The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC COM | Stock | 90214J101 | 956 | 28,470 | SH | SOLE | 0 | 0 | 28,470 | ||
ABBVIE INC COM | Stock | 00287Y109 | 783 | 7,262 | SH | SOLE | 0 | 0 | 7,262 | ||
AFLAC INC COM | Stock | 001055102 | 242 | 4,650 | SH | SOLE | 0 | 0 | 4,650 | ||
AKERNA CORP COM | Stock | 00973W102 | 30 | 10,700 | SH | SOLE | 0 | 0 | 10,700 | ||
ALPHABET INC CAP STK CL A | Stock | 02079K305 | 4,131 | 1,545 | SH | SOLE | 0 | 0 | 1,545 | ||
ALPHABET INC CAP STK CL C | Stock | 02079K107 | 4,161 | 1,561 | SH | SOLE | 0 | 0 | 1,561 | ||
AMAZON COM INC COM | Stock | 023135106 | 8,870 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
ANTERO MIDSTREAM CORP COM | Stock | 03676B102 | 104 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
APPLE INC COM | Stock | 037833100 | 2,029 | 14,336 | SH | SOLE | 0 | 0 | 14,336 | ||
ARES CAPITAL CORP COM | CEF | 04010L103 | 263 | 12,940 | SH | SOLE | 0 | 0 | 12,940 | ||
ASPEN GROUP INC COM NEW | Stock | 04530L203 | 1,614 | 289,800 | SH | SOLE | 0 | 0 | 289,800 | ||
ATLAS TECHNICAL CONSULTANTS IN COM CLS A | Stock | 049430101 | 1,214 | 119,395 | SH | SOLE | 0 | 0 | 119,395 | ||
AUTOMATIC DATA PROCESSING INC COM | Stock | 053015103 | 1,499 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
AXCELIS TECHNOLOGIES INC COM NEW | Stock | 054540208 | 3,001 | 63,800 | SH | SOLE | 0 | 0 | 63,800 | ||
BARNES & NOBLE ED INC COM | Stock | 06777U101 | 2,692 | 269,455 | SH | SOLE | 0 | 0 | 269,455 | ||
BARRETT BUSINESS SVCS INC COM | Stock | 068463108 | 465 | 6,100 | SH | SOLE | 0 | 0 | 6,100 | ||
BECTON DICKINSON & CO COM | Stock | 075887109 | 574 | 2,336 | SH | SOLE | 0 | 0 | 2,336 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | 921 | 3,375 | SH | SOLE | 0 | 0 | 3,375 | ||
BIOLIFE SOLUTIONS INC COM NEW | Stock | 09062W204 | 2,061 | 48,695 | SH | SOLE | 0 | 0 | 48,695 | ||
BLACK KNIGHT INC COM | Stock | 09215C105 | 728 | 10,118 | SH | SOLE | 0 | 0 | 10,118 | ||
BLACKROCK MUNIHOLDINGS FD INC COM | CEF | 09253N104 | 2,020 | 13,461 | SH | SOLE | 0 | 0 | 13,461 | ||
BLACKSTONE INC COM | Stock | 09260D107 | 2,883 | 24,780 | SH | SOLE | 0 | 0 | 24,780 | ||
BROOKS AUTOMATION INC NEW COM | Stock | 114340102 | 4,228 | 41,310 | SH | SOLE | 0 | 0 | 41,310 | ||
BUILDERS FIRSTSOURCE INC COM | Stock | 12008R107 | 767 | 14,822 | SH | SOLE | 0 | 0 | 14,822 | ||
CHEGG INC COM | Stock | 163092109 | 1,661 | 24,415 | SH | SOLE | 0 | 0 | 24,415 | ||
CHEMBIO DIAGNOSTICS INC COM NEW | Stock | 163572209 | 887 | 354,670 | SH | SOLE | 0 | 0 | 354,670 | ||
CISCO SYS INC COM | Stock | 17275R102 | 1,361 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
CNX RES CORP COM | Stock | 12653C108 | 457 | 36,200 | SH | SOLE | 0 | 0 | 36,200 | ||
COHU INC COM | Stock | 192576106 | 543 | 17,000 | SH | SOLE | 0 | 0 | 17,000 | ||
CONOCOPHILLIPS COM | Stock | 20825C104 | 279 | 4,120 | SH | SOLE | 0 | 0 | 4,120 | ||
CRESCENT PT ENERGY CORP COM | Stock | 22576C101 | 1,523 | 330,250 | SH | SOLE | 0 | 0 | 330,250 | ||
CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER | Stock | 226344208 | 1,203 | 42,375 | SH | SOLE | 0 | 0 | 42,375 | ||
CRYOPORT INC COM PAR $0.001 | Stock | 229050307 | 2,387 | 35,895 | SH | SOLE | 0 | 0 | 35,895 | ||
CVS HEALTH CORP COM | Stock | 126650100 | 1,073 | 12,640 | SH | SOLE | 0 | 0 | 12,640 | ||
