Company 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Approve Increase in Registered Capital For For Shareholder and Amend Articles of Association -------------------------------------------------------------------------------- Digital China Holdings Limited Ticker: 861 Security ID: G2759B107 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: JUN 5, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For Against Management ry Reports 2.1 Elect Lin Yang as Director For For Management 2.2 Elect Yu Ziping as Director For For Management 2.3 Elect Peng Jing as Director For For Management 2.4 Elect Liu Yun, John as Director For For Management 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 4.1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4.2 Authorize Repurchase of Issued Share Ca For For Management pital 4.3 Authorize Reissuance of Repurchased Sha For Against Management res 5A Amend Bye-Laws For For Management 5B Adopt Amended and Restated Bye-Laws For For Management -------------------------------------------------------------------------------- Dongfeng Motor Group Company Ltd Ticker: 489 Security ID: Y21042109 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 International Auditors' Re For For Management port and Audited Financial Statements 4 Approve 2017 Profit Distribution Plan a For For Management nd Authorize Board to Deal With Issues in Relation to the Distribution of Fina l Dividend 5 Authorize Board to Deal With All Issues For For Management in Relation to the Distribution of Int erim Dividend for 2018 6 Approve PricewaterhouseCoopers as Inter For For Management national Auditors and PricewaterhouseCo opers Zhong Tian LLP as Domestic Audito rs and Authorize Board to Fix Their Rem uneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Amend Articles of Association Regarding For Against Management Party Committee 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 10 Approve Resignation of Liu Weidong None For Shareholder -------------------------------------------------------------------------------- Everbright Securities Co., Ltd. Ticker: 601788 Security ID: Y2357S114 Meeting Date: MAY 15, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Expected Ordinary Related For For Management Party Transactions 6 Approve Proposal of Proprietary Trading For For Management Business Scale in 2018 7 Approve Ernst & Young Hua Ming LLP as P For For Management RC External Auditors and Ernst & Young as Overseas External Auditors and Autho rize Board to Fix Their Remuneration 8.1 Approve Type in Relation to the Issuanc For For Management e of Overseas Debt Financing Instrument s 8.2 Approve Term in Relation to the Issuanc For For Management e of Overseas Debt Financing Instrument s 8.3 Approve Interest Rates in Relation to t For For Management he Issuance of Overseas Debt Financing Instruments 8.4 Approve Issuer, Size and Method of Issu For For Management ance in Relation to the Issuance of Ove rseas Debt Financing Instruments 8.5 Approve Issue Price in Relation to the For For Management Issuance of Overseas Debt Financing Ins truments 8.6 Approve Guarantees and Other Arrangemen For For Management ts in Relation to the Issuance of Overs eas Debt Financing Instruments 8.7 Approve Purpose of Proceeds in Relation For For Management to the Issuance of Overseas Debt Finan cing Instruments 8.8 Approve Target Subscribers and Arrangem For For Management ents for Placement to the Shareholders of the Company in Relation to the Issua nce of Overseas Debt Financing Instrume nts 8.9 Approve Listing of the Debt Financing I For For Management nstruments 8.10 Approve Validity Period of the Resoluti For For Management on in Relation to the Issuance of Overs eas Debt Financing Instruments 8.11 Authorize Matters Relating to the Issua For For Management nce of the Overseas Corporate Debt Fina ncing Instruments 9.1 Approve Issuer in Relation to the Issua For For Management nce of Asset-backed Securities 9.2 Approve Size of Issuance in Relation to For For Management the Issuance of Asset-backed Securitie s 9.3 Approve Underlying Assets in Relation t For For Management o the Issuance of Asset-backed Securiti es 9.4 Approve Period of Vehicle in Relation t For For Management o the Issuance of Asset-backed Securiti es 9.5 Approve Expected Yield in Relation to t For For Management he Issuance of Asset-backed Securities 9.6 Approve Place of Listing in Relation to For For Management the Issuance of Asset-backed Securitie s 9.7 Approve Guarantees in Relation to the I For For Management ssuance of Asset-backed Securities 9.8 Approve Measures for Guaranteeing Debt For For Management Repayment in Relation to the Issuance o f Asset-backed Securities 9.9 Authorize Matters in Relation to the Is For For Management suance of Asset-backed Securities 9.10 Approve Validity Period of the Resoluti For For Management on in Relation to the Issuance of Asset -Backed Securities -------------------------------------------------------------------------------- Far East Horizon Ltd. Ticker: 3360 Security ID: Y24286109 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Kong Fanxing as Director For For Management 3b Elect Wang Mingzhe as Director For For Management 3c Elect Yang Lin as Director For For Management 3d Elect Liu Haifeng David as Director For For Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- FIT Hon Teng Limited Ticker: 6088 Security ID: G3R83K103 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Lu Sung-Ching as Director For For Management 3a2 Elect Lu Pochin Christopher as Director For For Management 3a3 Elect Gillespie William Ralph as Direct For For Management or 3a4 Elect Chen Ga-Lane as Director For For Management 3a5 Elect Curwen Peter D as Director For For Management 3a6 Elect Tang Kwai Chang as Director For For Management 3a7 Elect Chan Wing Yuen Hubert as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- FIT Hon Teng Limited Ticker: 6088 Security ID: G3R83K103 Meeting Date: JUN 22, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Sales Annual Cap In Re For For Management spect of the Transactions Under the Fra mework Sales Agreement, Proposed Purcha se Annual Cap in Respect of the Transac tions Under the Framework Purchase Agre ement and Related Transactions -------------------------------------------------------------------------------- Fu Shou Yuan International Group Limited Ticker: 1448 Security ID: G37109108 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Tan Leon Li-an as Director For For Management 3a2 Elect Ma Xiang as Director For For Management 3a3 Elect Ho Man as Director For Against Management 3a4 Elect Wu Jianwei as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Fufeng Group Ltd. Ticker: 546 Security ID: G36844119 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: MAY 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports (Voting) 2 Approve Final Dividend For For Management 3.1 Elect Zhao Qiang as Director For For Management 3.2 Elect Pan Yuehong as Director For For Management 3.3 Elect Xiao Jian Lin as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers Auditors For For Management and Authorize Board to Fix Their Remun eration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Fullshare Holdings Limited Ticker: 607 Security ID: G3690U105 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Chow Siu Lui as Director For For Management 3b Elect Tsang Sai Chung as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernest & Young as Auditors and For For Management Authorize Board to Fix Their Remunerati on 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Future Land Development Holdings Ltd. Ticker: 1030 Security ID: G3701A106 Meeting Date: MAY 2, 2018 Meeting Type: Annual Record Date: APR 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Lu Zhongming as Director For For Management 3a2 Elect Zhang Shengman as Director For For Management 3a3 Elect Chen Huakang as Director For For Management 3a4 Elect Zhong Wei as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Fuyao Glass Industry Group Co., Ltd. Ticker: 600660 Security ID: Y2680G100 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Final Financial Statements For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2017 Annual Report and Its Summ For For Management ary 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP (Special General Partnership) as Domestic Audit Institution and Interna l Control Audit Institution for 2018 an d Their Service Charges for 2017 7 Approve PricewaterhouseCoopers as Overs For For Management eas Audit Institution for 2018 and Thei r Service Charges for 2017 8 Approve 2017 Work Report of the Indepen For For Management dent Non-Executive Directors 9 Approve Dividend Distribution Plan in t For For Management he Next Three Years 10 Approve Issuance of Equity or Equity-Li For Against Shareholder nked Securities without Preemptive Righ ts for A Shares and/or H Shares 11 Approve Grant of Authorization to the B For Against Shareholder oard to Issue Debt Financing Instrument s -------------------------------------------------------------------------------- GCL-Poly Energy Holdings Ltd. Ticker: 3800 Security ID: G3774X108 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2.1 Elect Jiang Wenwu as Director For Against Management 2.2 Elect Ho Chung Tai, Raymond as Director For For Management 2.3 Elect Shen Wenzhong as Director For For Management 2.4 Elect Wong Man Chung, Francis as Direct For Against Management or 2.5 Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 4A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4B Authorize Repurchase of Issued Share Ca For For Management pital 4C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- GCL-Poly Energy Holdings Ltd. Ticker: 3800 Security ID: G3774X108 Meeting Date: MAY 28, 2018 Meeting Type: Special Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to the New Yangzhou For For Management Steam Supply Agreement, Revised Annual Caps and Related Transactions -------------------------------------------------------------------------------- Geely Automobile Holdings Ltd. Ticker: 175 Security ID: G3777B103 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Gui Sheng Yue as Director For For Management 4 Elect An Cong Hui as Director For For Management 5 Elect Wei Mei as Director For For Management 6 Elect An Qing Heng as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Grant Thornton Hong Kong Limite For For Management d as Auditors and Authorize Board to Fi x Their Remuneration 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 11 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Genscript Biotech Corporation Ticker: 1548 Security ID: G3825B105 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2A1 Elect Meng Jiange as Director For For Management 2A2 Elect Wang Luquan as Director For For Management 2A3 Elect Pan Yuexin as Director For For Management 2B Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 4A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4B Authorize Repurchase of Issued Share Ca For For Management pital 4C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- GF Securities Co., Ltd. Ticker: 000776 Security ID: Y270AF115 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Directors' Report For For Management 2 Approve 2017 Supervisory Committee's Re For For Management port 3 Approve 2017 Final Financial Report For For Management 4 Approve 2017 Annual Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 7 Approve 2018 Proprietary Investment Quo For For Management ta 7 Approve 2018 Expected Daily Related Par For For Management ty Transactions 8 Approve Ernst & Young Hua Ming LLP (Spe For For Management cial General Partnership) as Domestic E xternal Auditor and Ernst & Young as Ov erseas External Auditor and to Authoriz e Management to Fix Their Remuneration 9 Approve Report on Use of Proceeds From For For Management Previous Fund-Raising Activities 10 Approve Shareholders' Return Plan for t For For Management he Next Three Years (2018-2020) 11.1 Approve Issuing Entity and Size and Met For For Management hod of Issuance in Relation to the Issu ance of Domestic and Overseas Debt Fina ncing Instruments 11.2 Approve Type of Debt Financing Instrume For For Management nts in Relation to the Issuance of Dome stic and Overseas Debt Financing Instru ments 11.3 Approve Term of Debt Financing Instrume For For Management nts in Relation to the Issuance of Dome stic and Overseas Debt Financing Instru ments 11.4 Approve Interest Rate of Debt Financing For For Management Instruments in Relation to the Issuanc e of Domestic and Overseas Debt Financi ng Instruments 11.5 Approve Security and Other Arrangements For For Management in Relation to the Issuance of Domesti c and Overseas Debt Financing Instrumen ts 11.6 Approve Use of Proceeds in Relation to For For Management the Issuance of Domestic and Overseas D ebt Financing Instruments 11.7 Approve Issuing Price in Relation to th For For Management e Issuance of Domestic and Overseas Deb t Financing Instruments 11.8 Approve Targets of Issuance in Relation For For Management to the Issuance of Domestic and Overse as Debt Financing Instruments 11.9 Approve Listing of Debt Financing Instr For For Management uments in Relation to the Issuance of D omestic and Overseas Debt Financing Ins truments 11.10 Approve Safeguard Measures for Debt Rep For For Management ayment of the Debt FinancingInstruments in Relation to the Issuance of Domesti c and Overseas Debt Financing Instrumen ts 11.11 Approve Validity Period in Relation to For For Management the Issuance of Domestic and Overseas D ebt Financing Instruments 11.12 Approve Authorization for the Issuances For For Management of the Corporate Domestic and Overseas Debt Financing Instruments 12 Amend Articles of Association For For Management 13 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 14 Approve Satisfaction of Criteria for th For For Management e Non-Public Issuance of A Shares 15.1 Approve Class and Nominal Value of Shar For For Management es to be Issued in Relation to the Non- Public Issuance of A Shares 15.2 Approve Method and Time of Issuance in For For Management Relation to the Non-Public Issuance of A Shares 15.3 Approve Target Subscribers and Method f For For Management or Subscription in Relation to the Non- Public Issuance of A Shares 15.4 Approve Issue Price and Pricing Princip For For Management les in Relation to the Non-Public Issua nce of A Shares 15.5 Approve Number of Shares to be Issued i For For Management n Relation to the Non-Public Issuance o f A Shares 15.6 Approve Lock-Up Period in Relation to t For For Management he Non-Public Issuance of A Shares 15.7 Approve Amount and Use of Proceeds in R For For Management elation to the Non-Public Issuance of A Shares 15.8 Approve Treatment of the Undistributed For For Management Profit Retained Prior to the Completion of Issuance in Relation to the Non-Pu blic Issuance of A Shares 15.9 Approve Place of Listing of the Shares For For Management to be Issued in Relation to the Non-Pub lic Issuance of A Shares 15.10 Approve Validity Period in Relation to For For Management the Non-Public Issuance of A Shares 16 Approve Non-Public Issuance of A Shares For For Management 17 Approve Feasibility Analysis Report on For For Management Use of Proceeds from the Non-Public Iss uance of A Shares 18 Approve Related Party Transactions Invo For For Management lved in Non-Public Issuance of A Shares 19 Approve Subscription Agreement in Relat For For Management ion to the Non-Public Issuance of A Sha res 20 Approve Dilution of Current Returns Res For For Management ulting from the Non-Public Issuance of A Shares and the Remedial Measures 21 Approve Authorization to the Board and For For Management Its Authorized Representatives to Deal With Relevant Matters in Relation to th e Non-Public Issuance of A Shares 22 Approve Amendment to the Profit Distrib For For Management ution Provision of the Articles of Asso ciation -------------------------------------------------------------------------------- Golden Eagle Retail Group Ltd. Ticker: 3308 Security ID: G3958R109 Meeting Date: MAY 8, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Annual Caps for Zhujia For For Management ng Tenancy Agreement 2 Approve Proposed Annual Caps for Hanzho For For Management ng Plaza Lease Agreement 3 Approve Proposed Annual Caps for Total For For Management Xianlin Retail Area Lease Agreements 4 Approve Proposed Annual Caps for Yanche For For Management ng Golden Eagle Outlet Lease Agreement 5 Approve Proposed Annual Caps for Xinjie For For Management kou Block B Lease Agreement 6 Approve Proposed Annual Caps for Yanche For For Management ng Tiandi Plaza Lease Agreement 7 Approve Proposed Annual Caps for Danyan For For Management g Tiandi Plaza Lease Agreement 8 Approve Proposed Annual Caps for Nanjin For For Management g Jiangning Tiandi Plaza Lease Agreemen t 9 Approve Proposed Annual Caps for Ma'ans For For Management han Tiandi Plaza Lease Agreement 10 Approve Third Supplemental Agreement to For For Management Lease Agreement With Golden Eagle Plaz a and Related Transactions 11 Approve Proposed Annual Caps for the Go For For Management lden Eagle Plaza Lease Agreement 12 Approve Golden Eagle World Lease Agreem For For Management ent and Related Transactions 13 Approve Proposed Annual Caps for Golden For For Management Eagle World Lease Agreement 14 Approve Cooperation Agreement on Proper For For Management ty Lease (Offices) and Related Transact ions 15 Approve Proposed Annual Caps for Cooper For For Management ation Agreement on Property Lease (Offi ces) -------------------------------------------------------------------------------- Golden Eagle Retail Group Ltd. Ticker: 3308 Security ID: G3958R109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Wang Hung, Roger as Director For For Management 3B Elect Wong Chi Keung as Director For Against Management 3C Elect Lay Danny J as Director For For Management 3D Authorize Remuneration Committee to Fix For For Management Remuneration of Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- GOME Retail Holdings Ltd Ticker: 493 Security ID: G3978C124 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Zou Xiao Chun as Director For Against Management 3 Elect Huang Xiu Hong as Director For Against Management 4 Elect Lee Kong Wai, Conway as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Great Wall Motor Co., Ltd. Ticker: 2333 Security ID: Y2882P106 Meeting Date: MAY 14, 2018 Meeting Type: Special Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Great Wall Motor Co., Ltd. Ticker: 2333 Security ID: Y2882P106 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Audited Financial Report For For Management 2 Approve Report of the Board For For Management 3 Approve Profit Distribution Proposal For For Management 4 Approve Annual Report and Its Summary R For For Management eport 5 Approve Report of the Independent Direc For For Management tors 6 Approve Report of the Supervisory Commi For For Management ttee 7 Approve Operating Strategies For For Management 8 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountant LLP as External A uditor and Authorize Board to Fix Their Remuneration 9 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Greatview Aseptic Packaging Co Ltd. Ticker: 468 Security ID: G40769104 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Liu Jun as Director For For Management 3a2 Elect Hsu David as Director For For Management 3a3 Elect Lueth Allen Warren as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Greentown China Holdings Ltd. Ticker: 3900 Security ID: G4100M105 Meeting Date: MAY 4, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Agreement and Related For For Management Transactions -------------------------------------------------------------------------------- Greentown China Holdings Ltd. Ticker: 3900 Security ID: G4100M105 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Cao Zhounan as Director For For Management 3B Elect Li Qingan as Director For For Management 3C Elect Li Yongqian as Director For For Management 3D Elect Li Jun as Director For For Management 3E Elect Hui Wan Fai as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Greentown Service Group Co. Ltd. Ticker: 2869 Security ID: G41012108 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Yang Zhangfa as Director For For Management 3.2 Elect Xia Yibo as Director For For Management 3.3 Elect Wong Ka Yi as Director For For Management 3.4 Elect Li Feng as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res 7 Adopt Share Option Scheme and Related T For Against Management ransactions -------------------------------------------------------------------------------- Guangdong Investment Ltd. Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Huang Xiaofeng as Director For For Management 3.2 Elect Lan Runing as Director For For Management 3.3 Elect Li Wai Keung as Director For For Management 3.4 Elect Li Kwok Po, David as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Guangshen Railway Co., Ltd. Ticker: 525 Security ID: Y2930P108 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profits Distribution Propo For For Management sal 5 Approve 2018 Financial Budget For For Management 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP and PricewaterhouseCoopers as Au ditors and Authorize Board and Audit Co mmittee to Fix Their Remuneration 7 Approve Resumption of Land Use Rights o For For Management ver Guangzhou East Shipai Old Goods Yar d 8.01 Elect Guo Ji'an as Director None For Shareholder 8.02 Elect Chen Xiaomei as Director None For Shareholder -------------------------------------------------------------------------------- Guangzhou Automobile Group Co., Ltd. Ticker: 2238 Security ID: Y2R318121 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report and Its Summ For For Management ary Report 2 Approve 2017 Work Report of the Board o For For Management f Directors 3 Approve 2017 Work Report of the Supervi For For Management sory Committee 4 Approve 2017 Financial Report For For Management 5 Approve Profit Distribution and Capital For For Management ization of Capital Reserves 6 Approve Appointment of Auditors For For Management 7 Approve Internal Control Auditors For For Management 8 Approve Dividend Distribution Plan for For For Management 2018-2020 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Board of Directors to Issue D For Against Management ebt Financing Instruments -------------------------------------------------------------------------------- Guangzhou Baiyunshan Pharmaceutical Holdings Co., Ltd. Ticker: 874 Security ID: Y2932P106 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board For For Management 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Reports For For Management 4 Approve 2017 Auditors' Report For For Management 5 Approve 2017 Profit Distribution and Di For For Management vidend Payment 6 Approve 2018 Operational Targets and An For Against Management nual Budget 7.1 Approve Emoluments of Li Chuyuan For For Management 7.2 Approve Emoluments of Chen Mao For For Management 7.3 Approve Emoluments of Liu Juyan For For Management 7.4 Approve Emoluments of Cheng Ning For For Management 7.5 Approve Emoluments of Ni Yidong For For Management 7.6 Approve Emoluments of Wu Changhai For For Management 7.7 Approve Emoluments of Chu Xiaoping For For Management 7.8 Approve Emoluments of Jiang Wenqi For For Management 7.9 Approve Emoluments of Wong Hin Wing For For Management 7.10 Approve Emoluments of Wang Weihong For For Management 8.1 Approve Emoluments of Xian Jiaxiong For For Management 8.2 Approve Emoluments of Li Jinyun For For Management 8.3 Approve Emoluments of Gao Yanzhu For For Management 9 Approve Amounts of Guarantees to Secure For For Management Bank Loans for Subsidiaries 10 Approve Application for General Banking For For Management Facilities 11 Approve Entrusted Borrowing and Loans B For Against Management usiness Between the Company and its Sub sidiaries 12 Approve 2018 Anticipated Amounts of the For For Management Ordinary and Usual Connected Transacti ons 13 Approve Shareholders' Return Plan for t For For Management he Years 2018-2020 14 Approve Change in Land Usage For For Management 15 Approve Cash Management of Part of the For For Management Temporary Idle Proceeds from Fund Raisi ng 16 Approve Cash Management of Part of the For For Management Temporary Internal Idle Funds of the Co mpany and its Subsidiaries 17 Approve Ruihua Certified Public Account For For Management ants as Auditor 18 Approve Ruihua Certified Public Account For For Management ants as Internal Control Auditor 19 Amend Rules of Procedures of the Board For Against Management of Directors 20 Amend Rules of Procedures of the Superv For For Management isory Committee 21 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 22 Amend Articles of Association Regarding For Against Management Party Committee 23 Elect Li Hong as Director and Approve H For For Management is Emoluments -------------------------------------------------------------------------------- Guangzhou R&F Properties Co., Ltd. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 30, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Class of Shares in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 1b Approve Place of Listing in Relation to For For Management the Extension of the Validity Period o f Applying for the Initial Public Offer ing and Listing of Renminbi Ordinary A Shares within the Territory of PRC 1c Approve Issuer in Relation to the Exten For For Management sion of the Validity Period of Applying for the Initial Public Offering and Li sting of Renminbi Ordinary A Shares wit hin the Territory of PRC 1d Approve Number of Shares to be Issued i For For Management n Relation to the Extension of the Vali dity Period of Applying for the Initial Public Offering and Listing of Renminb i Ordinary A Shares within the Territor y of PRC 1e Approve Nominal Value of the Shares to For For Management be Issued in Relation to the Extension of the Validity Period of Applying for the Initial Public Offering and Listing of Renminbi Ordinary A Shares within t he Territory of PRC 1f Approve Target Subscriber in Relation t For For Management o the Extension of the Validity Period of Applying for the Initial Public Offe ring and Listing of Renminbi Ordinary A Shares within the Territory of PRC 1g Approve Issue Price in Relation to the For For Management Extension of the Validity Period of App lying for the Initial Public Offering a nd Listing of Renminbi Ordinary A Share s within the Territory of PRC 1h Approve Method of Issue in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 1i Approve Underwriting Method in Relation For For Management to the Extension of the Validity Perio d of Applying for the Initial Public Of fering and Listing of Renminbi Ordinary A Shares within the Territory of PRC 1j Approve Use of Proceeds in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 1k Approve Plan on the Allocation of Accum For For Management ulated Profits Prior to the Issue in Re lation to the Extension of the Validity Period of Applying for the Initial Pub lic Offering and Listing of Renminbi Or dinary A Shares within the Territory of PRC 1l Approve Effective Period of the Resolut For For Management ion in Relation to the Extension of the Validity Period of Applying for the In itial Public Offering and Listing of Re nminbi Ordinary A Shares within the Ter ritory of PRC 2 Approve Extension of Validity Period of For For Management Authorizing the Board to Handle All Ma tters in Relation to the Initial Public Offering and Listing of Renminbi Ordin ary A Shares 3 Approve Circulation of Domestic Shares For Against Management on The Stock Exchange of Hong Kong Limi ted 4 Authorize Board to Handle All Matters i For Against Management n Relation to the Circulation of Domest ic Shares on The Stock Exchange of Hong Kong Limited -------------------------------------------------------------------------------- Guangzhou R&F Properties Co., Ltd. Ticker: 2777 Security ID: Y2933F115 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Statements and S For For Management tatutory Report 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 6 Authorize Board to Decide on Matters Re For For Management lating to the Payment of Interim Divide nd for the Six Months Ended June 30, 20 18 7a Elect Li Sze Lim as Director and Author For Against Management ize Board to Fix His Remuneration 7b Elect Zhang Li as Director and Authoriz For For Management e Board to Fix His Remuneration 7c Elect Zhou Yaonan as Director and Autho For For Management rize Board to Fix His Remuneration 7d Elect Lu Jing as Director and Authorize For For Management Board to Fix His Remuneration 7e Elect Ng Yau Wah, Daniel as Director an For For Management d Authorize Board to Fix His Remunerati on 8 Approve BDO China Shu Lun Pan Certified For For Management Public Accountants LLP as Domestic Aud itors and Reporting Accountant and to F ix Their Remuneration 9 Authorize Legal Representative(s) or Au For For Management thorized Person(s) and Its Subsidiaries to Sign Composite Credit Facilities or Loan Related Agreements and Documents 10 Approve Extension of Guarantees Up to R For Against Management MB 80 Billion by the Company on Behalf of Subsidiaries, Associates, Joint Vent ures and Other Investee Companies 11 Approve Extension of Guarantees on Beha For Against Management lf of Subsidiaries, Associates and Join t Ventures in 2017 12 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 13a Approve Class of Shares in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 13b Approve Place of Listing in Relation to For For Management the Extension of the Validity Period o f Applying for the Initial Public Offer ing and Listing of Renminbi Ordinary A Shares within the Territory of PRC 13c Approve Issuer in Relation to the Exten For For Management sion of the Validity Period of Applying for the Initial Public Offering and Li sting of Renminbi Ordinary A Shares wit hin the Territory of PRC 13d Approve Number of Shares to be Issued i For For Management n Relation to the Extension of the Vali dity Period of Applying for the Initial Public Offering and Listing of Renminb i Ordinary A Shares within the Territor y of PRC 13e Approve Nominal Value of the Shares to For For Management be Issued in Relation to the Extension of the Validity Period of Applying for the Initial Public Offering and Listing of Renminbi Ordinary A Shares within t he Territory of PRC 13f Approve Target Subscriber in Relation t For For Management o the Extension of the Validity Period of Applying for the Initial Public Offe ring and Listing of Renminbi Ordinary A Shares within the Territory of PRC 13g Approve Issue Price in Relation to the For For Management Extension of the Validity Period of App lying for the Initial Public Offering a nd Listing of Renminbi Ordinary A Share s within the Territory of PRC 13h Approve Method of Issue in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 13i Approve Underwriting Method in Relation For For Management to the Extension of the Validity Perio d of Applying for the Initial Public Of fering and Listing of Renminbi Ordinary A Shares within the Territory of PRC 13j Approve Use of Proceeds in Relation to For For Management the Extension of the Validity Period of Applying for the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 13k Approve Plan on the Allocation of Accum For For Management ulated Profits Prior to the Issue in Re lation to the Extension of the Validity Period of Applying for the Initial Pub lic Offering and Listing of Renminbi Or dinary A Shares within the Territory of PRC 13l Approve Effective Period of the Resolut For For Management ion in Relation to the Extension of the Validity Period of Applying for the In itial Public Offering and Listing of Re nminbi Ordinary A Shares within the Ter ritory of PRC 14 Authorize Board to Handle All Matters i For For Management n Relation to the Initial Public Offeri ng and Listing of Renminbi Ordinary A S hares within the Territory of PRC 15 Approve Circulation of Domestic Shares For For Management on The Stock Exchange of Hong Kong Limi ted 16 Authorize Board to Handle All Matters i For For Management n Relation to the Circulation of Domest ic Shares on The Stock Exchange of Hong Kong Limited 17 Approve Issuance of Direct Debt Financi For For Management ng Products and Asset Securitization Pr oducts in 2018 18 Authorize Board or Its Authorized Perso For For Management n(s) to Handle All Matters in Relation to the Issuance of Direct Debt Financin g Products and Asset Securitization Pro ducts in 2018 19 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Guotai Junan International Holdings Ltd. Ticker: 1788 Security ID: Y2961L109 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Xie Lebin as Director For For Management 3.2 Elect Liu Yiyong as Director For For Management 3.3 Elect Yim Fung as Director For For Management 3.4 Elect Qi Haiying as Director For For Management 3.5 Elect Li Guangjie as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and Au For Against Management thorize Board to Fix Their Remuneration 6a Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6b Authorize Repurchase of Issued Share Ca For For Management pital 6c Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Guotai Junan Securities Company Limited Ticker: 601211 Security ID: Y2R614115 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Profit Distribution Plan For For Management 4 Approve Ernst & Young Hua Ming LLP and For For Management Ernst & Young as External Auditors 5 Approve 2017 Annual Report For For Management 6.1 Approve Related Party Transactions with For For Management Shanghai International Group Co., Ltd. and Related Enterprises 6.2 Approve Related Party Transactions with For For Management Shenzhen Investment Holdings Co., Ltd. and Related Enterprises 6.3 Approve Related Party Transactions and For For Management Related Enterprises with Company's Dire ctors, Supervisors and Senior Managemen t 6.4 Approve Related Party Transactions Betw For For Management een the Group and Related Natural Perso ns 7.1 Elect Lin Facheng as Director For For Management 7.2 Elect Zhou Hao as Director For For Management 8 Elect Feng Xiaodong as Supervisor For For Management 9 Approve Issuance of Onshore and Offshor For For Management e Debt Financing Instruments and Asset- backed Securities and Related Transacti ons 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and/or H Shares 11 Approve Authorization to Issue Onshore For For Management and Offshore Debt Financing Instruments 12 Approve Authorization to Asset-backed S For For Management ecurities -------------------------------------------------------------------------------- Haier Electronics Group Co Ltd Ticker: 1169 Security ID: G42313125 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: JUN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Zhou Yun Jie as Director For Against Management 2b Elect Yu Hon To, David as Director For Against Management 2c Elect Eva Cheng Li Kam Fun as Director For For Management 2d Elect Yang Guang as Director For For Management 2e Elect Gong Shao Lin as Director For For Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 4 Approve Final Dividend For For Management 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For For Management res 8 Approve Allotment and Issuance of New S For For Management hares Under the Restricted Share Award Scheme 9 Amend Bye-Laws For For Management -------------------------------------------------------------------------------- Haitian International Holdings Ltd. Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 25, 2018 Meeting Type: Special Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Framework Agreement and Re For For Management lated Transactions -------------------------------------------------------------------------------- Haitian International Holdings Ltd. Ticker: 1882 Security ID: G4232C108 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Zhang Jianfeng as Director and Au For Against Management thorize Board to Fix His Remuneration 3 Elect Zhang Jianguo as Director and Aut For Against Management horize Board to Fix His Remuneration 4 Elect Liu Jianbo as Director and Author For Against Management ize Board to Fix His Remuneration 5 Elect Jin Hailiang as Director and Auth For For Management orize Board to Fix His Remuneration 6 Elect Chen Weiqun as Director and Autho For Against Management rize Board to Fix His Remuneration 7 Elect Zhang Bin as Director and Authori For Against Management ze Board to Fix His Remuneration 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Authorize Repurchase of Issued Share Ca For For Management pital 12 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Haitong Securities Co., Ltd. Ticker: 600837 Security ID: Y2988F101 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Final Accounts Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve BDO China Shu Lun Pan Certified For For Management Public Accountants LLP as PRC Auditors (Special General Partnership) and Delo itte Touche Tohmatsu as International A uditors and Authorize Board to Fix Thei r Remuneration 7 Approve Proposal Regarding Investment A For For Management sset Allocation of Equity and Non-equit y Products of the Company 8.01 Approve Related Party Transactions of t For For Management he Company and Its Subsidiaries with BN P Paribas Investment Partners BE Holdin g SA and Its Related Companies 8.02 Approve Related Party Transactions of t For For Management he Company and Its Subsidiaries with Sh anghai Shengyuan Real Estate (Group) Co ., Ltd. 8.03 Approve Related Party Transactions of t For For Management he Company and Its Subsidiaries Where t he Company's Directors, Supervisors and Senior Management Hold Positions as Di rectors or Senior Management, and Other Related Corporate Entities 8.04 Approve Related Party Transactions of t For For Management he Company and Its Subsidiaries with Re lated Natural Persons 9 Approve Dilution of Current Returns as For Against Management a Result of the Non-Public Issuance of A Shares and Remedial Measures 10 Approve Shareholders' Return Plan for t For For Management he Years 2018-2020 1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and/or H Shares 2 Approve Company's Compliance with the C For Against Management onditions of Non-Public Issuance of A S hares 3.01 Approve Class and Nominal Value of Shar For Against Management es to be Issued in Relation to the Non- Public Issuance of A Shares 3.02 Approve Method and Timing of Issuance i For Against Management n Relation to the Non-Public Issuance o f A Shares 3.03 Approve Target Subscribers and Subscrip For Against Management tion Method in Relation to the Non-Publ ic Issuance of A Shares 3.04 Approve Number of Shares to be Issued a For Against Management nd Amount of Proceeds to be Raised in R elation to the Non-Public Issuance of A Shares 3.05 Approve Issuance Price and Pricing Prin For Against Management cipal in Relation to the Non-Public Iss uance of A Shares 3.06 Approve Use of Proceeds in Relation to For Against Management the Non-Public Issuance of A Shares 3.07 Approve Lock-Up Period in Relation to t For Against Management he Non-Public Issuance of A Shares 3.08 Approve Place of Listing in Relation to For Against Management the Non-Public Issuance of A Shares 3.09 Approve Arrangement for the Retained Pr For Against Management ofits Prior to the Issuance in Relation to the Non-Public Issuance of A Shares 3.10 Approve Resolutions Validity Period in For Against Management Relation to the Non-Public Issuance of A Shares 4 Approve Proposal in Respect of Non-Publ For Against Management ic Issuance of A Shares 5 Approve Feasibility Report of the Use o For Against Management f Proceeds Raised from the Non-Public I ssuance of A Shares 6 Approve Report on the Use of Proceeds f For Against Management rom Previous Fund Raising Activities an d the Audit Report 7 Approve Authorization to the Board or I For Against Management ts Authorized Persons to Deal with Matt ers Relating to the Non-Public Issuance of A Shares -------------------------------------------------------------------------------- Health and Happiness (H&H) International Holdings Limited Ticker: 1112 Security ID: G4387E107 Meeting Date: MAY 11, 2018 Meeting Type: Annual Record Date: MAY 7, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a1 Elect Laetitia Marie Edmee Jehanne Albe For For Management rtini ep. Garnier as Director 2a2 Elect Wang Yidong as Director For For Management 2a3 Elect Zhang Wenhui as Director For For Management 2a4 Elect Luo Yun as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Hengan International Group Co. Ltd. Ticker: 1044 Security ID: G4402L151 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Xu Shui Shen as Director For For Management 4 Elect Xu Da Zuo as Director For For Management 5 Elect Sze Wong Kim as Director For For Management 6 Elect Hui Ching Chi as Director For For Management 7 Elect Ada Ying Kay Wong as Director For Against Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve PricewaterhouseCoopers as Audit For Against Management ors and Authorize Board to Fix Their Re muneration 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Authorize Repurchase of Issued Share Ca For For Management pital 12 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Hopson Development Holdings Ltd. Ticker: 754 Security ID: G4600H101 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Au Wai Kin as Director For Against Management 3B Elect Lee Tsung Hei, David as Director For Against Management 3C Elect Tan Leng Cheng, Aaron as Director For Against Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Hopson Development Holdings Ltd. Ticker: 754 Security ID: G4600H101 Meeting Date: JUN 15, 2018 Meeting Type: Special Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Framework Agreement and Re For For Management lated Transactions -------------------------------------------------------------------------------- Hua Hong Semiconductor Ltd Ticker: 1347 Security ID: Y372A7109 Meeting Date: MAY 10, 2018 Meeting Type: Annual Record Date: MAY 3, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Suxin Zhang as Director For For Management 4 Elect Takayuki Morita as Director For For Management 5 Elect Jun Ye