The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories | COM | 002824100 | 660 | 13,580 | SH | SOLE | 200 | 0 | 13,380 | ||
AbbVie Inc | COM | 00287Y109 | 611 | 8,421 | SH | SOLE | 200 | 0 | 8,221 | ||
Accenture plc | COM | G1151C101 | 855 | 6,910 | SH | SOLE | 0 | 0 | 6,910 | ||
AFLAC Inc | COM | 001055102 | 1,036 | 13,340 | SH | SOLE | 12,064 | 0 | 1,276 | ||
Air Products & Chemicals Inc | COM | 009158106 | 1,387 | 9,692 | SH | SOLE | 9,692 | 0 | 0 | ||
Allstate Corporation | COM | 020002101 | 1,728 | 19,541 | SH | SOLE | 19,207 | 0 | 334 | ||
Alphabet Inc Cl A | COM | 02079K305 | 581 | 625 | SH | SOLE | 400 | 0 | 225 | ||
Alphabet Inc Cl C | COM | 02079K107 | 396 | 436 | SH | SOLE | 21 | 0 | 415 | ||
Altria Group Inc | COM | 02209S103 | 421 | 5,651 | SH | SOLE | 5,358 | 0 | 293 | ||
Amazon.com, Inc | COM | 023135106 | 369 | 381 | SH | SOLE | 21 | 0 | 360 | ||
Amdocs Ltd | COM | G02602103 | 383 | 5,941 | SH | SOLE | 5,872 | 0 | 69 | ||
American Equity Investment Lif | COM | 025676206 | 313 | 11,903 | SH | SOLE | 11,903 | 0 | 0 | ||
American Tower REIT | COM | 03027X100 | 1,153 | 8,711 | SH | SOLE | 5,697 | 0 | 3,014 | ||
AMETEK, Inc. | COM | 031100100 | 201 | 3,321 | SH | SOLE | 0 | 0 | 3,321 | ||
Amgen Inc | COM | 031162100 | 604 | 3,509 | SH | SOLE | 300 | 0 | 3,209 | ||
Apple Inc | COM | 037833100 | 5,800 | 40,272 | SH | SOLE | 32,918 | 0 | 7,354 | ||
AT&T Inc | COM | 00206R102 | 761 | 20,182 | SH | SOLE | 18,406 | 0 | 1,776 | ||
Automatic Data Processing | COM | 053015103 | 807 | 7,873 | SH | SOLE | 200 | 0 | 7,673 | ||
AutoZone Inc | COM | 053332102 | 214 | 375 | SH | SOLE | 0 | 0 | 375 | ||
Berkshire Hathaway Inc CL B | COM | 084670702 | 655 | 3,865 | SH | SOLE | 50 | 0 | 3,815 | ||
Berkshire Hills Bancorp Inc | COM | 084680107 | 935 | 26,595 | SH | SOLE | 26,299 | 0 | 296 | ||
BlackRock, Inc. | COM | 09247X101 | 339 | 802 | SH | SOLE | 6 | 0 | 796 | ||
Bristol Myers Squibb Co | COM | 110122108 | 352 | 6,325 | SH | SOLE | 0 | 0 | 6,325 | ||
Buckeye Partners LP | COM | 118230101 | 1,151 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
Business Development Co | COM | 12325J101 | 2,399 | 281,613 | SH | SOLE | 281,613 | 0 | 0 | ||
Capital One Financial Corp | COM | 14040H105 | 442 | 5,355 | SH | SOLE | 0 | 0 | 5,355 | ||
Caviton Energy Systems Inc | COM | BEK996500 | 0 | 19,160 | SH | SOLE | 0 | 0 | 19,160 | ||
Celgene Corporation | COM | 151020104 | 421 | 3,244 | SH | SOLE | 116 | 0 | 3,128 | ||
Charter Communications Inc. | COM | 16119P108 | 387 | 1,149 | SH | SOLE | 0 | 0 | 1,149 | ||
Chevron Corporation | COM | 166764100 | 288 | 2,759 | SH | SOLE | 0 | 0 | 2,759 | ||
Chubb Limited | COM | H1467J104 | 377 | 2,592 | SH | SOLE | 0 | 0 | 2,592 | ||
Church & Dwight Company, Inc. | COM | 171340102 | 274 | 5,284 | SH | SOLE | 148 | 0 | 5,136 | ||
Cisco Systems Inc | COM | 17275R102 | 289 | 9,235 | SH | SOLE | 8,666 | 0 | 569 | ||
Citigroup Inc | COM | 172967424 | 983 | 14,694 | SH | SOLE | 14,326 | 0 | 368 | ||
