The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 350 | 466,666 | SH | DFND | 1 2 3 4 5 | 466,666 | 0 | 0 | |
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 13,608 | 1,400,000 | SH | DFND | 1 2 3 4 5 | 1,400,000 | 0 | 0 | |
CHURCHILL CAP CORP II | UNIT 99/99/9999 | 17143G205 | 711 | 70,000 | SH | DFND | 1 2 3 4 5 | 70,000 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 2,220 | 131,669 | SH | DFND | 1 2 3 4 5 | 131,669 | 0 | 0 | |
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 270 | 207,570 | SH | DFND | 1 2 3 4 5 | 207,570 | 0 | 0 | |
COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 6,220 | 621,953 | SH | DFND | 1 2 3 4 5 | 621,953 | 0 | 0 | |
CRESCENT ACQUISITION CORP | *W EXP 03/08/202 | 22564L113 | 390 | 600,000 | SH | DFND | 1 2 3 4 5 | 600,000 | 0 | 0 | |
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 11,700 | 1,200,000 | SH | DFND | 1 2 3 4 5 | 1,200,000 | 0 | 0 | |
DIAMOND EAGLE ACQUISITION CO | UNIT 06/30/2026 | 25258L208 | 12,575 | 1,250,000 | SH | DFND | 1 2 3 4 5 | 1,250,000 | 0 | 0 | |
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 266 | 333,333 | SH | DFND | 1 2 3 4 5 | 333,333 | 0 | 0 | |
DIAMONDPEAK HLDGS COR | COM CL A | 25280H100 | 9,720 | 1,000,000 | SH | DFND | 1 2 3 4 5 | 1,000,000 | 0 | 0 | |
DRIVE SHACK INC | COM | 262077100 | 811 | 172,848 | SH | DFND | 1 2 3 4 | 172,848 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 607 | 474,418 | SH | DFND | 1 2 3 4 5 | 474,418 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 14,503 | 1,423,212 | SH | DFND | 1 2 3 4 5 | 1,423,212 | 0 | 0 | |
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 773 | 556,037 | SH | DFND | 1 2 3 4 5 | 556,037 | 0 | 0 | |
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 10,910 | 1,112,074 | SH | DFND | 1 2 3 4 5 | 1,112,074 | 0 | 0 | |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 11,305 | 748,644 | SH | DFND | 1 2 3 4 | 748,644 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 4,543 | 116,541 | SH | DFND | 1 2 3 4 5 | 116,541 | 0 | 0 | |
GORES HOLDINGS III INC | *W EXP 09/11/202 | 38286G117 | 430 | 296,535 | SH | DFND | 1 2 3 4 5 | 296,535 | 0 | 0 | |
GORES HOLDINGS III INC | CLASS A | 38286G109 | 8,941 | 889,605 | SH | DFND | 1 2 3 4 5 | 889,605 | 0 | 0 | |
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 420 | 333,333 | SH | DFND | 1 2 3 4 5 | 333,333 | 0 | 0 | |
GORES METROPOULOS INC | COM CL A | 382872109 | 10,070 | 1,000,000 | SH | DFND | 1 2 3 4 5 | 1,000,000 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | *W EXP 06/12/202 | 36255F110 | 556 | 444,768 | SH | DFND | 1 2 3 4 5 | 444,768 | 0 | 0 | |
GS ACQUISITION HLDGS CORP | COM CL A | 36255F102 | 13,530 | 1,334,304 | SH | DFND | 1 2 3 4 5 | 1,334,304 | 0 | 0 | |
INSURANCE ACQUISITION CORP | *W EXP 03/31/202 | 457867117 | 213 | 249,999 | SH | DFND | 1 2 3 4 5 | 249,999 | 0 | 0 | |
INSURANCE ACQUISITION CORP | CL A | 457867109 | 4,925 | 500,000 | SH | DFND | 1 2 3 4 5 | 500,000 | 0 | 0 | |
LANDCADIA HLDGS II INC | UNIT 05/09/2026 | 51476X204 | 7,000 | 700,000 | SH | DFND | 1 2 3 4 5 | 700,000 | 0 | 0 | |