as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Huadian Fuxin Energy Corp Ltd. Ticker: 816 Security ID: Y3123J107 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Final Financial Report For For Management 4 Approve 2017 Independent Auditor's Repo For For Management rt and Audited Financial Statements 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve Ernst & Young as International For For Management Auditor and Authorize Board to Fix Thei r Remuneration 7 Approve Remuneration Plan of Directors For For Management and Supervisors 8 Elect Xu Lei as Supervisor For For Management 9 Approve Issuance of Debt Financing Inst For For Management ruments 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 11 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Huadian Power International Corporation Ltd. Ticker: 1071 Security ID: Y3738Y101 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 2 Approve Issuance of Debt Financing Inst For Against Management ruments 3 Amend Articles of Association For For Management 4 Approve 2017 Report of the Board For For Management 5 Approve 2017 Report of the Supervisory For For Management Committee 6 Approve 2017 Audited Financial Report For For Management 7 Approve 2017 Profit Distribution Propos For For Management al 8.1 Approve BDO China Shu Lun Pan Certified For For Management Public Accountants LLP (Special Genera l Partnership) and BDO Limited as Domes tic Auditor and Overseas Auditor, respe ctively, and Authorize Board to Fix The ir Remuneration 8.2 Approve BDO China Shu Lun Pan Certified For For Management Public Accountants LLP (Special Genera l Partnership) as Internal Control Audi tor and Authorize Board to Fix Their Re muneration 9 Approve 2017 Performance Report of the For For Management Independent Non-Executive Directors 10 Approve 2017 Remuneration of Directors For For Management and Supervisors -------------------------------------------------------------------------------- Huaneng Power International, Inc. Ticker: 902 Security ID: Y3744A105 Meeting Date: MAY 3, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of Board of Di For For Management rectors 2 Approve 2017 Work Report of Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve KPMG Huazhen LLP as Domestic Au For For Management ditors and KPMG as Hong Kong Auditors 6 Approve General Mandate to Issue Domest For For Management ic and/or Overseas Debt Financing Instr uments 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Approve Extension of Resolution Validit For For Management y Periods and Authorization Delegated t o the Board in Relation to the Non-publ ic Issuance of A Shares 9 Approve Shareholder Return Plan in the For For Management Next Three Years (2018-2020) 10 Amend Articles of Association Regarding For Against Management Party Committee -------------------------------------------------------------------------------- Huaneng Renewables Corporation Ltd. Ticker: 958 Security ID: Y3739S103 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve KPMG as International Auditor a For For Management nd KPMG Huazhen LLP as Domestic Auditor 6 Elect Wen Minggang as Director For For Management 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 8 Approve Issuance of Debt Financing Inst For Against Management ruments -------------------------------------------------------------------------------- Huatai Securities Co., Ltd. Ticker: 601688 Security ID: Y37426114 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Final Financial Report For For Management 4 Approve 2017 Annual Report For For Management 5 Approve 2018 Resolutions on Estimated O For For Management rdinary Transactions with Related Parti es 5.1 Approve Ordinary Connected Transactions For For Management with Jiangsu Guoxin Investment Group L imited and Its Affiliated Companies 5.2 Approve Ordinary Connected Transactions For For Management with Jiangsu Communications Holding Co ., Ltd. and Its Affiliated Companies 5.3 Approve Ordinary Connected Transactions For For Management with Govtor Capital Group Co., Ltd. an d Its Affiliated Companies 5.4 Approve Ordinary Connected Transactions For For Management with Jiangsu SOHO Holdings Group Co., Ltd. and Its Affiliated Companies 5.5 Approve Ordinary Connected Transactions For For Management with Other Related Parties 6 Approve 2018 Estimated Investment Amoun For For Management t for Proprietary Business 7 Approve KPMG Huazhen LLP as Auditor for For For Management the Accounting Statements, as Internal Control Auditor and to Issue Audit Rep orts on A Shares and H Shares and Fix T heir Remuneration 8 Amend Regulations on the Management of For For Management Transactions with Related Parties of Hu atai Securities Co., Ltd. 9 Elect Chen Zhibin as Director For For Management 10 Approve 2017 Profit Distribution Plan For For Management 11 Amend Articles of Association For For Management 12 Approve Issuance of Equity or Equity-Li For Against Shareholder nked Securities without Preemptive Righ ts 13 Approve Extension of the Validity Perio For For Shareholder d of Resolution of the General Meeting on the Non-public Issuance 14 Approve Extension of the Validity Perio For For Shareholder d of Authorization Granted by the Gener al Meeting to the Board and Its Authori zed Persons to Deal with Matters in Rel ation to the Non-public Issuance -------------------------------------------------------------------------------- Huishang Bank Corp Ltd Ticker: 3698 Security ID: Y3749K108 Meeting Date: JUN 30, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Final Financial Accounts For For Management 2 Approve 2018 Financial Budget For For Management 3 Approve Ernst & Young Hua Ming LLP as D For For Management omestic Auditors and Ernst & Young as O verseas Auditors and Authorize Board to Fix Their Remuneration 4 Approve Appraisal Report on the Perform For For Management ance of the Directors 5 Approve Appraisal Report on the Perform For For Management ance of the Supervisors 6 Approve 2017 Work Report of the Board o For For Management f Directors 7 Approve 2017 Work Report of the Supervi For For Management sors 8 Elect Zhou Yana as Director For For Management 9 Approve Adjustment of the Allowance for For For Management Independent Non-Executive Directors 10 Approve Adjustment of the the Allowance For For Management for External Supervisors 11 Approve Remuneration of Executive Direc For For Management tors 12 Approve Remuneration of Former Chairman For For Management of the Board of Supervisors 13 Approve 2017 Profit Distribution Plan For For Management 14 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 15 Amend Articles of Association Regarding For Against Management Party Committee 16 Approve 2017 Profit Distribution None Do Not Vote Shareholder -------------------------------------------------------------------------------- Imperial Pacific International Holdings Ltd. Ticker: 01076 Security ID: G4769M115 Meeting Date: JUN 25, 2018 Meeting Type: Annual Record Date: JUN 19, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Robert James Woolsey as Director For Against Management 2b Elect Ng Hoi Yue as Director For Against Management 2c Elect Tso Hon Sai Bosco as Director For For Management 3 Authorize Board to Appoint Additional D For For Management irectors 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Industrial and Commercial Bank of China Limited Ticker: 1398 Security ID: Y3990B112 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Audited Accounts For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Fixed Asset Investment Bud For For Management get 6 Approve 2018-2020 Capital Planning For For Management 7 Approve KPMG Huazhen LLP and KPMG as Ex For For Management ternal Auditors and KPMG Huazhen LLP as Internal Control Auditors 8 Elect Cheng Fengchao Director For For Management 9 Amend Plan on Authorization of the Shar For For Management eholders' General Meeting to the Board of Directors -------------------------------------------------------------------------------- Jiangsu Expressway Co. Ltd. Ticker: 177 Security ID: Y4443L103 Meeting Date: JUN 21, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audit Report and Financial For For Management Statement 4 Approve 2017 Final Account Report For For Management 5 Approve 2018 Financial Budget Report For For Management 6 Approve 2017 Final Profit Distribution For For Management Plan and Final Dividend 7 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants LLP as Auditors and Internal Auditors and Authorize Boa rd to Fix Their Remuneration 8 Approve Amendments to Articles of Assoc For For Management iation 9 Approve Grant of General Mandate to Iss For For Management ue Debt Instruments 9.01 Approve Issue Size and Method in Relati For For Management on to Issuance of Debt Financing Instru ments 9.02 Approve Type of Debt Financing Instrume For For Management nts 9.03 Approve Maturity of Debt Financing Inst For For Management ruments 9.04 Approve Target Subscribers and Arrangem For For Management ent for Placement to Shareholders in Re lation to Issuance of Debt Financing In struments 9.05 Approve Interest Rate in Relation to Is For For Management suance of Debt Financing Instruments 9.06 Approve Use of Proceeds in Relation to For For Management Issuance of Debt Financing Instruments 9.07 Approve Listing in Relation to Issuance For For Management of Debt Financing Instruments 9.08 Approve Guarantee in Relation to Issuan For For Management ce of Debt Financing Instruments 9.09 Approve Validity Period in Relation to For For Management Issuance of Debt Financing Instruments 9.10 Approve Authorization Arrangement in Re For For Management lation to Issuance of Debt Financing In struments 10.1 Elect Gu Dejun as Director For For Management 10.2 Elect Chen Yanli as Director For For Management 10.3 Elect Chen Yongbing as Director For For Management 10.4 Elect Yao Yongjia as Director For For Management 10.5 Elect Wu Xinhua as Director For For Management 10.6 Elect Ms. Hu Yu as Director For For Management 10.7 Elect Ma Chung Lai, Lawrence as Directo For For Management r 11.1 Elect Zhang Zhuting as Independent Dire For For Management ctor 11.2 Elect Chen Liang as Independent Directo For For Management r 11.3 Elect Lin Hui as Independent Director For For Management 11.4 Elect Zhou Shudong as Independent Direc For For Management tor 12.1 Elect Yu Lanying as Supervisor For For Management 12.2 Elect Ding Guozhen as Supervisor For For Management 12.3 Elect Pan Ye as Supervisor For For Management -------------------------------------------------------------------------------- Jiangxi Copper Company Ltd. Ticker: 358 Security ID: Y4446C100 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts and Auditors' Report 4 Approve 2017 Profit Distribution For For Management 5.1 Elect Long Ziping as Director For For Shareholder 5.2 Elect Wu Yuneng as Director For For Shareholder 5.3 Elect Wang Bo as Director For For Shareholder 5.4 Elect Wu Jinxing as Director For For Shareholder 5.5 Elect Gao Jianmin as Director For For Shareholder 5.6 Elect Liang Qing as Director For For Shareholder 5.7 Elect Dong Jiahui as Director For For Shareholder 6.1 Elect Tu Shutian as Director For Against Shareholder 6.2 Elect Liu Erh Fei as Director For Against Shareholder 6.3 Elect Zhou Donghua as Director For Against Shareholder 6.4 Elect Liu Xike as Director For For Shareholder 7.1 Elect Hu Qingwen as Supervisor For For Shareholder 7.2 Elect Zhang Jianhua as Supervisor For For Shareholder 7.3 Elect Liao Shengsen as Supervisor For For Shareholder 8 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 9 Approve Ernst & Young Hua Ming LLP as D For For Management omestic Auditor and Ernst & Young as Ov erseas Auditor and Authorize Board to F ix Their Remuneration 10 Approve Provision of Guarantees to Jian For For Management gxi Copper Hong Kong Company Limited an d Jiangxi Copper (Hong Kong) Investment Company Limited For the Application to Financial Institutions For Comprehensi ve Credit Facilities 11 Approve Proposed Issuance of Bonds and For For Management Related Transactions -------------------------------------------------------------------------------- Jiayuan International Group Limited Ticker: 2768 Security ID: G5139G100 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: JUN 7, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Shum Tin Ching as Director For For Management 3a2 Elect Huang Fuqing as Director For For Management 3a3 Elect Cheuk Hiu Nam as Director For For Management 3a4 Elect Tai Kwok Leung, Alexander as Dire For For Management ctor 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Joy City Property Limited Ticker: 207 Security ID: G5210S106 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Zhou Zheng as Director For For Management 4 Elect Jiang Chao as Director For For Management 5 Elect Jiang Yong as Director For For Management 6 Elect Lau Hon Chuen, Ambrose as Directo For For Management r 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Kaisa Group Holdings Ltd. Ticker: 1638 Security ID: G52132100 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: JUN 5, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 2 Approve Final Dividend For For Management 3 Elect Zhang Jianjun as Director For For Management 4 Elect Mai Fan as Director For For Management 5 Elect Zheng Yi as Director For For Management 6 Elect Zhang Yizhao as Director For Against Management 7 Elect Liu Xuesheng as Director For For Management 8 Authorize Board to Fix Remuneration of For For Management Directors 9 Approve Grant Thornton Hong Kong Limite For For Management d as Auditors and Authorize Board to Fi x Their Remuneration 10 Authorize Repurchase of Issued Share Ca For For Management pital 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Kingboard Chemical Holdings Ltd Ticker: 148 Security ID: G52562140 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Chang Wing Yiu as Director For For Management 3B Elect Cheung Ka Shing as Director For For Management 3C Elect Chen Maosheng as Director For For Management 3D Elect Cheung Ming Man as Director For For Management 3E Elect Chan Wing Kee as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res 7 Adoption of the EEIC Scheme and Termina For Against Management tion of EEIC Existing Scheme -------------------------------------------------------------------------------- Kingboard Chemical Holdings Ltd Ticker: 148 Security ID: G52562140 Meeting Date: JUN 19, 2018 Meeting Type: Special Record Date: JUN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Change English Name and Chinese Name of For For Management the Company -------------------------------------------------------------------------------- Kingboard Laminates Holdings Ltd. Ticker: 1888 Security ID: G5257K107 Meeting Date: MAY 28, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Zhou Pei Feng as Director For For Management 3B Elect Lo Ka Leong as Director For For Management 3C Elect Ip Shu Kwan, Stephen as Director For For Management 3D Elect Zhang Lu Fu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Kingdee International Software Group Co. Ltd. Ticker: 268 Security ID: G52568147 Meeting Date: MAY 9, 2018 Meeting Type: Annual Record Date: MAY 3, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2A Elect Lin Bo as Director For For Management 2B Elect Liu Chia Yung as Director For For Management 2C Elect Gary Clark Biddle as Director For For Management 2D Elect Shen Yuan Ching as Director For For Management 2E Elect Cao Yang Feng as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Kingsoft Corporation Ltd. Ticker: 3888 Security ID: G5264Y108 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: MAY 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Chi Ping Lau as Director For For Management 3.2 Elect David Yuen Kwan Tang as Director For For Management 3.3 Elect Wenjie Wu as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Kunlun Energy Company Ltd Ticker: 135 Security ID: G5320C108 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Ling Xiao as Director For For Management 3B Elect Zhou Yuanhong as Director For For Management 3C Elect Miao Yong as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Share Repurchase Program For For Management 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- KWG Property Holding Ltd. Ticker: 1813 Security ID: G53224104 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: MAY 31, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Approve Final Dividend For For Management 2b Authorize Board to Deal with All Matter For For Management s in Relation to the Final Dividend Pay ment 3 Elect Kong Jian Nan as Director and Aut For For Management horize Board to Fix His Remuneration 4 Elect Tam Chun Fai as Director and Auth For For Management orize Board to Fix His Remuneration 5 Elect Li Bin Hai as Director and Author For For Management ize Board to Fix His Remuneration 6 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Authorize Reissuance of Repurchased Sha For Against Management res 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Lee & Man Paper Manufacturing Ltd. Ticker: 2314 Security ID: G5427W130 Meeting Date: MAY 9, 2018 Meeting Type: Annual Record Date: MAY 3, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Li King Wai Ross as Director For For Management 4 Elect Wong Kai Tung Tony as Director For For Management 5 Authorize Board to Confirm the Terms of For For Management Appointment, Including the Remuneratio n, of Poon Chun Kwong 6 Authorize Board to Confirm the Terms of For For Management Appointment, Including the Remuneratio n, of Peter A. Davies 7 Authorize Board to Confirm the Terms of For Against Management Appointment, Including the Remuneratio n, of Chau Shing Yim David 8 Approve Remuneration of Directors for t For Against Management he Year Ended December 31, 2017 9 Authorize Board to Fix Remuneration of For Against Management Directors for the Year Ending December 31, 2018 10 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Authorize Repurchase of Issued Share Ca For For Management pital 13 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Legend Holdings Corporation Ticker: 3396 Security ID: Y52237107 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisors' Report For For Management 3 Approve Audited Financial Statements an For For Management d Independent Auditor's Report 4 Approve Profit Distribution Plan For For Management 5.1 Elect Liu Chuanzhi as Director For For Management 5.2 Elect Zhu Linan as Director For For Management 5.3 Elect Zhao John Huan as Director For Against Management 5.4 Elect Wu Lebin as Director For For Management 5.5 Elect Lu Zhiqiang as Director For Against Management 5.6 Elect Suo Jishuan as Director For For Management 5.7 Elect Ma Weihua as Director For For Management 5.8 Elect Zhang Xuebing as Director For Against Management 5.9 Elect Hao Quan as Director For For Management 6.1 Elect Luo Cheng as Supervisor For For Management 6.2 Elect Feng Ling as Supervisor For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve Remuneration of Directors and S For For Management upervisors for Year Ended December 31, 2017 9 Approve PricewaterhouseCoopers as Indep For For Management endent Auditor and Authorize Board to F ix Their Remuneration 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Li Ning Company Ltd. Ticker: 2331 Security ID: G5496K124 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2.1a Elect Li Ning as Director For For Management 2.1b Elect Li Qilin as Director For For Management 2.1c Elect Chan Chung Bun, Bunny as Director For For Management 2.2 Authorize Board to Fix the Remuneration For For Management of Directors 3 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Livzon Pharmaceutical Group Inc Ticker: 000513 Security ID: Y52889105 Meeting Date: MAY 21, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Financial Accounts Report For For Management 4 Approve Ruihua Certified Public Account For For Management ants (LLP) as Auditors and Authorize Bo ard to Fix Their Remuneration 5 Approve 2017 Annual Report For For Management 6 Approve Adjustment to the Fund-Raising For For Management Investment Project Plan of the Non-publ ic Issuance of A Shares 7 Approve 2017 Annual Profit Distribution For For Management Plan 8 Approve Facility Financing and Provisio For For Management n of Financing Guarantees to its Subsid iaries 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Livzon Pharmaceutical Group Inc Ticker: 000513 Security ID: Y52889105 Meeting Date: MAY 21, 2018 Meeting Type: Special Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Profit Distribution For For Management Plan -------------------------------------------------------------------------------- Logan Property Holdings Co., Ltd. Ticker: 3380 Security ID: G55555109 Meeting Date: JUN 20, 2018 Meeting Type: Annual Record Date: JUN 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Lai Zhuobin as Director For For Management 4 Elect Zhang Huaqiao as Director For Against Management 5 Elect Cai Suisheng as Director For Against Management 6 Authorize Board to Fix the Remuneration For For Management of Directors 7 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Longfor Properties Co. Ltd Ticker: 960 Security ID: G5635P109 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Approve Final Dividend For For Management 2b Approve Special Dividend For For Management 3.1 Elect Zhao Yi as Director For Against Management 3.2 Elect Frederick Peter Churchhouse as Di For For Management rector 3.3 Elect Chan Chi On, Derek as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Change English Name and Chinese Dual Fo For For Management reign Name -------------------------------------------------------------------------------- Lonking Holdings Ltd. Ticker: 3339 Security ID: G5636C107 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Li San Yim as Director For For Management 3.2 Elect Chen Chao as Director For For Management 3.3 Elect Luo Jianru as Director For For Management 3.4 Elect Zheng Kewen as Director For For Management 3.5 Elect Yin Kunlun as Director For For Management 3.6 Elect Ngai Ngan Ying as Director For For Management 3.7 Elect Wu Jian Ming as Director For For Management 3.8 Elect Chen Zhen as Director For For Management 3.9 Authorize Board to Fix Remuneration of For For Management Directors 4 Elect Qian Shizheng as Director and Aut For Against Management horize Board to Fix His Remuneration 5 Approve Ernst & Young, Certified Public For For Management Accountants as Auditor and Authorize B oard to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Luye Pharma Group Ltd. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: JUN 5, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Yang Rong Bing as Director For For Management 3b Elect Yuan Hui Xian as Director For Against Management 3c Elect Lo Yuk Lam as Director For Against Management 3d Elect Leung Man Kit as Director For Against Management 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Luye Pharma Group Ltd. Ticker: 2186 Security ID: G57007109 Meeting Date: JUN 22, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve APL Agreement and Related Trans For For Management actions -------------------------------------------------------------------------------- Maanshan Iron & Steel Company Ltd. Ticker: 323 Security ID: Y5361G109 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approv Ernst & Young Hua Ming LLP as Au For For Management ditor and Authorize Board to Fix Their Remuneration 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve Amendments to Articles of Assoc For For Management iation 7 Approve Issuance of Short-Term Financin For For Management g Bonds and Authorize Board to Handle A ll Matters in Relation to the Short-Ter m Financing Bonds -------------------------------------------------------------------------------- Meitu, Inc. Ticker: 1357 Security ID: G5966D105 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Lee Kai-Fu as Director For For Management 2b Elect Zhou Hao as Director For For Management 2c Elect Zhang Shoucheng as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Metallurgical Corporation of China Ltd. Ticker: 1618 Security ID: Y5949Y119 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board For For Management 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Financial Accounts Report For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and S For For Management upervisors 6 Approve 2018 Guarantee Plan For Against Management 7 Approve Deloitte Touche Tohmatsu CPA LL For For Management P (Special General Partnership) as Audi tor and Internal Control Auditor and Au thorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Amend Articles of Association Regarding For Against Management Party Committee 10 Amend Rules and Procedures Regarding Bo For Against Management ard Meetings -------------------------------------------------------------------------------- MicroPort Scientific Corp Ticker: 853 Security ID: G60837104 Meeting Date: APR 19, 2018 Meeting Type: Special Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition, Letter of Intent, For For Management Stock and Asset Purchase Agreement and Related Transactions -------------------------------------------------------------------------------- MicroPort Scientific Corp Ticker: 853 Security ID: G60837104 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend and Scrip Divide For For Management nd Scheme 3 Elect Janine Junyuan Feng as Director For For Management 4 Elect Jonathan H. Chou as Director For For Management 5 Elect Guoen Liu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Minth Group Ltd. Ticker: 425 Security ID: G6145U109 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Chin Jong Hwa as Director For For Management 4 Elect Wu Fred Fong as Director For Against Management 5 Elect Wang Ching as Director For Against Management 6 Approve and Confirm the Terms of Appoin For For Management tment, Including Remuneration, for Wu F red Fong 7 Approve and Confirm the Terms of Appoin For For Management tment, Including Remuneration, for Wang Ching 8 Approve and Confirm the Terms of Appoin For For Management tment, Including Remuneration, for Yu Z heng 9 Authorize Board to Fix Remuneration of For For Management Directors 10 Approve Deloitte Touche Tohmatsu as Aud For Against Management itors and Authorize Board to Fix Their Remuneration 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Authorize Repurchase of Issued Share Ca For For Management pital 13 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- MMG Limited Ticker: 1208 Security ID: Y6133Q102 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Leung Cheuk Yan as Director For For Management 2b Elect Jennifer Seabrook as Director For For Management 2c Elect Pei Ker Wei as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- NetDragon Websoft Holdings Limited Ticker: 777 Security ID: G6427W104 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 4A Elect Liu Luyuan as Director For For Management 4B Elect Zheng Hui as Director For For Management 4C Elect Lee Kwan Hung as Director For Against Management 4D Authorize Board to Fix Remuneration of For For Management Directors 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res 5D Adopt the New Share Option Scheme For Against Management -------------------------------------------------------------------------------- New China Life Insurance Co Ltd. Ticker: 601336 Security ID: Y625A4115 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board For For Management 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Annual Report and Its Summ For For Management ary 4 Approve 2017 Annual Financial Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2017 Report of Performance of t For For Management he Directors 7 Approve 2017 Report of Performance of t For For Management he Independent Non-executive Directors 8 Approve Ernst & Young Hua Ming LLP as D For For Management omestic Auditor and Ernst & Young as In ternational Auditor and Authorize Board to Fix Their Remuneration 9 Approve Revisions to the Administrative For For Management Measures on Related Transactions of th e Company 10 Elect Yang Yi as Director For For Shareholder 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Orient Securities Company Limited Ticker: 600958 Security ID: Y2059V100 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of Supervisory Comm For For Management ittee 3 Approve 2017 Final Accounts Report For For Management 4 Approve 2017 Profit Distribution For For Management 5 Approve 2017 Annual Report For For Management 6 Approve 2018 Company Securities Self-Pr For Against Management oprietary Business Scale 7 Approve 2018 Appointment of Auditor For For Management 8 Approve Conduction of Asset-Backed Secu For For Management ritization Business with the Company's Credit Assets from Its Financing Busine sses 9.1 Approve Daily Related Party Transaction For For Management s with Shenergy (Group) Company Limited and Its Affiliated Companies 9.2 Approve Other Daily Related Party Trans For For Management actions 10 Approve 2018 Provision of Guarantees For For Management -------------------------------------------------------------------------------- PetroChina Company Limited Ticker: 857 Security ID: Y6883Q104 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Report For For Management 4 Approve Final Dividend For For Management 5 Authorize Board to Determine the Distri For For Management bution of Interim Dividends 6 Approve KPMG Huazhen as Domestic Audito For For Management rs and KPMG as International Auditors a nd Authorize Board to Fix Their Remuner ation 7 Approve Provision of Guarantee and Rele For For Management vant Authorizations 8 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for A Shares and/or H shares -------------------------------------------------------------------------------- PICC Property and Casualty Co., Ltd. Ticker: 2328 Security ID: Y6975Z103 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Xie Yiqun as Director For For Management 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve 2017 Audited Financial Statemen For For Management ts and Auditor's Report 5 Approve 2018 Directors' Fees For For Management 6 Approve 2018 Supervisors' Fees For For Management 7 Approve Deloitte Touche Tohmatsu as Int For For Management ernational Auditor and Deloitte Touche Tohmatsu Certified Public Accountants L LP as Domestic Auditor and Authorize Bo ard to Fix Their Remuneration 8 Approve Profit Distribution Plan, Issua For For Management nce of Capitalization Shares, and Relat ed Transactions 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares -------------------------------------------------------------------------------- Ping An Insurance (Group) Co. of China, Ltd. Ticker: 2318 Security ID: Y69790106 Meeting Date: MAY 23, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Annual Report and its Summ For For Management ary 4 Approve 2017 Financial Statements and S For For Management tatutory Reports 5 Approve 2017 Profit Distribution Plan a For For Management nd Distribution of Final Dividends 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as PRC Auditor and Pricewaterhou seCoopers as International Auditor and Authorize Board to Fix Their Remunerati on 7.01 Elect Ma Mingzhe as Director For For Management 7.02 Elect Sun Jianyi as Director For For Management 7.03 Elect Ren Huichuan as Director For For Management 7.04 Elect Yao Jason Bo as Director For For Management 7.05 Elect Lee Yuansiong as Director For For Management 7.06 Elect Cai Fangfang as Director For For Management 7.07 Elect Soopakij Chearavanont as Director For For Management 7.08 Elect Yang Xiaoping as Director For For Management 7.09 Elect Wang Yongjian as Director For For Management 7.10 Elect Liu Chong as Director For For Management 7.11 Elect Yip Dicky Peter as Director For For Management 7.12 Elect Wong Oscar Sai Hung as Director For For Management 7.13 Elect Sun Dongdong as Director For For Management 7.14 Elect Ge Ming as Director For For Management 7.15 Elect Ouyang Hui as Director For For Management 8.01 Elect Gu Liji as Supervisor For For Management 8.02 Elect Huang Baokui as Supervisor For For Management 8.03 Elect Zhang Wangjin as Supervisor For For Management 9 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for H Shares 10 Approve 30th Anniversary Special Divide For For Shareholder nd 11 Approve Shanghai Jahwa Equity Incentive For For Shareholder Scheme -------------------------------------------------------------------------------- Poly Property Group Co., Ltd. Ticker: 119 Security ID: Y7064G105 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Han Qingtao as Director For For Management 3B Elect Ye Liwen as Director For Against Management 3C Elect Leung Sau Fan, Sylvia as Director For For Management 3D Authorize Board to Fix Remuneration of For For Management Directors 4 Approve BDO Limited as Auditor and Auth For For Management orize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Postal Savings Bank of China Co., Ltd. Ticker: 1658 Security ID: ADPV37746 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Final Financial Accounts For For Management 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Budget Plan of Fixed Asset For For Management s Investment 6 Approve Appointment of Accounting Firms For For Management for 2018 7 Elect Li Guohua as Director For For Management 8 Approve 2016 Settlement Plan for Direct For For Management ors and Supervisors 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Approve Extension of the Validity Perio For For Management d of the Plan for Initial Public Offeri ng and Listing of A Shares 11 Approve Extension of the Validity Perio For For Management d of the Authorization to Deal With Spe cific Matters in Respect to the Initial Public Offering and Listing of A Share s -------------------------------------------------------------------------------- Postal Savings Bank of China Co., Ltd. Ticker: 1658 Security ID: ADPV37746 Meeting Date: JUN 28, 2018 Meeting Type: Special Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Valid Period o For For Management f the Plan for Initial Public Offering and Listing of A Shares 2 Approve Extension of the Valid Period o For For Management f the Authorization to Deal With Specif ic Matters in Respect of Initial Public Offering and Listing of A Shares -------------------------------------------------------------------------------- Powerlong Real Estate Holdings Ltd. Ticker: 1238 Security ID: G72005104 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 1, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Hoi Wa Fong as Director For For Management 4 Elect Zhang Hong Feng as Director For For Management 5 Elect Ding Zu Yu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Q Technology (Group) Company Ltd Ticker: 1478 Security ID: G7306T105 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect He Ningning as Director For For Management 4 Elect Ng Sui Yin as Director For For Management 5 Elect Ko Ping Keung as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG, Certified Public Accounta For For Management nts as Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Qingdao Port International Co., Ltd. Ticker: 6198 Security ID: Y7S64R101 Meeting Date: JUN 6, 2018 Meeting Type: Annual Record Date: MAY 4, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 2 Approve Profit Distribution Plan For For Management 3 Approve Extension of the Valid Period o For Against Management f the Plan of the A Share Offering 4 Approve Extension of the Valid Period o For Against Management f the Authorizations to Deal with All M atters Relating to the A Share Offering 5 Amend Articles of Association For Against Management 6 Amend Articles of Association which Sha For Against Management ll Apply After the Proposed A Share Off ering 7 Amend Rules of Procedures of the Board For Against Management of Directors 8 Approve 2017 Annual Report For For Management 9 Approve 2017 Work Report of the Board For For Management 10 Approve 2017 Report of the Supervisory For For Management Committee 11 Approve 2017 Audited Financial Statemen For For Management ts 12 Approve Remuneration of Directors For For Management 13 Approve Remuneration of Supervisors For For Management 14a Elect Zhang Qingcai as Supervisor, Auth For For Shareholder orize Chairman to Enter Into a Service Contract with Him and Fix His Remunerat ion 14b Elect Li Wucheng as Supervisor, Authori For For Shareholder ze Chairman to Enter Into a Service Con tract with Him and Fix His Remuneration 15 Elect Zhang Jiangnan as Director, Autho For For Shareholder rize Chairman to Enter Into a Service C ontract with Him and Fix His Remunerati on 16 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Auditor and Authorize Board t o Fix Their Remuneration 17 Approve Conforming to the Conditions fo For Against Management r Initial Public Offering and Listing o f A Shares 18 Approve Status Report and Verification For Against Management Report on the Use of Previously Raised Funds 19 Approve Comprehensive Financing Service For For Management s Framework Agreement, Proposed Annual Caps and Related Transactions 20 Approve Proposed Annual Caps of the Dep For Against Management osit Service for the Year 2018 and 2019 under the Financial Services Framework Agreement II -------------------------------------------------------------------------------- Red Star Macalline Group Corporation Ltd Ticker: 1528 Security ID: Y7S99R100 Meeting Date: JUN 8, 2018 Meeting Type: Special Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Red Star Macalline Group Corporation Ltd Ticker: 1528 Security ID: Y7S99R100 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Final Account Report For For Management 4 Approve 2018 Financial Budget Report For For Management 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve 2017 Annual Report and Annual R For For Management esults 7 Approve Deloitte Touche Tohmatsu as Aud For For Management itor for Financial Report and Internal Control Auditor 8 Approve Remuneration of Directors For For Management 9 Approve Remuneration of Supervisors For For Management 10 Amend Articles of Association Re: Worki For For Management ng Rules of Independent Non-Executive D irectors 11 Amend Articles of Association Re: Exter For For Management nal Guarantees 12 Amend Articles of Association Re: Rules For For Management for the Management of Related Party Tr ansactions 1 Amend Rules and Procedures Regarding Ge For For Management neral Meetings of Shareholders 2 Authorize Repurchase of Issued H Share For For Management Capital 3 Amend Articles of Association For For Shareholder 4 Approve Satisfaction of the Conditions For For Shareholder for the Issuance of the Renewable Corpo rate Bonds 5 Approve Issuance of the Renewable Corpo For For Shareholder rate Bonds 6 Authorize Board to Handle All Matters i For For Shareholder n Relation to the Issuance of the Renew able Corporate Bonds -------------------------------------------------------------------------------- Renhe Commercial Holdings Company Ltd. Ticker: 1387 Security ID: G75004104 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: JUN 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Wang Hongfang as Director For For Management 2b Elect Dai Bin as Director For Against Management 2c Elect Zhang Xingmei as Director For Against Management 2d Elect Wang Shengli as Director For For Management 2e Elect Wang Yifu as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Ronshine China Holdings Limited Ticker: 3301 Security ID: G76368102 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a1 Elect Ou Zonghong as Director For For Management 2a2 Elect Wu Jian as Director For For Management 2a3 Elect Lin Junling as Director For For Management 2b Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 4A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 4B Authorize Repurchase of Issued Share Ca For For Management pital 4C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Semiconductor Manufacturing International Corporation Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Chen Shanzhi as Director For For Management 2b Elect Lu Jun as Director For Against Management 2c Elect Zhao HaiJun as Director For For Management 2d Elect Liang Mong Song as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers and Pric For For Management ewaterhouseCoopers Zhong Tian LLP as Au ditors for Hong Kong Financial Reportin g and U.S. Financial Reporting Purposes , Respectively and Authorize Audit Comm ittee of the Board to Fix Their Remuner ation 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Semiconductor Manufacturing International Corporation Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 22, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Datang Pre-emptive Share Subscr For For Management iption Agreement, Issuance of Datang Pr e-emptive Shares, Datang PSCS Subscript ion Agreement, Issuance of Datang PSCS, Issuance of Datang Conversion Shares a nd Related Transactions 2 Approve China IC Fund Pre-emptive Share For For Management Subscription Agreement, Issuance of Ch ina IC Fund Pre-emptive Shares, China I C Fund PSCS Subscription Agreement, Iss uance of China IC Fund PSCS, Issuance o f China IC Fund Conversion Shares and R elated Transactions -------------------------------------------------------------------------------- Shandong Weigao Group Medical Polymer Co., Ltd. Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Audited Consolidated Finan For For Management cial Statements 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve Deloitte Touche Tohmatsu as Aud For For Management itor and Authorize Board to Fix Their R emuneration 6 Authorize Board to Fix Remuneration of For For Management Directors, Supervisors and Senior Manag ement 7 Elect Lo Wai Hung as Director For For Management 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued H Share For For Management Capital 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Shandong Weigao Group Medical Polymer Co., Ltd. Ticker: 1066 Security ID: Y76810103 Meeting Date: JUN 19, 2018 Meeting Type: Special Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Shanghai Electric Group Co., Ltd. Ticker: 2727 Security ID: Y76824104 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Report of the Board For For Management 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve 2017 Report of the Financial Re For For Management sults 5 Approve 2017 Profit Distribution Plan For For Management 6 Approve PwC Zhong Tian as PRC Auditor a For For Management nd PricewaterhouseCoopers as Internatio nal Auditor and Authorize Board to Fix Their Remuneration 7 Approve Ratification of Emoluments Paid For For Management to Directors and Supervisors for the Y ear of 2017 and Approve Emoluments of D irectors and Supervisors for the Year o f 2018 8 Approve Renewal of Liability Insurance For For Management for Directors, Supervisors and Senior M anagement 9 Approve Provision of External Guarantee For For Management by Shanghai Prime Machinery Co., Ltd. for Shanghai Prime (Hong Kong) Investme nt Management Co., Ltd. 10 Approve Provision of Guarantee by the C For Against Shareholder ompany for Shanghai Electric Heavy Mach inery Milling Equipment Co., Ltd. 11 Approve Provision of Guarantee by the C For Against Shareholder ompany for Shanghai Electric Nantong Gu ohai Environmental Technology Co., Ltd. 12 Approve Provision of Guarantee by the C For Against Shareholder ompany for Shanghai Electric Heavy Mach inery Casting Forging Co., Ltd. 13 Approve Provision of Guarantee by the C For Against Shareholder ompany for Shanghai Blower Works Co., L td. 14 Approve Provision of Guarantee by Shang For Against Shareholder hai Electric Wind Power Group Co., Ltd. for Shanghai Electric Wind Power Equip ment Dongtai Co., Ltd. 15 Approve Provision of Guarantee by Shang For Against Shareholder hai Electric Wind Power Group Co., Ltd. for Shanghai Electric Wind Power Equip ment Hebei Co., Ltd. 16 Approve Provision of Guarantee by Shang For Against Shareholder hai Huapu Cable Co., Ltd. and Shanghai Electric Transmission and Distribution Group Co., Ltd. for Shanghai Fujikura C able Co., Ltd. 17 Approve Provision of Guarantee by Shang For For Shareholder hai Electric Transmission and Distribut ion Group Co., Ltd. for Shanghai Huapu Cable Co., Ltd. 18 Approve Provision of Guarantee by Konin For Against Shareholder klijke Nedschroef Holding B.V. for Neds chroef Fasteners Kunshan Co., Ltd. 19 Approve Provision of Guarantee by Shang For Against Shareholder hai Electric Group Finance Co., Ltd. fo r the subsidiaries of SEC 20 Approve Provision of Guarantee by Shang For Against Shareholder hai Electric Power Transmission and Dis tribution Engineering Co., Ltd. for Sha nghai Electric Power Transmission and D istribution Engineering (Malaysia) Co., Ltd. 1 Amend Articles of Association Regarding For Against Management Party Committee 2 Approve Registration with the National For For Management Association of Financial Market Institu tional Investors and Issuance of Medium -Term and Ultra-Short-Term Financing N otes -------------------------------------------------------------------------------- Shanghai Fosun Pharmaceutical (Group) Co., Ltd. Ticker: 600196 Security ID: Y7687D109 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Work Report of the Board For For Management 3 Approve 2017 Work Report of the Supervi For For Management sory Committee 4 Approve 2017 Final Accounts Report For For Management 5 Approve 2017 Annual Profit Distribution For For Management Proposal 6 Approve Ernst & Young Hua Ming (Special For For Management General Partnership) as PRC Financial Report and Internal Control Report Audi tors and Ernst & Young as International Financial Report Auditors and Authoriz e Board to Fix Their Remuneration 7 Approve 2018 Estimated Ongoing Related For Against Management Party Transactions 8 Approve 2017 Appraisal Results and Remu For For Management neration of Directors 9 Approve 2018 Appraisal Program of Direc For For Management tors 10 Approve Renewal of and New Entrusted Lo For For Management an Quota of the Group 11 Approve Total Bank Credit Applications For For Management of the Group 12 Approve Authorization to the Management For For Management to Dispose of Listed Securities 13 Approve Renewal of and New Guarantee Qu For For Management ota of the Group 14 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for A Shares and/or H Shares 15.1 Elect Mu Haining as Director For For Management 15.2 Elect Zhang Xueqing as Director For For Management -------------------------------------------------------------------------------- Shanghai Industrial Holdings Ltd Ticker: 363 Security ID: Y7683K107 Meeting Date: MAY 24, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Shen Xiao Chu as Director For For Management 3b Elect Zhou Jun as Director For For Management 3c Elect Woo Chia-Wei as Director For For Management 3d Elect Cheng Hoi Chuen, Vincent as Direc For Against Management tor 3e Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Shanghai Pharmaceuticals Holding Co., Ltd. Ticker: 601607 Security ID: Y7685S108 Meeting Date: JUN 26, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Annual Report For For Management 4 Approve 2017 Final Accounts Report and For For Management 2018 Financial Budget 5 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Domestic Auditor, Pricewaterh ouseCoopers as Overseas Auditor and Pay ment of Auditors' Fees for 2017 6 Approve 2017 Profit Distribution Plan For For Management 7 Approve External Guarantees for 2018 For Against Management 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Amend Articles of Association and Rules For Against Management of Procedure of the Board of Directors 10 Approve Issuance of Debt Financing Prod For For Management ucts 11 Approve Satisfaction of the Conditions For For Management of the Issuance of Corporate Bonds 12 Approve Issuance of Corporate Bonds For For Management 12.01 Approve Face Value of Bonds to Be Issue For For Management d and Scale of Issuance in Relation to the Issuance of Corporate Bonds 12.02 Approve Issuing Price of Bonds and the For For Management Way to Determine Interest Rate in Relat ion to the Issuance of Corporate Bonds 12.03 Approve Term of Bonds in Relation to th For For Management e Issuance of Corporate Bonds 12.04 Approve Way of Principal and Interest R For For Management epayment in Relation to the Issuance of Corporate Bonds 12.05 Approve Way and Target of Issuance in R For For Management elation to the Issuance of Corporate Bo nds 12.06 Approve Use of Proceeds in Relation to For For Management the Issuance of Corporate Bonds 12.07 Approve Arrangement of Placement to Sha For For Management reholders in Relation to the Issuance o f Corporate Bonds 12.08 Approve Guarantees in Relation to the I For For Management ssuance of Corporate Bonds 12.09 Approve Redemption and Put Provision in For For Management Relation to the Issuance of Corporate Bonds 12.10 Approve Credit Standing of the Company For For Management and Measures to Guarantee Repayment in Relation to the Issuance of Corporate B onds 12.11 Approve Way of Underwriting in Relation For For Management to the Issuance of Corporate Bonds 12.12 Approve Listing Arrangements in Relatio For For Management n to the Issuance of Corporate Bonds 12.13 Approve Validity Period of the Resoluti For For Management on in Relation to the Issuance of Corpo rate Bonds 12.14 Approve Authorizations for the Executiv For For Management e Committee of the Board in Relation to the Issuance of Corporate Bonds -------------------------------------------------------------------------------- Shengjing Bank Co Ltd Ticker: 2066 Security ID: Y7704K102 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Board o For For Management f Supervisors 3 Approve 2017 Final Financial Accounts a For For Management nd 2018 Financial Budget Report 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve KPMG and KPMG Huazhen LLP as In For For Management ternational and Domestic Auditors, Resp ectively and Authorize Board to Fix The ir Remuneration 6 Amend Rules of Reference of the Board For For Management 7 Amend Rules on the Allowance to Directo For For Management rs and Supervisors 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Shenzhen Expressway Company Ltd. Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Shenzhen Expressway Company Ltd. Ticker: 548 Security ID: Y7741B107 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Accounts For For Management 4 Approve 2017 Distribution Scheme of Pro For For Management fits Including Declaration of Final Div idend 5 Approve 2018 Budget Report For For Management 6 Approve Ernst & Young Hua Ming LLP as A For For Management uditors 7 Approve Provision of Phased Guarantee f For For Management or Mortgage Customers of Shenzhen Expre ssway Interlaken Town Project by a Subs idiary 8 Approve Provision of Guarantee for Subs For Against Management idiaries 9.1 Approve Issue Size and Method in Relati For For Management on to the Issuance of Debentures 9.2 Approve Type of the Debentures in Relat For For Management ion to the Issuance of Debentures 9.3 Approve Maturity of the Debentures in R For For Management elation to the Issuance of Debentures 9.4 Approve Target Subscribers and Arrangem For For Management ent for Placement to Shareholders in Re lation to the Issuance of Debentures 9.5 Approve Interest Rate in Relation to th For For Management e Issuance of Debentures 9.6 Approve Use of Proceeds in Relation to For For Management the Issuance of Debentures 9.7 Approve Listing in Relation to the Issu For For Management ance of Debentures 9.8 Approve Guarantee in Relation to the Is For For Management suance of Debentures 9.9 Approve Validity of the Resolution in R For For Management elation to the Issuance of Debentures 9.10 Authorize Board to Handle All Matters i For For Management n Relation to the Issuance of Debenture s 10 Amend Rules and Procedures Regarding Me For For Management etings of Board of Directors 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 12 Authorize Repurchase of Issued H Share For For Management Capital 13 Elect Chen Kai as Director For For Shareholder -------------------------------------------------------------------------------- Shenzhen International Holdings Ltd. Ticker: 152 Security ID: G8086V146 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2.1 Approve Final Dividend For For Management 2.2 Approve Special Dividend For For Management 3.1 Elect Liu Jun as Director For For Management 3.2 Elect Hu Wei as Director For For Management 3.3 Elect Xie Chu Dao as Director For For Management 3.4 Elect Liu Xiao Dong as Director For For Management 3.5 Elect Leung Ming Yuen, Simon as Directo For For Management r 3.6 Elect Nip Yun Wing as Director For For Management 3.7 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Shenzhen Investment Ltd. Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend with Scrip Optio For For Management n 3 Elect Huang Wei as Director For For Management 4 Elect Liu Chong as Director For For Management 5 Elect Li Wai Keung as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Reissuance of Repurchased Sha For Against Management res 11 Approve Grant of Options Under the Shar For Against Management e Option Scheme -------------------------------------------------------------------------------- Shenzhen Investment Ltd. Ticker: 604 Security ID: Y7743P120 Meeting Date: MAY 16, 2018 Meeting Type: Special Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Relocation and Compensation Agr For For Management eements and Related Transactions -------------------------------------------------------------------------------- Shenzhou International Group Holdings Ltd. Ticker: 2313 Security ID: G8087W101 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: MAY 18, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Huang Guanlin as Director For For Management 4 Elect Ma Renhe as Director For For Management 5 Elect Chen Xu as Director For For Management 6 Authorize Board to Fix Remuneration of For For Management Directors 7 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 8 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Shimao Property Holdings Ltd. Ticker: 813 Security ID: G81043104 Meeting Date: JUN 19, 2018 Meeting Type: Annual Record Date: JUN 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Hui Wing Mau as Director For Against Management 3.2 Elect Lu Hong Bing as Director For For Management 3.3 Elect Lam Ching Kam as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Shougang Fushan Resources Group Ltd. Ticker: 639 Security ID: Y7760F104 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Li Shaofeng as Director For For Management 3B Elect So Kwok Hoo as Director For For Management 3C Elect Liu Qingshan as Director For For Management 3D Elect Kee Wah Sze as Director For For Management 4 Approve BDO Limited as Auditor and Auth For For Management orize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Shui On Land Limited Ticker: 272 Security ID: G81151113 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAY 2, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Douglas H. H. Sung as Director For For Management 3b Elect Frankie Y. L. Wong as Director For For Management 3c Elect Anthony J. L. Nightingale as Dire For Against Management ctor 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sihuan Pharmaceutical Holdings Group Ltd. Ticker: 460 Security ID: G8162K113 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Choi Yiau Chong as Director For For Management 3a2 Elect Zhang Jionglong as Director For For Management 3a3 Elect Chen Yan Ling as Director For For Management 3a4 Elect Kim Jin Ha as Director For For Management 3a5 Elect Patrick Sun as Director For Against Management 3a6 Elect Tsang Wah Kwong as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sino Biopharmaceutical Ltd. Ticker: 1177 Security ID: G8167W138 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Tse Ping as Director For For Management 4 Elect Li Mingqin as Director For For Management 5 Elect Lu Zhengfei as Director For For Management 6 Elect Li Dakui as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Director 8 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 9A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9B Authorize Repurchase of Issued Share Ca For For Management pital 9C Authorize Reissuance of Repurchased Sha For Against Management res 9D Approve Bonus Issue of Shares For For Management -------------------------------------------------------------------------------- Sino-Ocean Group Holding Limited Ticker: 3377 Security ID: Y8002N103 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Sum Pui Ying as Director and Auth For For Management orize Board to Fix His Remuneration 3B Elect Han Xiaojing as Director and Auth For For Management orize Board to Fix His Remuneration 3C Elect Suen Man Tak as Director and Auth For For Management orize Board to Fix His Remuneration 3D Elect Jin Qingjun as Director and Autho For Against Management rize Board to Fix His Remuneration 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sinopec Kantons Holdings Limited Ticker: 934 Security ID: G8165U100 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: JUN 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Xiang Xiwen as Director For For Management 3B Elect Dai Liqi as Director For Against Management 3C Elect Wong Pui Sze, Priscilla as Direct For For Management or 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sinopec Shanghai Petrochemical Co. Ltd. Ticker: 338 Security ID: Y80373106 Meeting Date: JUN 13, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Work Report of the Supervi For For Management sory Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan For For Management 5 Approve 2018 Financial Budget Report For For Management 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseC oopers as International Auditors and Au thorize Board to Fix Their Remuneration 7 Elect Jin Wenmin as Director For For Management -------------------------------------------------------------------------------- Sinopharm Group Co., Ltd. Ticker: 1099 Security ID: Y8008N107 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts of the Company and Its Subsidiaries and the Auditors' Report 4 Approve Profit Distribution Plan and Pa For For Management yment of Final Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Authorize Supervisory Committee to Fix For For Management Remuneration of Supervisors 7 Approve Ernst & Young Hua Ming LLP as t For For Management he Domestic Auditor and Ernst & Young a s the International Auditor and Authori ze Audit Committee of the Board to Fix Their Remuneration 8 Approve Provision of Guarantees in Favo For Against Management r of Third Parties 9 Approve Amendments to the Rules of Proc For For Management edures of the Board of Directors 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and/or H Shares 11 Approve Amendments to Articles of Assoc For For Management iation 12 Approve Issuance of Debt Financing Inst For For Management ruments -------------------------------------------------------------------------------- Sinotrans Ltd. Ticker: 598 Security ID: Y6145J104 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Financial Statements and S For For Management tatutory Report 4 Approve 2017 Profit Distribution Propos For For Management al and Final Dividend 5 Authorize Board to Decide on Matters Re For For Management lating to the Declaration, Payment and Recommendation of 2018 Interim Dividend s 6 Approve Shinewing Certified Public Acco For For Management untants LLP as PRC Auditors and Shinewi ng (HK) CPA Limited as International Au ditors Authorize Board to Fix Their Rem uneration 7 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Sinotrans Ltd. Ticker: 598 Security ID: Y6145J104 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital 2 Approve Proposed Merger by Way of Share For For Management Exchange -------------------------------------------------------------------------------- Sinotrans Ltd. Ticker: 598 Security ID: Y6145J104 Meeting Date: MAY 31, 2018 Meeting Type: Special Record Date: APR 27, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Merger by Way of Share For For Management Exchange 2 Amend Articles of Association Regarding For For Management Party Committe 3a Approve Working Manual for Independent For For Management Directors 3b Approve Policy for the Management of Co For For Management nnected Transactions 3c Approve Policy for the Management of Ex For For Management ternal Guarantees 3d Approve Plan on Shareholder Return for For For Management the Next Three Years (2018-2020) 3e Approve Measures to Remedy the Dilution For For Management Effect to the Immediate Return of Shar eholders That May Be Caused by the Merg er Agreement 4a Elect Wang Hong as Director For For Management 4b Elect Song Rong as Director For For Management 4c Elect Meng Yan as Director For For Management 4d Elect Li Qian as Director For For Management 4e Elect Song Haiqing as Director For For Management 5a Elect Wu Xueming as Director For For Management 5b Elect Jerry Hsu as Director For For Management 6 Approve Fan Zhaoping as Supervisor For Against Management -------------------------------------------------------------------------------- Sinotruk (Hong Kong) Limited Ticker: 3808 Security ID: Y8014Z102 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: JUN 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A Elect Wang Bozhi as Director For For Management 3B Elect Kong Xiangquan as Director For Against Management 3C Elect Liu Wei as Director For Against Management 3D Elect Liu Peimin as Director For Against Management 3E Elect Chen Zheng as Director For For Management 3F Elect Wang Dengfeng as Director For For Management 3G Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Supplemental Agreement to the 2 For For Management 018 Products Purchase Agreement and the Relevant Revised CCT Cap 6 Approve Supplemental Agreement to the 2 For For Management 018 Parts Purchase Agreement and the Re levant Revised CCT Cap 7 Approve the Transactions under the 2021 For Against Management Financial Services Agreement and the S upplemental Agreements to the 2021 Fina ncial Services Agreement and the Respec tive Annual Caps for the Three Years En ding 31 December 2021 8 Approve the Transactions under the 2021 For For Management Products Sales Agreement and the Respe ctive Annual Caps for the Three Years E nding 31 December 2021 9 Approve the Transactions under the 2021 For For Management Parts Sales Agreement and the Respecti ve Annual Caps for the Three Years Endi ng 31 December 2021 10 Approve the Transactions under the 2021 For For Management Products Purchase Agreement and the Re spective Annual Caps for the Three Year s Ending 31 December 2021 11 Approve the Transactions under the 2021 For For Management Parts Purchase Agreement and the Respe ctive Annual Caps for the Three Years E nding 31 December 2021 -------------------------------------------------------------------------------- SITC International Holdings Co Ltd. Ticker: 1308 Security ID: G8187G105 Meeting Date: MAY 14, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Yang Xianxiang as Director For For Management 3b Elect Liu Kecheng as Director For For Management 3c Elect Tsui Yung Kwok as Director For For Management 3d Elect Yeung Kwok On as Director For For Management 3e Elect Lo Wing Yan, William as Director For Against Management 3f Elect Ngai Wai Fung as