Colonial BancGroup Inc | COM | 195493309 | 0 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
Comcast Corporation | COM | 20030N101 | 327 | 8,408 | SH | SOLE | 1,007 | 0 | 7,401 | ||
ConAgra Foods, Inc. | COM | 205887102 | 300 | 8,379 | SH | SOLE | 8,286 | 0 | 93 | ||
Connecture Inc | COM | 20786J106 | 47 | 75,600 | SH | SOLE | 75,600 | 0 | 0 | ||
Corning Incorporated | COM | 219350105 | 539 | 17,923 | SH | SOLE | 0 | 0 | 17,923 | ||
Costco Wholesale Corporation | COM | 22160K105 | 275 | 1,722 | SH | SOLE | 93 | 0 | 1,629 | ||
CSX Corp | COM | 126408103 | 247 | 4,535 | SH | SOLE | 0 | 0 | 4,535 | ||
CVS Caremark Corp | COM | 126650100 | 308 | 3,824 | SH | SOLE | 526 | 0 | 3,298 | ||
DXC Technology Co. | COM | 23355L106 | 284 | 3,707 | SH | SOLE | 3,707 | 0 | 0 | ||
Dycom Industries Inc | COM | 267475101 | 4,788 | 53,490 | SH | SOLE | 53,293 | 0 | 197 | ||
E.I. Dupont Denemours & Co. | COM | 263534109 | 220 | 2,727 | SH | SOLE | 1,600 | 0 | 1,127 | ||
Ecolab Incorporated | COM | 278865100 | 246 | 1,853 | SH | SOLE | 15 | 0 | 1,838 | ||
Eli Lilly & Company | COM | 532457108 | 639 | 7,765 | SH | SOLE | 2,300 | 0 | 5,465 | ||
Enterprise Products Partners L | COM | 293792107 | 2,159 | 79,733 | SH | SOLE | 843 | 0 | 78,890 | ||
Exxon Mobil Corporation | COM | 30231G102 | 889 | 11,012 | SH | SOLE | 3,666 | 0 | 7,346 | ||
Facebook Inc | COM | 30303M102 | 324 | 2,149 | SH | SOLE | 432 | 0 | 1,717 | ||
General Electric Company | COM | 369604103 | 670 | 24,817 | SH | SOLE | 7,633 | 0 | 17,184 | ||
Gilead Sciences Inc | COM | 375558103 | 221 | 3,123 | SH | SOLE | 219 | 0 | 2,904 | ||
Golden Arch Resources Ltd. | COM | 38079K101 | 0 | 23,000 | SH | SOLE | 0 | 0 | 23,000 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 893 | 4,024 | SH | SOLE | 0 | 0 | 4,024 | ||
Holly Energy Partners LP | COM | 435763107 | 260 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
Home Depot Incorporated | COM | 437076102 | 3,752 | 24,458 | SH | SOLE | 22,856 | 0 | 1,602 | ||
Honeywell International Inc | COM | 438516106 | 479 | 3,591 | SH | SOLE | 2,935 | 0 | 656 | ||
Hormel Foods Corp | COM | 440452100 | 205 | 5,999 | SH | SOLE | 0 | 0 | 5,999 | ||
Intellitar Inc Series A Pfd | COM | 458998663 | 0 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
International Business Machine | COM | 459200101 | 744 | 4,839 | SH | SOLE | 100 | 0 | 4,739 | ||
iShares MSCI All Country Asia | COM | 464288182 | 7,261 | 107,655 | SH | SOLE | 55,510 | 0 | 52,145 | ||
iShares MSCI Emerging Markets | COM | 464287234 | 10,376 | 250,694 | SH | SOLE | 111,262 | 0 | 139,432 | ||
iShares Russell 2000 Index | COM | 464287655 | 1,194 | 8,476 | SH | SOLE | 937 | 0 | 7,539 | ||
iShares S&P U.S. Preferred Sto | COM | 464288687 | 3,049 | 77,835 | SH | SOLE | 17,754 | 0 | 60,081 | ||
J. C. Penney Company, Inc. | COM | 708160106 | 251 | 54,000 | SH | SOLE | 0 | 0 | 54,000 | ||
Johnson & Johnson Company | COM | 478160104 | 892 | 6,740 | SH | SOLE | 4,525 | 0 | 2,215 | ||