LYFT INC | CL A COM | 55087P104 | 10,403 | 158,313 | SH | DFND | 1 2 3 4 | 158,313 | 0 | 0 | |
MARATHON PATENT GROUP INC | COM | 56585W401 | 24 | 8,401 | SH | DFND | 1 2 3 4 | 8,401 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 2,094 | 37,473 | SH | DFND | 1 2 3 4 5 | 37,473 | 0 | 0 | |
MOGO INC | COM | 60800C109 | 3,588 | 1,044,164 | SH | DFND | 1 2 3 4 5 | 1,044,164 | 0 | 0 | |
NEBULA ACQUISITION CORP | *W EXP 03/12/202 | 629076118 | 356 | 356,043 | SH | DFND | 1 2 3 4 5 | 356,043 | 0 | 0 | |
NEBULA ACQUISITION CORP | COM CLASS A | 629076100 | 10,777 | 1,068,132 | SH | DFND | 1 2 3 4 5 | 1,068,132 | 0 | 0 | |
NEW MEDIA INVT GROUP INC | COM | 64704V106 | 707 | 74,870 | SH | DFND | 1 2 3 4 | 74,870 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 7,980 | 518,545 | SH | DFND | 1 2 3 4 | 518,545 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 1,162 | 172,848 | SH | DFND | 1 2 3 4 | 172,848 | 0 | 0 | |
OCWEN FINL CORP | COM NEW | 675746309 | 12,015 | 5,804,187 | SH | DFND | 1 2 3 4 | 5,804,187 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 24,683 | 1,169,236 | SH | DFND | 1 2 3 4 | 1,169,236 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 50,589 | 2,396,489 | SH | DFND | 1 2 3 4 6 | 2,396,489 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,730 | 433,804 | SH | DFND | 1 2 3 4 | 433,804 | 0 | 0 | |
PIVOTAL ACQUISITION CORP | *W EXP 12/01/202 | 72583A119 | 707 | 524,200 | SH | DFND | 1 2 3 4 5 | 524,200 | 0 | 0 | |
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 157 | 166,666 | SH | DFND | 1 2 3 4 5 | 166,666 | 0 | 0 | |
RMG ACQUISITION CORP | CL A | 749641106 | 4,885 | 500,000 | SH | DFND | 1 2 3 4 5 | 500,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | CL A | G8250R103 | 19,103 | 1,830,708 | SH | DFND | 1 2 3 4 5 | 1,830,708 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 396 | 444,803 | SH | DFND | 1 2 3 4 5 | 444,803 | 0 | 0 | |
SPARTAN ENERGY ACQUISITON CO | CL A COM STK | 846784106 | 13,344 | 1,334,408 | SH | DFND | 1 2 3 4 5 | 1,334,408 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 83,952 | 1,561,297 | SH | DFND | 1 2 3 4 | 1,561,298 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 20,483 | 380,938 | SH | DFND | 1 2 3 4 5 | 380,938 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 157,043 | 2,920,657 | SH | DFND | 1 2 3 4 6 | 2,920,657 | 0 | 0 | |
SUPERCOM LTD NEW | SHS NEW | M87095119 | 115 | 106,705 | SH | DFND | 1 2 3 4 | 106,705 | 0 | 0 | |
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 403 | 537,499 | SH | DFND | 1 2 3 4 5 | 537,499 | 0 | 0 | |
TRINE ACQUISITION CORP | COM CL A | 89628U108 | 10,459 | 1,075,000 | SH | DFND | 1 2 3 4 5 | 1,075,000 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 70,261 | 3,103,419 | SH | DFND | 1 2 3 4 7 | 3,103,419 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 116,278 | 5,136,011 | SH | DFND | 1 2 3 4 | 5,136,011 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 145,164 | 6,411,866 | SH | DFND | 1 2 3 4 6 | 6,411,866 | 0 | 0 |