Director For Against Management 3g Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- SITC International Holdings Co Ltd. Ticker: 1308 Security ID: G8187G105 Meeting Date: MAY 14, 2018 Meeting Type: Special Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Specific Mandate to Issue New A For Against Management ward Shares to BOCI-Prudential Trustee Limited Under Share Award Scheme 2 Approve Grant of Award Shares to Yang X For Against Management ianxiang Under the Share Award Scheme 3 Approve Grant of Award Shares to Liu Ke For Against Management cheng Under the Share Award Scheme 4 Approve Grant of Award Shares to Xue Pe For Against Management ng Under the Share Award Scheme 5 Approve Grant of Award Shares to Xue Mi For Against Management ngyuan Under the Share Award Scheme 6 Approve Grant of Award Shares to Lai Zh For Against Management iyong Under the Share Award Scheme 7 Approve Grant of Award Shares to Tsui Y For Against Management ung Kwok Under the Share Award Scheme 8 Approve Grant of Award Shares to Yeung For Against Management Kwok On Under the Share Award Scheme 9 Approve Grant of Award Shares to Lo Win For Against Management g Yan Under the Share Award Scheme 10 Approve Grant of Award Shares to Ngai W For Against Management ai Fung Under the Share Award Scheme -------------------------------------------------------------------------------- SOHO China Ltd. Ticker: 410 Security ID: G82600100 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Pan Shiyi as Director For Against Management 3 Elect Xiong Ming Hua as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sohu.com Inc. Ticker: SOHU Security ID: 83408W103 Meeting Date: MAY 29, 2018 Meeting Type: Special Record Date: APR 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Plan of Liquidation and Subsequ For Against Management ent Change in Domicile 2 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SSY Group Ltd. Ticker: 2005 Security ID: G8406X103 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2A Elect Wang Xianjun as Director For For Management 2B Elect Su Xuejun as Director For For Management 2C Elect Feng Hao as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve KPMG as Auditor and Authorize B For For Management oard to Fix Their Remuneration 5 Approve Final Dividend For For Management 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 6C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sun Art Retail Group Ltd. Ticker: 6808 Security ID: Y8184B109 Meeting Date: MAY 9, 2018 Meeting Type: Annual Record Date: MAY 3, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Benoit, Claude, Francois, Marie, For For Management Joseph Leclercq as Director 3b Elect Xavier, Marie, Alain Delom de Mez For For Management erac as Director 3c Elect Ludovic, Frederic, Pierre Holinie For For Management r as as Director 3d Elect Zhang Yong as Director For For Management 3e Elect Chen Jun as Director For For Management 3f Approve Remuneration of Directors and S For For Management upervisors 4 Approve KPMG as Auditors and Authorize For For Management Board to Fix Their Remuneration 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sunac China Holdings Ltd. Ticker: 1918 Security ID: G8569A106 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: JUN 6, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A1 Elect Chi Xun as Director For For Management 3A2 Elect Shang Yu as Director For For Management 3A3 Elect Sun Kevin Zheyi as Director For For Management 3A4 Elect Poon Chiu Kwok as Director For Against Management 3A5 Elect Zhu Jia as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Sunac China Holdings Ltd. Ticker: 1918 Security ID: G8569A106 Meeting Date: MAY 28, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Strategic Cooperation Agreement For For Management , the Cooperation and Related Transacti ons -------------------------------------------------------------------------------- Sunny Optical Technology Group Co., Ltd. Ticker: 2382 Security ID: G8586D109 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Ye Liaoning as Director For For Management 3b Elect Wang Wenjie as Director For For Management 3c Elect Feng Hua Jun as Director For For Management 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Ext For For Management ernal Auditor and Authorize Board to Fi x Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Tencent Holdings Ltd. Ticker: 700 Security ID: G87572163 Meeting Date: MAY 16, 2018 Meeting Type: Annual Record Date: MAY 10, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Li Dong Sheng as Director For For Management 3b Elect Iain Ferguson Bruce as Director For For Management 3c Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- The People's Insurance Company (Group) Of China Ltd. Ticker: 1339 Security ID: Y6800A109 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: MAY 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Final Financial Accounts For For Management 4 Approve Engagement of Auditor for 2018 For For Management Financial Statements 1 Approve Extension of Validity Period of For For Management the A Share Offering Plan 2 Approve Extension of Authorization to D For For Management eal With Matters Relating to the A Shar e Offering 3 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts -------------------------------------------------------------------------------- Tianneng Power International Ltd Ticker: 819 Security ID: G8655K109 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Kaihong as Director For For Management 3b Elect Zhou Jianzhong as Director For For Management 3c Elect Guo Konghui as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 6A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6B Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res 8 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- Tibet Water Resources Ltd. Ticker: 1115 Security ID: G88612109 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: JUN 1, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Wang Dong as Director For For Management 2b Elect Liu Chen as Director For For Management 2c Elect Han Linyou as Director For For Management 2d Elect Jesper Bjoern Madsen as Director For For Management 2e Elect Lee Conway Kong Wai as Director For Against Management 2f Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 4 Authorize Repurchase of Issued Share Ca For For Management pital 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Times China Holdings Ltd. Ticker: 1233 Security ID: G8904A100 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A1 Elect Guan Jianhui as Director For For Management 3A2 Elect Bai Xihong as Director For For Management 3A3 Elect Li Qiang as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Tingyi (Cayman Islands) Holding Corp. Ticker: 322 Security ID: G8878S103 Meeting Date: APR 26, 2018 Meeting Type: Special Record Date: APR 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Share Option Scheme For For Management -------------------------------------------------------------------------------- Tingyi (Cayman Islands) Holding Corp. Ticker: 322 Security ID: G8878S103 Meeting Date: JUN 4, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Wei Hong-Ming as Director and Aut For Against Management horize Board to Fix His Remuneration 4 Elect Koji Shinohara as Director and Au For For Management thorize Board to Fix His Remuneration 5 Elect Lin Chin-Tang as Director and Aut For For Management horize Board to Fix His Remuneration 6 Elect Lee Tiong-Hock as Director and Au For For Management thorize Board to Fix His Remuneration 7 Approve Mazars CPA Limited as Auditors For For Management and Authorize Board to Fix Their Remune ration 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Tong Ren Tang Technologies Co., Ltd. Ticker: 1666 Security ID: Y8884M108 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Audited Consolidated Finan For For Management cial Statements 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve Final Dividend For For Management 5 Approve PricewaterhouseCoopers as Overs For For Management eas Auditor and Authorize Board to Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Domestic Auditor and Authoriz e Board to Fix Their Remuneration 7 Elect Gao Zhen Kun as Director, Authori For For Management ze Board to Fix His Remuneration and Au thorize Board to Enter Into a Service C ontract with Him 8 Elect Wang Yu Wei as Director, Authoriz For For Management e Board to Fix His Remuneration and Aut horize Board to Enter Into a Service Co ntract with Him 9 Elect Fang Jia Zhi as Director, Authori For For Management ze Board to Fix Her Remuneration and Au thorize Board to Enter Into a Service C ontract with Her 10 Elect Huang Ning as Director, Authorize For For Management Board to Fix His Remuneration and Auth orize Board to Enter Into a Service Con tract with Him 11 Elect Wu Le Jun as Director, Authorize For For Management Board to Fix His Remuneration and Autho rize Board to Enter Into a Service Cont ract with Him 12 Elect Wu Qian as Director, Authorize Bo For For Management ard to Fix Her Remuneration and Authori ze Board to Enter Into a Service Contra ct with Her 13 Elect Chan Ching Har, Eliza as Director For For Management , Authorize Board to Fix Her Remunerati on and Authorize Board to Enter Into a Service Contract with Her 14 Elect Ting Leung Huel, Stephen as Direc For Against Management tor, Authorize Board to Fix His Remuner ation and Authorize Board to Enter Into a Service Contract with Him 15 Elect Zhan Yuan Jing as Director, Autho For For Management rize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him 16 Elect Wu Yi Gang as Supervisor, Authori For For Management ze Board to Fix His Remuneration and Au thorize Board to Enter Into a Service C ontract with Him 17 Elect Su Li as Supervisor, Authorize Bo For For Management ard to Fix Her Remuneration and Authori ze Board to Enter Into a Service Contra ct with Her 18 Authorize Board to Fix the Remuneration For For Management of Dong Ke Man and To Enter Into a Ser vice Contract with Him 19 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 20 Amend Articles of Association Regarding For Against Management Party Committee -------------------------------------------------------------------------------- TravelSky Technology Limited Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 28, 2018 Meeting Type: Special Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- TravelSky Technology Limited Ticker: 696 Security ID: Y8972V101 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Allocation of Profit and D For For Management istribution of Final Dividend 5 Approve BDO Limited as International Au For For Management ditors and BDO China Shu Lun Pan Certif ied Public Accountants LLP as PRC Audit ors and to Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares and Domestic Shares 7 Authorize Repurchase of Issued H Share For For Management Capital 8 Approve Amendments to Articles of Assoc For For Management iation -------------------------------------------------------------------------------- Tsingtao Brewery Co., Ltd. Ticker: 168 Security ID: Y8997D102 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Work Report of the Board o For For Management f Directors 2 Approve 2017 Report of the Board of Sup For For Management ervisors 3 Approve 2017 Audited Financial Report For For Management 4 Approve 2016 Profit and Dividend Distri For For Management bution Proposal 5 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Auditor and Authorize Board t o Fix Their Remuneration 6 Approve PricewaterhouseCoopers Zhong Ti For For Management an LLP as Internal Control Auditor and Authorize Board to Fix Their Remunerati on 7.1 Elect Huang Ke Xing as Director None For Shareholder 7.2 Elect Fan Wei as Director None For Shareholder 7.3 Elect Yu Zhu Ming as Director None For Shareholder 7.4 Elect Wang Rui Yong as Director None For Shareholder 7.5 Elect Tang Bin as Director None For Shareholder 7.6 Elect Yu Zeng Biao as Director None For Shareholder 7.7 Elect Ben Sheng Lin as Director None For Shareholder 7.8 Elect Jiang Min as Director None For Shareholder 7.9 Elect Jiang Xing Lu as Director None For Shareholder 8.1 Elect Li Gang as Supervisor None For Shareholder 8.2 Elect Yao Yu as Supervisor None For Shareholder 8.3 Elect Li Yan as Supervisor None For Shareholder 8.4 Elect Wang Ya Ping as Supervisor None For Shareholder 9 Approve Remuneration of Directors and S None For Shareholder upervisors 10 Approve Purchase of Liability Insurance None For Shareholder for Directors, Supervisors and Senior Management of the Company 11 Amend Articles of Association and Appro For Against Management ve Authorization of the Secretary to th e Board to Deal With All Procedural Req uirements -------------------------------------------------------------------------------- Uni-President China Holdings Ltd. Ticker: 220 Security ID: G9222R106 Meeting Date: MAY 18, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Su Tsung-Ming as Director For For Management 3b Elect Chen Johnny as Director For Against Management 3c Elect Chen Sun-Te as Director For For Management 4 Authorize Board to Fix the Remuneration For For Management of Directors 5 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Universal Medical Financial & Technical Advisory Services Company Limited Ticker: 2666 Security ID: Y9289J104 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Zhang Yichen as Director For Against Management 3b Elect Luo Xiaofang as Director For For Management 3c Elect Liu Zhiyong as Director For For Management 3d Elect Liu Xiaoping as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res 9 Change English Name and Chinese Name of For For Management the Company 10 Amend Articles of Association Regarding For For Management Change of Company Name -------------------------------------------------------------------------------- Vinda International Holdings Ltd. Ticker: 3331 Security ID: G9361V108 Meeting Date: APR 19, 2018 Meeting Type: Annual Record Date: APR 13, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Lee Hsiao-yun Ann as Director For For Management 3b Elect Li Chao Wang as Director For For Management 3c Elect Li Jielin as Director For For Management 3d Elect Jan Christer Johansson as Directo For For Management r 3e Elect Carl Magnus Groth as Director For For Management 3f Authorize Board to Fix Remuneration of For Against Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Virscend Education Company Limited Ticker: 1565 Security ID: G93669102 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve final Dividend For For Management 3a1 Elect Ye Jiayu as Director For For Management 3a2 Elect Yan Yude as Director For For Management 3a3 Elect Sit Chiu Wing as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and to For For Management Fix Their Remuneration 5A Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5B Authorize Repurchase of Issued Share Ca For For Management pital 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Weichai Power Co., Ltd. Ticker: 2338 Security ID: Y9531A109 Meeting Date: JUN 14, 2018 Meeting Type: Annual Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve 2017 Audited Financial Statemen For For Management ts and Auditors' Report 5 Approve 2017 Final Financial Report For For Management 6 Approve 2018 Financial Budget Report For For Management 7 Approve Profit Distribution For For Management 8 Approve Ernst & Young Hua Ming LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 9 Approve Shangdong Hexin Accountants LLP For For Management as Internal Control Auditors 10 Approve Interim Dividend For For Management 11 Amend Articles of Association For For Management 12 Amend Rules and Procedures Regarding Bo For For Management ard Meetings 13 Amend Rules of Procedure for General Me For For Management etings 14 Approve Grant of Guarantee by the Compa For For Management ny for the Benefit of Weichai Power (Ho ng Kong) International Development Cp., Ltd. in Respect of a Loan 15 Approve Provision for Assets Impairment For For Management 16a Elect Lu Wenwu as Supervisor For For Management 16b Elect Wu Hongwei as Supervisor For For Management 17a Elect Tan Xuguang as Director For For Management 17b Elect Wang Yuepu as Director For For Management 17c Elect Jiang Kui as Director For For Management 17d Elect Zhang Quan as Director For For Management 17e Elect Xu Xinyu as Director For For Management 17f Elect Sun Shaojun as Director For For Management 17g Elect Yuan Hongming as Director For For Management 17h Elect Yan Jianbo as Director For For Management 17i Elect Gordon Riske as Director For For Management 17j Elect Michael Martin Macht as Director For For Management 18a Elect Zhang Zhong as Director For For Management 18b Elect Wang Gongyong as Director For For Management 18c Elect Ning Xiangdong as Director For For Management 18d Elect Li Hongwu as Director For For Management 18e Elect Wen Daocai as Director For For Management -------------------------------------------------------------------------------- WH Group Ltd. Ticker: 288 Security ID: G96007102 Meeting Date: JUN 4, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Wan Long as Director For For Management 2b Elect Jiao Shuge as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditor and Au For For Management thorize Board to Fix Their Remuneration 5 Approve Final Dividend For For Management 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- WuXi Biologics (Cayman) Inc. Ticker: 2269 Security ID: G97008109 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: JUN 6, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Ge Li as Director For For Management 2b Elect Zhisheng Chen as Director For For Management 2c Elect Weichang Zhou as Director For For Management 2d Elect Edward Hu as Director For For Management 2e Elect Yibing Wu as Director For For Management 2f Elect Yanling Cao as Director For For Management 2g Elect William Robert Keller as Director For For Management 2h Elect Teh-Ming Walter Kwauk as Director For For Management 2i Elect Wo Felix Fong as Director For Against Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as Aud For For Management itors and Authorize Board to Fix Their Remuneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Xinjiang GoldWind Science & Technology Co., Ltd. Ticker: 002202 Security ID: Y97237112 Meeting Date: JUN 12, 2018 Meeting Type: Special Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Satisfaction of Conditions for For For Management Public Issue of Securities Through the Rights Issue 2.1 Approve Type and Nominal Value of Right For For Management s Shares in Relation to Public Issuance of Securities Through the Rights Issue 2.2 Approve Method of Rights Issue in Relat For For Management ion to Public Issuance of Securities Th rough the Rights Issue 2.3 Approve Basis, Proportion and Number of For For Management Shares to be Issued in Relation to Pub lic Issuance of Securities Through the Rights Issue 2.4 Approve Subscription Price and the Basi For For Management s for Price Determination in Relation t o Public Issuance of Securities Through the Rights Issue 2.5 Approve Target Subscribers in Relation For For Management to Public Issuance of Securities Throug h the Rights Issue 2.6 Approve Distribution Plan for the Accum For For Management ulated Undistributed Profits Prior to t he Rights Issue in Relation to Public I ssuance of Securities Through the Right s Issue 2.7 Approve Issue Period in Relation to Pub For For Management lic Issuance of Securities Through the Rights Issue 2.8 Approve Underwriting Arrangement in Rel For For Management ation to Public Issuance of Securities Through the Rights Issue 2.9 Approve Use of Proceeds in Relation to For For Management Public Issuance of Securities Through t he Rights Issue 2.10 Approve Effective Period of the Resolut For For Management ion in Relation to Public Issuance of S ecurities Through the Rights Issue 2.11 Approve Listing of Rights Shares in Rel For For Management ation to Public Issuance of Securities Through the Rights Issue 3 Approve Feasibility Analysis Report Wit For For Management h Respect to the Target Projects for In vestment With the Proceeds From Rights Issue in 2018 4 Approve Report on Use of Previous Proce For For Management eds 5 Approve Reminder of the Risk of Dilutio For For Management n of Immediate Returns by Rights Issue to Existing Shareholders, Remedial Meas ures, and Relevant Parties' Undertaking 6 Approve Authorizations for the Rights I For For Management ssue of A Shares and H Shares 1 Approve Proposal on Shareholders' Retur For For Management n Plan for the Three Years of 2018-2020 -------------------------------------------------------------------------------- Xinjiang GoldWind Science & Technology Co., Ltd. Ticker: 002202 Security ID: Y97237112 Meeting Date: JUN 12, 2018 Meeting Type: Annual Record Date: MAY 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management 2 Approve Satisfaction of Conditions for For For Management Public Issue of Securities Through the Rights Issue 3.1 Approve Type and Nominal Value of Right For For Management s Shares in Relation to Public Issuance of Securities Through the Rights Issue 3.2 Approve Method of Rights