JP Morgan Chase & Company | COM | 46625H100 | 315 | 3,449 | SH | SOLE | 438 | 0 | 3,011 | ||
Kimberly-Clark Corp | COM | 494368103 | 225 | 1,740 | SH | SOLE | 200 | 0 | 1,540 | ||
L-3 Technologies, Inc. | COM | 502413107 | 577 | 3,451 | SH | SOLE | 3,451 | 0 | 0 | ||
Lam Research Corp | COM | 512807108 | 326 | 2,307 | SH | SOLE | 0 | 0 | 2,307 | ||
Lowe's Companies Inc. | COM | 548661107 | 641 | 8,263 | SH | SOLE | 5,110 | 0 | 3,153 | ||
Magellan Midstream Partners LP | COM | 559080106 | 1,147 | 16,089 | SH | SOLE | 89 | 0 | 16,000 | ||
Mastercard Inc. | COM | 57636Q104 | 434 | 3,577 | SH | SOLE | 3,305 | 0 | 272 | ||
Microchip Technology Inc. | COM | 595017104 | 285 | 3,694 | SH | SOLE | 0 | 0 | 3,694 | ||
Microsoft Corporation | COM | 594918104 | 652 | 9,459 | SH | SOLE | 4,041 | 0 | 5,418 | ||
Nantech Inds Inc | COM | 630100105 | 0 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NextEra Energy, Inc. | COM | 65339F101 | 487 | 3,477 | SH | SOLE | 237 | 0 | 3,240 | ||
NIC Inc | COM | 62914B100 | 697 | 36,778 | SH | SOLE | 36,328 | 0 | 450 | ||
Nike Inc | COM | 654106103 | 576 | 9,757 | SH | SOLE | 0 | 0 | 9,757 | ||
Novo Nordisk A/S | COM | 670100205 | 289 | 6,748 | SH | SOLE | 0 | 0 | 6,748 | ||
ONEOK Partners, L.P. | COM | 68268N103 | 664 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
Oracle Corp | COM | 68389X105 | 268 | 5,349 | SH | SOLE | 0 | 0 | 5,349 | ||
PC Connection Inc | COM | 69318J100 | 925 | 34,192 | SH | SOLE | 33,913 | 0 | 279 | ||
Pepsico Inc | COM | 713448108 | 2,077 | 17,986 | SH | SOLE | 4,053 | 0 | 13,933 | ||
Perseus Mining Ltd NPV | COM | Q74174105 | 11 | 48,500 | SH | SOLE | 0 | 0 | 48,500 | ||
Pfizer Inc | COM | 717081103 | 631 | 18,785 | SH | SOLE | 12,276 | 0 | 6,509 | ||
Philip Morris International In | COM | 718172109 | 436 | 3,710 | SH | SOLE | 3,546 | 0 | 164 | ||
Phillips Van Heusen Corp. | COM | 693656100 | 613 | 5,355 | SH | SOLE | 5,304 | 0 | 51 | ||
Praxair Inc. | COM | 74005P104 | 209 | 1,579 | SH | SOLE | 0 | 0 | 1,579 | ||
ProAssurance Corp | COM | 74267C106 | 718 | 11,806 | SH | SOLE | 11,806 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 627 | 7,193 | SH | SOLE | 6,289 | 0 | 904 | ||
Quintiles Transnational Holdin | COM | 74876Y101 | 264 | 2,950 | SH | SOLE | 0 | 0 | 2,950 | ||
Reata Pharmaceuticals, Inc. | COM | 75615P103 | 2,502 | 79,071 | SH | SOLE | 18,942 | 0 | 60,129 | ||
Red Hat, Inc. | COM | 756577102 | 257 | 2,683 | SH | SOLE | 23 | 0 | 2,660 | ||
Reynolds American Inc | COM | 761713106 | 498 | 7,657 | SH | SOLE | 7,610 | 0 | 47 | ||
Rockwell Automation Inc | COM | 773903109 | 279 | 1,724 | SH | SOLE | 0 | 0 | 1,724 | ||
Rollins Inc | COM | 775711104 | 1,311 | 32,194 | SH | SOLE | 31,974 | 0 | 220 | ||
Rolls-Royce Holdings plc | COM | G76225138 | 0 | 380,540 | SH | SOLE | 380,540 | 0 | 0 | ||
Ross Stores Inc | COM | 778296103 | 2,193 | 37,994 | SH | SOLE | 37,756 | 0 | 238 | ||
Royal Bank of Canada | COM | 780087102 | 2,556 | 35,252 | SH | SOLE | 35,237 | 0 | 15 | ||