CYBEROPTICS CORP COM | Stock | 232517102 | 2,023 | 56,850 | SH | SOLE | 0 | 0 | 56,850 | ||
DATA I O CORP COM | Stock | 237690102 | 2,279 | 348,950 | SH | SOLE | 0 | 0 | 348,950 | ||
DESIGNER BRANDS INC CL A | Stock | 250565108 | 295 | 21,205 | SH | SOLE | 0 | 0 | 21,205 | ||
DESKTOP METAL INC COM CL A | Stock | 25058X105 | 421 | 58,750 | SH | SOLE | 0 | 0 | 58,750 | ||
DISNEY WALT CO COM | Stock | 254687106 | 313 | 1,850 | SH | SOLE | 0 | 0 | 1,850 | ||
EASTSIDE DISTILLING INC COM | Stock | 277802302 | 427 | 165,430 | SH | SOLE | 0 | 0 | 165,430 | ||
EATON VANCE TAX ADVT DIV INCM COM | CEF | 27828G107 | 556 | 20,239 | SH | SOLE | 0 | 0 | 20,239 | ||
EMERSON ELEC CO COM | Stock | 291011104 | 546 | 5,800 | SH | SOLE | 0 | 0 | 5,800 | ||
ENERGY TRANSFER L P COM UT LTD PTN | Stock | 29273V100 | 198 | 20,618 | SH | SOLE | 0 | 0 | 20,618 | ||
EXAGEN INC COM | Stock | 30068X103 | 1,193 | 87,750 | SH | SOLE | 0 | 0 | 87,750 | ||
FACEBOOK INC CL A | Stock | 30303M102 | 815 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
FIDELITY NATIONAL FINANCIAL IN FNF GROUP COM | Stock | 31620R303 | 2,030 | 44,779 | SH | SOLE | 0 | 0 | 44,779 | ||
FIRST AMERN FINL CORP COM | Stock | 31847R102 | 707 | 10,550 | SH | SOLE | 0 | 0 | 10,550 | ||
FIRST BANCORP P R COM NEW | Stock | 318672706 | 1,068 | 81,200 | SH | SOLE | 0 | 0 | 81,200 | ||
FISERV INC COM | Stock | 337738108 | 791 | 7,291 | SH | SOLE | 0 | 0 | 7,291 | ||
FORD MTR CO DEL COM | Stock | 345370860 | 430 | 30,375 | SH | SOLE | 0 | 0 | 30,375 | ||
GLOBAL PARTNERS LP COM UNITS | Stock | 37946R109 | 480 | 22,680 | SH | SOLE | 0 | 0 | 22,680 | ||
GRAFTECH INTL LTD COM | Stock | 384313508 | 1,331 | 129,000 | SH | SOLE | 0 | 0 | 129,000 | ||
HARVARD BIOSCIENCE INC COM | Stock | 416906105 | 349 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
HESS MIDSTREAM LP CL A SHS | Stock | 428103105 | 913 | 32,380 | SH | SOLE | 0 | 0 | 32,380 | ||
IDENTIV INC COM NEW | Stock | 45170X205 | 2,567 | 136,272 | SH | SOLE | 0 | 0 | 136,272 | ||
IMMERSION CORP COM | Stock | 452521107 | 961 | 140,470 | SH | SOLE | 0 | 0 | 140,470 | ||
INTELLICHECK INC COM NEW | Stock | 45817G201 | 2,125 | 259,430 | SH | SOLE | 0 | 0 | 259,430 | ||
INTEVAC INC COM | Stock | 461148108 | 884 | 184,900 | SH | SOLE | 0 | 0 | 184,900 | ||
INTRUSION INC COM NEW | Stock | 46121E205 | 314 | 77,330 | SH | SOLE | 0 | 0 | 77,330 | ||
INVESCO MUN TR COM | CEF | 46131J103 | 402 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
INVESCO QQQ TRUST | ETF | 46090E103 | 1,419 | 3,965 | SH | SOLE | 0 | 0 | 3,965 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | ETF | 46137V357 | 923 | 6,160 | SH | SOLE | 0 | 0 | 6,160 | ||
ISHARES BIOTECHNOLOGY FUND | ETF | 464287556 | 737 | 4,560 | SH | SOLE | 0 | 0 | 4,560 | ||
KOPIN CORP COM | Stock | 500600101 | 1,645 | 322,700 | SH | SOLE | 0 | 0 | 322,700 | ||
LANDMARK INFRASTRCTUR PARTR LP COM UNIT LTD | Stock | 51508J108 | 569 | 34,830 | SH | SOLE | 0 | 0 | 34,830 | ||
MAVERIX METALS INC COM NEW | Stock | 57776F405 | 201 | 45,000 | SH | SOLE | 0 | 0 | 45,000 | ||
MESOBLAST LTD SPONS ADR | ADR | 590717104 | 1,481 | 246,450 | SH | SOLE | 0 | 0 | 246,450 | ||
MFS INTER INCOME TR SH BEN INT | CEF | 55273C107 | 424 | 117,029 | SH | SOLE | 0 | 0 | 117,029 | ||