Issue in Relat For For Management ion to Public Issuance of Securities Th rough the Rights Issue 3.3 Approve Basis, Proportion and Number of For For Management Shares to be Issued in Relation to Pub lic Issuance of Securities Through the Rights Issue 3.4 Approve Subscription Price and the Basi For For Management s for Price Determination in Relation t o Public Issuance of Securities Through the Rights Issue 3.5 Approve Target Subscribers in Relation For For Management to Public Issuance of Securities Throug h the Rights Issue 3.6 Approve Distribution Plan for the Accum For For Management ulated Undistributed Profits Prior to t he Rights Issue in Relation to Public I ssuance of Securities Through the Right s Issue 3.7 Approve Issue Period in Relation to Pub For For Management lic Issuance of Securities Through the Rights Issue 3.8 Approve Underwriting Arrangement in Rel For For Management ation to Public Issuance of Securities Through the Rights Issue 3.9 Approve Use of Proceeds in Relation to For For Management Public Issuance of Securities Through t he Rights Issue 3.10 Approve Effective Period of the Resolut For For Management ion in Relation to Public Issuance of S ecurities Through the Rights Issue 3.11 Approve Listing of Rights Shares in Rel For For Management ation to Public Issuance of Securities Through the Rights Issue 4 Approve Feasibility Analysis Report wit For For Management h Respect to the Target Projects for In vestment with the Proceeds from Rights Issue in 2018 5 Approve Report on Use of Previous Proce For For Management eds 6 Approve Reminder of the Risk of Dilutio For For Management n of Immediate Returns By Rights Issue to Existing Shareholders, Remedial Meas ures, and Relevant Parties' Undertaking 7 Approve Authorizations for the Rights I For For Management ssue of A Shares and H Shares 8 Approve Application for Goldwind New En For For Management ergy (HK) Investment Limited to Issue O verseas Perpetual Bonds and Provision o f Guarantee by the Company 1.1 Approve Continuing Connected Transactio For For Management ns with Xinjiang Wind Power Co., Ltd. a nd the Relevant Estimated Annual Cap fo r 2018 1.2 Approve Continuing Connected Transactio For For Management ns with China Three Gorges New Energy C o., Ltd. and the Relevant Estimated Ann ual Cap for 2018 1.3 Approve Continuing Connected Transactio For For Management ns with Xinjiang New Energy (Group) Co. , Ltd. and the Relevant Estimated Annua l Cap for 2018 2 Approve 2017 Report of the Board of Dir For For Management ectors 3 Approve 2017 Report of the Supervisory For For Management Committee 4 Approve 2017 Auditors' Report For For Management 5 Approve 2017 Dividend Distribution Plan For For Management 6 Approve 2017 Annual Report For For Management 7 Approve Application to Banks For Credit For For Management Facilities 8 Approve Provision of Guarantees for Its For Against Management Subsidiaries and Certain Associates 9 Approve Provision of Guarantees for Its For Against Management Wholly-Owned Subsidiaries and Controll ling Subsidiaries 10 Approve Operation of Foreign Exchange H For For Management edging Business 11 Approve Ernst & Young Hua Ming LLP as t For For Management he PRC Auditor and Ernst & Young as Int ernational Auditor to Appoint Auditors and to Fix Their Remuneration 12 Approve Shareholders' Return Plan for t For For Management he Three Years of 2018-2020 -------------------------------------------------------------------------------- Xinyi Glass Holdings Ltd. Ticker: 868 Security ID: G9828G108 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A1 Elect Lee Shing Kan as Director For For Management 3A2 Elect Li Ching Wai as Director For For Management 3A3 Elect Ng Ngan Ho as Director For For Management 3A4 Elect Wong Ying Wai as Director For For Management 3A5 Elect Tran Chuen Wah, John as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5A Authorize Repurchase of Issued Share Ca For For Management pital 5B Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 5C Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Xinyi Solar Holdings Ltd. Ticker: 968 Security ID: G9829N102 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3A1 Elect Chen Xi as Director For For Management 3A2 Elect Lee Shing Put as Director For For Management 3A3 Elect Cheng Kwok Kin, Paul as Director For For Management 3B Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management ors and Authorize Board to Fix Their Re muneration 5A Authorize Repurchase of Issued Share Ca For For Management pital 5B Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Yangtze Optical Fibre and Cable Joint Stock Limited Ticker: 6869 Security ID: Y9737F100 Meeting Date: MAY 22, 2018 Meeting Type: Special Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Profit Distribution Plan a For For Management nd Non-payment of Final Dividend 2 Approve Extension of the Effective Peri For For Management od of the Resolution Approving the A Sh are Offering 3 Authorize Board to Deal with All Matter For For Management s in Relation to the A Share Offering a nd Authorize Chairman of the Board or A ny Executive Director to Sign Any Legal Documents in Relation to the A Share O ffering 4 Approve Proposal on Dilution of Immedia For For Management te Return as a Result of the A Share Of fering and Remedial Measures -------------------------------------------------------------------------------- Yangtze Optical Fibre and Cable Joint Stock Limited Ticker: 6869 Security ID: Y9737F100 Meeting Date: MAY 22, 2018 Meeting Type: Annual Record Date: APR 20, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Annual Report For For Management 2 Approve 2017 Work Report of the Board o For For Management f Directors 3 Approve 2017 Work Report of the Board o For For Management f Supervisors 4 Approve 2017 Audited Consolidated Finan For For Management cial Statements 5 Approve KPMG Huazhen LLP Limited as Aud For For Management itors 6 Approve Cessation of Appointment of KPM For For Management G as International Auditor 7 Approve 2017 Related Party Transactions For For Management During the Ordinary and Usual Course o f Business and the Estimates of 2018 Re lated Party Transactions During the Ord inary and Usual Course of Business 8 Approve 2017 Profit Distribution Plan a For For Management nd Non-payment of Final Dividend 9 Approve Extension of the Effective Peri For For Management od of the Resolution Approving the A Sh are Offering 10 Authorize Board to Deal with All Matter For For Management s in Relation to the A Share Offering a nd Authorize Chairman of the Board or A ny Executive Director to Sign Any Legal Documents in Relation to the A Share O ffering 11 Approve Proposal on Dilution of Immedia For For Management te Return as a Result of the A Share Of fering and Remedial Measures -------------------------------------------------------------------------------- Yangzijiang Shipbuilding (Holdings) Ltd. Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and Director For For Management s' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Timothy Chen as Director For For Management 5 Elect Xu Wen Jiong as Director For For Management 6 Approve PricewaterhouseCoopers LLP as A For For Management uditors and Authorize Board to Fix Thei r Remuneration 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities with or without Preempt ive Rights 8 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- Yangzijiang Shipbuilding (Holdings) Ltd. Ticker: BS6 Security ID: Y9728A102 Meeting Date: APR 27, 2018 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt New Constitution For For Management -------------------------------------------------------------------------------- Yanlord Land Group Limited Ticker: Z25 Security ID: Y9729A101 Meeting Date: APR 27, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and Director For For Management s' and Auditors' Reports 2 Approve Final Dividend For For Management 3 Approve Directors' Fees For For Management 4a Elect Ng Shin Ein as Director For For Management 4b Elect Chan Yiu Ling as Director For For Management 4c Elect Ng Jui Ping as Director For For Management 5 Elect Hee Theng Fong as Director For For Management 6 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities with or without Preempt ive Rights 8 Authorize Share Repurchase Program For For Management 9 Adopt New Constitution For For Management -------------------------------------------------------------------------------- Yanzhou Coal Mining Company Limited Ticker: 1171 Security ID: Y97417102 Meeting Date: MAY 25, 2018 Meeting Type: Annual Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Working Report of the Boar For For Management d 2 Approve 2017 Working Report of the Supe For For Management rvisory Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Profit Distribution Plan a For For Management nd Authorize Board to Distribute Divide nd 5 Approve Remuneration of Directors and S For For Management upervisors 6 Approve Renewal of Liability Insurance For For Management of Directors, Supervisors and Senior Of ficers 7 Approve External Auditing Firm and to F For For Management ix Their Remuneration 8 Approve Provision of Financial Guarante For Against Management es to Subsidiaries and Related Transact ions 9 Authorize the Company to Carry Out Dome For For Management stic and Overseas Financing Businesses 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Yanzhou Coal Mining Company Limited Ticker: 1171 Security ID: Y97417102 Meeting Date: MAY 25, 2018 Meeting Type: Special Record Date: APR 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- Yuexiu Property Company Limited Ticker: 123 Security ID: Y9863Z102 Meeting Date: MAY 29, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Lin Zhaoyuan as Director For For Management 3.2 Elect Li Feng as Director For For Management 3.3 Elect Yu Lup Fat Joseph as Director For For Management 3.4 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5A Authorize Repurchase of Issued Share Ca For For Management pital 5B Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5C Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Yuzhou Properties Co. Ltd. Ticker: 1628 Security ID: G9884T101 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 30, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a Elect Kwok Ying Lan as Director For For Management 3b Elect Lin Conghui as Director For For Management 3c Elect Lam Kwong Siu as Director For Against Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Repurchase of Issued Share Ca For For Management pital 8 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Zall Group Ltd. Ticker: 2098 Security ID: G9888C112 Meeting Date: MAY 30, 2018 Meeting Type: Annual Record Date: MAY 23, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Change English Name and Adopt Chinese N For For Management ame as Dual Foreign Name 2 Accept Financial Statements and Statuto For For Management ry Reports 3 Approve Final Dividend For For Management 4a Elect Yan Zhi as Director For For Management 4b Elect Gang Yu as Director For For Management 4c Elect Wei Zhe, David as Director For Against Management 4d Elect Wu Ying as Director For Against Management 5 Authorize Board to Fix Remuneration of For For Management Directors 6 Approve KPMG as Auditors and Authorize For Against Management Board to Fix Their Remuneration 7 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 8 Authorize Repurchase of Issued Share Ca For For Management pital 9 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Zhaojin Mining Industry Co., Ltd. Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of Director For For Management s 2 Approve Report of the Supervisory Commi For For Management ttee 3 Approve Audited Financial Report For For Management 4 Approve Final Dividend For For Management 5 Approve Ernst & Young and Ernst & Young For For Management Hua Ming LLP as International Auditor and the PRC Auditor of the Company Resp ectively and Authorize Board to Fix The ir Remuneration 6a Elect Dong Xin as Director For For Management 6b Elect Wang Ligang as Director For For Management 6c Elect Liu Yongsheng as Director For For Management 6d Elect Yao Ziping as Director For For Management 7a Elect Li Xiuchen as Supervisor For For Management 7b Elect Xie Xueming as Supervisor For For Management 1 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and H Shares 2 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Zhaojin Mining Industry Co., Ltd. Ticker: 1818 Security ID: Y988A6104 Meeting Date: JUN 8, 2018 Meeting Type: Special Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Issued H Share For For Management Capital -------------------------------------------------------------------------------- Zhejiang Expressway Co., Ltd. Ticker: 576 Security ID: Y9891F102 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Directors For For Management 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Financial Statemen For For Management ts 4 Approve 2017 Final Dividend For For Management 5 Approve 2017 Final Accounts and 2018 Fi For For Management nancial Budget 6 Approve Deloitte Touche Tohmatsu Certif For For Management ied Public Accountants Hong Kong as the Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Approve Pan China Certified Public Acco For For Management untants as the PRC Auditors and Authori ze Board to Fix Their Remuneration 8.1a Elect Yu Zhihong as Director and Approv For Against Management e His Remuneration and Allowance Packag e 8.1b Elect Cheng Tao as Director and Approve For For Management His Remuneration and Allowance Package 8.1c Elect Luo Jianhu as Director and Approv For For Management e Her Remuneration and Allowance Packag e 8.1d Elect Dai Benmeng as Director and Appro For For Management ve His Remuneration and Allowance Packa ge 8.1e Elect Yu Qunli as Director and Approve For Against Management His Remuneration and Allowance Package 8.1f Elect Yu Ji as Director and Approve His For Against Management Remuneration and Allowance Package 8.2a Elect Pei Ker-Wei as Director and Appro For For Management ve His Remuneration and Allowance Packa ge 8.2b Elect Lee Wai Tsang, Rosa as Director a For For Management nd Approve Her Remuneration and Allowan ce Package 8.2c Elect Chen Bin as Director and Approve For For Management His Remuneration and Allowance Package 9.1 Elect Yao Huiliang as Supervisor and Ap For For Management prove His Allowance Package 9.2a Elect He Meiyun as Supervisor and Appro For For Management ve Her Allowance Package 9.2b Elect Wu Qingwang as Supervisor and App For For Management rove His Allowance Package 10 Authorize Board to Approve the Proposed For For Management Directors' Service Contracts, Proposed Supervisors' Service Contracts and Oth er Relevant Documents and Authorize Any One Executive Director to Sign Such Co ntracts and Relevant Documents 11 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for H Shares and Related Transaction s -------------------------------------------------------------------------------- Zhongsheng Group Holdings Ltd. Ticker: 881 Security ID: G9894K108 Meeting Date: JUN 11, 2018 Meeting Type: Annual Record Date: JUN 5, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3 Elect Huang Yi as Director For For Management 4 Elect Si Wei as Director For Against Management 5 Elect Cheah Kim Teck as Director For Against Management 6 Elect Shen Jinjun as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 9 Authorize Repurchase of Issued Share Ca For For Management pital 10 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 11 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Zhou Hei Ya International Holdings Company Limited Ticker: 1458 Security ID: G98976106 Meeting Date: MAY 31, 2018 Meeting Type: Annual Record Date: MAY 25, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3a1 Elect Wen Yong as Director For For Management 3a2 Elect Wu Chi Keung as Director For Against Management 3a3 Elect Pan Pan as Director For For Management 3a4 Elect Li Ying as Director For For Management 3b Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Zhuzhou CRRC Times Electric Co., Ltd. Ticker: 3898 Security ID: Y9892N104 Meeting Date: JUN 8, 2018 Meeting Type: Annual Record Date: MAY 8, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Committee 3 Approve 2017 Audited Consolidated Finan For For Management cial Statements and Auditor's Report 4 Approve 2017 Profit Distribution Plan a For For Management nd Final Dividend 5 Approve Deloitte Touche Tohmatsu Hua Yo For For Management ng Certified Public Accountants LLP as Auditor and Authorize Board to Fix Thei r Remuneration 6 Amend Articles of Association Regarding For Against Management Party Committee 7 Approve Allowance Standard Adjustment P For For Management lan of Directors and Supervisors 8 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts for Domestic Shares and/or H Shares 9 Amend Articles of Association For Against Management -------------------------------------------------------------------------------- Zijin Mining Group Co., Ltd. Ticker: 2899 Security ID: Y9892H107 Meeting Date: MAY 17, 2018 Meeting Type: Annual Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association Regarding For Against Management Party Committee 2 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 3 Approve Issuance of Debt Financing Inst For For Management ruments 4 Approve Provision of Guarantee to Overs For For Management eas Wholly-Owned Subsidiaries of the Co mpany 5 Approve Provision of Counter-Guarantee For For Management for 2018 Finance to Makeng Mining 6 Approve Provision of Guarantee to Wengf For For Management u Zijin 7 Approve 2017 Report of the Board of Dir For For Management ectors 8 Approve 2017 Report of the Independent For For Management Directors 9 Approve 2017 Report of Supervisory Comm For For Management ittee 10 Approve 2017 Financial Report For For Management 11 Approve 2017 Annual Report and Its Summ For For Management ary Report 12 Approve 2017 Profit Distribution Plan For For Management 13 Approve Remuneration of Executive Direc For For Management tors and Chairman of Supervisory Commit tee 14 Approve Ernst & Young Hua Ming (LLP) as For For Management Auditor and Authorize Chairman of the Board of Directors, President and Finan cial Controller to Fix Their Remunerati on 15 Approve Change in Usage of a Portion of For For Management the Proceeds Raised in the Non-public Issuance of A Shares in 2016 -------------------------------------------------------------------------------- Zoomlion Heavy Industry Science and Technology Co., Ltd. Ticker: 000157 Security ID: Y9895V103 Meeting Date: JUN 29, 2018 Meeting Type: Special Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- Zoomlion Heavy Industry Science and Technology Co., Ltd. Ticker: 000157 Security ID: Y9895V103 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: MAY 29, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2017 Report of the Board of Dir For For Management ectors 2 Approve 2017 Report of the Supervisory For For Management Board 3 Approve 2017 Report of Settlement Accou For For Management nts 4 Approve 2017 Annual Report Summary of A For For Management Shares 5 Approve 2017 Annual Report of H Shares For For Management 6 Approve 2017 Profit Distribution Plan a For For Management nd Final Dividend 7.1 Approve Baker Tilly China Certified Pub For For Management lic Accountants Co., Ltd. as Domestic A uditor 7.2 Approve KPMG as International Auditor For For Management 7.3 Authorize Audit Committee of the Board For For Management to Determine the Principles of Fixing t he Remuneration of Domestic and Interna tional Auditors and Authorize Company's Management to Determine Their Actual R emunerations Based on the Agreed Princi ples 8 Approve Application to Relevant Financi For For Management al Institutions for Credit Facilities a nd Financing and Authorize Zhan Chunxin to Execute Facility Agreements and Oth er Relevant Financing Documents 9 Approve Zoomlion Finance and Leasing (C For For Management hina) Co., Ltd. and Zoomlion Finance an d Leasing (Beijing) Co. Ltd. for Commen cement of Finance Leasing Business and the Company to Provide Buy-Back Guarant ee 10 Approve Authorization to the Company to For For Management Continue to Develop and Provide Buy-Ba ck Guarantee in Respect of Its Mortgage -funded Business within the Effective T erm 11 Approve Zoomlion Industrial Vehicles to For For Management Engage in Business Relating to Banker' s Acceptance Secured by Goods and Autho rize Management of Zoomlion Industrial Vehicles to Execute Relevant Cooperatio n Agreements 12 Approve Zoomlion Heavy Machinery to Eng For For Management age in Business Relating to Banker's Ac ceptance Secured by Goods and Authorize Management of Zoomlion Heavy Machinery to Execute Relevant Cooperation Agreem ents 13 Approve Provision of Guarantees for 24 For Against Management Subsidiaries 14 Approve Low Risk Investment and Financi For For Management al Management and Authorize the Chairma n to Exercise such Decision-Making Powe r and Execute Relevant Contracts and Ag reements 15 Approve Investment in Financial Derivat For For Management ives and Authorize the Chairman and His Authorized Persons to Exercise such De cision-Making