Rydex S&P Equal Weight | COM | 78355W106 | 702 | 7,569 | SH | SOLE | 0 | 0 | 7,569 | ||
ServisFirst Bancshares Inc | COM | 81768T108 | 308 | 8,362 | SH | SOLE | 8,362 | 0 | 0 | ||
SPDR Gold Trust ETF | COM | 78463V107 | 982 | 8,324 | SH | SOLE | 745 | 0 | 7,579 | ||
SPDR S&P 500 ETF | COM | 78462F103 | 3,077 | 12,725 | SH | SOLE | 10,000 | 0 | 2,725 | ||
Sprott Physical Silver Trust | COM | 85207K107 | 134 | 21,300 | SH | SOLE | 0 | 0 | 21,300 | ||
Starbucks Corporation | COM | 855244109 | 282 | 4,832 | SH | SOLE | 0 | 0 | 4,832 | ||
Synchronoss Technologies Inc | COM | 87157B103 | 309 | 18,805 | SH | SOLE | 18,588 | 0 | 217 | ||
Synovus Financial Corp | COM | 87161C501 | 277 | 6,262 | SH | SOLE | 235 | 0 | 6,027 | ||
SYSCO Corporation | COM | 871829107 | 291 | 5,782 | SH | SOLE | 0 | 0 | 5,782 | ||
Target Corporation | COM | 87612E106 | 531 | 10,161 | SH | SOLE | 0 | 0 | 10,161 | ||
Teradyne Inc | COM | 880770102 | 336 | 11,200 | SH | SOLE | 11,200 | 0 | 0 | ||
The Coca-Cola Company | COM | 191216100 | 813 | 18,135 | SH | SOLE | 10,504 | 0 | 7,631 | ||
The TJX Companies, Inc | COM | 872540109 | 214 | 2,963 | SH | SOLE | 0 | 0 | 2,963 | ||
The Walt Disney Company | COM | 254687106 | 837 | 7,875 | SH | SOLE | 1,726 | 0 | 6,149 | ||
TriLinc Global Impact Fund | COM | 89619H108 | 138 | 16,164 | SH | SOLE | 0 | 0 | 16,164 | ||
United Technologies Corp | COM | 913017109 | 992 | 8,125 | SH | SOLE | 154 | 0 | 7,971 | ||
UTG, Inc. | COM | 293747341 | 413 | 21,739 | SH | SOLE | 0 | 0 | 21,739 | ||
V.F. Corporation | COM | 918204108 | 261 | 4,531 | SH | SOLE | 0 | 0 | 4,531 | ||
Vail Resorts Inc | COM | 91879Q109 | 1,713 | 8,446 | SH | SOLE | 8,400 | 0 | 46 | ||
Vanguard Growth ETF | COM | 922908736 | 6,130 | 48,250 | SH | SOLE | 33,930 | 0 | 14,320 | ||
Vanguard Small-Cap Value VIPER | COM | 922908611 | 5,330 | 43,362 | SH | SOLE | 31,501 | 0 | 11,861 | ||
Vanguard Small Cap Growth ETF | COM | 922908595 | 4,618 | 31,691 | SH | SOLE | 21,030 | 0 | 10,661 | ||
VEREIT, Inc. | COM | 92339V100 | 175 | 21,479 | SH | SOLE | 21,479 | 0 | 0 | ||
Verizon Communications Inc. | COM | 92343V104 | 552 | 12,359 | SH | SOLE | 8,619 | 0 | 3,740 | ||
Visa Inc | COM | 92826C839 | 1,131 | 12,064 | SH | SOLE | 5,717 | 0 | 6,347 | ||
Wells Fargo & Company | COM | 949746101 | 523 | 9,439 | SH | SOLE | 5,665 | 0 | 3,774 | ||
Westamerica Bancorp. | COM | 957090103 | 700 | 12,495 | SH | SOLE | 12,372 | 0 | 123 | ||
Zimmer Biomet Holdings, Inc. | COM | 98956P102 | 218 | 1,699 | SH | SOLE | 0 | 0 | 1,699 | ||
VEREIT Series F Pfd 6.7 | PFD | 92339V209 | 822 | 30,927 | SH | SOLE | 30,927 | 0 | 0 | ||
Deutsche X-trackers MSCI EAFE | COM | 233051200 | 444 | 14,775 | SH | SOLE | 0 | 0 | 14,775 | ||
First Trust Health Care AlphaD | COM | 33734X143 | 323 | 4,830 | SH | SOLE | 4,830 | 0 | 0 | ||
First Trust Large Cap Core Alp | COM | 33734K109 | 355 | 6,679 | SH | SOLE | 6,679 | 0 | 0 | ||
First Trust Mid Cap Core Alpha | COM | 33735B108 | 272 | 4,603 | SH | SOLE | 4,603 | 0 | 0 | ||
