The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACAMAR PARTNERS ACQSITION CO | *W EXP 02/26/202 | 004285110 | 136 | 283,333 | SH | DFND | 1 2 3 4 5 | 283,333 | 0 | 0 | |
CHURCHILL CAP CORP II | *W EXP 07/02/202 | 17143G114 | 38 | 23,333 | SH | DFND | 1 2 3 4 5 | 23,333 | 0 | 0 | |
CIIG MERGER CORP | COM CL A | 12559C103 | 1,455 | 150,000 | SH | DFND | 1 2 3 4 5 | 150,000 | 0 | 0 | |
CITIC CAPITAL ACQUISITION CO | UNIT 99/99/9999 | G21513125 | 6,902 | 700,000 | SH | DFND | 1 2 3 4 5 | 700,000 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 2,874 | 152,873 | SH | DFND | 1 2 3 4 5 | 152,873 | 0 | 0 | |
COLLIER CREEK HOLDINGS | *W EXP 99/99/999 | G22707114 | 258 | 191,064 | SH | DFND | 1 2 3 4 5 | 191,064 | 0 | 0 | |
CONYERS PK II ACQUISITION CO | *W EXP 07/18/202 | 212896112 | 133 | 92,192 | SH | DFND | 1 2 3 4 5 | 92,192 | 0 | 0 | |
CRESCENT ACQUISITION CORP | *W EXP 03/08/202 | 22564L113 | 470 | 552,080 | SH | DFND | 1 2 3 4 5 | 552,080 | 0 | 0 | |
DIAMONDPEAK HLDGS COR | *W EXP 02/22/202 | 25280H118 | 139 | 306,719 | SH | DFND | 1 2 3 4 5 | 306,719 | 0 | 0 | |
DRIVE SHACK INC | COM | 262077100 | 263 | 172,848 | SH | DFND | 1 2 3 4 | 172,848 | 0 | 0 | |
FAR PT ACQUISITION CORP | *W EXP 06/01/202 | 30734W117 | 148 | 273,478 | SH | DFND | 1 2 3 4 5 | 273,478 | 0 | 0 | |
FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 6,655 | 657,612 | SH | DFND | 1 2 3 4 5 | 657,612 | 0 | 0 | |
FINTECH ACQUISITION CORP III | *W EXP 12/01/202 | 31811A119 | 307 | 511,746 | SH | DFND | 1 2 3 4 5 | 511,746 | 0 | 0 | |
FINTECH ACQUISITION CORP III | COM CL A | 31811A101 | 10,245 | 1,023,490 | SH | DFND | 1 2 3 4 5 | 1,023,490 | 0 | 0 | |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 6,139 | 748,644 | SH | DFND | 1 2 3 4 | 748,644 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 3,229 | 116,541 | SH | DFND | 1 2 3 4 5 | 116,541 | 0 | 0 | |
GANNETT CO INC | COM | 36472T109 | 6,335 | 4,280,477 | SH | DFND | 1 2 3 4 | 4,280,477 | 0 | 0 | |
GORES HLDGS IV INC | UNIT 02/01/2023 | 382865202 | 5,035 | 500,000 | SH | DFND | 1 2 3 4 5 | 500,000 | 0 | 0 | |
GORES METROPOULOS INC | *W EXP 01/28/202 | 382872117 | 399 | 306,715 | SH | DFND | 1 2 3 4 5 | 306,715 | 0 | 0 | |
INSURANCE ACQUISITION CORP | *W EXP 03/31/202 | 457867117 | 224 | 230,032 | SH | DFND | 1 2 3 4 5 | 230,032 | 0 | 0 | |
LANDCADIA HLDGS II INC | *W EXP 05/09/202 | 51476X113 | 13 | 33,332 | SH | DFND | 1 2 3 4 5 | 33,332 | 0 | 0 | |
MARATHON PATENT GROUP INC | COM | 56585W401 | 4 | 8,401 | SH | DFND | 1 2 3 4 | 8,401 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 885 | 37,473 | SH | DFND | 1 2 3 4 5 | 37,473 | 0 | 0 | |
MEDLEY CAP CORP | COM | 58503F106 | 3,851 | 6,626,715 | SH | DFND | 1 2 3 4 5 | 6,626,715 | 0 | 0 | |