Power and Execute Relevan t Contracts and Agreements 16.1 Approve Related Party Transaction with For For Management Zoomlion Environmental in Relation to P roduct Sales 16.2 Approve Related Party Transaction with For For Management Zoomlion Environmental in Relation to P rocurement of Spare Parts and Component s 16.3 Approve Related Party Transaction with For For Management Zoomlion Environmental in Relation to P roducts Processing 16.4 Approve Related Party Transaction with For Against Management Zoomlion Environmental in Relation to P rovision of Finance Services 17 Approve Establishment of and Authorisat For For Shareholder ion to Hunan Zhicheng Financing and Gua rantee Company Limited to Engage in the Bsiness of Poviding Grantees 18 Approve Issuance of Medium-term Notes For For Management 19 Approve Compliance by the Company with For For Management the Conditions for the Issuance of Bond s 20 Approve Issuance of Bonds to Qualified For For Management Investors by Public Offering 21 Authorize Board and Its Authorized Pers For For Management ons to Deal with All Matters in Relatio n to the Issuance of Bonds 22 Amend Articles of Association For For Management 23 Approve Amendments to Articles of Assoc For For Shareholder iation on Business Purpose -------------------------------------------------------------------------------- ZTE Corporation Ticker: 000063 Security ID: Y0004F105 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2017 Annual Report For For Management 2.00 Approve 2017 Report of the Board of Dir For For Management ectors 3.00 Approve 2017 Report of the Supervisory For For Management Committee 4.00 Approve 2017 Report of the President For For Management 5.00 Approve 2017 Final Financial Accounts For For Management 6.00 Approve 2017 Profit Distribution For For Management 7.01 Approve Ernst & Young Hua Ming LLP as P For For Management RC Auditor and Authorize Board to Fix T heir Remuneration 7.02 Approve Ernst & Young as Hong Kong Audi For For Management tor and Authorize Board to Fix Their Re muneration 7.03 Approve Ernst & Young Hua Ming LLP as I For For Management nternal Control Auditor and Authorize B oard to Fix Their Remuneration 8.01 Approve Application of Composite Credit For For Management Facility to Bank of China Limited 8.02 Approve Application of Composite Credit For For Management Facility to China Development Bank Cor poration, Shenzhen Branch 9.00 Approve Application for Limits of Deriv For For Management ative Investment 10.00 Approve Provision of Performance Guaran For For Management tee for Overseas Wholly-owned Subsidiar ies 11.00 Approve Provision of Guarantee and Debt For For Management Financing of ZTE (H.K.) Limited 12.00 Approve to Adjust the Allowance of Inde For For Management pendent Non-Executive Directors 13.00 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 14.00 Amend Relevant Clauses in the Articles For For Management of Association and the Rules of Procedu re of the Board of Directors Meetings 15.01 Elect Li Zixue as Director For For Management 15.02 Elect Li Buqing as Director For For Management 15.03 Elect Gu Junying as Director For For Management 15.04 Elect Zhu Weimin as Director For For Management 15.05 Elect Fang Rong as Director For For Management 16.01 Elect Cai Manli as Director For For Management 16.02 Elect Yuming Bao as Director For For Management 16.03 Elect Gordon Ng as Director For For Management =Invesco China Technology ETF=================================================== China Electronics Huada Technology Company Ltd Ticker: 85 Security ID: G2110E121 Meeting Date: JUN 28, 2018 Meeting Type: Special Record Date: JUN 22, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2018 Business Services Agreemen For For Management t and Proposed Caps 2 Approve 2018 Financial Services Agreeme For Against Management nt and Proposed Caps -------------------------------------------------------------------------------- FIT Hon Teng Limited Ticker: 6088 Security ID: G3R83K103 Meeting Date: JUN 22, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Sales Annual Cap In Re For For Management spect of the Transactions Under the Fra mework Sales Agreement, Proposed Purcha se Annual Cap in Respect of the Transac tions Under the Framework Purchase Agre ement and Related Transactions -------------------------------------------------------------------------------- Meitu, Inc. Ticker: 1357 Security ID: G5966D105 Meeting Date: JUN 5, 2018 Meeting Type: Annual Record Date: MAY 24, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Lee Kai-Fu as Director For For Management 2b Elect Zhou Hao as Director For For Management 2c Elect Zhang Shoucheng as Director For For Management 3 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve PricewaterhouseCoopers as Audit For For Management or and Authorize Board to Fix Their Rem uneration 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital 7 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Rentian Technology Holdings Ltd. Ticker: 885 Security ID: G7507M107 Meeting Date: JUN 27, 2018 Meeting Type: Annual Record Date: JUN 21, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Elect Yip Denis Shing Fai as Director For For Management 3 Elect Kwok Kenneth Wai Lung as Director For For Management 4 Elect Yuan Wenxin as Director For For Management 5 Elect Tsang To as Director For For Management 6 Elect Chin Hon Siang as Director For For Management 7 Authorize Board to Fix Remuneration of For For Management Directors 8 Approve Mazars CPA Limited as Auditor a For For Management nd Authorize Board to Fix Their Remuner ation 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 10 Authorize Repurchase of Issued Share Ca For For Management pital 11 Authorize Reissuance of Repurchased Sha For Against Management res 12 Elect Bai Xuefei as Director For For Management -------------------------------------------------------------------------------- Semiconductor Manufacturing International Corporation Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 22, 2018 Meeting Type: Annual Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2a Elect Chen Shanzhi as Director For For Management 2b Elect Lu Jun as Director For Against Management 2c Elect Zhao HaiJun as Director For For Management 2d Elect Liang Mong Song as Director For For Management 2e Authorize Board to Fix Remuneration of For For Management Directors 3 Approve PricewaterhouseCoopers and Pric For For Management ewaterhouseCoopers Zhong Tian LLP as Au ditors for Hong Kong Financial Reportin g and U.S. Financial Reporting Purposes , Respectively and Authorize Audit Comm ittee of the Board to Fix Their Remuner ation 4 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Authorize Reissuance of Repurchased Sha For Against Management res -------------------------------------------------------------------------------- Semiconductor Manufacturing International Corporation Ticker: 981 Security ID: G8020E119 Meeting Date: JUN 22, 2018 Meeting Type: Special Record Date: JUN 15, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Datang Pre-emptive Share Subscr For For Management iption Agreement, Issuance of Datang Pr e-emptive Shares, Datang PSCS Subscript ion Agreement, Issuance of Datang PSCS, Issuance of Datang Conversion Shares a nd Related Transactions 2 Approve China IC Fund Pre-emptive Share For For Management Subscription Agreement, Issuance of Ch ina IC Fund Pre-emptive Shares, China I C Fund PSCS Subscription Agreement, Iss uance of China IC Fund PSCS, Issuance o f China IC Fund Conversion Shares and R elated Transactions -------------------------------------------------------------------------------- ZTE Corporation Ticker: 000063 Security ID: Y0004F105 Meeting Date: JUN 29, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.00 Approve 2017 Annual Report For For Management 2.00 Approve 2017 Report of the Board of Dir For For Management ectors 3.00 Approve 2017 Report of the Supervisory For For Management Committee 4.00 Approve 2017 Report of the President For For Management 5.00 Approve 2017 Final Financial Accounts For For Management 6.00 Approve 2017 Profit Distribution For For Management 7.01 Approve Ernst & Young Hua Ming LLP as P For For Management RC Auditor and Authorize Board to Fix T heir Remuneration 7.02 Approve Ernst & Young as Hong Kong Audi For For Management tor and Authorize Board to Fix Their Re muneration 7.03 Approve Ernst & Young Hua Ming LLP as I For For Management nternal Control Auditor and Authorize B oard to Fix Their Remuneration 8.01 Approve Application of Composite Credit For For Management Facility to Bank of China Limited 8.02 Approve Application of Composite Credit For For Management Facility to China Development Bank Cor poration, Shenzhen Branch 9.00 Approve Application for Limits of Deriv For For Management ative Investment 10.00 Approve Provision of Performance Guaran For For Management tee for Overseas Wholly-owned Subsidiar ies 11.00 Approve Provision of Guarantee and Debt For For Management Financing of ZTE (H.K.) Limited 12.00 Approve to Adjust the Allowance of Inde For For Management pendent Non-Executive Directors 13.00 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 14.00 Amend Relevant Clauses in the Articles For For Management of Association and the Rules of Procedu re of the Board of Directors Meetings 15.01 Elect Li Zixue as Director For For Management 15.02 Elect Li Buqing as Director For For Management 15.03 Elect Gu Junying as Director For For Management 15.04 Elect Zhu Weimin as Director For For Management 15.05 Elect Fang Rong as Director For For Management 16.01 Elect Cai Manli as Director For For Management 16.02 Elect Yuming Bao as Director For For Management 16.03 Elect Gordon Ng as Director For For Management =Invesco S&P Global Water Index ETF============================================= Acea Spa Ticker: ACE Security ID: T0040K106 Meeting Date: APR 20, 2018 Meeting Type: Annual Record Date: APR 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Allocation of Income For For Management 3 Approve Remuneration Policy For Against Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Share holders -------------------------------------------------------------------------------- Alfa Laval AB Ticker: ALFA Security ID: W04008152 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of Shareholder For For Management s 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of Me For For Management eting 6 Acknowledge Proper Convening of Meeting For For Management 10a Accept Financial Statements and Statuto For For Management ry Reports 10b Approve Allocation of Income and Divide For For Management nds of SEK 4.25 Per Share 10c Approve Discharge of Board and Presiden For For Management t 12 Determine Number of Directors (7) and D For For Management eputy Directors (0) of Board; Fix Numbe r of Auditors (2) and Deputy Auditors ( 2) 13 Approve Remuneration of Directors in th For For Management e Amount of SEK 1.68 Million to the Cha irman and SEK 560,000 to Other Director s; Approve Remuneration of Committee Wo rk; Approve Remuneration of Auditors 14 Reelect Anders Narvinger (Chairman), Fi For For Management nn Rausing, Jorn Rausing, Ulf Wiinberg, Margareth Ovrum and Anna Ohlsson-Leijo n as Directors; Elect Henrik Lange as N ew Director; Ratify Staffan Landen and Karoline Tedeval as Auditors 15 Approve Remuneration Policy And Other T For Against Management erms of Employment For Executive Manage ment 16 Approve Nomination Committee Procedures For For Management -------------------------------------------------------------------------------- Algonquin Power & Utilities Corp. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 7, 2018 Meeting Type: Annual Record Date: APR 26, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young LLP as Auditors For For Management 2.1 Elect Director Christopher Ball For For Management 2.2 Elect Director Melissa Stapleton Barnes For For Management 2.3 Elect Director Christopher Jarratt For For Management 2.4 Elect Director D. Randy Laney For For Management 2.5 Elect Director Kenneth Moore For For Management 2.6 Elect Director Ian Robertson For For Management 2.7 Elect Director Masheed Saidi For For Management 2.8 Elect Director Dilek Samil For For Management 2.9 Elect Director George Steeves For For Management 3 Advisory Vote on Executive Compensation For For Management Approach -------------------------------------------------------------------------------- Beijing Enterprises Water Group Ltd. Ticker: 371 Security ID: G0957L109 Meeting Date: JUN 1, 2018 Meeting Type: Annual Record Date: MAY 28, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Li Yongcheng as Director For For Management 3.2 Elect E Meng as Director For For Management 3.3 Elect Li Haifeng as Director For For Management 3.4 Elect Tung Woon Cheung Eric as Director For For Management 3.5 Elect Guo Rui as Director For For Management 3.6 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Authorize Repurchase of Issued Share Ca For For Management pital 6 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts 7 Authorize Reissuance of Repurchased Sha For For Management res -------------------------------------------------------------------------------- Guangdong Investment Ltd. Ticker: 270 Security ID: Y2929L100 Meeting Date: JUN 15, 2018 Meeting Type: Annual Record Date: JUN 11, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 2 Approve Final Dividend For For Management 3.1 Elect Huang Xiaofeng as Director For For Management 3.2 Elect Lan Runing as Director For For Management 3.3 Elect Li Wai Keung as Director For For Management 3.4 Elect Li Kwok Po, David as Director For Against Management 3.5 Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Ernst & Young as Auditors and A For For Management uthorize Board to Fix Their Remuneratio n 5 Approve Issuance of Equity or Equity-Li For Against Management nked Securities without Preemptive Righ ts 6 Authorize Repurchase of Issued Share Ca For For Management pital -------------------------------------------------------------------------------- HERA SPA Ticker: HER Security ID: T5250M106 Meeting Date: APR 26, 2018 Meeting Type: Annual Record Date: APR 17, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, Statutory For For Management Reports, and Allocation of Income 2 Approve Remuneration Policy For Against Management 3 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares 4 Elect Director For For Management A Deliberations on Possible Legal Action None Against Management Against Directors if Presented by Share holders -------------------------------------------------------------------------------- Interpump Group Spa Ticker: IP Security ID: T5513W107 Meeting Date: APR 23, 2018 Meeting Type: Annual Record Date: APR 12, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and Statuto For For Management ry Reports 3 Approve Allocation of Income For For Management 4 Approve Remuneration Policy For For Management 5 Approve Remuneration of Directors For For Management 6 Authorize Share Repurchase Program and For Against Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- SIIC Environment Holdings Ltd. Ticker: BHK Security ID: Y7938H115 Meeting Date: JUN 28, 2018 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and Director For For Management s' and Auditors' Reports 2 Approve Directors' Fees For For Management 3 Elect Zhou Jun as Director For For Management 4 Elect Feng Jun as Director For For Management 5 Elect Yang Changmin as Director For For Management 6 Elect An Hongjun as Director For For Management 7 Elect Zhong Ming as Director For For Management 8 Approve Deloitte & Touche LLP as Audito For For Management rs and Authorize Board to Fix Their Rem uneration 9 Approve Issuance of Equity or Equity-Li For Against Management nked Securities with or without Preempt ive Rights 10 Authorize Share Repurchase Program For Against Management 11 Approve Issuance of Shares Under the SI For Against Management IC Environment Share Option Scheme 2012 12 Approve Issuance of Shares Under the SI For Against Management IC Environment Share Award Scheme -------------------------------------------------------------------------------- SUEZ Ticker: SEV Security ID: F6327G101 Meeting Date: MAY 17, 2018 Meeting Type: Annual/Special Record Date: MAY 14, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 3 Approve Allocation of Income and Divide For For Management nds of EUR 0.65 per Share 4 Reelect Francesco Caltagirone as Direct For For Management or 5 Reelect Judith Hartmann as Director For For Management 6 Reelect Pierre Mongin as Director For For Management 7 Reelect Guillaume Pepy as Director For For Management 8 Elect Brigitte Taittinger-Jouyet as Dir For For Management ector 9 Elect Franck Bruel as Director For For Management 10 Renew Appointment of Ernst & Young et A For For Management utres as Auditor 11 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions 12 Approve Remuneration Policy for Chairma For For Management n of the Board 13 Approve Compensation of Gerard Mestrall For For Management et, Chairman of the Board 14 Approve Remuneration Policy for CEO For For Management 15 Approve Compensation of Jean-Louis Chau For For Management ssade, CEO 16 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 17 Authorize Decrease in Share Capital via For For Management Cancellation of Repurchased Shares 18 Authorize Issuance of Equity or Equity- For For Management Linked Securities with Preemptive Right s up to Aggregate Nominal Amount of EUR 497 Million 19 Authorize Issuance of Equity or Equity- For For Management Linked Securities without Preemptive Ri ghts up to Aggregate Nominal Amount of EUR 248 Million 20 Approve Issuance of Equity or Equity-Li For For Management nked Securities without Preemptive Righ ts for Private Placements, up to Aggreg ate Nominal Amount of EUR 248 Million 21 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 22 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contribut ions in Kind 23 Authorize Capital Increase of Up to EUR For For Management 248 Million for Future Exchange Offers 24 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 25 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved forEmployees of International Subsidiar ies 26 Approve Restricted Stock Plan in Connec For For Management tion with Employee Stock Purchase Plans 27 Authorize up to 0.5 Percent of Issued C For For Management apital for Use in Restricted Stock Plan s 28 Set Total Limit for Capital Increase to For For Management Result from All Issuance Requests at E UR 497 Million 29 Authorize Filing of Required Documents/ For For Management Other Formalities -------------------------------------------------------------------------------- Veolia Environnement Ticker: VIE Security ID: F9686M107 Meeting Date: APR 19, 2018 Meeting Type: Annual/Special Record Date: APR 16, 2018 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and Statut For For Management ory Reports 2 Approve Consolidated Financial Statemen For For Management ts and Statutory Reports 3 Approve Non-Deductible Expenses For For Management 4 Approve Allocation of Income and Divide For For Management nds of EUR 0.84 per Share 5 Approve Auditors' Special Report on Rel For For Management ated-Party Transactions 6 Approve Health Insurance Package and Ad For For Management ditional Pension Scheme Agreement with Antoine Frerot, Chairman and CEO 7 Approve Severance Agreement with Antoin For Against Management e Frerot, Chairman and CEO 8 Reelect Antoine Frerot as Director For Against Management 9 Approve Compensation of Antoine Frerot, For For Management Chairman and CEO 10 Approve Remuneration Policy of Chairman For For Management and CEO 11 Approve Remuneration of Directors in th For For Management e Aggregate Amount of EUR 1.2 Million 12 Authorize Repurchase of Up to 10 Percen For For Management t of Issued Share Capital 13 Authorize Issuance of Equity or Equity- For For Management Linked Securities with Preemptive Right s up to Aggregate Nominal Amount of EUR 845 Million 14 Authorize Issuance of Equity or Equity- For For Management Linked Securities without Preemptive Ri ghts up to Aggregate Nominal Amount of EUR 281 Million 15 Approve Issuance of Equity or Equity-Li For For Management nked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 281 Million 16 Authorize Capital Increase of up to EUR For For Management 281 Million for Contributions in Kind 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capitalization of Reserves of For For Management Up to EUR 400 Million for Bonus Issue or Increase in Par Value 19 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Employees 21 Authorize up to 0.5 Percent of Issued C For For Management apital for Use in Restricted Stock Plan s 22 Authorize Decrease in Share Capital via For For Management Cancellation of Repurchased Shares 23 Authorize Filing of Required Documents/ For For Management Other Formalities ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Invesco Exchange-Traded Fund Trust II
By (Signature and Title)* | /s/ Daniel E. Draper | |||
Daniel E. Draper | ||||
President |
Date August 10, 2018
* | Please print the name and title of the signing officer below the signature |