Guggenheim BulletShares 2017 H | COM | 18383M399 | 1,250 | 48,616 | SH | SOLE | 48,616 | 0 | 0 | ||
iShares Barclays 3-7 Yr T-bond | COM | 464288661 | 851 | 6,890 | SH | SOLE | 4,622 | 0 | 2,268 | ||
iShares Barclays Aggregate Bon | COM | 464287226 | 31,936 | 291,628 | SH | SOLE | 121,539 | 0 | 170,090 | ||
iShares Barclays TIPS Bond Fun | COM | 464287176 | 11,823 | 104,235 | SH | SOLE | 52,273 | 0 | 51,963 | ||
iShares Dow Jones US Aerospace | COM | 464288760 | 10,277 | 65,315 | SH | SOLE | 46,188 | 0 | 19,127 | ||
iShares MSCI ACWI ETF | COM | 464288257 | 960 | 14,662 | SH | SOLE | 3,285 | 0 | 11,377 | ||
iShares MSCI EAFE Index Fund E | COM | 464287465 | 1,145 | 17,565 | SH | SOLE | 0 | 0 | 17,565 | ||
iShares MSCI Germany | COM | 464286806 | 8,211 | 271,252 | SH | SOLE | 179,513 | 0 | 91,739 | ||
iShares MSCI India | COM | 46429B598 | 8,294 | 258,392 | SH | SOLE | 172,637 | 0 | 85,755 | ||
iShares MSCI Switzerland | COM | 464286749 | 8,447 | 246,202 | SH | SOLE | 161,181 | 0 | 85,021 | ||
iShares Russell 1000 Growth In | COM | 464287614 | 10,904 | 91,615 | SH | SOLE | 64,793 | 0 | 26,821 | ||
iShares Russell 3000 Index Fun | COM | 464287689 | 731 | 5,075 | SH | SOLE | 0 | 0 | 5,075 | ||
iShares S&P 500 Index ETF | COM | 464287200 | 416 | 1,710 | SH | SOLE | 110 | 0 | 1,600 | ||
iShares Silver Trust ETF | COM | 46428Q109 | 678 | 43,142 | SH | SOLE | 6,109 | 0 | 37,033 | ||
JPMorgan Alerian MLP Index ETN | COM | 46625H365 | 367 | 12,370 | SH | SOLE | 7,008 | 0 | 5,362 | ||
Schwab US Large-Cap ETF | COM | 808524201 | 2,404 | 41,610 | SH | SOLE | 41,610 | 0 | 0 | ||
SPDR Euro Stoxx 50 | COM | 78463X202 | 8,734 | 227,036 | SH | SOLE | 143,731 | 0 | 83,305 | ||
SPDR S&P Homebuilders ETF | COM | 78464A888 | 9,203 | 238,844 | SH | SOLE | 154,052 | 0 | 84,792 | ||
Technology Select Sector SPDR | COM | 81369Y803 | 10,583 | 193,403 | SH | SOLE | 137,945 | 0 | 55,458 | ||
Vanguard Dividend Appreciation | COM | 921908844 | 955 | 10,310 | SH | SOLE | 0 | 0 | 10,310 | ||
Vanguard FTSE Developed Market | COM | 921943858 | 43,524 | 1,053,343 | SH | SOLE | 462,965 | 0 | 590,378 | ||
Vanguard High Dividend Yield I | COM | 921946406 | 1,187 | 15,183 | SH | SOLE | 12,950 | 0 | 2,233 | ||
Vanguard MSCI Pacific ETF | COM | 922042866 | 7,477 | 113,637 | SH | SOLE | 76,287 | 0 | 37,350 | ||
Vanguard REIT Index ETF | COM | 922908553 | 21,435 | 257,539 | SH | SOLE | 131,918 | 0 | 125,621 | ||
Vanguard Russell 2000 Index ET | COM | 92206C664 | 28,500 | 252,817 | SH | SOLE | 95,173 | 0 | 157,644 | ||
Vanguard S&P 500 ETF | COM | 922908363 | 94,944 | 427,562 | SH | SOLE | 180,658 | 0 | 246,904 | ||
Vanguard Small Cap ETF | COM | 922908751 | 25,130 | 185,408 | SH | SOLE | 95,880 | 0 | 89,528 | ||
Vanguard Total International B | COM | 92203J407 | 446 | 8,202 | SH | SOLE | 5,670 | 0 | 2,532 | ||
Vanguard Value ETF | COM | 922908744 | 10,862 | 112,487 | SH | SOLE | 81,230 | 0 | 31,257 | ||
WisdomTree Europe Hedged Equit | COM | 97717X701 | 9,027 | 144,832 | SH | SOLE | 83,906 | 0 | 60,927 |