MOGO INC | COM | 60800C109 | 260 | 230,132 | SH | DFND | 1 2 3 4 | 230,132 | 0 | 0 | |
MOGO INC | COM | 60800C109 | 1,267 | 1,120,872 | SH | DFND | 1 2 3 4 5 | 1,120,872 | 0 | 0 | |
NEW PROVIDENCE ACQUISITION | *W EXP 09/11/202 | 64822P114 | 82 | 161,146 | SH | DFND | 1 2 3 4 5 | 161,146 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 2,598 | 518,545 | SH | DFND | 1 2 3 4 | 518,545 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 442 | 172,848 | SH | DFND | 1 2 3 4 | 172,848 | 0 | 0 | |
OAKTREE ACQUISITION CORP | *W EXP 99/99/999 | G67145113 | 0 | 1 | SH | DFND | 1 2 3 4 5 | 1 | 0 | 0 | |
OCWEN FINL CORP | COM NEW | 675746309 | 2,902 | 5,804,187 | SH | DFND | 1 2 3 4 | 5,804,187 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 20,262 | 1,169,236 | SH | DFND | 1 2 3 4 | 1,169,236 | 0 | 0 | |
OPUS BK IRVINE CALIF | COM | 684000102 | 41,531 | 2,396,489 | SH | DFND | 1 2 3 4 6 | 2,396,489 | 0 | 0 | |
PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | 9 | 21,612 | SH | DFND | 1 2 3 4 5 | 21,612 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,366 | 433,804 | SH | DFND | 1 2 3 4 | 433,804 | 0 | 0 | |
PIVOTAL INVT CORP II | *W EXP 06/01/202 | 72582K118 | 140 | 199,752 | SH | DFND | 1 2 3 4 5 | 199,752 | 0 | 0 | |
RMG ACQUISITION CORP | *W EXP 02/21/202 | 749641114 | 96 | 153,359 | SH | DFND | 1 2 3 4 5 | 153,359 | 0 | 0 | |
SCVX CORP | UNIT 99/99/9999 | G79448109 | 2,991 | 300,000 | SH | DFND | 1 2 3 4 5 | 300,000 | 0 | 0 | |
SPARTAN ENERGY ACQUISITION C | *W EXP 08/27/202 | 846784122 | 204 | 409,420 | SH | DFND | 1 2 3 4 5 | 409,420 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 53,133 | 1,460,906 | SH | DFND | 1 2 3 4 | 1,460,906 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 13,855 | 380,938 | SH | DFND | 1 2 3 4 5 | 380,938 | 0 | 0 | |
SPECTRUM BRANDS HLDGS INC NE | COM | 84790A105 | 73,233 | 2,013,557 | SH | DFND | 1 2 3 4 6 | 2,013,557 | 0 | 0 | |
SUPERCOM LTD NEW | SHS NEW | M87095119 | 98 | 106,705 | SH | DFND | 1 2 3 4 | 106,705 | 0 | 0 | |
TRINE ACQUISITION CORP | *W EXP 03/31/202 | 89628U116 | 297 | 494,571 | SH | DFND | 1 2 3 4 5 | 494,571 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 74,106 | 4,643,163 | SH | DFND | 1 2 3 4 | 4,643,163 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 43,106 | 2,700,869 | SH | DFND | 1 2 3 4 6 | 2,700,869 | 0 | 0 | |
VISTRA ENERGY CORP | COM | 92840M102 | 49,531 | 3,103,419 | SH | DFND | 1 2 3 4 7 | 3,103,419 | 0 | 0 | |
VIVINT SMART HOME INC | *W EXP 01/17/202 | 928542117 | 4,140 | 2,966,667 | SH | DFND | 1 2 3 4 | 2,966,667 | 0 | 0 | |
VIVINT SMART HOME INC | COM CL A | 928542109 | 315,513 | 25,160,560 | SH | DFND | 1 2 3 4 | 25,160,560 | 0 | 0 |