MICROSOFT CORP COM | Stock | 594918104 | 10,653 | 37,786 | SH | SOLE | 0 | 0 | 37,786 | ||
MOODYS CORP COM | Stock | 615369105 | 5,398 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
NAVIGATOR HLDGS LTD SHS | Stock | Y62132108 | 985 | 110,650 | SH | SOLE | 0 | 0 | 110,650 | ||
NOVARTIS AG SPONSORED ADR | ADR | 66987V109 | 528 | 6,460 | SH | SOLE | 0 | 0 | 6,460 | ||
NOVO-NORDISK A S ADR | ADR | 670100205 | 16,480 | 171,650 | SH | SOLE | 0 | 0 | 171,650 | ||
NUANCE COMMUNICATIONS INC COM | Stock | 67020Y100 | 1,787 | 32,470 | SH | SOLE | 0 | 0 | 32,470 | ||
NUVEEN MUN VALUE FD INC COM | CEF | 670928100 | 300 | 26,500 | SH | SOLE | 0 | 0 | 26,500 | ||
NUVEEN N Y MUN VALUE FD COM | CEF | 67062M105 | 2,142 | 213,727 | SH | SOLE | 0 | 0 | 213,727 | ||
NUVVE HOLDING CORP COM | Stock | 67079Y100 | 2,222 | 205,785 | SH | SOLE | 0 | 0 | 205,785 | ||
ONCOCYTE CORP COM | Stock | 68235C107 | 2,055 | 577,200 | SH | SOLE | 0 | 0 | 577,200 | ||
ONEOK INC NEW COM | Stock | 682680103 | 837 | 14,435 | SH | SOLE | 0 | 0 | 14,435 | ||
OPTIMIZERX CORP COM NEW | Stock | 68401U204 | 613 | 7,166 | SH | SOLE | 0 | 0 | 7,166 | ||
ORION ENERGY SYS INC COM | Stock | 686275108 | 1,645 | 422,872 | SH | SOLE | 0 | 0 | 422,872 | ||
PCTEL INC COM | Stock | 69325Q105 | 401 | 64,500 | SH | SOLE | 0 | 0 | 64,500 | ||
PHOTRONICS INC COM | Stock | 719405102 | 1,920 | 140,850 | SH | SOLE | 0 | 0 | 140,850 | ||
POPULAR INC COM NEW | Stock | 733174700 | 1,676 | 21,575 | SH | SOLE | 0 | 0 | 21,575 | ||
POWER INTEGRATIONS INC COM | Stock | 739276103 | 1,386 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
PRETIUM RES INC COM | Stock | 74139C102 | 492 | 51,000 | SH | SOLE | 0 | 0 | 51,000 | ||
PUTNAM MASTER INTER INCOME TR SH BEN INT | CEF | 746909100 | 802 | 197,152 | SH | SOLE | 0 | 0 | 197,152 | ||
REGENERON PHARMACEUTICALS COM | Stock | 75886F107 | 770 | 1,272 | SH | SOLE | 0 | 0 | 1,272 | ||
ROYAL DUTCH SHELL PLC SPONS ADR A | ADR | 780259206 | 584 | 13,100 | SH | SOLE | 0 | 0 | 13,100 | ||
SEABRIDGE GOLD INC COM | Stock | 811916105 | 1,370 | 88,660 | SH | SOLE | 0 | 0 | 88,660 | ||
SINCLAIR BROADCAST GROUP INC CL A | Stock | 829226109 | 387 | 12,200 | SH | SOLE | 0 | 0 | 12,200 | ||
SONY GROUP CORPORATION SPONSORED ADR | ADR | 835699307 | 2,289 | 20,700 | SH | SOLE | 0 | 0 | 20,700 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 1,614 | 3,762 | SH | SOLE | 0 | 0 | 3,762 | ||
SYNCHRONY FINANCIAL COM | Stock | 87165B103 | 1,508 | 30,850 | SH | SOLE | 0 | 0 | 30,850 | ||
TARGA RES CORP COM | Stock | 87612G101 | 1,280 | 26,025 | SH | SOLE | 0 | 0 | 26,025 | ||
THE ONE GROUP HOSPITALITY INC COM | Stock | 88338K103 | 889 | 83,205 | SH | SOLE | 0 | 0 | 83,205 | ||
THOMSON REUTERS CORP. COM NEW | Stock | 884903709 | 3,551 | 32,146 | SH | SOLE | 0 | 0 | 32,146 | ||
USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | Stock | 90290N109 | 1,694 | 102,225 | SH | SOLE | 0 | 0 | 102,225 | ||
VERIZON COMMUNICATIONS INC COM | Stock | 92343V104 | 1,510 | 27,949 | SH | SOLE | 0 | 0 | 27,949 | ||
VERMILION ENERGY INC COM | Stock | 923725105 | 717 | 72,550 | SH | SOLE | 0 | 0 | 72,550 | ||
WILEY JOHN & SONS INC CL A | Stock | 968223206 | 318 | 6,100 | SH | SOLE | 0 | 0 | 6,100 | ||
WILLIAMS COS INC COM | Stock | 969457100 | 688 | 26,530 | SH | SOLE | 0 | 0 | 26,530 |